Chief Operating Officer

0001140361-14-003140.txt : 20140124 0001140361-14-003140.hdr.sgml : 20140124 20140124155055 ACCESSION NUMBER: 0001140361-14-003140 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20140124 DATE AS OF CHANGE: 20140124 EFFECTIVENESS DATE: 20140124 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mirae Asset Global Investments Co., Ltd. CENTRAL INDEX KEY: 0001569395 IRS NUMBER: 000000000 STATE OF INCORPORATION: M5 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15178 FILM NUMBER: 14545973 BUSINESS ADDRESS: STREET 1: EAST TOWER 26F MIRAE ASSET CENTER1 STREET 2: 67 SUHA-DONG, JUNG-GU CITY: SEOUL STATE: M5 ZIP: 100-210 BUSINESS PHONE: 82-2-3774-5986 MAIL ADDRESS: STREET 1: EAST TOWER 26F MIRAE ASSET CENTER1 STREET 2: 67 SUHA-DONG, JUNG-GU CITY: SEOUL STATE: M5 ZIP: 100-210 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001569395 XXXXXXXX 06-30-2009 06-30-2009 Mirae Asset Global Investments Co., Ltd.

EAST TOWER 26F MIRAE ASSET CENTER1 67 SUHA-DONG, JUNG-GU SEOUL M5 100-210

13F HOLDINGS REPORT 028-15178 N Robert Shea Chief Operating Officer 212-205-8300 Robert Shea New York NY 01-24-2014 3 157 371851 false 1 0001423255 028-15175 Mirae Asset Global Investments (Hong Kong) LTD 2 0001568512 028-15176 Mirae Asset Global Investments (USA) Inc. 3 0001488106 028-15177 Mirae Asset Global Investments (USA), LLC INFORMATION TABLE 2 form13fInfoTable.xml AIRMEDIA GROUP INC SPONSORED ADR 009411109 384 59700 SH DFND 1 59700 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 354 18285 SH DFND 1 2 3 18285 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 501 25885 SH SOLE 25885 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 671 25082 SH SOLE 25082 0 0 BAIDU INC SPON ADR REP A 056752108 7779 258351 SH DFND 1 2 3 258351 0 0 BAIDU INC SPON ADR REP A 056752108 1368 45450 SH DFND 1 45450 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 3085 277964 SH SOLE 277964 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 2091 188449 SH DFND 1 2 3 188449 0 0 BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 264 14700 SH DFND 1 2 3 14700 0 0 BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 333 18500 SH SOLE 18500 0 0 BANCOLOMBIA S A SPON ADR PREF 05968L102 912 29900 SH SOLE 29900 0 0 BANCOLOMBIA S A SPON ADR PREF 05968L102 796 26100 SH DFND 1 2 3 26100 0 0 BRASIL TELECOM PARTICIPACOES SPON ADR PFD 105530109 636 16552 SH SOLE 16552 0 0 BRASIL TELECOM SA SPONS ADR PFD 10553M101 445 11600 SH DFND 1 2 3 11600 0 0 BRASIL TELECOM SA SPONS ADR PFD 10553M101 9 1415 SH SOLE 1415 0 0 BUNGE LIMITED COM G16962105 401 6650 SH SOLE 6650 0 0 CEDAR SHOPPING CTRS INC COM NEW 150602209 57 12646 SH SOLE 12646 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 427 53423 SH SOLE 53423 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 270 33815 SH DFND 1 2 3 33815 0 0 CENTRAIS ELETRICAS BRASILEIR SPON ADR PFD B 15234Q108 632 48400 SH DFND 1 2 3 48400 0 0 CENTRAIS ELETRICAS BRASILEIR SPON ADR PFD B 15234Q108 858 65700 SH SOLE 65700 0 0 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 1045 71700 SH DFND 1 2 3 71700 0 0 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 1385 95000 SH SOLE 95000 0 0 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 533 9607 SH SOLE 9607 0 0 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 45 806 SH DFND 1 2 3 806 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 72 1441 SH DFND 1 2 3 1441 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 1206 24073 SH SOLE 24073 0 0 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 297 5085 SH SOLE 5085 0 0 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 15 256 SH DFND 1 2 3 256 0 0 CHINA TELECOM CORP LTD SPON ADR H SHS 169426103 10 211 SH DFND 1 2 3 211 0 0 CHINA TELECOM CORP LTD SPON ADR H SHS 169426103 190 3817 SH SOLE 3817 0 0 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 456 34174 SH SOLE 34174 0 0 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 29 2183 SH DFND 1 2 3 2183 0 0 CITIGROUP INC COM 172967101 493 16584 SH DFND 1 2 3 16584 0 0 CNOOC LTD SPONSORED ADR 126132109 33 267 SH DFND 1 2 3 267 0 0 CNOOC LTD SPONSORED ADR 126132109 509 4136 SH SOLE 4136 0 0 COMPANHIA BRASILEIRA DE DIST SPON ADR PFD 20440T201 427 22200 SH DFND 1 2 3 22200 0 0 COMPANHIA BRASILEIRA DE DIST SPON ADR PFD 20440T201 532 27670 SH SOLE 27670 0 0 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 2179 33616 SH DFND 1 2 3 33616 0 0 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 3104 47883 SH SOLE 47883 0 0 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 113 22607 SH SOLE 22607 0 0 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 104 20903 SH DFND 1 2 3 20903 0 0 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 876 132189 SH SOLE 132189 0 0 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 651 98332 SH DFND 1 2 3 98332 0 0 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 1012 90567 SH DFND 1 2 3 90567 0 0 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 1403 125564 SH SOLE 125564 0 0 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 1779 74042 SH SOLE 74042 0 0 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 336 14000 SH DFND 14000 0 0 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 1158 48174 SH DFND 1 2 3 48174 0 0 COUSINS PPTYS INC COM 222795106 90 11141 SH SOLE 11141 0 0 CPFL ENERGIA S A SPONSORED ADR 126153105 229 14162 SH DFND 1 2 3 14162 0 0 CPFL ENERGIA S A SPONSORED ADR 126153105 324 20049 SH SOLE 20049 0 0 CREDICORP LTD COM G2519Y108 288 4950 SH DFND 4950 0 0 CTRIP COM INTL LTD ADR 22943F100 9102 393184 SH DFND 1 393184 0 0 CTRIP COM INTL LTD ADR 22943F100 16242 701581 SH DFND 1 2 3 701581 0 0 DIAMONDS TR UNIT SER 1 252787106 364 4296 SH DFND 1 2 3 4296 0 0 ECOPETROL S A SPONSORED ADS 279158109 1694 69460 SH SOLE 69460 0 0 ECOPETROL S A SPONSORED ADS 279158109 1416 58060 SH DFND 1 2 3 58060 0 0 EMBRAER-EMPRESA BRASILEIRA D SP ADR COM SHS 29081M102 706 42647 SH SOLE 42647 0 0 EMBRAER-EMPRESA BRASILEIRA D SP ADR COM SHS 29081M102 510 30800 SH DFND 1 2 3 30800 0 0 EMPRESA NACIONAL DE ELCTRCID SPONSORED ADR 29244T101 1573 31596 SH DFND 1 2 3 31596 0 0 EMPRESA NACIONAL DE ELCTRCID SPONSORED ADR 29244T101 1952 39196 SH SOLE 39196 0 0 ENERSIS S A SPONSORED ADR 29274F104 1654 89841 SH SOLE 89841 0 0 ENERSIS S A SPONSORED ADR 29274F104 1374 74641 SH DFND 1 2 3 74641 0 0 FELCOR LODGING TR INC COM 31430F101 58 23469 SH SOLE 23469 0 0 FIRST SOLAR INC COM 336433107 43 263 SH DFND 1 2 3 263 0 0 FIRST SOLAR INC COM 336433107 743 4581 SH SOLE 4581 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 965 29940 SH SOLE 29940 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 598 18540 SH DFND 1 2 3 18540 0 0 GERDAU S A SPONSORED ADR 373737105 4419 422034 SH SOLE 422034 0 0 GERDAU S A SPONSORED ADR 373737105 3828 365620 SH DFND 1 2 3 365620 0 0 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 976 57414 SH SOLE 57414 0 0 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 653 38414 SH DFND 1 2 3 38414 0 0 HDFC BANK LTD ADR REPS 3 SHS 40415F101 673 32627 SH SOLE 32627 0 0 HDFC BANK LTD ADR REPS 3 SHS 40415F101 7 363 SH DFND 1 2 3 363 0 0 HDFC BANK LTD ADR REPS 3 SHS 40415F101 587 28436 SH DFND 1 28436 0 0 ICICI BK LTD ADR 45104G104 48 1614 SH DFND 1 2 3 1614 0 0 ICICI BK LTD ADR 45104G104 514 17421 SH SOLE 17421 0 0 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 2186 59430 SH DFND 1 59430 0 0 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 71 1942 SH DFND 1 2 3 61372 0 0 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 3908 106262 SH SOLE 106262 0 0 ISHARES INC MSCI BRAZIL 464286400 4464 84283 SH DFND 1 2 3 84283 0 0 ISHARES INC MSCI STH AFRCA 464286780 579 12259 SH DFND 1 2 3 12259 0 0 ISHARES TR S&G GL MATERIA 464288695 2379 51120 SH SOLE 51120 0 0 ISHARES TR S&P GBL ENER 464287341 4063 132350 SH SOLE 132350 0 0 ISHARES TR S&P GBL FIN 464287333 1600 43200 SH SOLE 43200 0 0 ISHARES TR S&P GBL INF 464287291 5335 119300 SH SOLE 119300 0 0 ITAU UNIBANCO BANCO MULTIPL SPONS ADR 465562106 3519 269012 SH DFND 1 2 3 269012 0 0 ITAU UNIBANCO BANCO MULTIPL SPONS ADR 465562106 4997 381950 SH SOLE 381950 0 0 JOHNSON & JOHNSON COM 478160104 132 2328 SH DFND 1 2 3 2328 0 0 JOHNSON & JOHNSON COM 478160104 175 3078 SH SOLE 3078 0 0 LAN AIRLINES S A SPONSORED ADR 501723100 594 49900 SH DFND 1 2 3 49900 0 0 LEXINGTON REALTY TRUST COM 529043101 82 25000 SH SOLE 25000 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 4364 115400 SH SOLE 115400 0 0 MECHEL OAO SPONSORED ADR 583840103 37 4404 SH DFND 1 2 3 4404 0 0 MECHEL OAO SPONSORED ADR 583840103 395 47248 SH SOLE 47248 0 0 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 11948 427941 SH DFND 1 2 3 427941 0 0 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 6850 463740 SH DFND 1 2 3 463740 0 0 NET SERVICOS DE COMUNICACAO SPONSD ADR NEW 64109T201 934 95385 SH SOLE 95385 0 0 NET SERVICOS DE COMUNICACAO SPONSD ADR NEW 64109T201 720 73500 SH DFND 1 2 3 73500 0 0 NETEASE COM INC SPONSORED ADR 64110W102 30374 863400 SH DFND 1 863400 0 0 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 8174 485373 SH DFND 1 485373 0 0 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 4449 264191 SH DFND 1 2 3 264191 0 0 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 2364 24200 SH SOLE 24200 0 0 OPEN JT STK CO-VIMPEL COMMUN SPONSORED ADR 68370R109 6821 579521 SH SOLE 579521 0 0 OPEN JT STK CO-VIMPEL COMMUN SPONSORED ADR 68370R109 5932 503964 SH DFND 1 2 3 503964 0 0 PERDIGAO S A SPONSORED ADR 71361V303 257 26900 SH DFND 1 2 3 26900 0 0 PERDIGAO S A SPONSORED ADR 71361V303 319 33392 SH SOLE 33392 0 0 PERFECT WORLD CO LTD SPON ADR REP B 71372U104 572 20000 SH DFND 1 20000 0 0 PETROCHINA CO LTD SPONSORED ADR 71646E100 626 5667 SH SOLE 5667 0 0 PETROCHINA CO LTD SPONSORED ADR 71646E100 68 619 SH DFND 1 2 3 619 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 10300 308760 SH SOLE 308760 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 6801 203860 SH DFND 1 2 3 203860 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 8869 216434 SH SOLE 216434 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 6234 152134 SH DFND 1 2 3 152134 0 0 POWERSHARES GLOBAL ETF TRUST GBL CLEAN ENER 73936T615 207 14000 SH SOLE 14000 0 0 PROSHARES TR PSHS UL XIN CH25 74347R321 63992 1052506 SH SOLE 1052506 0 0 ROSTELECOM OPEN JT STK LNG D SPONSORED ADR 778529107 307 9691 SH SOLE 9691 0 0 RYDEX ETF TRUST S&P 500 EQ TRD 78355W106 236 7651 SH DFND 1 2 3 7651 0 0 SHANDA INTERACTIVE ENTMT LTD SPONSORED ADR 81941Q203 2612 49900 SH DFND 1 49900 0 0 SHANDA INTERACTIVE ENTMT LTD SPONSORED ADR 81941Q203 2684 51286 SH SOLE 51286 0 0 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 217 6000 SH DFND 6000 0 0 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 974 26900 SH DFND 1 2 3 26900 0 0 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 1328 36700 SH SOLE 36700 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 349 3833 SH SOLE 3833 0 0 SPDR TR UNIT SER 1 78462F103 282 3068 SH DFND 1 2 3 3068 0 0 STERLITE INDS INDIA LTD ADS 859737207 21 1728 SH DFND 1 2 3 1728 0 0 STERLITE INDS INDIA LTD ADS 859737207 189 15182 SH SOLE 15182 0 0 SUNTECH PWR HLDGS CO LTD ADR 86800C104 1148 64300 SH DFND 1 64300 0 0 SUNTECH PWR HLDGS CO LTD ADR 86800C104 19 1053 SH DFND 1 2 3 1053 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 90 9652 SH SOLE 9652 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 72 7663 SH DFND 1 2 3 7663 0 0 TELE NORTE LESTE PART S A SPON ADR PFD 879246106 1420 95504 SH SOLE 95504 0 0 TELE NORTE LESTE PART S A SPON ADR PFD 879246106 1080 72604 SH DFND 1 2 3 72604 0 0 TELECOMUNICACOES DE SAO PAUL SPON ADR PFD 08792A102 1459 65602 SH SOLE 65602 0 0 TELECOMUNICACOES DE SAO PAUL SPON ADR PFD 08792A102 49 2183 SH SOLE 2183 0 0 TELECOMUNICACOES DE SAO PAUL SPON ADR PFD 08792A102 8 343 SH DFND 1 2 3 343 0 0 TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 346 21364 SH DFND 1 2 3 21364 0 0 TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 531 32764 SH SOLE 32764 0 0 TERNIUM SA SPON ADR 880890108 224 13000 SH DFND 13000 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 7377 149506 SH DFND 1 2 3 149506 0 0 ULTRAPAR PARTICIPACOES S A SP ADR REP PFD 90400P101 306 38709 SH SOLE 38709 0 0 ULTRAPAR PARTICIPACOES S A SP ADR REP PFD 90400P101 222 28100 SH DFND 1 2 3 28100 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 5879 155000 SH SOLE 155000 0 0 VALE S A ADR 91912E105 11066 627666 SH DFND 627666 0 0 VALE S A ADR 91912E105 4226 239695 SH DFND 1 2 3 239695 0 0 VALE S A ADR REPSTG PFD 91912E204 3616 235600 SH DFND 1 2 3 235600 0 0 VALE S A ADR REPSTG PFD 91912E204 5974 389200 SH SOLE 389200 0 0 VANGUARD INDEX FDS REIT ETF 922908553 4562 147100 SH SOLE 147100 0 0 VISA INC COM CL A 92826C839 4 72 SH DFND 1 2 3 72 0 0 VISA INC COM CL A 92826C839 821 13187 SH DFND 1 13187 0 0 VISIONCHINA MEDIA INC SPONS ADR 92833U103 281 2300 SH SOLE 2300 0 0 VIVO PARTICIPACOES S A SPON ADR PFD NEW 92855S200 945 49900 SH DFND 1 2 3 49900 0 0 WIMM BILL DANN FOODS OJSC SPONSORED ADR 97263M109 638 46462 SH SOLE 46462 0 0 WIMM BILL DANN FOODS OJSC SPONSORED ADR 97263M109 569 41398 SH DFND 1 2 3 41398 0 0 WIPRO LTD SPON ADR 1 SH 97651M109 13 2029 SH DFND 1 2 3 2029 0 0 WIPRO LTD SPON ADR 1 SH 97651M109 121 19202 SH SOLE 19202 0 0