0001140361-13-041677.txt : 20131112
0001140361-13-041677.hdr.sgml : 20131111
20131112134127
ACCESSION NUMBER: 0001140361-13-041677
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20131112
DATE AS OF CHANGE: 20131112
EFFECTIVENESS DATE: 20131112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Mirae Asset Global Investments Co., Ltd.
CENTRAL INDEX KEY: 0001569395
IRS NUMBER: 000000000
STATE OF INCORPORATION: M5
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15178
FILM NUMBER: 131209237
BUSINESS ADDRESS:
STREET 1: EAST TOWER 26F MIRAE ASSET CENTER1
STREET 2: 67 SUHA-DONG, JUNG-GU
CITY: SEOUL
STATE: M5
ZIP: 100-210
BUSINESS PHONE: 82-2-3774-5986
MAIL ADDRESS:
STREET 1: EAST TOWER 26F MIRAE ASSET CENTER1
STREET 2: 67 SUHA-DONG, JUNG-GU
CITY: SEOUL
STATE: M5
ZIP: 100-210
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001569395
XXXXXXXX
09-30-2013
09-30-2013
Mirae Asset Global Investments Co., Ltd.
EAST TOWER 26F MIRAE ASSET CENTER1
67 SUHA-DONG, JUNG-GU
SEOUL
M5
100-210
13F HOLDINGS REPORT
028-15178
N
Robert Shea
Chief Operating Officer
212-205-8300
Robert Shea
New York
NY
11-12-2013
6
792
2214755
false
1
0001423255
028-15175
Mirae Asset Global Investments (Hong Kong) LTD
2
0001568512
028-15176
Mirae Asset Global Investments (USA) Inc.
3
0001488106
028-15177
Mirae Asset Global Investments (USA), LLC
4
0001573672
028-15461
Mirae Asset Canada Acquisition, Inc.
5
0001573668
028-15459
Horizons ETFs Management (Canada) Inc.
6
0001573681
028-15460
Horizons Investment Management Inc.
INFORMATION TABLE
2
form13fInfoTable.xml
3M CO
COM
88579Y101
97
809
SH
DFND
1 2
809
0
0
3M CO
COM
88579Y101
18982
158961
SH
DFND
1 2 3
158961
0
0
ABB LTD
SPONSORED ADR
000375204
507
21500
SH
DFND
4 5 6
21500
0
0
ABBOTT LABS
COM
002824100
64
1937
SH
DFND
1 2
1937
0
0
ABBOTT LABS
COM
002824100
556
16759
SH
SOLE
16759
0
0
ABBOTT LABS
COM
002824100
936
28200
SH
DFND
4 5 6
28200
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
59
804
SH
DFND
1 2
804
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
1020
13855
SH
SOLE
13855
0
0
ACE LTD
SHS
H0023R105
40
424
SH
DFND
1 2
424
0
0
ACE LTD
SHS
H0023R105
1204
12870
SH
SOLE
12870
0
0
ACTAVIS INC
COM
00507K103
828
5749
SH
SOLE
5749
0
0
ACTAVIS INC
COM
00507K103
31
216
SH
DFND
1 2
216
0
0
AETNA INC NEW
COM
00817Y108
30
464
SH
DFND
1 2
464
0
0
AETNA INC NEW
COM
00817Y108
1143
17850
SH
SOLE
17850
0
0
AFLAC INC
COM
001055102
36
580
SH
DFND
1 2
580
0
0
AFLAC INC
COM
001055102
407
6560
SH
SOLE
6560
0
0
AIR PRODS & CHEMS INC
COM
009158106
28
261
SH
DFND
1 2
261
0
0
AIR PRODS & CHEMS INC
COM
009158106
1609
15100
SH
DFND
4 5 6
15100
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
28
244
SH
DFND
1 2
244
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
1076
9262
SH
SOLE
9262
0
0
ALKERMES PLC
SHS
G01767105
786
23392
SH
SOLE
23392
0
0
ALPS ETF TR
ALERIAN MLP
00162Q866
3407
193700
SH
SOLE
193700
0
0
ALTRIA GROUP INC
COM
02209S103
1559
45400
SH
DFND
4 5 6
45400
0
0
ALTRIA GROUP INC
COM
02209S103
893
26000
SH
SOLE
26000
0
0
ALTRIA GROUP INC
COM
02209S103
86
2498
SH
DFND
1 2
2498
0
0
AMAZON COM INC
COM
023135106
144
461
SH
DFND
1 2
461
0
0
AMAZON COM INC
COM
023135106
64186
205302
SH
DFND
1 2 3
205302
0
0
AMAZON COM INC
COM
023135106
938
3000
SH
DFND
4 5 6
3000
0
0
AMAZON COM INC
COM
023135106
271
867
SH
DFND
867
0
0
AMDOCS LTD
ORD
G02602103
1606
43842
SH
SOLE
43842
0
0
AMERICA MOVIL SAB DE CV
SPON ADR L SHS
02364W105
520
26240
SH
DFND
1 2 3
26240
0
0
AMERICA MOVIL SAB DE CV
SPON ADR L SHS
02364W105
707
35698
SH
SOLE
35698
0
0
AMERICA MOVIL SAB DE CV
SPON ADR L SHS
02364W105
497
25100
SH
DFND
4 5 6
25100
0
0
AMERICAN EXPRESS CO
COM
025816109
280
3710
SH
DFND
1 2 3
3710
0
0
AMERICAN EXPRESS CO
COM
025816109
87
1157
SH
DFND
1 2
1157
0
0
AMERICAN EXPRESS CO
COM
025816109
1762
23334
SH
SOLE
23334
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
953
19600
SH
DFND
4 5 6
19600
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
89
1840
SH
DFND
1 2
1840
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
1184
15966
SH
SOLE
15966
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
36
492
SH
DFND
1 2
492
0
0
AMERIPRISE FINL INC
COM
03076C106
22
247
SH
DFND
1 2
247
0
0
AMERIPRISE FINL INC
COM
03076C106
806
8845
SH
SOLE
8845
0
0
AMGEN INC
COM
031162100
929
8300
SH
DFND
4 5 6
8300
0
0
AMGEN INC
COM
031162100
105
939
SH
DFND
1 2
939
0
0
AMGEN INC
COM
031162100
125
1120
SH
SOLE
1120
0
0
AMPHENOL CORP NEW
CL A
032095101
1153
14904
SH
SOLE
14904
0
0
AMPHENOL CORP NEW
CL A
032095101
15
198
SH
DFND
1 2
198
0
0
ANADARKO PETE CORP
COM
032511107
58
627
SH
DFND
1 2
627
0
0
ANADARKO PETE CORP
COM
032511107
948
10200
SH
DFND
4 5 6
10200
0
0
ANADARKO PETE CORP
COM
032511107
2659
28592
SH
SOLE
28592
0
0
ANGLOGOLD ASHANTI LTD
SPONSORED ADR
035128206
6
478
SH
SOLE
478
0
0
ANGLOGOLD ASHANTI LTD
SPONSORED ADR
035128206
3247
244500
SH
DFND
4 5 6
244500
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
15527
156523
SH
DFND
1 2 3
156523
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
516
5200
SH
DFND
4 5 6
5200
0
0
ANSYS INC
COM
03662Q105
626
7233
SH
SOLE
7233
0
0
APPLE INC
COM
037833100
6644
13937
SH
SOLE
13937
0
0
APPLE INC
COM
037833100
2431
5100
SH
DFND
4 5 6
5100
0
0
APPLE INC
COM
037833100
540
1132
SH
DFND
1 2
1132
0
0
APPLIED MATLS INC
COM
038222105
26
1499
SH
DFND
1 2
1499
0
0
APPLIED MATLS INC
COM
038222105
227
12961
SH
SOLE
12961
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
30
822
SH
DFND
1 2
822
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
171
4631
SH
SOLE
4631
0
0
ARES CAP CORP
COM
04010L103
519
30000
SH
SOLE
30000
0
0
ARM HLDGS PLC
SPONSORED ADR
042068106
510
10600
SH
DFND
4 5 6
10600
0
0
ASIAINFO-LINKAGE INC
COM
04518A104
876
75900
SH
SOLE
75900
0
0
ASPEN INSURANCE HOLDINGS LTD
SHS
G05384105
746
20550
SH
SOLE
20550
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
800
15400
SH
DFND
4 5 6
15400
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
526
10130
SH
SOLE
10130
0
0
AT&T INC
COM
00206R102
1343
39700
SH
DFND
4 5 6
39700
0
0
AT&T INC
COM
00206R102
125
3706
SH
DFND
1 2 3
3706
0
0
AT&T INC
COM
00206R102
951
28106
SH
SOLE
28106
0
0
AT&T INC
COM
00206R102
224
6620
SH
DFND
1 2
6620
0
0
ATHENAHEALTH INC
COM
04685W103
907
8356
SH
SOLE
8356
0
0
ATMEL CORP
COM
049513104
1040
139738
SH
SOLE
139738
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
44
602
SH
DFND
1 2
602
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
414
5725
SH
SOLE
5725
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
1875
25900
SH
DFND
4 5 6
25900
0
0
BAIDU INC
SPON ADR REP A
056752108
93848
604766
SH
DFND
1
604766
0
0
BANCO BRADESCO S A
SP ADR PFD NEW
059460303
665
47877
SH
DFND
1 2 3
47877
0
0
BANCO BRADESCO S A
SP ADR PFD NEW
059460303
1526
109970
SH
SOLE
109970
0
0
BANCO BRADESCO S A
SP ADR PFD NEW
059460303
628
45220
SH
DFND
4 5 6
45220
0
0
BANCO SANTANDER BRASIL S A
ADS REP 1 UNIT
05967A107
496
71415
SH
SOLE
71415
0
0
BANCO SANTANDER BRASIL S A
ADS REP 1 UNIT
05967A107
300
43201
SH
DFND
1 2 3
43201
0
0
BANCO SANTANDER CHILE NEW
SP ADR REP COM
05965X109
400
15231
SH
DFND
1 2 3
15231
0
0
BANCO SANTANDER CHILE NEW
SP ADR REP COM
05965X109
460
17504
SH
SOLE
17504
0
0
BANCOLOMBIA S A
SPON ADR PREF
05968L102
418
7261
SH
DFND
1 2 3
7261
0
0
BANCOLOMBIA S A
SPON ADR PREF
05968L102
547
9501
SH
SOLE
9501
0
0
BANK OF AMERICA CORPORATION
7.25%CNV PFD L
060505682
1796
1661
SH
SOLE
1661
0
0
BANK OF AMERICA CORPORATION
COM
060505104
185
13391
SH
DFND
1 2
13391
0
0
BANK OF AMERICA CORPORATION
COM
060505104
94
6800
SH
DFND
6800
0
0
BANK OF AMERICA CORPORATION
COM
060505104
9955
721375
SH
DFND
1 2 3
721375
0
0
BANK OF AMERICA CORPORATION
COM
060505104
947
68600
SH
DFND
4 5 6
68600
0
0
BARCLAYS PLC
ADR
06738E204
503
29500
SH
DFND
4 5 6
29500
0
0
BB&T CORP
COM
054937107
30
877
SH
DFND
1 2
877
0
0
BB&T CORP
COM
054937107
588
17430
SH
SOLE
17430
0
0
BCE INC
COM NEW
05534B760
436
10220
SH
SOLE
10220
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
965
8500
SH
DFND
4 5 6
8500
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
255
2243
SH
DFND
1 2
2243
0
0
BHP BILLITON LTD
SPONSORED ADR
088606108
88
1330
SH
SOLE
1330
0
0
BHP BILLITON LTD
SPONSORED ADR
088606108
512
7700
SH
DFND
4 5 6
7700
0
0
BLACKROCK INC
COM
09247X101
1164
4300
SH
DFND
4 5 6
4300
0
0
BLACKROCK INC
COM
09247X101
42
157
SH
DFND
1 2
157
0
0
BLACKROCK INC
COM
09247X101
919
3395
SH
SOLE
3395
0
0
BOEING CO
COM
097023105
940
8000
SH
DFND
4 5 6
8000
0
0
BOEING CO
COM
097023105
102
865
SH
DFND
1 2
865
0
0
BOEING CO
COM
097023105
436
3709
SH
DFND
1 2 3
3709
0
0
BOEING CO
COM
097023105
868
7389
SH
SOLE
7389
0
0
BP PLC
SPONSORED ADR
055622104
648
15420
SH
SOLE
15420
0
0
BP PLC
SPONSORED ADR
055622104
509
12100
SH
DFND
4 5 6
12100
0
0
BRF SA
SPONSORED ADR
10552T107
1257
51230
SH
DFND
1 2 3
51230
0
0
BRF SA
SPONSORED ADR
10552T107
1865
76030
SH
SOLE
76030
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
95
2052
SH
DFND
1 2
2052
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
1296
28000
SH
SOLE
28000
0
0
BRITISH AMERN TOB PLC
SPONSORED ADR
110448107
2240
21300
SH
DFND
4 5 6
21300
0
0
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
1569
41964
SH
SOLE
41964
0
0
BROOKFIELD INFRAST PARTNERS
LP INT UNIT
G16252101
2224
58486
SH
SOLE
58486
0
0
CA INC
COM
12673P105
1030
34720
SH
SOLE
34720
0
0
CA INC
COM
12673P105
12
409
SH
DFND
1 2
409
0
0
CARDINAL HEALTH INC
COM
14149Y108
22
423
SH
DFND
1 2
423
0
0
CARDINAL HEALTH INC
COM
14149Y108
924
17720
SH
SOLE
17720
0
0
CATERPILLAR INC DEL
COM
149123101
942
11300
SH
DFND
4 5 6
11300
0
0
CATERPILLAR INC DEL
COM
149123101
309
3708
SH
DFND
1 2 3
3708
0
0
CATERPILLAR INC DEL
COM
149123101
66
793
SH
DFND
1 2
793
0
0
CBS CORP NEW
CL B
124857202
1005
18226
SH
SOLE
18226
0
0
CBS CORP NEW
CL B
124857202
39
701
SH
DFND
1 2
701
0
0
CELGENE CORP
COM
151020104
79
513
SH
DFND
1 2
513
0
0
CELGENE CORP
COM
151020104
15324
99417
SH
DFND
1 2 3
99417
0
0
CEMENTOS PACASMAYO S A A
SPON ADR REP 5
15126Q109
189
16151
SH
SOLE
16151
0
0
CEMENTOS PACASMAYO S A A
SPON ADR REP 5
15126Q109
62
5269
SH
DFND
1 2 3
5269
0
0
CEMEX SAB DE CV
SPON ADR NEW
151290889
564
50489
SH
DFND
1 2 3
50489
0
0
CEMEX SAB DE CV
SPON ADR NEW
151290889
769
68796
SH
SOLE
68796
0
0
CENCOSUD S A
SPONSORED ADS
15132H101
315
23558
SH
DFND
1 2 3
23558
0
0
CENCOSUD S A
SPONSORED ADS
15132H101
411
30698
SH
SOLE
30698
0
0
CF INDS HLDGS INC
COM
125269100
15
71
SH
DFND
1 2
71
0
0
CF INDS HLDGS INC
COM
125269100
2193
10400
SH
DFND
4 5 6
10400
0
0
CHEVRON CORP NEW
COM
166764100
2187
18000
SH
DFND
4 5 6
18000
0
0
CHEVRON CORP NEW
COM
166764100
451
3709
SH
DFND
1 2 3
3709
0
0
CHEVRON CORP NEW
COM
166764100
1951
16054
SH
SOLE
16054
0
0
CHEVRON CORP NEW
COM
166764100
293
2408
SH
DFND
1 2
2408
0
0
CHINA LIFE INS CO LTD
SPON ADR REP H
16939P106
322
8292
SH
SOLE
8292
0
0
CHINA LIFE INS CO LTD
SPON ADR REP H
16939P106
494
12700
SH
DFND
4 5 6
12700
0
0
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
1199
21255
SH
SOLE
21255
0
0
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
660
11700
SH
DFND
4 5 6
11700
0
0
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
468
8289
SH
DFND
1 2 3
8289
0
0
CHINA PETE & CHEM CORP
SPON ADR H SHS
16941R108
122
1560
SH
DFND
4 5 6
1560
0
0
CHINA PETE & CHEM CORP
SPON ADR H SHS
16941R108
345
4401
SH
SOLE
4401
0
0
CHUNGHWA TELECOM CO LTD
SPON ADR NEW11
17133Q502
228
7209
SH
DFND
1 2 3
7209
0
0
CHUNGHWA TELECOM CO LTD
SPON ADR NEW11
17133Q502
23
733
SH
SOLE
733
0
0
CHUNGHWA TELECOM CO LTD
SPON ADR NEW11
17133Q502
152
4800
SH
DFND
4 5 6
4800
0
0
CISCO SYS INC
COM
17275R102
87
3708
SH
DFND
1 2 3
3708
0
0
CISCO SYS INC
COM
17275R102
157
6683
SH
DFND
1 2
6683
0
0
CISCO SYS INC
COM
17275R102
2596
110784
SH
SOLE
110784
0
0
CISCO SYS INC
COM
17275R102
935
39900
SH
DFND
4 5 6
39900
0
0
CITIGROUP INC
COM NEW
172967424
85
1750
SH
DFND
1750
0
0
CITIGROUP INC
COM NEW
172967424
184
3791
SH
DFND
1 2
3791
0
0
CITIGROUP INC
COM NEW
172967424
956
19700
SH
DFND
4 5 6
19700
0
0
CITIGROUP INC
COM NEW
172967424
43231
891170
SH
DFND
1 2 3
891170
0
0
CNOOC LTD
SPONSORED ADR
126132109
181
896
SH
DFND
1 2 3
896
0
0
CNOOC LTD
SPONSORED ADR
126132109
626
3100
SH
DFND
4 5 6
3100
0
0
CNOOC LTD
SPONSORED ADR
126132109
603
2988
SH
SOLE
2988
0
0
COBALT INTL ENERGY INC
COM
19075F106
1248
50196
SH
SOLE
50196
0
0
COCA COLA CO
COM
191216100
140
3707
SH
DFND
1 2 3
3707
0
0
COCA COLA CO
COM
191216100
951
25100
SH
DFND
4 5 6
25100
0
0
COCA COLA CO
COM
191216100
180
4752
SH
DFND
1 2
4752
0
0
COCA COLA FEMSA S A B DE C V
SPON ADR REP L
191241108
164
1300
SH
DFND
4 5 6
1300
0
0
COCA COLA FEMSA S A B DE C V
SPON ADR REP L
191241108
206
1639
SH
DFND
1 2 3
1639
0
0
COCA COLA FEMSA S A B DE C V
SPON ADR REP L
191241108
272
2162
SH
SOLE
2162
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
48102
585755
SH
DFND
1
585755
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
31
376
SH
DFND
1 2
376
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
1312
15974
SH
DFND
1 2 3
15974
0
0
COLGATE PALMOLIVE CO
COM
194162103
2212
37297
SH
SOLE
37297
0
0
COLGATE PALMOLIVE CO
COM
194162103
65
1099
SH
DFND
1 2
1099
0
0
COMCAST CORP NEW
CL A
20030N101
33299
738091
SH
DFND
1 2 3
738091
0
0
COMCAST CORP NEW
CL A
20030N101
86
1900
SH
DFND
1900
0
0
COMCAST CORP NEW
CL A
20030N101
997
22100
SH
DFND
4 5 6
22100
0
0
COMCAST CORP NEW
CL A
20030N101
147
3260
SH
DFND
1 2
3260
0
0
COMPANHIA BRASILEIRA DE DIST
SPN ADR PFD CL A
20440T201
1964
42679
SH
DFND
1 2 3
42679
0
0
COMPANHIA BRASILEIRA DE DIST
SPN ADR PFD CL A
20440T201
871
18924
SH
SOLE
18924
0
0
COMPANHIA DE BEBIDAS DAS AME
SPON ADR PFD
20441W203
656
17100
SH
DFND
4 5 6
17100
0
0
COMPANHIA DE BEBIDAS DAS AME
SPON ADR PFD
20441W203
2343
61097
SH
DFND
1 2 3
61097
0
0
COMPANHIA DE BEBIDAS DAS AME
SPONSORED ADR
20441W104
389
10061
SH
DFND
1 2 3
10061
0
0
COMPANHIA DE BEBIDAS DAS AME
SPONSORED ADR
20441W104
650
16802
SH
SOLE
16802
0
0
COMPANHIA DE SANEAMENTO BASI
SPONSORED ADR
20441A102
66
6600
SH
DFND
4 5 6
6600
0
0
COMPANHIA DE SANEAMENTO BASI
SPONSORED ADR
20441A102
269
27015
SH
DFND
1 2 3
27015
0
0
COMPANHIA DE SANEAMENTO BASI
SPONSORED ADR
20441A102
414
41549
SH
SOLE
41549
0
0
COMPANHIA ENERGETICA DE MINA
SP ADR N-V PFD
204409601
452
52323
SH
SOLE
52323
0
0
COMPANHIA ENERGETICA DE MINA
SP ADR N-V PFD
204409601
270
31298
SH
DFND
1 2 3
31298
0
0
COMPANHIA SIDERURGICA NACION
SPONSORED ADR
20440W105
54
12700
SH
DFND
4 5 6
12700
0
0
COMPANHIA SIDERURGICA NACION
SPONSORED ADR
20440W105
57
13394
SH
SOLE
13394
0
0
COMPANIA DE MINAS BUENAVENTU
SPONSORED ADR
204448104
2454
209600
SH
DFND
4 5 6
209600
0
0
COMPANIA DE MINAS BUENAVENTU
SPONSORED ADR
204448104
134
11431
SH
DFND
1 2 3
11431
0
0
COMPANIA DE MINAS BUENAVENTU
SPONSORED ADR
204448104
180
15351
SH
SOLE
15351
0
0
CONOCOPHILLIPS
COM
20825C104
2551
36700
SH
DFND
4 5 6
36700
0
0
CONOCOPHILLIPS
COM
20825C104
106
1524
SH
DFND
1 2
1524
0
0
COPA HOLDINGS SA
CL A
P31076105
3762
27131
SH
DFND
1 2 3
27131
0
0
COPA HOLDINGS SA
CL A
P31076105
1469
10596
SH
SOLE
10596
0
0
CORE LABORATORIES N V
COM
N22717107
1317
7784
SH
SOLE
7784
0
0
CORNING INC
COM
219350105
27
1820
SH
DFND
1 2
1820
0
0
CORNING INC
COM
219350105
396
27170
SH
SOLE
27170
0
0
CORRECTIONS CORP AMER NEW
COM NEW
22025Y407
518
15000
SH
SOLE
15000
0
0
COSAN LTD
SHS A
G25343107
40
2600
SH
SOLE
2600
0
0
COSAN LTD
SHS A
G25343107
167
10859
SH
DFND
1 2 3
10859
0
0
COSTCO WHSL CORP NEW
COM
22160K105
63
544
SH
DFND
1 2
544
0
0
COSTCO WHSL CORP NEW
COM
22160K105
1043
9052
SH
SOLE
9052
0
0
CPFL ENERGIA S A
SPONSORED ADR
126153105
89
5177
SH
DFND
1 2 3
5177
0
0
CPFL ENERGIA S A
SPONSORED ADR
126153105
122
7066
SH
SOLE
7066
0
0
CREDICORP LTD
COM
G2519Y108
680
5296
SH
SOLE
5296
0
0
CREDICORP LTD
COM
G2519Y108
2556
19901
SH
DFND
1 2 3
19901
0
0
CREDIT SUISSE GROUP
SPONSORED ADR
225401108
516
16882
SH
DFND
4 5 6
16882
0
0
CROWN HOLDINGS INC
COM
228368106
1303
30809
SH
SOLE
30809
0
0
CSX CORP
COM
126408103
463
18000
SH
SOLE
18000
0
0
CSX CORP
COM
126408103
1318
51200
SH
DFND
4 5 6
51200
0
0
CSX CORP
COM
126408103
33
1270
SH
DFND
1 2
1270
0
0
CVS CAREMARK CORPORATION
COM
126650100
87
1531
SH
DFND
1 2
1531
0
0
CVS CAREMARK CORPORATION
COM
126650100
921
16235
SH
SOLE
16235
0
0
DANAHER CORP DEL
COM
235851102
52
746
SH
DFND
1 2
746
0
0
DANAHER CORP DEL
COM
235851102
1239
17872
SH
SOLE
17872
0
0
DEERE & CO
COM
244199105
39
477
SH
DFND
1 2
477
0
0
DEERE & CO
COM
244199105
611
7510
SH
SOLE
7510
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
25
1069
SH
DFND
1 2
1069
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
2341
99237
SH
SOLE
99237
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
491
10700
SH
DFND
4 5 6
10700
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
508
4000
SH
DFND
4 5 6
4000
0
0
DISNEY WALT CO
COM DISNEY
254687106
61245
949688
SH
DFND
1 2 3
949688
0
0
DISNEY WALT CO
COM DISNEY
254687106
142
2200
SH
DFND
2200
0
0
DISNEY WALT CO
COM DISNEY
254687106
134
2071
SH
DFND
1 2
2071
0
0
DISNEY WALT CO
COM DISNEY
254687106
967
15000
SH
DFND
4 5 6
15000
0
0
DOMINION RES INC VA NEW
COM
25746U109
45
722
SH
DFND
1 2
722
0
0
DOMINION RES INC VA NEW
COM
25746U109
978
15660
SH
SOLE
15660
0
0
DOVER CORP
COM
260003108
19
213
SH
DFND
1 2
213
0
0
DOVER CORP
COM
260003108
1643
18294
SH
SOLE
18294
0
0
DOW CHEM CO
COM
260543103
58
1509
SH
DFND
1 2
1509
0
0
DOW CHEM CO
COM
260543103
1356
35300
SH
DFND
4 5 6
35300
0
0
DOW CHEM CO
COM
260543103
1002
26105
SH
SOLE
26105
0
0
DTE ENERGY CO
COM
233331107
1075
16290
SH
SOLE
16290
0
0
DTE ENERGY CO
COM
233331107
14
218
SH
DFND
1 2
218
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
949
16200
SH
DFND
4 5 6
16200
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
67
1151
SH
DFND
1 2
1151
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
217
3709
SH
DFND
1 2 3
3709
0
0
E M C CORP MASS
COM
268648102
808
31620
SH
SOLE
31620
0
0
E M C CORP MASS
COM
268648102
66
2594
SH
DFND
1 2
2594
0
0
EATON CORP PLC
SHS
G29183103
1983
28800
SH
DFND
4 5 6
28800
0
0
EATON CORP PLC
SHS
G29183103
41
591
SH
DFND
1 2
591
0
0
EATON CORP PLC
SHS
G29183103
670
9730
SH
SOLE
9730
0
0
EATON VANCE FLTING RATE INC
COM
278279104
1792
115000
SH
SOLE
115000
0
0
EBAY INC
COM
278642103
81
1452
SH
DFND
1 2
1452
0
0
EBAY INC
COM
278642103
24267
434935
SH
DFND
1 2 3
434935
0
0
EBAY INC
COM
278642103
976
17500
SH
DFND
4 5 6
17500
0
0
EBAY INC
COM
278642103
28
500
SH
DFND
500
0
0
ECOPETROL S A
SPONSORED ADS
279158109
944
20523
SH
SOLE
20523
0
0
ECOPETROL S A
SPONSORED ADS
279158109
707
15367
SH
DFND
1 2 3
15367
0
0
EMBRAER S A
SP ADR REP 4 COM
29082A107
302
9303
SH
DFND
1 2 3
9303
0
0
EMBRAER S A
SP ADR REP 4 COM
29082A107
478
14716
SH
SOLE
14716
0
0
EMERSON ELEC CO
COM
291011104
355
5490
SH
SOLE
5490
0
0
EMERSON ELEC CO
COM
291011104
1708
26400
SH
DFND
4 5 6
26400
0
0
EMERSON ELEC CO
COM
291011104
58
891
SH
DFND
1 2
891
0
0
EMPRESA NACIONAL DE ELCTRCID
SPONSORED ADR
29244T101
274
6537
SH
DFND
1 2 3
6537
0
0
EMPRESA NACIONAL DE ELCTRCID
SPONSORED ADR
29244T101
363
8637
SH
SOLE
8637
0
0
EMPRESA NACIONAL DE ELCTRCID
SPONSORED ADR
29244T101
113
2700
SH
DFND
4 5 6
2700
0
0
ENERSIS S A
SPONSORED ADR
29274F104
496
30885
SH
SOLE
30885
0
0
ENERSIS S A
SPONSORED ADR
29274F104
125
7800
SH
DFND
4 5 6
7800
0
0
ENERSIS S A
SPONSORED ADR
29274F104
377
23465
SH
DFND
1 2 3
23465
0
0
ENI S P A
SPONSORED ADR
26874R108
419
9100
SH
DFND
4 5 6
9100
0
0
EOG RES INC
COM
26875P101
58
340
SH
DFND
1 2
340
0
0
EOG RES INC
COM
26875P101
2456
14510
SH
SOLE
14510
0
0
EQUIFAX INC
COM
294429105
589
9840
SH
SOLE
9840
0
0
EQUIFAX INC
COM
294429105
9
151
SH
DFND
1 2
151
0
0
EXCHANGE TRADED CONCEPTS TR
HRZN S&P500 CV C
30151E103
3083
74300
SH
DFND
4 5 6
74300
0
0
EXELON CORP
COM
30161N101
32
1068
SH
DFND
1 2
1068
0
0
EXELON CORP
COM
30161N101
458
15440
SH
SOLE
15440
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
63
1015
SH
DFND
1 2
1015
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
1645
26613
SH
SOLE
26613
0
0
EXXON MOBIL CORP
COM
30231G102
946
11000
SH
DFND
4 5 6
11000
0
0
EXXON MOBIL CORP
COM
30231G102
319
3709
SH
DFND
1 2 3
3709
0
0
EXXON MOBIL CORP
COM
30231G102
472
5486
SH
DFND
1 2
5486
0
0
EXXON MOBIL CORP
COM
30231G102
2115
24584
SH
SOLE
24584
0
0
FEDEX CORP
COM
31428X106
42
370
SH
DFND
1 2
370
0
0
FEDEX CORP
COM
31428X106
740
6485
SH
SOLE
6485
0
0
FOMENTO ECONOMICO MEXICANO S
SPON ADR UNITS
344419106
1224
12603
SH
SOLE
12603
0
0
FOMENTO ECONOMICO MEXICANO S
SPON ADR UNITS
344419106
184
1900
SH
DFND
4 5 6
1900
0
0
FOMENTO ECONOMICO MEXICANO S
SPON ADR UNITS
344419106
1138
11720
SH
DFND
1 2 3
11720
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
582
34500
SH
DFND
4 5 6
34500
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
83
4911
SH
DFND
1 2
4911
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
12221
724400
SH
DFND
1 2 3
724400
0
0
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
943
28500
SH
DFND
4 5 6
28500
0
0
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
43
1294
SH
DFND
1 2
1294
0
0
GAP INC DEL
COM
364760108
14
344
SH
DFND
1 2
344
0
0
GAP INC DEL
COM
364760108
242
6000
SH
SOLE
6000
0
0
GARMIN LTD
SHS
H2906T109
7
153
SH
DFND
1 2
153
0
0
GARMIN LTD
SHS
H2906T109
14
320
SH
SOLE
320
0
0
GARMIN LTD
SHS
H2906T109
845
18700
SH
DFND
4 5 6
18700
0
0
GENERAL ELECTRIC CO
COM
369604103
2646
110773
SH
SOLE
110773
0
0
GENERAL ELECTRIC CO
COM
369604103
303
12694
SH
DFND
1 2
12694
0
0
GENERAL ELECTRIC CO
COM
369604103
951
39800
SH
DFND
4 5 6
39800
0
0
GENERAL ELECTRIC CO
COM
369604103
89
3708
SH
DFND
1 2 3
3708
0
0
GENERAL MLS INC
COM
370334104
772
16100
SH
DFND
4 5 6
16100
0
0
GENERAL MLS INC
COM
370334104
38
800
SH
DFND
1 2
800
0
0
GENERAL MTRS CO
COM
37045V100
928
25800
SH
DFND
4 5 6
25800
0
0
GENERAL MTRS CO
COM
37045V100
42
1173
SH
DFND
1 2
1173
0
0
GENUINE PARTS CO
COM
372460105
16
193
SH
DFND
1 2
193
0
0
GENUINE PARTS CO
COM
372460105
146
1800
SH
SOLE
1800
0
0
GENUINE PARTS CO
COM
372460105
1399
17300
SH
DFND
4 5 6
17300
0
0
GEO GROUP INC
COM
36159R103
333
10000
SH
SOLE
10000
0
0
GERDAU S A
SPON ADR REP PFD
373737105
484
64903
SH
DFND
1 2 3
64903
0
0
GERDAU S A
SPON ADR REP PFD
373737105
586
78536
SH
SOLE
78536
0
0
GIANT INTERACTIVE GROUP INC
ADR
374511103
144
15800
SH
DFND
4 5 6
15800
0
0
GIANT INTERACTIVE GROUP INC
ADR
374511103
18
2025
SH
SOLE
2025
0
0
GILEAD SCIENCES INC
COM
375558103
968
15400
SH
DFND
4 5 6
15400
0
0
GILEAD SCIENCES INC
COM
375558103
32816
521967
SH
DFND
1 2 3
521967
0
0
GILEAD SCIENCES INC
COM
375558103
120
1908
SH
DFND
1 2
1908
0
0
GILEAD SCIENCES INC
COM
375558103
126
2000
SH
DFND
2000
0
0
GLADSTONE COML CORP
COM
376536108
359
20000
SH
SOLE
20000
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
1254
25000
SH
DFND
4 5 6
25000
0
0
GOLDCORP INC NEW
COM
380956409
323
12400
SH
SOLE
12400
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
918
5800
SH
DFND
4 5 6
5800
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
82
521
SH
DFND
1 2
521
0
0
GOOGLE INC
CL A
38259P508
306
349
SH
DFND
1 2
349
0
0
GOOGLE INC
CL A
38259P508
876
1000
SH
DFND
4 5 6
1000
0
0
GOOGLE INC
CL A
38259P508
263
300
SH
DFND
300
0
0
GOOGLE INC
CL A
38259P508
76066
86842
SH
DFND
1 2 3
86842
0
0
GRANA Y MONTERO S A A
SPONSORED ADR
38500P208
421
21114
SH
SOLE
21114
0
0
GRUPO FINANCIERO SANTANDER M
SPON ADR SHS B
40053C105
569
41174
SH
DFND
1 2 3
41174
0
0
GRUPO FINANCIERO SANTANDER M
SPON ADR SHS B
40053C105
1073
77643
SH
SOLE
77643
0
0
GRUPO TELEVISA SA
SPON ADR REP ORD
40049J206
702
25108
SH
SOLE
25108
0
0
GRUPO TELEVISA SA
SPON ADR REP ORD
40049J206
706
25270
SH
DFND
1 2 3
25270
0
0
HALLIBURTON CO
COM
406216101
51
1054
SH
DFND
1 2
1054
0
0
HALLIBURTON CO
COM
406216101
385
8000
SH
SOLE
8000
0
0
HDFC BANK LTD
ADR REPS 3 SHS
40415F101
283
9200
SH
SOLE
9200
0
0
HELMERICH & PAYNE INC
COM
423452101
1351
19600
SH
SOLE
19600
0
0
HERBALIFE LTD
COM USD SHS
G4412G101
670
9600
SH
DFND
4 5 6
9600
0
0
HERSHEY CO
COM
427866108
17
186
SH
DFND
1 2
186
0
0
HERSHEY CO
COM
427866108
30828
333276
SH
DFND
1 2 3
333276
0
0
HOME DEPOT INC
COM
437076102
135
1786
SH
DFND
1 2
1786
0
0
HOME DEPOT INC
COM
437076102
281
3709
SH
DFND
1 2 3
3709
0
0
HONEYWELL INTL INC
COM
438516106
779
9385
SH
SOLE
9385
0
0
HONEYWELL INTL INC
COM
438516106
81
978
SH
DFND
1 2
978
0
0
HSBC HLDGS PLC
SPON ADR NEW
404280406
505
9300
SH
DFND
4 5 6
9300
0
0
ICICI BK LTD
ADR
45104G104
193
6318
SH
DFND
1 2 3
6318
0
0
ICICI BK LTD
ADR
45104G104
561
18400
SH
DFND
4 5 6
18400
0
0
ILLINOIS TOOL WKS INC
COM
452308109
39
514
SH
DFND
1 2
514
0
0
ILLINOIS TOOL WKS INC
COM
452308109
2258
29600
SH
DFND
4 5 6
29600
0
0
IMPERIAL OIL LTD
COM NEW
453038408
418
9500
SH
SOLE
9500
0
0
INFORMATICA CORP
COM
45666Q102
2634
67600
SH
SOLE
67600
0
0
INFOSYS LTD
SPONSORED ADR
456788108
183
3799
SH
DFND
1 2 3
3799
0
0
INFOSYS LTD
SPONSORED ADR
456788108
505
10500
SH
DFND
4 5 6
10500
0
0
INFOSYS LTD
SPONSORED ADR
456788108
476
9894
SH
SOLE
9894
0
0
INTEL CORP
COM
458140100
1117
48714
SH
SOLE
48714
0
0
INTEL CORP
COM
458140100
142
6210
SH
DFND
1 2
6210
0
0
INTEL CORP
COM
458140100
85
3709
SH
DFND
1 2 3
3709
0
0
INTEL CORP
COM
458140100
937
40900
SH
DFND
4 5 6
40900
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
687
3709
SH
DFND
1 2 3
3709
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
2191
11834
SH
SOLE
11834
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
926
5000
SH
DFND
4 5 6
5000
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
238
1284
SH
DFND
1 2
1284
0
0
INTERNATIONAL RECTIFIER CORP
COM
460254105
633
25544
SH
SOLE
25544
0
0
INTERPUBLIC GROUP COS INC
COM
460690100
9
526
SH
DFND
1 2
526
0
0
INTERPUBLIC GROUP COS INC
COM
460690100
414
24080
SH
SOLE
24080
0
0
INTUIT
COM
461202103
25
370
SH
DFND
1 2
370
0
0
INTUIT
COM
461202103
521
7854
SH
SOLE
7854
0
0
ISHARES
1-3 YR TR BD ETF
464287457
13726
162500
SH
DFND
4 5 6
162500
0
0
ISHARES
CHINA LG-CAP ETF
464287184
1854
50000
SH
SOLE
50000
0
0
ISHARES
CORE S&P500 ETF
464287200
1822
10788
SH
SOLE
10788
0
0
ISHARES
EM MK MINVOL ETF
464286533
470
8000
SH
SOLE
8000
0
0
ISHARES
GLB CNSM STP ETF
464288737
3281
39808
SH
SOLE
39808
0
0
ISHARES
IBOXX HI YD ETF
464288513
64
700
SH
DFND
700
0
0
ISHARES
IBOXX HI YD ETF
464288513
6320
69000
SH
DFND
1 2 3
69000
0
0
ISHARES
IBOXX INV CP ETF
464287242
18878
166300
SH
SOLE
166300
0
0
ISHARES
JP MOR EM MK ETF
464288281
109
1000
SH
DFND
1000
0
0
ISHARES
JP MOR EM MK ETF
464288281
3325
30500
SH
SOLE
30500
0
0
ISHARES
MSCI AC ASIA ETF
464288182
918
15756
SH
DFND
1
15756
0
0
ISHARES
MSCI AUST ETF
464286103
1264
50000
SH
SOLE
50000
0
0
ISHARES
MSCI EMG MKT ETF
464287234
766
18797
SH
SOLE
18797
0
0
ISHARES
MSCI GERMANY ETF
464286806
3259
117202
SH
SOLE
117202
0
0
ISHARES
MSCI ITALCPD ETF
464286855
2287
161953
SH
SOLE
161953
0
0
ISHARES
MSCI MEX CAP ETF
464286822
494
7730
SH
SOLE
7730
0
0
ISHARES
MSCI PAC JP ETF
464286665
2383
50000
SH
SOLE
50000
0
0
ISHARES
MSCI SPAN CP ETF
464286764
2608
75041
SH
SOLE
75041
0
0
ISHARES
MSCI STH KOR ETF
464286772
18450
300000
SH
SOLE
300000
0
0
ISHARES
MSCI SZ CAP ETF
464286749
225
7203
SH
SOLE
7203
0
0
ISHARES
MSCI TAIWAN ETF
464286731
187
13410
SH
SOLE
13410
0
0
ISHARES
MSCI UK ETF
464286699
343
17489
SH
SOLE
17489
0
0
ISHARES
RUS 1000 ETF
464287622
301
3200
SH
SOLE
3200
0
0
ISHARES
U.S. PFD STK ETF
464288687
1471
38700
SH
DFND
4 5 6
38700
0
0
ISHARES
U.S. PFD STK ETF
464288687
1541
40550
SH
SOLE
40550
0
0
ISHARES
US OIL EQ&SV ETF
464288844
1879
30000
SH
SOLE
30000
0
0
ISHARES GOLD TRUST
ISHARES
464285105
8551
663360
SH
DFND
4 5 6
663360
0
0
ISHARES GOLD TRUST
ISHARES
464285105
2449
190000
SH
SOLE
190000
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
181
8650
SH
SOLE
8650
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
3070
146900
SH
DFND
4 5 6
146900
0
0
ITAU UNIBANCO HLDG SA
SPON ADR REP PFD
465562106
1837
130065
SH
SOLE
130065
0
0
ITAU UNIBANCO HLDG SA
SPON ADR REP PFD
465562106
902
63899
SH
DFND
1 2 3
63899
0
0
ITAU UNIBANCO HLDG SA
SPON ADR REP PFD
465562106
607
42990
SH
DFND
4 5 6
42990
0
0
JAZZ PHARMACEUTICALS PLC
SHS USD
G50871105
841
9139
SH
SOLE
9139
0
0
JOHNSON & JOHNSON
COM
478160104
305
3513
SH
DFND
1 2
3513
0
0
JOHNSON & JOHNSON
COM
478160104
321
3708
SH
DFND
1 2 3
3708
0
0
JOHNSON & JOHNSON
COM
478160104
2085
24048
SH
SOLE
24048
0
0
JOHNSON & JOHNSON
COM
478160104
2679
30900
SH
DFND
4 5 6
30900
0
0
JONES LANG LASALLE INC
COM
48020Q107
1500
17184
SH
SOLE
17184
0
0
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
2230
50000
SH
SOLE
50000
0
0
JPMORGAN CHASE & CO
COM
46625H100
30736
594618
SH
DFND
1 2 3
594618
0
0
JPMORGAN CHASE & CO
COM
46625H100
3008
58200
SH
DFND
4 5 6
58200
0
0
JPMORGAN CHASE & CO
COM
46625H100
243
4692
SH
DFND
1 2
4692
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
716
6550
SH
SOLE
6550
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
15
137
SH
DFND
1 2
137
0
0
KAYNE ANDERSON MDSTM ENERGY
COM
48661E108
820
25570
SH
SOLE
25570
0
0
KIMBERLY CLARK CORP
COM
494368103
45
477
SH
DFND
1 2
477
0
0
KIMBERLY CLARK CORP
COM
494368103
75
800
SH
SOLE
800
0
0
KIMBERLY CLARK CORP
COM
494368103
594
6300
SH
DFND
4 5 6
6300
0
0
KLA-TENCOR CORP
COM
482480100
13
207
SH
DFND
1 2
207
0
0
KLA-TENCOR CORP
COM
482480100
15
240
SH
SOLE
240
0
0
KLA-TENCOR CORP
COM
482480100
840
13800
SH
DFND
4 5 6
13800
0
0
KOHLS CORP
COM
500255104
13
254
SH
DFND
1 2
254
0
0
KOHLS CORP
COM
500255104
502
9700
SH
SOLE
9700
0
0
KONINKLIJKE PHILIPS N V
NY REG SH NEW
500472303
419
13000
SH
DFND
4 5 6
13000
0
0
KRAFT FOODS GROUP INC
COM
50076Q106
755
14390
SH
SOLE
14390
0
0
KRAFT FOODS GROUP INC
COM
50076Q106
39
742
SH
DFND
1 2
742
0
0
KT CORP
SPONSORED ADR
48268K101
169
10100
SH
DFND
4 5 6
10100
0
0
LAS VEGAS SANDS CORP
COM
517834107
159
2400
SH
DFND
2400
0
0
LAS VEGAS SANDS CORP
COM
517834107
763
11490
SH
DFND
1
11490
0
0
LAS VEGAS SANDS CORP
COM
517834107
52436
789464
SH
DFND
1 2 3
789464
0
0
LATAM AIRLS GROUP S A
SPONSORED ADR
51817R106
371
24582
SH
DFND
1 2 3
24582
0
0
LATAM AIRLS GROUP S A
SPONSORED ADR
51817R106
491
32562
SH
SOLE
32562
0
0
LEXMARK INTL NEW
CL A
529771107
934
28300
SH
SOLE
28300
0
0
LIBERTY GLOBAL PLC
SHS CL A
G5480U104
745
9390
SH
DFND
1
9390
0
0
LIBERTY GLOBAL PLC
SHS CL A
G5480U104
955
12032
SH
SOLE
12032
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
398
5270
SH
SOLE
5270
0
0
LILLY ELI & CO
COM
532457108
1223
24300
SH
DFND
4 5 6
24300
0
0
LILLY ELI & CO
COM
532457108
62
1236
SH
DFND
1 2
1236
0
0
LILLY ELI & CO
COM
532457108
1014
20155
SH
SOLE
20155
0
0
LIONS GATE ENTMNT CORP
COM NEW
535919203
16016
456940
SH
DFND
1 2 3
456940
0
0
LOCKHEED MARTIN CORP
COM
539830109
1263
9900
SH
DFND
4 5 6
9900
0
0
LOCKHEED MARTIN CORP
COM
539830109
43
336
SH
DFND
1 2
336
0
0
LOCKHEED MARTIN CORP
COM
539830109
102
800
SH
SOLE
800
0
0
LORILLARD INC
COM
544147101
1991
44460
SH
SOLE
44460
0
0
LORILLARD INC
COM
544147101
1594
35600
SH
DFND
4 5 6
35600
0
0
LORILLARD INC
COM
544147101
21
466
SH
DFND
1 2
466
0
0
LOWES COS INC
COM
548661107
62
1311
SH
DFND
1 2
1311
0
0
LOWES COS INC
COM
548661107
991
20820
SH
SOLE
20820
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
41
558
SH
DFND
1 2
558
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
513
7000
SH
DFND
4 5 6
7000
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
30544
417100
SH
DFND
1 2 3
417100
0
0
MACQUARIE INFRASTR CO LLC
MEMBERSHIP INT
55608B105
228
4250
SH
SOLE
4250
0
0
MARSH & MCLENNAN COS INC
COM
571748102
460
10560
SH
SOLE
10560
0
0
MARSH & MCLENNAN COS INC
COM
571748102
30
685
SH
DFND
1 2
685
0
0
MASTERCARD INC
CL A
57636Q104
269
400
SH
DFND
400
0
0
MASTERCARD INC
CL A
57636Q104
84537
125653
SH
DFND
1 2 3
125653
0
0
MASTERCARD INC
CL A
57636Q104
87
129
SH
DFND
1 2
129
0
0
MATTEL INC
COM
577081102
1426
34051
SH
SOLE
34051
0
0
MATTEL INC
COM
577081102
18
429
SH
DFND
1 2
429
0
0
MCCORMICK & CO INC
COM NON VTG
579780206
11
165
SH
DFND
1 2
165
0
0
MCCORMICK & CO INC
COM NON VTG
579780206
894
13820
SH
SOLE
13820
0
0
MCDONALDS CORP
COM
580135101
2886
30000
SH
DFND
4 5 6
30000
0
0
MCDONALDS CORP
COM
580135101
120
1246
SH
DFND
1 2
1246
0
0
MCDONALDS CORP
COM
580135101
357
3709
SH
DFND
1 2 3
3709
0
0
MCDONALDS CORP
COM
580135101
492
5109
SH
SOLE
5109
0
0
MCDONALDS CORP
COM
580135101
722
7500
SH
DFND
1
7500
0
0
MEDALLION FINL CORP
COM
583928106
750
50400
SH
SOLE
50400
0
0
MEDIVATION INC
COM
58501N101
1256
20946
SH
SOLE
20946
0
0
MEDTRONIC INC
COM
585055106
66
1243
SH
DFND
1 2
1243
0
0
MEDTRONIC INC
COM
585055106
1076
20210
SH
SOLE
20210
0
0
MELCO CROWN ENTMT LTD
ADR
585464100
442
13897
SH
DFND
1 2 3
13897
0
0
MELCO CROWN ENTMT LTD
ADR
585464100
6408
201333
SH
SOLE
201333
0
0
MELCO CROWN ENTMT LTD
ADR
585464100
22670
712214
SH
DFND
1
712214
0
0
MERCK & CO INC NEW
COM
58933Y105
2394
50282
SH
SOLE
50282
0
0
MERCK & CO INC NEW
COM
58933Y105
174
3648
SH
DFND
1 2
3648
0
0
MERCK & CO INC NEW
COM
58933Y105
176
3707
SH
DFND
1 2 3
3707
0
0
MERCK & CO INC NEW
COM
58933Y105
966
20300
SH
DFND
4 5 6
20300
0
0
METLIFE INC
COM
59156R108
66
1396
SH
DFND
1 2
1396
0
0
METLIFE INC
COM
59156R108
31664
674417
SH
DFND
1 2 3
674417
0
0
MICROSOFT CORP
COM
594918104
25069
753261
SH
DFND
1 2 3
753261
0
0
MICROSOFT CORP
COM
594918104
992
29800
SH
DFND
4 5 6
29800
0
0
MICROSOFT CORP
COM
594918104
314
9449
SH
DFND
1 2
9449
0
0
MITSUBISHI UFJ FINL GROUP IN
SPONSORED ADR
606822104
69
10772
SH
SOLE
10772
0
0
MOBILE TELESYSTEMS OJSC
SPONSORED ADR
607409109
9019
405174
SH
DFND
1 2 3
405174
0
0
MOBILE TELESYSTEMS OJSC
SPONSORED ADR
607409109
8220
369275
SH
SOLE
369275
0
0
MONSANTO CO NEW
COM
61166W101
69
665
SH
DFND
1 2
665
0
0
MONSANTO CO NEW
COM
61166W101
17046
163322
SH
DFND
1 2 3
163322
0
0
MORGAN STANLEY
COM NEW
617446448
47
1733
SH
DFND
1 2
1733
0
0
MORGAN STANLEY
COM NEW
617446448
287
10640
SH
SOLE
10640
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
867
14606
SH
SOLE
14606
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
18
295
SH
DFND
1 2
295
0
0
NATIONAL GRID PLC
SPON ADR NEW
636274300
1541
26100
SH
DFND
4 5 6
26100
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
42
533
SH
DFND
1 2
533
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
1645
21060
SH
SOLE
21060
0
0
NETAPP INC
COM
64110D104
17131
401956
SH
DFND
1 2 3
401956
0
0
NETAPP INC
COM
64110D104
18
424
SH
DFND
1 2
424
0
0
NETEASE INC
SPONSORED ADR
64110W102
299
4122
SH
SOLE
4122
0
0
NETEASE INC
SPONSORED ADR
64110W102
51
700
SH
DFND
1
700
0
0
NEW ORIENTAL ED & TECH GRP I
SPON ADR
647581107
2761
110900
SH
SOLE
110900
0
0
NEWMONT MINING CORP
COM
651639106
17
620
SH
DFND
1 2
620
0
0
NEWMONT MINING CORP
COM
651639106
2580
91800
SH
DFND
4 5 6
91800
0
0
NEXTERA ENERGY INC
COM
65339F101
163
2039
SH
SOLE
2039
0
0
NEXTERA ENERGY INC
COM
65339F101
42
529
SH
DFND
1 2
529
0
0
NIKE INC
CL B
654106103
780
10740
SH
DFND
1
10740
0
0
NIKE INC
CL B
654106103
58097
799795
SH
DFND
1 2 3
799795
0
0
NIKE INC
CL B
654106103
213
2938
SH
DFND
2938
0
0
NIKE INC
CL B
654106103
68
932
SH
DFND
1 2
932
0
0
NOBLE ENERGY INC
COM
655044105
30
448
SH
DFND
1 2
448
0
0
NOBLE ENERGY INC
COM
655044105
2167
32341
SH
SOLE
32341
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
1036
13500
SH
SOLE
13500
0
0
NOVO-NORDISK A S
ADR
670100205
508
3000
SH
DFND
4 5 6
3000
0
0
NPS PHARMACEUTICALS INC
COM
62936P103
595
18705
SH
SOLE
18705
0
0
NRG ENERGY INC
COM NEW
629377508
11
403
SH
DFND
1 2
403
0
0
NRG ENERGY INC
COM NEW
629377508
562
20560
SH
SOLE
20560
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
94
1004
SH
DFND
1 2
1004
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
963
10300
SH
DFND
4 5 6
10300
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
564
6030
SH
SOLE
6030
0
0
OI S.A.
SPN ADR REP PFD
670851203
451
244905
SH
DFND
1 2 3
244905
0
0
OLD REP INTL CORP
COM
680223104
1033
67100
SH
DFND
4 5 6
67100
0
0
OMNICARE INC
COM
681904108
1245
22431
SH
SOLE
22431
0
0
OMNICOM GROUP INC
COM
681919106
20
321
SH
DFND
1 2
321
0
0
OMNICOM GROUP INC
COM
681919106
702
11070
SH
SOLE
11070
0
0
ON SEMICONDUCTOR CORP
COM
682189105
825
112910
SH
SOLE
112910
0
0
ORACLE CORP
COM
68389X105
1622
48908
SH
SOLE
48908
0
0
ORACLE CORP
COM
68389X105
147
4445
SH
DFND
1 2
4445
0
0
ORACLE CORP
COM
68389X105
952
28700
SH
DFND
4 5 6
28700
0
0
P T TELEKOMUNIKASI INDONESIA
SPONSORED ADR
715684106
254
6999
SH
DFND
1 2 3
6999
0
0
P T TELEKOMUNIKASI INDONESIA
SPONSORED ADR
715684106
1847
50857
SH
SOLE
50857
0
0
P T TELEKOMUNIKASI INDONESIA
SPONSORED ADR
715684106
80
2200
SH
DFND
4 5 6
2200
0
0
PACKAGING CORP AMER
COM
695156109
1850
32400
SH
SOLE
32400
0
0
PAYCHEX INC
COM
704326107
16
406
SH
DFND
1 2
406
0
0
PAYCHEX INC
COM
704326107
1703
41910
SH
SOLE
41910
0
0
PEPSICO INC
COM
713448108
153
1922
SH
DFND
1 2
1922
0
0
PEPSICO INC
COM
713448108
954
12000
SH
DFND
4 5 6
12000
0
0
PEPSICO INC
COM
713448108
387
4870
SH
SOLE
4870
0
0
PETROCHINA CO LTD
SPONSORED ADR
71646E100
394
3584
SH
SOLE
3584
0
0
PETROCHINA CO LTD
SPONSORED ADR
71646E100
594
5400
SH
DFND
4 5 6
5400
0
0
PETROCHINA CO LTD
SPONSORED ADR
71646E100
224
2033
SH
DFND
1 2 3
2033
0
0
PETROLEO BRASILEIRO SA PETRO
SP ADR NON VTG
71654V101
1151
68789
SH
DFND
1 2 3
68789
0
0
PETROLEO BRASILEIRO SA PETRO
SP ADR NON VTG
71654V101
2125
127046
SH
SOLE
127046
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
1407
90863
SH
SOLE
90863
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
499
32200
SH
DFND
4 5 6
32200
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
655
42294
SH
DFND
1 2 3
42294
0
0
PETSMART INC
COM
716768106
10
130
SH
DFND
1 2
130
0
0
PETSMART INC
COM
716768106
723
9481
SH
SOLE
9481
0
0
PFIZER INC
COM
717081103
968
33700
SH
DFND
4 5 6
33700
0
0
PFIZER INC
COM
717081103
1506
52424
SH
SOLE
52424
0
0
PFIZER INC
COM
717081103
107
3709
SH
DFND
1 2 3
3709
0
0
PFIZER INC
COM
717081103
237
8252
SH
DFND
1 2
8252
0
0
PHILIP MORRIS INTL INC
COM
718172109
2572
29700
SH
DFND
4 5 6
29700
0
0
PHILIP MORRIS INTL INC
COM
718172109
829
9575
SH
SOLE
9575
0
0
PHILIP MORRIS INTL INC
COM
718172109
175
2017
SH
DFND
1 2
2017
0
0
PHILIPPINE LONG DISTANCE TEL
SPONSORED ADR
718252604
4
55
SH
SOLE
55
0
0
PHILIPPINE LONG DISTANCE TEL
SPONSORED ADR
718252604
936
13800
SH
DFND
4 5 6
13800
0
0
PHILLIPS 66
COM
718546104
1877
32460
SH
SOLE
32460
0
0
PHILLIPS 66
COM
718546104
44
762
SH
DFND
1 2
762
0
0
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
105
1000
SH
DFND
1000
0
0
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
10168
97000
SH
DFND
1 2 3
97000
0
0
PIMCO ETF TR
TOTL RETN ETF
72201R775
1630
15400
SH
SOLE
15400
0
0
PLUM CREEK TIMBER CO INC
COM
729251108
10
203
SH
DFND
1 2
203
0
0
PLUM CREEK TIMBER CO INC
COM
729251108
288
6150
SH
SOLE
6150
0
0
PNC FINL SVCS GROUP INC
COM
693475105
1280
17665
SH
SOLE
17665
0
0
PNC FINL SVCS GROUP INC
COM
693475105
48
663
SH
DFND
1 2
663
0
0
POWERSHARES ETF TRUST
GBL LSTD PVT EQT
73935X195
2071
180400
SH
SOLE
180400
0
0
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
2441
98900
SH
SOLE
98900
0
0
POWERSHARES GLOBAL ETF TRUST
SOVEREIGN DEBT
73936T573
2187
80000
SH
SOLE
80000
0
0
POWERSHS DB MULTI SECT COMM
DB OIL FUND
73936B507
233
8500
SH
SOLE
8500
0
0
POWERSHS DB US DOLLAR INDEX
DOLL INDX BULL
73936D107
4449
205700
SH
SOLE
205700
0
0
PRECISION CASTPARTS CORP
COM
740189105
41
181
SH
DFND
1 2
181
0
0
PRECISION CASTPARTS CORP
COM
740189105
1180
5192
SH
SOLE
5192
0
0
PRICE T ROWE GROUP INC
COM
74144T108
1624
22584
SH
SOLE
22584
0
0
PRICE T ROWE GROUP INC
COM
74144T108
23
324
SH
DFND
1 2
324
0
0
PRICELINE COM INC
COM NEW
741503403
758
750
SH
DFND
1
750
0
0
PRICELINE COM INC
COM NEW
741503403
65
64
SH
DFND
1 2
64
0
0
PRICELINE COM INC
COM NEW
741503403
1023
1012
SH
SOLE
1012
0
0
PRINCIPAL FINL GROUP INC
COM
74251V102
15
341
SH
DFND
1 2
341
0
0
PRINCIPAL FINL GROUP INC
COM
74251V102
575
13435
SH
SOLE
13435
0
0
PROCTER & GAMBLE CO
COM
742718109
258
3414
SH
DFND
1 2
3414
0
0
PROCTER & GAMBLE CO
COM
742718109
1671
22100
SH
DFND
4 5 6
22100
0
0
PROCTER & GAMBLE CO
COM
742718109
280
3709
SH
DFND
1 2 3
3709
0
0
PROCTER & GAMBLE CO
COM
742718109
1119
14809
SH
SOLE
14809
0
0
PROLOGIS INC
COM
74340W103
23
622
SH
DFND
1 2
622
0
0
PROLOGIS INC
COM
74340W103
956
25400
SH
SOLE
25400
0
0
PROSHARES TR
SHRT 20+YR TRE
74347X849
1643
51300
SH
SOLE
51300
0
0
PROSHARES TR II
ULTRASHORT YEN N
74347W569
2489
40000
SH
SOLE
40000
0
0
PRUDENTIAL FINL INC
COM
744320102
1130
14490
SH
SOLE
14490
0
0
PRUDENTIAL FINL INC
COM
744320102
45
580
SH
DFND
1 2
580
0
0
PRUDENTIAL PLC
ADR
74435K204
1904
51000
SH
DFND
4 5 6
51000
0
0
QUALCOMM INC
COM
747525103
144
2138
SH
DFND
1 2
2138
0
0
QUALCOMM INC
COM
747525103
942
14000
SH
DFND
4 5 6
14000
0
0
QUALCOMM INC
COM
747525103
1928
28640
SH
SOLE
28640
0
0
RANDGOLD RES LTD
ADR
752344309
6
80
SH
SOLE
80
0
0
RANDGOLD RES LTD
ADR
752344309
2568
35900
SH
DFND
4 5 6
35900
0
0
RAYONIER INC
COM
754907103
551
9900
SH
SOLE
9900
0
0
RAYTHEON CO
COM NEW
755111507
468
6070
SH
SOLE
6070
0
0
RAYTHEON CO
COM NEW
755111507
31
402
SH
DFND
1 2
402
0
0
REYNOLDS AMERICAN INC
COM
761713106
19
395
SH
DFND
1 2
395
0
0
REYNOLDS AMERICAN INC
COM
761713106
1293
26500
SH
SOLE
26500
0
0
REYNOLDS AMERICAN INC
COM
761713106
2400
49200
SH
DFND
4 5 6
49200
0
0
RIO TINTO PLC
SPONSORED ADR
767204100
512
10500
SH
DFND
4 5 6
10500
0
0
ROYAL BK SCOTLAND GROUP PLC
SPONS ADR 20 ORD
780097689
498
43000
SH
DFND
4 5 6
43000
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
512
7800
SH
DFND
4 5 6
7800
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
2334
35536
SH
SOLE
35536
0
0
ROYAL GOLD INC
COM
780287108
2545
52300
SH
DFND
4 5 6
52300
0
0
SALESFORCE COM INC
COM
79466L302
1765
34000
SH
SOLE
34000
0
0
SALESFORCE COM INC
COM
79466L302
35
683
SH
DFND
1 2
683
0
0
SANOFI
SPONSORED ADR
80105N105
511
10100
SH
DFND
4 5 6
10100
0
0
SAP AG
SPON ADR
803054204
510
6900
SH
DFND
4 5 6
6900
0
0
SCHLUMBERGER LTD
COM
806857108
963
10900
SH
DFND
4 5 6
10900
0
0
SCHLUMBERGER LTD
COM
806857108
146
1649
SH
DFND
1 2
1649
0
0
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
283
11500
SH
SOLE
11500
0
0
SEADRILL LIMITED
SHS
G7945E105
1938
43000
SH
DFND
4 5 6
43000
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
28
640
SH
SOLE
640
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
17
387
SH
DFND
1 2
387
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
1645
37600
SH
DFND
4 5 6
37600
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
4784
120200
SH
DFND
4 5 6
120200
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
12253
242200
SH
DFND
4 5 6
242200
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
53530
1057489
SH
DFND
1 2 3
1057489
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
4985
133400
SH
DFND
4 5 6
133400
0
0
SENSATA TECHNOLOGIES HLDG BV
SHS
N7902X106
1565
40900
SH
SOLE
40900
0
0
SHIRE PLC
SPONSORED ADR
82481R106
516
4300
SH
DFND
4 5 6
4300
0
0
SIEMENS A G
SPONSORED ADR
826197501
506
4200
SH
DFND
4 5 6
4200
0
0
SIEMENS A G
SPONSORED ADR
826197501
381
3160
SH
SOLE
3160
0
0
SILICONWARE PRECISION INDS L
SPONSD ADR SPL
827084864
175
30200
SH
DFND
4 5 6
30200
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
1135
7660
SH
SOLE
7660
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
57
387
SH
DFND
1 2
387
0
0
SINA CORP
ORD
G81477104
179
2200
SH
DFND
1 2 3
2200
0
0
SINA CORP
ORD
G81477104
62460
769498
SH
DFND
1
769498
0
0
SIRIUS XM RADIO INC
COM
82967N108
1359
350720
SH
SOLE
350720
0
0
SIX FLAGS ENTMT CORP NEW
COM
83001A102
1004
29700
SH
DFND
4 5 6
29700
0
0
SK TELECOM LTD
SPONSORED ADR
78440P108
2538
111800
SH
DFND
4 5 6
111800
0
0
SLM CORP
COM
78442P106
14
544
SH
DFND
1 2
544
0
0
SLM CORP
COM
78442P106
2212
88820
SH
SOLE
88820
0
0
SOCIEDAD QUIMICA MINERA DE C
SPON ADR SER B
833635105
187
6105
SH
DFND
1 2 3
6105
0
0
SOCIEDAD QUIMICA MINERA DE C
SPON ADR SER B
833635105
246
8065
SH
SOLE
8065
0
0
SOLERA HOLDINGS INC
COM
83421A104
726
13735
SH
SOLE
13735
0
0
SONY CORP
ADR NEW
835699307
12
547
SH
SOLE
547
0
0
SONY CORP
ADR NEW
835699307
519
24100
SH
DFND
4 5 6
24100
0
0
SOUFUN HLDGS LTD
ADR
836034108
1847
35765
SH
SOLE
35765
0
0
SOUFUN HLDGS LTD
ADR
836034108
201
3900
SH
DFND
4 5 6
3900
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
44004
343300
SH
DFND
4 5 6
343300
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
3179
24800
SH
SOLE
24800
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
529
3147
SH
SOLE
3147
0
0
SPDR SER TR
SHT TRM HGH YLD
78468R408
1527
50000
SH
SOLE
50000
0
0
SPDR SERIES TRUST
BRC CNV SECS ETF
78464A359
4093
90550
SH
SOLE
90550
0
0
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
5740
144000
SH
DFND
1 2 3
144000
0
0
SPDR SERIES TRUST
RUSSELL 3000 ETF
78464A805
2271
17874
SH
SOLE
17874
0
0
SPDR SERIES TRUST
S&P BIOTECH
78464A870
45355
352932
SH
DFND
1 2 3
352932
0
0
STARBUCKS CORP
COM
855244109
49021
636883
SH
DFND
1 2 3
636883
0
0
STARBUCKS CORP
COM
855244109
185
2400
SH
DFND
2400
0
0
STARBUCKS CORP
COM
855244109
72
937
SH
DFND
1 2
937
0
0
STARBUCKS CORP
COM
855244109
962
12500
SH
DFND
4 5 6
12500
0
0
SUN CMNTYS INC
COM
866674104
567
13310
SH
SOLE
13310
0
0
SUNCOR ENERGY INC NEW
COM
867224107
702
19627
SH
SOLE
19627
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
2377
140154
SH
SOLE
140154
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
175
10300
SH
DFND
4 5 6
10300
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
417
24599
SH
DFND
1 2 3
24599
0
0
TARGET CORP
COM
87612E106
50
787
SH
DFND
1 2
787
0
0
TARGET CORP
COM
87612E106
504
7870
SH
SOLE
7870
0
0
TATA MTRS LTD
SPONSORED ADR
876568502
99
3723
SH
DFND
1 2 3
3723
0
0
TATA MTRS LTD
SPONSORED ADR
876568502
129
4860
SH
SOLE
4860
0
0
TE CONNECTIVITY LTD
REG SHS
H84989104
1120
21634
SH
SOLE
21634
0
0
TELECOM ARGENTINA S A
SPON ADR REP B
879273209
1630
90830
SH
SOLE
90830
0
0
TELEFONICA BRASIL SA
SPONSORED ADR
87936R106
340
15166
SH
DFND
1 2 3
15166
0
0
TELEFONICA BRASIL SA
SPONSORED ADR
87936R106
587
26165
SH
SOLE
26165
0
0
TELEFONICA BRASIL SA
SPONSORED ADR
87936R106
54
2400
SH
DFND
4 5 6
2400
0
0
TELEFONICA S A
SPONSORED ADR
879382208
523
33800
SH
DFND
4 5 6
33800
0
0
TEUCRIUM COMMODITY TR
CORN FD SHS
88166A102
1343
40000
SH
SOLE
40000
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
499
13200
SH
DFND
4 5 6
13200
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
578
15290
SH
SOLE
15290
0
0
TEXAS INSTRS INC
COM
882508104
851
21110
SH
SOLE
21110
0
0
TEXAS INSTRS INC
COM
882508104
1305
32400
SH
DFND
4 5 6
32400
0
0
TEXAS INSTRS INC
COM
882508104
55
1373
SH
DFND
1 2
1373
0
0
TEXTRON INC
COM
883203101
10
350
SH
DFND
1 2
350
0
0
TEXTRON INC
COM
883203101
305
11050
SH
SOLE
11050
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
175
1900
SH
DFND
1900
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
23862
258951
SH
DFND
1 2 3
258951
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
41
449
SH
DFND
1 2
449
0
0
TIFFANY & CO NEW
COM
886547108
708
9237
SH
SOLE
9237
0
0
TIFFANY & CO NEW
COM
886547108
10
137
SH
DFND
1 2
137
0
0
TIM PARTICIPACOES S A
SPONSORED ADR
88706P205
335
14207
SH
SOLE
14207
0
0
TIM PARTICIPACOES S A
SPONSORED ADR
88706P205
208
8822
SH
DFND
1 2 3
8822
0
0
TIME WARNER CABLE INC
COM
88732J207
40
356
SH
DFND
1 2
356
0
0
TIME WARNER CABLE INC
COM
88732J207
997
8934
SH
SOLE
8934
0
0
TIME WARNER INC
COM NEW
887317303
75
1147
SH
DFND
1 2
1147
0
0
TIME WARNER INC
COM NEW
887317303
897
13630
SH
SOLE
13630
0
0
T-MOBILE US INC
COM
872590104
747
28761
SH
SOLE
28761
0
0
TORTOISE MLP FD INC
COM
89148B101
677
25000
SH
SOLE
25000
0
0
TOTAL S A
SPONSORED ADR
89151E109
1384
23900
SH
DFND
4 5 6
23900
0
0
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
111
868
SH
SOLE
868
0
0
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
499
3900
SH
DFND
4 5 6
3900
0
0
TRAVELERS COMPANIES INC
COM
89417E109
1840
21707
SH
SOLE
21707
0
0
TRAVELERS COMPANIES INC
COM
89417E109
40
466
SH
DFND
1 2
466
0
0
TRAVELERS COMPANIES INC
COM
89417E109
314
3707
SH
DFND
1 2 3
3707
0
0
TUPPERWARE BRANDS CORP
COM
899896104
1309
15150
SH
SOLE
15150
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
2739
81728
SH
SOLE
81728
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
83
2476
SH
DFND
1 2
2476
0
0
TYCO INTERNATIONAL LTD
SHS
H89128104
20
576
SH
DFND
1 2
576
0
0
TYCO INTERNATIONAL LTD
SHS
H89128104
825
23597
SH
SOLE
23597
0
0
ULTRAPAR PARTICIPACOES S A
SP ADR REP COM
90400P101
148
6000
SH
DFND
4 5 6
6000
0
0
ULTRAPAR PARTICIPACOES S A
SP ADR REP COM
90400P101
757
30769
SH
DFND
1 2 3
30769
0
0
ULTRAPAR PARTICIPACOES S A
SP ADR REP COM
90400P101
1208
49132
SH
SOLE
49132
0
0
UNILEVER N V
N Y SHS NEW
904784709
508
13470
SH
SOLE
13470
0
0
UNION PAC CORP
COM
907818108
109
700
SH
DFND
700
0
0
UNION PAC CORP
COM
907818108
932
6000
SH
DFND
4 5 6
6000
0
0
UNION PAC CORP
COM
907818108
30480
196216
SH
DFND
1 2 3
196216
0
0
UNION PAC CORP
COM
907818108
90
578
SH
DFND
1 2
578
0
0
UNITED CONTL HLDGS INC
COM
910047109
3317
108005
SH
SOLE
108005
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
82
901
SH
DFND
1 2
901
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
713
7805
SH
SOLE
7805
0
0
UNITED STATES NATL GAS FUND
UNIT PAR $0.001
912318201
3795
207600
SH
DFND
4 5 6
207600
0
0
UNITED STATES NATL GAS FUND
UNIT PAR $0.001
912318201
5
250
SH
SOLE
250
0
0
UNITED STATES OIL FUND LP
UNITS
91232N108
878
23820
SH
SOLE
23820
0
0
UNITED STATES OIL FUND LP
UNITS
91232N108
1463
39700
SH
DFND
4 5 6
39700
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
113
1052
SH
DFND
1 2
1052
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
938
8700
SH
DFND
4 5 6
8700
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
486
4507
SH
SOLE
4507
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
400
3707
SH
DFND
1 2 3
3707
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
91
1267
SH
DFND
1 2
1267
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
952
13300
SH
DFND
4 5 6
13300
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
736
10279
SH
SOLE
10279
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
266
3709
SH
DFND
1 2 3
3709
0
0
URBAN OUTFITTERS INC
COM
917047102
11037
300173
SH
DFND
1 2 3
300173
0
0
URBAN OUTFITTERS INC
COM
917047102
5
136
SH
DFND
1 2
136
0
0
US BANCORP DEL
COM NEW
902973304
1346
36797
SH
SOLE
36797
0
0
US BANCORP DEL
COM NEW
902973304
1741
47600
SH
DFND
4 5 6
47600
0
0
US BANCORP DEL
COM NEW
902973304
84
2293
SH
DFND
1 2
2293
0
0
V F CORP
COM
918204108
22
110
SH
DFND
1 2
110
0
0
V F CORP
COM
918204108
796
4000
SH
DFND
4 5 6
4000
0
0
VALE S A
ADR
91912E105
1427
91389
SH
SOLE
91389
0
0
VALE S A
ADR
91912E105
76
4900
SH
DFND
4 5 6
4900
0
0
VALE S A
ADR
91912E105
739
47352
SH
DFND
1 2 3
47352
0
0
VALE S A
ADR REPSTG PFD
91912E204
2546
179202
SH
SOLE
179202
0
0
VALE S A
ADR REPSTG PFD
91912E204
1660
116838
SH
DFND
1 2 3
116838
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
1116
10698
SH
SOLE
10698
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
23
676
SH
DFND
1 2
676
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
1292
37819
SH
SOLE
37819
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
4314
49213
SH
SOLE
49213
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
522
13000
SH
SOLE
13000
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
42861
513800
SH
SOLE
513800
0
0
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
3829
55000
SH
SOLE
55000
0
0
VANGUARD WORLD FDS
CONSUM STP ETF
92204A207
62
600
SH
DFND
600
0
0
VANGUARD WORLD FDS
CONSUM STP ETF
92204A207
1154
11130
SH
SOLE
11130
0
0
VENTAS INC
COM
92276F100
23
366
SH
DFND
1 2
366
0
0
VENTAS INC
COM
92276F100
699
11370
SH
SOLE
11370
0
0
VERISK ANALYTICS INC
CL A
92345Y106
1485
22859
SH
SOLE
22859
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
952
20400
SH
DFND
4 5 6
20400
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
173
3710
SH
DFND
1 2 3
3710
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
2944
63080
SH
SOLE
63080
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
166
3567
SH
DFND
1 2
3567
0
0
VIMPELCOM LTD
SPONSORED ADR
92719A106
112
9500
SH
DFND
4 5 6
9500
0
0
VIMPELCOM LTD
SPONSORED ADR
92719A106
51
4365
SH
SOLE
4365
0
0
VIPSHOP HLDGS LTD
SPONSORED ADR
92763W103
36715
646389
SH
DFND
1
646389
0
0
VISA INC
COM CL A
92826C839
123
643
SH
DFND
1 2
643
0
0
VISA INC
COM CL A
92826C839
268
1400
SH
DFND
1400
0
0
VISA INC
COM CL A
92826C839
95732
500950
SH
DFND
1 2 3
500950
0
0
VMWARE INC
CL A COM
928563402
328
4050
SH
SOLE
4050
0
0
VODAFONE GROUP PLC NEW
SPONS ADR NEW
92857W209
49
1400
SH
SOLE
1400
0
0
VODAFONE GROUP PLC NEW
SPONS ADR NEW
92857W209
1706
48500
SH
DFND
4 5 6
48500
0
0
W P CAREY INC
COM
92936U109
783
12100
SH
SOLE
12100
0
0
WAL-MART STORES INC
COM
931142103
150
2029
SH
DFND
1 2
2029
0
0
WAL-MART STORES INC
COM
931142103
274
3707
SH
DFND
1 2 3
3707
0
0
WAL-MART STORES INC
COM
931142103
489
6607
SH
SOLE
6607
0
0
WAL-MART STORES INC
COM
931142103
939
12700
SH
DFND
4 5 6
12700
0
0
WASTE MGMT INC DEL
COM
94106L109
22
543
SH
DFND
1 2
543
0
0
WASTE MGMT INC DEL
COM
94106L109
1911
46350
SH
SOLE
46350
0
0
WELLS FARGO & CO NEW
COM
949746101
103
2500
SH
DFND
2500
0
0
WELLS FARGO & CO NEW
COM
949746101
8999
217799
SH
SOLE
217799
0
0
WELLS FARGO & CO NEW
COM
949746101
6814
164919
SH
DFND
1 2 3
164919
0
0
WELLS FARGO & CO NEW
COM
949746101
249
6023
SH
DFND
1 2
6023
0
0
WELLS FARGO & CO NEW
COM
949746101
2876
69600
SH
DFND
4 5 6
69600
0
0
WELLS FARGO & CO NEW
PERP PFD CNV A
949746804
1864
1639
SH
SOLE
1639
0
0
WESTPAC BKG CORP
SPONSORED ADR
961214301
80
2620
SH
SOLE
2620
0
0
WESTPAC BKG CORP
SPONSORED ADR
961214301
2659
86700
SH
DFND
4 5 6
86700
0
0
WHOLE FOODS MKT INC
COM
966837106
1777
30380
SH
SOLE
30380
0
0
WHOLE FOODS MKT INC
COM
966837106
27
464
SH
DFND
1 2
464
0
0
WILLIAMS COS INC DEL
COM
969457100
1556
42800
SH
DFND
4 5 6
42800
0
0
WILLIAMS COS INC DEL
COM
969457100
31
852
SH
DFND
1 2
852
0
0
WIPRO LTD
SPON ADR 1 SH
97651M109
132
12829
SH
SOLE
12829
0
0
WIPRO LTD
SPON ADR 1 SH
97651M109
16
1564
SH
DFND
4 5 6
1564
0
0
WISDOMTREE TR
ASIA LC DBT FD
97717X842
388
8000
SH
DFND
1
8000
0
0
WISDOMTREE TR
EM LCL DEBT FD
97717X867
2227
50000
SH
DFND
1 2 3
50000
0
0
WISDOMTREE TR
EMERG MKTS ETF
97717W315
362
7000
SH
SOLE
7000
0
0
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
67
1400
SH
DFND
1400
0
0
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
5147
107389
SH
SOLE
107389
0
0
WUXI PHARMATECH CAYMAN INC
SPONS ADR SHS
929352102
7758
283149
SH
DFND
1
283149
0
0
WUXI PHARMATECH CAYMAN INC
SPONS ADR SHS
929352102
181
6614
SH
DFND
1 2 3
6614
0
0
WUXI PHARMATECH CAYMAN INC
SPONS ADR SHS
929352102
35
1273
SH
SOLE
1273
0
0
WYNN RESORTS LTD
COM
983134107
120
760
SH
SOLE
760
0
0
WYNN RESORTS LTD
COM
983134107
1043
6600
SH
DFND
4 5 6
6600
0
0
WYNN RESORTS LTD
COM
983134107
16
101
SH
DFND
1 2
101
0
0
XEROX CORP
COM
984121103
15
1444
SH
DFND
1 2
1444
0
0
XEROX CORP
COM
984121103
353
34300
SH
SOLE
34300
0
0
YAHOO INC
COM
984332106
20392
614760
SH
DFND
1 2 3
614760
0
0
YAHOO INC
COM
984332106
39
1183
SH
DFND
1 2
1183
0
0
YANDEX N V
SHS CLASS A
N97284108
5964
163759
SH
DFND
1 2 3
163759
0
0
YANDEX N V
SHS CLASS A
N97284108
3266
89665
SH
SOLE
89665
0
0
YOUKU TUDOU INC
SPONSORED ADR
98742U100
12224
446145
SH
DFND
1
446145
0
0
YUM BRANDS INC
COM
988498101
717
10050
SH
DFND
1
10050
0
0
YUM BRANDS INC
COM
988498101
40
556
SH
DFND
1 2
556
0
0
ZOETIS INC
CL A
98978V103
19
623
SH
DFND
1 2
623
0
0
ZOETIS INC
CL A
98978V103
1924
61818
SH
SOLE
61818
0
0