Chief Operating Officer

0001140361-13-040290.txt : 20131101 0001140361-13-040290.hdr.sgml : 20131101 20131101160050 ACCESSION NUMBER: 0001140361-13-040290 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20131101 DATE AS OF CHANGE: 20131101 EFFECTIVENESS DATE: 20131101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mirae Asset Global Investments Co., Ltd. CENTRAL INDEX KEY: 0001569395 IRS NUMBER: 000000000 STATE OF INCORPORATION: M5 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15178 FILM NUMBER: 131185947 BUSINESS ADDRESS: STREET 1: EAST TOWER 26F MIRAE ASSET CENTER1 STREET 2: 67 SUHA-DONG, JUNG-GU CITY: SEOUL STATE: M5 ZIP: 100-210 BUSINESS PHONE: 82-2-3774-5986 MAIL ADDRESS: STREET 1: EAST TOWER 26F MIRAE ASSET CENTER1 STREET 2: 67 SUHA-DONG, JUNG-GU CITY: SEOUL STATE: M5 ZIP: 100-210 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001569395 XXXXXXXX 03-31-2010 03-31-2010 Mirae Asset Global Investments Co., Ltd.

EAST TOWER 26F MIRAE ASSET CENTER1 67 SUHA-DONG, JUNG-GU SEOUL M5 100-210

13F HOLDINGS REPORT 028-15178 N Robert Shea Chief Operating Officer 212-205-8300 Robert Shea New York NY 11-01-2013 3 162 842261 false 1 0001423255 028-15175 Mirae Asset Global Investments (Hong Kong) LTD 2 0001568512 028-15176 Mirae Asset Global Investments (USA) Inc. 3 0001488106 028-15177 Mirae Asset Global Investments (USA), LLC INFORMATION TABLE 2 form13fInfoTable.xml AIRMEDIA GROUP INC SPONSORED ADR 009411109 238 38100 SH DFND 1 38100 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 35 1385 SH DFND 1 2 3 1385 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 226 8985 SH SOLE 8985 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 664 22970 SH SOLE 22970 0 0 AVON PRODS INC COM 054303102 53636 1583581 SH DFND 1 2 3 1583581 0 0 BAIDU INC SPON ADR REP A 056752108 13024 218150 SH DFND 1 218150 0 0 BAIDU INC SPON ADR REP A 056752108 20308 340171 SH DFND 1 2 3 340171 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 4493 294973 SH SOLE 294973 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 3066 201277 SH DFND 1 2 3 201277 0 0 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 641 51600 SH SOLE 51600 0 0 BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 372 14152 SH DFND 1 2 3 14152 0 0 BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 471 17952 SH SOLE 17952 0 0 BANCOLOMBIA S A SPON ADR PREF 05968L102 1291 28277 SH SOLE 28277 0 0 BANCOLOMBIA S A SPON ADR PREF 05968L102 1118 24477 SH DFND 1 2 3 24477 0 0 BANK OF AMERICA CORPORATION COM 060505104 146 8154 SH SOLE 8154 0 0 BANK OF AMERICA CORPORATION COM 060505104 98 5518 SH DFND 1 2 3 5518 0 0 BLDRS INDEX FDS TR EMER MK 50 ADR 09348R300 220 5005 SH DFND 1 2 3 5005 0 0 BRF-BRASIL FOODS S A SPONSORED ADR 10552T107 640 46614 SH DFND 1 2 3 46614 0 0 BRF-BRASIL FOODS S A SPONSORED ADR 10552T107 877 63820 SH SOLE 63820 0 0 BUNGE LIMITED COM G16962105 410 6650 SH SOLE 6650 0 0 CATERPILLAR INC DEL COM 149123101 101 1601 SH DFND 1 2 3 1601 0 0 CATERPILLAR INC DEL COM 149123101 170 2702 SH SOLE 2702 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 166 19000 SH SOLE 19000 0 0 CENTRAIS ELETRICAS BRASILEIR SPON ADR PFD B 15234Q108 841 46467 SH DFND 1 2 3 46467 0 0 CENTRAIS ELETRICAS BRASILEIR SPON ADR PFD B 15234Q108 1149 63467 SH SOLE 63467 0 0 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 1058 70515 SH DFND 1 2 3 70515 0 0 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 1464 97615 SH SOLE 97615 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 267 7600 SH DFND 1 2 3 7600 0 0 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 577 8007 SH SOLE 8007 0 0 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 58 806 SH DFND 1 2 3 806 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 37 775 SH DFND 1 2 3 775 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 961 19971 SH SOLE 19971 0 0 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 16 256 SH DFND 1 2 3 256 0 0 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 322 5085 SH SOLE 5085 0 0 CHINA TELECOM CORP LTD SPON ADR H SHS 169426103 10 211 SH DFND 1 2 3 211 0 0 CHINA TELECOM CORP LTD SPON ADR H SHS 169426103 197 4017 SH SOLE 4017 0 0 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 24 2183 SH DFND 1 2 3 2183 0 0 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 289 25925 SH SOLE 25925 0 0 CITIGROUP INC COM 172967101 292 7202 SH DFND 1 2 3 7202 0 0 CNOOC LTD SPONSORED ADR 126132109 683 4136 SH SOLE 4136 0 0 CNOOC LTD SPONSORED ADR 126132109 44 267 SH DFND 1 2 3 267 0 0 COACH INC COM 189754104 33022 835587 SH DFND 1 2 3 835587 0 0 COMPANHIA BRASILEIRA DE DIST SPN ADR PFD CL A 20440T201 937 27873 SH SOLE 27873 0 0 COMPANHIA BRASILEIRA DE DIST SPN ADR PFD CL A 20440T201 730 21703 SH DFND 1 2 3 21703 0 0 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 589 32154 SH DFND 1 2 3 32154 0 0 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 834 45521 SH SOLE 45521 0 0 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 127 20738 SH SOLE 20738 0 0 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 117 19034 SH DFND 1 2 3 19034 0 0 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 979 91266 SH DFND 1 2 3 91266 0 0 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 1315 122623 SH SOLE 122623 0 0 COMPANHIA PARANAENSE ENERG C SPON ADR PFD 20441B407 752 36710 SH DFND 1 2 3 36710 0 0 COMPANHIA PARANAENSE ENERG C SPON ADR PFD 20441B407 830 40542 SH SOLE 40542 0 0 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 1783 89286 SH DFND 1 2 3 89286 0 0 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 2475 123983 SH SOLE 123983 0 0 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 1763 56936 SH DFND 1 2 3 56936 0 0 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 1999 64536 SH SOLE 64536 0 0 COSAN LTD SHS A G25343107 2551 270500 SH DFND 270500 0 0 CPFL ENERGIA S A SPONSORED ADR 126153105 315 15498 SH SOLE 15498 0 0 CPFL ENERGIA S A SPONSORED ADR 126153105 272 13411 SH DFND 1 2 3 13411 0 0 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 50933 1299306 SH DFND 1 1299306 0 0 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 112402 2867405 SH DFND 1 2 3 2867405 0 0 ECOPETROL S A SPONSORED ADS 279158109 130 4600 SH DFND 4600 0 0 ECOPETROL S A SPONSORED ADS 279158109 1577 55667 SH DFND 1 2 3 55667 0 0 EMBRAER-EMPRESA BRASILEIRA D SP ADR COM SHS 29081M102 707 29489 SH DFND 1 2 3 29489 0 0 EMBRAER-EMPRESA BRASILEIRA D SP ADR COM SHS 29081M102 986 41136 SH SOLE 41136 0 0 EMPRESA NACIONAL DE ELCTRCID SPONSORED ADR 29244T101 1801 38322 SH SOLE 38322 0 0 EMPRESA NACIONAL DE ELCTRCID SPONSORED ADR 29244T101 1444 30722 SH DFND 1 2 3 30722 0 0 EMPRESAS ICA S A DE CV SPONS ADR NEW 292448206 240 23600 SH DFND 23600 0 0 ENERSIS S A SPONSORED ADR 29274F104 1757 88189 SH SOLE 88189 0 0 ENERSIS S A SPONSORED ADR 29274F104 1454 72989 SH DFND 1 2 3 72989 0 0 FIBRIA CELULOSE S A SP ADR REP COM 31573A109 444 20294 SH SOLE 20294 0 0 FIRST SOLAR INC COM 336433107 30 247 SH DFND 1 2 3 247 0 0 FIRST SOLAR INC COM 336433107 644 5247 SH SOLE 5247 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 435 9145 SH DFND 1 2 3 9145 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 977 20545 SH SOLE 20545 0 0 FPL GROUP INC COM 302571104 580 12000 SH SOLE 12000 0 0 GAFISA S A SPONS ADR 362607301 237 17238 SH SOLE 17238 0 0 GERDAU S A SPONSORED ADR 373737105 6437 394918 SH DFND 1 2 3 394918 0 0 GERDAU S A SPONSORED ADR 373737105 7399 453932 SH SOLE 453932 0 0 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 807 38415 SH SOLE 38415 0 0 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 408 19415 SH DFND 1 2 3 19415 0 0 ICICI BK LTD ADR 45104G104 710 16621 SH SOLE 16621 0 0 ICICI BK LTD ADR 45104G104 69 1614 SH DFND 1 2 3 1614 0 0 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 127 2159 SH DFND 1 2 3 2159 0 0 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 975 16574 SH SOLE 16574 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 250 1948 SH SOLE 1948 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 209 1633 SH DFND 1 2 3 1633 0 0 IRSA INVERSIONES Y REP S A GLOBL DEP RCPT 450047204 130 12000 SH DFND 12000 0 0 ISHARES INC MSCI STH AFRCA 464286780 880 14559 SH DFND 1 2 3 14559 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 7813 390820 SH SOLE 390820 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 5643 282299 SH DFND 1 2 3 282299 0 0 JOHNSON & JOHNSON COM 478160104 98 1504 SH DFND 1 2 3 1504 0 0 JOHNSON & JOHNSON COM 478160104 142 2175 SH SOLE 2175 0 0 JOHNSON CTLS INC COM 478366107 52897 1603440 SH DFND 1 2 3 1603440 0 0 JPMORGAN CHASE & CO COM 46625H100 189 4221 SH SOLE 4221 0 0 JPMORGAN CHASE & CO COM 46625H100 145 3236 SH DFND 1 2 3 3236 0 0 LAN AIRLINES S A SPONSORED ADR 501723100 851 48211 SH DFND 1 2 3 48211 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 409 9200 SH SOLE 9200 0 0 MCDONALDS CORP COM 580135101 107 1605 SH DFND 1 2 3 1605 0 0 MCDONALDS CORP COM 580135101 157 2357 SH SOLE 2357 0 0 MECHEL OAO SPONSORED ADR 583840103 5371 188979 SH DFND 1 2 3 188979 0 0 MECHEL OAO SPONSORED ADR 583840103 28667 1008703 SH SOLE 1008703 0 0 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 43082 1182923 SH DFND 1 2 3 1182923 0 0 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 14202 639737 SH SOLE 639737 0 0 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 5072 228477 SH DFND 1 2 3 228477 0 0 NET SERVICOS DE COMUNICACAO SPONSD ADR NEW 64109T201 1195 92267 SH SOLE 92267 0 0 NET SERVICOS DE COMUNICACAO SPONSD ADR NEW 64109T201 909 70182 SH DFND 1 2 3 70182 0 0 OPEN JT STK CO-VIMPEL COMMUN SPONSORED ADR 68370R109 7014 380990 SH DFND 1 2 3 380990 0 0 OPEN JT STK CO-VIMPEL COMMUN SPONSORED ADR 68370R109 8022 435747 SH SOLE 435747 0 0 PETROCHINA CO LTD SPONSORED ADR 71646E100 73 619 SH DFND 1 2 3 619 0 0 PETROCHINA CO LTD SPONSORED ADR 71646E100 585 4989 SH SOLE 4989 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 6935 175163 SH DFND 1 2 3 175163 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 10577 267163 SH SOLE 267163 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 9187 206445 SH SOLE 206445 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 6561 147445 SH DFND 1 2 3 147445 0 0 POTASH CORP SASK INC COM 73755L107 8160 205103 SH DFND 1 2 3 205103 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 3756 78000 SH SOLE 78000 0 0 PROCTER & GAMBLE CO COM 742718109 52092 823321 SH DFND 1 2 3 823321 0 0 RYDEX ETF TRUST S&P 500 EQ TRD 78355W106 347 8153 SH DFND 1 2 3 8153 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 3911 68000 SH SOLE 68000 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 4061 130000 SH SOLE 130000 0 0 SHANDA GAMES LTD SP ADR REPTG A 81941U105 341 47400 SH DFND 1 47400 0 0 SHANDA GAMES LTD SP ADR REPTG A 81941U105 351 48800 SH SOLE 48800 0 0 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 965 25821 SH DFND 1 2 3 25821 0 0 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 20071 536800 SH DFND 536800 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 372 3422 SH DFND 1 2 3 3422 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 345 3163 SH SOLE 3163 0 0 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 381 3255 SH DFND 1 2 3 3255 0 0 SPDR SERIES TRUST S&P METALS MNG 78464A755 3181 56000 SH SOLE 56000 0 0 STERLITE INDS INDIA LTD ADS 859737207 32 1728 SH DFND 1 2 3 1728 0 0 STERLITE INDS INDIA LTD ADS 859737207 317 17052 SH SOLE 17052 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 128 12214 SH SOLE 12214 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 97 9216 SH DFND 1 2 3 9216 0 0 TATA MTRS LTD SPONSORED ADR 876568502 204 11076 SH SOLE 11076 0 0 TELE NORTE LESTE PART S A SPON ADR PFD 879246106 770 43618 SH SOLE 43618 0 0 TELE NORTE LESTE PART S A SPON ADR PFD 879246106 361 20418 SH DFND 1 2 3 20418 0 0 TELECOMUNICACOES DE SAO PAUL SPON ADR PFD 87929A102 1410 64782 SH SOLE 64782 0 0 TELECOMUNICACOES DE SAO PAUL SPON ADR PFD 87929A102 1057 48580 SH DFND 1 2 3 48580 0 0 TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 178 11400 SH SOLE 11400 0 0 TELMEX INTERNACIONAL SAB DE SPONS ADR SR L 879690105 293 15200 SH SOLE 15200 0 0 TENARIS S A SPONSORED ADR 88031M109 34407 801280 SH DFND 801280 0 0 TERNIUM SA SPON ADR 880890108 2215 53975 SH DFND 53975 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1304 20678 SH DFND 1 2 3 20678 0 0 ULTRAPAR PARTICIPACOES S A SP ADR REP PFD 90400P101 409 33797 SH SOLE 33797 0 0 ULTRAPAR PARTICIPACOES S A SP ADR REP PFD 90400P101 327 26988 SH DFND 1 2 3 26988 0 0 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 18 4709 SH DFND 1 2 3 4709 0 0 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 25 6589 SH SOLE 6589 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 6245 155000 SH SOLE 155000 0 0 UNITED TECHNOLOGIES CORP COM 913017109 118 1606 SH DFND 1 2 3 1606 0 0 UNITED TECHNOLOGIES CORP COM 913017109 161 2181 SH SOLE 2181 0 0 VALE S A ADR 91912E105 6053 188052 SH DFND 1 2 3 188052 0 0 VALE S A ADR 91912E105 25997 807600 SH DFND 807600 0 0 VALE S A ADR REPSTG PFD 91912E204 5260 189469 SH DFND 1 2 3 189469 0 0 VALE S A ADR REPSTG PFD 91912E204 9193 331169 SH SOLE 331169 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 8000 100000 SH SOLE 100000 0 0 VISA INC COM CL A 92826C839 766 8418 SH DFND 1 8418 0 0 VISA INC COM CL A 92826C839 811 8912 SH SOLE 8912 0 0 WAL MART STORES INC COM 931142103 60813 1093759 SH DFND 1 2 3 1093759 0 0 WIMM BILL DANN FOODS OJSC SPONSORED ADR 97263M109 1320 58896 SH DFND 1 2 3 58896 0 0 WIMM BILL DANN FOODS OJSC SPONSORED ADR 97263M109 2180 97252 SH SOLE 97252 0 0 WIPRO LTD SPON ADR 1 SH 97651M109 241 19285 SH SOLE 19285 0 0 WIPRO LTD SPON ADR 1 SH 97651M109 45 3612 SH DFND 1 2 3 3612 0 0