Chief Operating Officer

0001140361-13-045096.txt : 20131206 0001140361-13-045096.hdr.sgml : 20131206 20131206100618 ACCESSION NUMBER: 0001140361-13-045096 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20131206 DATE AS OF CHANGE: 20131206 EFFECTIVENESS DATE: 20131206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mirae Asset Global Investments Co., Ltd. CENTRAL INDEX KEY: 0001569395 IRS NUMBER: 000000000 STATE OF INCORPORATION: M5 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15178 FILM NUMBER: 131261373 BUSINESS ADDRESS: STREET 1: EAST TOWER 26F MIRAE ASSET CENTER1 STREET 2: 67 SUHA-DONG, JUNG-GU CITY: SEOUL STATE: M5 ZIP: 100-210 BUSINESS PHONE: 82-2-3774-5986 MAIL ADDRESS: STREET 1: EAST TOWER 26F MIRAE ASSET CENTER1 STREET 2: 67 SUHA-DONG, JUNG-GU CITY: SEOUL STATE: M5 ZIP: 100-210 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001569395 XXXXXXXX 12-31-2009 12-31-2009 Mirae Asset Global Investments Co., Ltd.

EAST TOWER 26F MIRAE ASSET CENTER1 67 SUHA-DONG, JUNG-GU SEOUL M5 100-210

13F HOLDINGS REPORT 028-15178 N Robert Shea Chief Operating Officer 212-205-8300 Robert Shea New York NY 12-06-2013 3 147 526140 false 1 0001423255 028-15175 Mirae Asset Global Investments (Hong Kong) LTD 2 0001568512 028-15176 Mirae Asset Global Investments (USA) Inc. 3 0001488106 028-15177 Mirae Asset Global Investments (USA), LLC INFORMATION TABLE 2 form13fInfoTable.xml 3M CO COM 88579Y101 223 2696 SH DFND 1 2 3 2696 0 0 AIRMEDIA GROUP INC SPONSORED ADR 009411109 286 38100 SH DFND 1 38100 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 33 1385 SH DFND 1 2 3 1385 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 211 8985 SH SOLE 8985 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 723 23082 SH SOLE 23082 0 0 BAIDU INC SPON ADR REP A 056752108 6970 169501 SH DFND 1 2 3 169501 0 0 BAIDU INC SPON ADR REP A 056752108 4819 117180 SH DFND 1 117180 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 4970 302457 SH SOLE 302457 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 3395 206642 SH DFND 1 2 3 206642 0 0 BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 495 19836 SH SOLE 19836 0 0 BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 400 16036 SH DFND 1 2 3 16036 0 0 BANCOLOMBIA S A SPON ADR PREF 05968L102 1435 31535 SH SOLE 31535 0 0 BANCOLOMBIA S A SPON ADR PREF 05968L102 1262 27735 SH DFND 1 2 3 27735 0 0 BRF-BRASIL FOODS S A SPONSORED ADR 10552T107 691 52777 SH DFND 1 2 3 52777 0 0 BRF-BRASIL FOODS S A SPONSORED ADR 10552T107 916 69983 SH SOLE 69983 0 0 BUNGE LIMITED COM G16962105 424 6650 SH SOLE 6650 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 15 1471 SH DFND 1 2 3 1471 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 570 56379 SH DFND 56379 0 0 CENTRAIS ELETRICAS BRASILEIR SPON ADR PFD B 15234Q108 985 52653 SH DFND 1 2 3 52653 0 0 CENTRAIS ELETRICAS BRASILEIR SPON ADR PFD B 15234Q108 1303 69653 SH SOLE 69653 0 0 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 1681 79690 SH DFND 1 2 3 79690 0 0 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 2149 101890 SH SOLE 101890 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 257 7600 SH DFND 1 2 3 7600 0 0 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 59 806 SH DFND 1 2 3 806 0 0 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 661 9007 SH SOLE 9007 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 960 20671 SH SOLE 20671 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 36 775 SH DFND 1 2 3 775 0 0 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 344 5085 SH SOLE 5085 0 0 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 17 256 SH DFND 1 2 3 256 0 0 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 349 26625 SH SOLE 26625 0 0 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 29 2183 SH DFND 1 2 3 2183 0 0 CITIGROUP INC COM 172967101 184266 5566952 SH DFND 1 2 3 5566952 0 0 CNOOC LTD SPONSORED ADR 126132109 643 4136 SH SOLE 4136 0 0 CNOOC LTD SPONSORED ADR 126132109 42 267 SH DFND 1 2 3 267 0 0 COMPANHIA BRASILEIRA DE DIST SPN ADR PFD CL A 20440T201 924 24592 SH DFND 1 2 3 24592 0 0 COMPANHIA BRASILEIRA DE DIST SPN ADR PFD CL A 20440T201 1129 30062 SH SOLE 30062 0 0 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 3674 36339 SH DFND 1 2 3 36339 0 0 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 5035 49806 SH SOLE 49806 0 0 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 141 21567 SH DFND 1 2 3 21567 0 0 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 177 27071 SH SOLE 27071 0 0 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 1236 106241 SH DFND 1 2 3 106241 0 0 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 1624 139498 SH SOLE 139498 0 0 COMPANHIA PARANAENSE ENERG C SPON ADR PFD 20441B407 1137 53029 SH SOLE 53029 0 0 COMPANHIA PARANAENSE ENERG C SPON ADR PFD 20441B407 892 41597 SH DFND 1 2 3 41597 0 0 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 2143 134246 SH SOLE 134246 0 0 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 1575 98649 SH DFND 1 2 3 98649 0 0 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 2546 76079 SH SOLE 76079 0 0 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 2158 64479 SH DFND 1 2 3 64479 0 0 CPFL ENERGIA S A SPONSORED ADR 126153105 311 15081 SH DFND 1 2 3 15081 0 0 CPFL ENERGIA S A SPONSORED ADR 126153105 354 17168 SH SOLE 17168 0 0 CTRIP COM INTL LTD ADR 22943F100 26985 751042 SH DFND 1 2 3 751042 0 0 DIAMONDS TR UNIT SER 1 252787106 486 4668 SH DFND 1 2 3 4668 0 0 ECOPETROL S A SPONSORED ADS 279158109 1806 74430 SH SOLE 74430 0 0 ECOPETROL S A SPONSORED ADS 279158109 1529 63030 SH DFND 1 2 3 63030 0 0 EMBRAER-EMPRESA BRASILEIRA D SP ADR COM SHS 29081M102 996 45062 SH SOLE 45062 0 0 EMBRAER-EMPRESA BRASILEIRA D SP ADR COM SHS 29081M102 739 33415 SH DFND 1 2 3 33415 0 0 EMPRESA NACIONAL DE ELCTRCID SPONSORED ADR 29244T101 1735 34515 SH DFND 1 2 3 34515 0 0 EMPRESA NACIONAL DE ELCTRCID SPONSORED ADR 29244T101 2117 42115 SH SOLE 42115 0 0 ENERSIS S A SPONSORED ADR 29274F104 2214 97182 SH SOLE 97182 0 0 ENERSIS S A SPONSORED ADR 29274F104 1868 81982 SH DFND 1 2 3 81982 0 0 FIBRIA CELULOSE S A SP ADR REP COM 31573A109 203 8894 SH SOLE 8894 0 0 FIRST SOLAR INC COM 336433107 714 5273 SH SOLE 5273 0 0 FIRST SOLAR INC COM 336433107 35 255 SH DFND 1 2 3 255 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 1058 22102 SH SOLE 22102 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 512 10702 SH DFND 1 2 3 10702 0 0 FPL GROUP INC COM 302571104 634 12000 SH SOLE 12000 0 0 GENERAL ELECTRIC CO COM 369604103 5992 396032 SH DFND 1 2 3 396032 0 0 GERDAU S A SPONSORED ADR 373737105 7654 449433 SH DFND 1 2 3 449433 0 0 GERDAU S A SPONSORED ADR 373737105 8863 520447 SH SOLE 520447 0 0 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 849 40891 SH SOLE 40891 0 0 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 454 21891 SH DFND 1 2 3 21891 0 0 ICICI BK LTD ADR 45104G104 61 1614 SH DFND 1 2 3 1614 0 0 ICICI BK LTD ADR 45104G104 634 16821 SH SOLE 16821 0 0 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 959 17357 SH SOLE 17357 0 0 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 107 1942 SH DFND 1 2 3 1942 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 323 2467 SH DFND 1 2 3 2467 0 0 ISHARES INC MSCI BRIC INDX 464286657 2293 50000 SH SOLE 50000 0 0 ISHARES INC MSCI STH AFRCA 464286780 815 14559 SH DFND 1 2 3 14559 0 0 ISHARES TR INDEX S&P GBL INF 464287291 3081 55000 SH SOLE 55000 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 6621 318888 SH DFND 1 2 3 318888 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 8951 431109 SH SOLE 431109 0 0 JOHNSON & JOHNSON COM 478160104 211 3283 SH SOLE 3283 0 0 JOHNSON & JOHNSON COM 478160104 171 2653 SH DFND 1 2 3 2653 0 0 JPMORGAN CHASE & CO COM 46625H100 220 5286 SH DFND 1 2 3 5286 0 0 LAN AIRLINES S A SPONSORED ADR 501723100 1101 66029 SH SOLE 66029 0 0 LAN AIRLINES S A SPONSORED ADR 501723100 911 54629 SH DFND 1 2 3 54629 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 425 9200 SH SOLE 9200 0 0 MECHEL OAO SPONSORED ADR 583840103 226 12004 SH DFND 1 2 3 12004 0 0 MECHEL OAO SPONSORED ADR 583840103 1409 74848 SH SOLE 74848 0 0 MERCK & CO INC NEW COM 58933Y105 120 3274 SH SOLE 3274 0 0 MERCK & CO INC NEW COM 58933Y105 86 2356 SH DFND 1 2 3 2356 0 0 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 31574 930846 SH DFND 1 2 3 930846 0 0 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 11115 568373 SH DFND 1 2 3 568373 0 0 NET SERVICOS DE COMUNICACAO SPONSD ADR NEW 64109T201 1076 79525 SH DFND 1 2 3 79525 0 0 NET SERVICOS DE COMUNICACAO SPONSD ADR NEW 64109T201 1375 101610 SH SOLE 101610 0 0 NETEASE COM INC SPONSORED ADR 64110W102 782 20800 SH DFND 1 20800 0 0 NETEASE COM INC SPONSORED ADR 64110W102 1303 34646 SH DFND 1 2 3 34646 0 0 OPEN JT STK CO-VIMPEL COMMUN SPONSORED ADR 68370R109 10493 564453 SH SOLE 564453 0 0 OPEN JT STK CO-VIMPEL COMMUN SPONSORED ADR 68370R109 9276 498996 SH DFND 1 2 3 498996 0 0 PERFECT WORLD CO LTD SPON ADR REP B 71372U104 2554 64747 SH DFND 1 2 3 64747 0 0 PETROCHINA CO LTD SPONSORED ADR 71646E100 74 619 SH DFND 1 2 3 619 0 0 PETROCHINA CO LTD SPONSORED ADR 71646E100 689 5789 SH SOLE 5789 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 12741 300568 SH SOLE 300568 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 8400 198168 SH DFND 1 2 3 198168 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 7909 165869 SH DFND 1 2 3 165869 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 10779 226069 SH SOLE 226069 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1830 40000 SH SOLE 40000 0 0 RYDEX ETF TRUST S&P 500 EQ TRD 78355W106 306 7735 SH DFND 1 2 3 7735 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 2337 41000 SH SOLE 41000 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1390 50000 SH SOLE 50000 0 0 SHANDA GAMES LTD SP ADR REPTG A 81941U105 483 47400 SH DFND 1 47400 0 0 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 1099 29258 SH DFND 1 2 3 29258 0 0 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 451 12000 SH DFND 12000 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 425 3963 SH SOLE 3963 0 0 SPDR TR UNIT SER 1 78462F103 344 3088 SH DFND 1 2 3 3088 0 0 STERLITE INDS INDIA LTD ADS 859737207 305 16752 SH SOLE 16752 0 0 STERLITE INDS INDIA LTD ADS 859737207 31 1728 SH DFND 1 2 3 1728 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 88 7701 SH DFND 1 2 3 7701 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 122 10699 SH SOLE 10699 0 0 TELE NORTE LESTE PART S A SPON ADR PFD 879246106 993 46336 SH SOLE 46336 0 0 TELE NORTE LESTE PART S A SPON ADR PFD 879246106 496 23136 SH DFND 1 2 3 23136 0 0 TELECOMUNICACOES DE SAO PAUL SPON ADR PFD 879287308 1375 55047 SH DFND 1 2 3 55047 0 0 TELEFONICA B-ADR SPON ADR PFD 879287308 46 1840 SH SOLE 1840 0 0 TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 189 11400 SH SOLE 11400 0 0 TELMEX INTERNACIONAL SAB DE SPONS ADR SR L 879690105 270 15200 SH SOLE 15200 0 0 TENARIS S A SPONSORED ADR 88031M109 230 5400 SH DFND 5400 0 0 TERNIUM SA SPON ADR 880890108 2107 59500 SH DFND 59500 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1230 21886 SH DFND 1 2 3 21886 0 0 ULTRAPAR PARTICIPACOES S A SP ADR REP PFD 90400P101 359 30580 SH DFND 1 2 3 30580 0 0 ULTRAPAR PARTICIPACOES S A SP ADR REP PFD 90400P101 438 37389 SH SOLE 37389 0 0 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 26 6589 SH SOLE 6589 0 0 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 18 4709 SH DFND 1 2 3 4709 0 0 UNITED STATES NATL GAS FUND UNIT 912318102 242 3000 SH SOLE 3000 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 6112 155600 SH SOLE 155600 0 0 UNITED TECHNOLOGIES CORP COM 913017109 195 2803 SH SOLE 2803 0 0 UNITED TECHNOLOGIES CORP COM 913017109 187 2692 SH DFND 1 2 3 2692 0 0 VALE S A ADR 91912E105 14689 506000 SH DFND 506000 0 0 VALE S A ADR 91912E105 6087 209687 SH DFND 1 2 3 209687 0 0 VALE S A ADR REPSTG PFD 91912E204 5296 213378 SH DFND 1 2 3 213378 0 0 VALE S A ADR REPSTG PFD 91912E204 8925 359578 SH SOLE 359578 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 7954 100000 SH SOLE 100000 0 0 VISA INC COM CL A 92826C839 12 140 SH DFND 1 2 3 140 0 0 VISA INC COM CL A 92826C839 736 8418 SH DFND 1 8418 0 0 WIMM BILL DANN FOODS OJSC SPONSORED ADR 97263M109 2280 95688 SH DFND 1 2 3 95688 0 0 WIMM BILL DANN FOODS OJSC SPONSORED ADR 97263M109 3194 134044 SH SOLE 134044 0 0 WIPRO LTD SPON ADR 1 SH 97651M109 227 19062 SH SOLE 19062 0 0 WIPRO LTD SPON ADR 1 SH 97651M109 33 2789 SH DFND 1 2 3 2789 0 0