Chief Operating Officer

0001140361-14-000480.txt : 20140103 0001140361-14-000480.hdr.sgml : 20140103 20140103160050 ACCESSION NUMBER: 0001140361-14-000480 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20140103 DATE AS OF CHANGE: 20140103 EFFECTIVENESS DATE: 20140103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mirae Asset Global Investments Co., Ltd. CENTRAL INDEX KEY: 0001569395 IRS NUMBER: 000000000 STATE OF INCORPORATION: M5 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15178 FILM NUMBER: 14505599 BUSINESS ADDRESS: STREET 1: EAST TOWER 26F MIRAE ASSET CENTER1 STREET 2: 67 SUHA-DONG, JUNG-GU CITY: SEOUL STATE: M5 ZIP: 100-210 BUSINESS PHONE: 82-2-3774-5986 MAIL ADDRESS: STREET 1: EAST TOWER 26F MIRAE ASSET CENTER1 STREET 2: 67 SUHA-DONG, JUNG-GU CITY: SEOUL STATE: M5 ZIP: 100-210 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001569395 XXXXXXXX 09-30-2009 09-30-2009 Mirae Asset Global Investments Co., Ltd.

EAST TOWER 26F MIRAE ASSET CENTER1 67 SUHA-DONG, JUNG-GU SEOUL M5 100-210

13F HOLDINGS REPORT 028-15178 N Robert Shea Chief Operating Officer 212-205-8300 Robert Shea New York NY 01-03-2014 3 148 657029 false 1 0001423255 028-15175 Mirae Asset Global Investments (Hong Kong) LTD 2 0001568512 028-15176 Mirae Asset Global Investments (USA) Inc. 3 0001488106 028-15177 Mirae Asset Global Investments (USA), LLC INFORMATION TABLE 2 form13fInfoTable.xml 3M CO COM 88579Y101 216 2929 SH DFND 1 2 3 2929 0 0 AIRMEDIA GROUP INC SPONSORED ADR 009411109 280 38100 SH DFND 1 38100 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 405 18465 SH SOLE 18465 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 238 10865 SH DFND 1 2 3 10865 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 674 23082 SH SOLE 23082 0 0 BAIDU INC SPON ADR REP A 056752108 972 24850 SH DFND 1 24850 0 0 BAIDU INC SPON ADR REP A 056752108 6050 154707 SH DFND 1 2 3 154707 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 4421 295857 SH SOLE 295857 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 3088 206642 SH DFND 1 2 3 206642 0 0 BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 439 19836 SH SOLE 19836 0 0 BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 355 16036 SH DFND 1 2 3 16036 0 0 BANCOLOMBIA S A SPON ADR PREF 05968L102 1354 31535 SH SOLE 31535 0 0 BANCOLOMBIA S A SPON ADR PREF 05968L102 1191 27735 SH DFND 1 2 3 27735 0 0 BANK OF AMERICA CORPORATION COM 060505104 16736 989121 SH DFND 1 2 3 989121 0 0 BRASIL TELECOM PARTICIPACOES SPON ADR PFD 105530109 264 4952 SH SOLE 4952 0 0 BRF-BRASIL FOODS S A SPONSORED ADR 10552T107 815 61227 SH SOLE 61227 0 0 BRF-BRASIL FOODS S A SPONSORED ADR 10552T107 698 52463 SH DFND 1 2 3 52463 0 0 BUNGE LIMITED COM G16962105 416 6650 SH SOLE 6650 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 215 19492 SH DFND 1 2 3 19492 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 432 39100 SH SOLE 39100 0 0 CENTRAIS ELETRICAS BRASILEIR SPON ADR PFD B 15234Q108 967 69653 SH SOLE 69653 0 0 CENTRAIS ELETRICAS BRASILEIR SPON ADR PFD B 15234Q108 731 52653 SH DFND 1 2 3 52653 0 0 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 1562 100993 SH SOLE 100993 0 0 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 1208 78093 SH DFND 1 2 3 78093 0 0 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 625 9507 SH SOLE 9507 0 0 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 53 806 SH DFND 1 2 3 806 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 1133 23073 SH SOLE 23073 0 0 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 17 256 SH DFND 1 2 3 256 0 0 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 333 5085 SH SOLE 5085 0 0 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 31 2183 SH DFND 1 2 3 2183 0 0 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 478 33574 SH SOLE 33574 0 0 CITIGROUP INC COM 172967101 269092 5559750 SH DFND 1 2 3 5559750 0 0 CNOOC LTD SPONSORED ADR 126132109 560 4136 SH SOLE 4136 0 0 CNOOC LTD SPONSORED ADR 126132109 36 267 SH DFND 1 2 3 267 0 0 COMPANHIA BRASILEIRA DE DIST SPN ADR PFD CL A 20440T201 846 30062 SH SOLE 30062 0 0 COMPANHIA BRASILEIRA DE DIST SPN ADR PFD CL A 20440T201 692 24592 SH DFND 1 2 3 24592 0 0 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 4155 50506 SH SOLE 50506 0 0 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 2989 36339 SH DFND 1 2 3 36339 0 0 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 143 22570 SH DFND 1 2 3 22570 0 0 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 153 24274 SH SOLE 24274 0 0 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 1029 105056 SH DFND 1 2 3 105056 0 0 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 1355 138313 SH SOLE 138313 0 0 COMPANHIA PARANAENSE ENERG C SPON ADR PFD 20441B407 733 41597 SH DFND 1 2 3 41597 0 0 COMPANHIA PARANAENSE ENERG C SPON ADR PFD 20441B407 801 45429 SH SOLE 45429 0 0 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 1503 98231 SH DFND 1 2 3 98231 0 0 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 2037 133128 SH SOLE 133128 0 0 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 2270 64479 SH DFND 1 2 3 64479 0 0 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 141 4000 SH DFND 4000 0 0 CPFL ENERGIA S A SPONSORED ADR 126153105 272 15081 SH DFND 1 2 3 15081 0 0 CPFL ENERGIA S A SPONSORED ADR 126153105 377 20968 SH SOLE 20968 0 0 CTRIP COM INTL LTD ADR 22943F100 19470 662374 SH DFND 1 2 3 662374 0 0 DIAMONDS TR UNIT SER 1 252787106 383 3942 SH DFND 1 2 3 3942 0 0 ECOPETROL S A SPONSORED ADS 279158109 2128 74430 SH SOLE 74430 0 0 ECOPETROL S A SPONSORED ADS 279158109 1802 63030 SH DFND 1 2 3 63030 0 0 EMBRAER-EMPRESA BRASILEIRA D SP ADR COM SHS 29081M102 767 33415 SH DFND 1 2 3 33415 0 0 EMBRAER-EMPRESA BRASILEIRA D SP ADR COM SHS 29081M102 1034 45062 SH SOLE 45062 0 0 EMPRESA NACIONAL DE ELCTRCID SPONSORED ADR 29244T101 1618 34515 SH DFND 1 2 3 34515 0 0 EMPRESA NACIONAL DE ELCTRCID SPONSORED ADR 29244T101 1974 42115 SH SOLE 42115 0 0 ENERSIS S A SPONSORED ADR 29274F104 1488 80887 SH DFND 1 2 3 80887 0 0 ENERSIS S A SPONSORED ADR 29274F104 1767 96087 SH SOLE 96087 0 0 FIRST SOLAR INC COM 336433107 40 263 SH DFND 1 2 3 263 0 0 FIRST SOLAR INC COM 336433107 700 4581 SH SOLE 4581 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 407 10702 SH DFND 1 2 3 10702 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 841 22102 SH SOLE 22102 0 0 GERDAU S A SPONSORED ADR 373737105 5175 385039 SH DFND 1 2 3 385039 0 0 GERDAU S A SPONSORED ADR 373737105 5930 441253 SH SOLE 441253 0 0 GOOGLE INC CL A 38259P508 124 250 SH SOLE 250 0 0 GOOGLE INC CL A 38259P508 80 161 SH DFND 1 2 3 161 0 0 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 760 40891 SH SOLE 40891 0 0 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 407 21891 SH DFND 1 2 3 21891 0 0 ICICI BK LTD ADR 45104G104 5113 132605 SH DFND 1 132605 0 0 ICICI BK LTD ADR 45104G104 62 1614 SH DFND 1 2 3 1614 0 0 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 94 1942 SH DFND 1 2 3 1942 0 0 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 543 11207 SH DFND 1 11207 0 0 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 1468 30264 SH SOLE 30264 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 300 2511 SH DFND 1 2 3 2511 0 0 ISHARES INC MSCI STH AFRCA 464286780 671 12259 SH DFND 1 2 3 12259 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 8093 441822 SH SOLE 441822 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 5818 317591 SH DFND 1 2 3 317591 0 0 JOHNSON & JOHNSON COM 478160104 162 2653 SH DFND 1 2 3 2653 0 0 JOHNSON & JOHNSON COM 478160104 207 3403 SH SOLE 3403 0 0 JPMORGAN CHASE & CO COM 46625H100 249 5674 SH DFND 1 2 3 5674 0 0 LAN AIRLINES S A SPONSORED ADR 501723100 713 54629 SH SOLE 54629 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 417 9200 SH SOLE 9200 0 0 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 2359 85015 SH SOLE 85015 0 0 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 444 16015 SH DFND 1 2 3 16015 0 0 MECHEL OAO SPONSORED ADR 583840103 1004 55848 SH SOLE 55848 0 0 MECHEL OAO SPONSORED ADR 583840103 306 17004 SH DFND 1 2 3 17004 0 0 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 28131 861847 SH DFND 1 2 3 861847 0 0 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 27945 1447345 SH DFND 1 2 3 1447345 0 0 NET SERVICOS DE COMUNICACAO SPONSD ADR NEW 64109T201 1171 101610 SH SOLE 101610 0 0 NET SERVICOS DE COMUNICACAO SPONSD ADR NEW 64109T201 916 79525 SH DFND 1 2 3 79525 0 0 NETEASE COM INC SPONSORED ADR 64110W102 13823 302606 SH DFND 1 2 3 302606 0 0 NETEASE COM INC SPONSORED ADR 64110W102 950 20800 SH DFND 1 20800 0 0 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 11485 97800 SH SOLE 97800 0 0 OPEN JT STK CO-VIMPEL COMMUN SPONSORED ADR 68370R109 8498 454446 SH DFND 1 2 3 454446 0 0 OPEN JT STK CO-VIMPEL COMMUN SPONSORED ADR 68370R109 9722 519903 SH SOLE 519903 0 0 PERFECT WORLD CO LTD SPON ADR REP B 71372U104 616 12800 SH DFND 1 12800 0 0 PERFECT WORLD CO LTD SPON ADR REP B 71372U104 16253 337891 SH DFND 1 2 3 337891 0 0 PETROCHINA CO LTD SPONSORED ADR 71646E100 633 5567 SH SOLE 5567 0 0 PETROCHINA CO LTD SPONSORED ADR 71646E100 70 619 SH DFND 1 2 3 619 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 12828 326326 SH SOLE 326326 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 8716 221726 SH DFND 1 2 3 221726 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 7604 165668 SH DFND 1 2 3 165668 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 10478 228268 SH SOLE 228268 0 0 POWERSHARES GLOBAL ETF TRUST GBL CLEAN ENER 73936T615 234 14000 SH SOLE 14000 0 0 ROSTELECOM OPEN JT STK LNG D SPONSORED ADR 778529107 226 7691 SH SOLE 7691 0 0 RYDEX ETF TRUST S&P 500 EQ TRD 78355W106 285 7651 SH DFND 1 2 3 7651 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 12011 456000 SH SOLE 456000 0 0 SHANDA INTERACTIVE ENTMT LTD SPONSORED ADR 81941Q203 6400 125000 SH DFND 1 125000 0 0 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 1145 29258 SH DFND 1 2 3 29258 0 0 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 470 12000 SH DFND 12000 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 379 3833 SH SOLE 3833 0 0 SPDR TR UNIT SER 1 78462F103 330 3125 SH DFND 1 2 3 3125 0 0 STERLITE INDS INDIA LTD ADS 859737207 28 1728 SH DFND 1 2 3 1728 0 0 STERLITE INDS INDIA LTD ADS 859737207 38 2396 SH DFND 1 2396 0 0 STERLITE INDS INDIA LTD ADS 859737207 279 17478 SH SOLE 17478 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 106 9699 SH SOLE 9699 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 84 7701 SH DFND 1 2 3 7701 0 0 TELE NORTE LESTE PART S A SPON ADR PFD 879246106 1950 103755 SH SOLE 103755 0 0 TELE NORTE LESTE PART S A SPON ADR PFD 879246106 1514 80555 SH DFND 1 2 3 80555 0 0 TELECOMUNICACOES DE SAO PAUL SPON ADR PFD 87929A102 1407 55047 SH DFND 1 2 3 55047 0 0 TELECOMUNICACOES DE SAO PAUL SPON ADR PFD 87929A102 56 2183 SH SOLE 2183 0 0 TELECOMUNICACOES DE SAO PAUL SPON ADR PFD 87929A102 9 343 SH DFND 1 2 3 343 0 0 TELECOMUNICACOES DE SAO PAUL SPON ADR PFD 87929A102 1803 70549 SH SOLE 70549 0 0 TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 211 12097 SH DFND 1 2 3 12097 0 0 TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 410 23497 SH SOLE 23497 0 0 TENARIS S A SPONSORED ADR 88031M109 244 6847 SH DFND 1 2 3 6847 0 0 TERNIUM SA SPON ADR 880890108 479 18000 SH DFND 18000 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 9329 184510 SH DFND 1 2 3 184510 0 0 ULTRAPAR PARTICIPACOES S A SP ADR REP PFD 90400P101 307 30580 SH DFND 1 2 3 30580 0 0 ULTRAPAR PARTICIPACOES S A SP ADR REP PFD 90400P101 414 41189 SH SOLE 41189 0 0 UNITED STATES NATL GAS FUND UNIT 912318102 282 3000 SH SOLE 3000 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 5635 155700 SH SOLE 155700 0 0 UNITED TECHNOLOGIES CORP COM 913017109 136 2228 SH SOLE 2228 0 0 UNITED TECHNOLOGIES CORP COM 913017109 129 2117 SH DFND 1 2 3 2117 0 0 VALE S A ADR 91912E105 9152 395666 SH DFND 392485 0 0 VALE S A ADR 91912E105 5544 239695 SH DFND 1 2 3 239695 0 0 VALE S A ADR REPSTG PFD 91912E204 8222 400864 SH SOLE 400864 0 0 VALE S A ADR REPSTG PFD 91912E204 5082 247764 SH DFND 1 2 3 247764 0 0 VANGUARD INDEX FDS REIT ETF 922908553 10259 247500 SH SOLE 247500 0 0 VISA INC COM CL A 92826C839 8 111 SH DFND 1 2 3 111 0 0 VISA INC COM CL A 92826C839 582 8418 SH DFND 1 8418 0 0 VISIONCHINA MEDIA INC SPONS ADR 92833U103 366 2300 SH SOLE 2300 0 0 WIMM BILL DANN FOODS OJSC SPONSORED ADR 97263M109 428 23922 SH DFND 1 2 3 23922 0 0 WIMM BILL DANN FOODS OJSC SPONSORED ADR 97263M109 518 28986 SH SOLE 28986 0 0 WIPRO LTD SPON ADR 1 SH 97651M109 181 18802 SH SOLE 18802 0 0 WIPRO LTD SPON ADR 1 SH 97651M109 19 2029 SH DFND 1 2 3 2029 0 0