Chief Operating Officer

0001140361-13-037236.txt : 20131224 0001140361-13-037236.hdr.sgml : 20131224 20130930122759 ACCESSION NUMBER: 0001140361-13-037236 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20130930 DATE AS OF CHANGE: 20130930 EFFECTIVENESS DATE: 20130930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mirae Asset Global Investments Co., Ltd. CENTRAL INDEX KEY: 0001569395 IRS NUMBER: 000000000 STATE OF INCORPORATION: M5 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15178 FILM NUMBER: 131122264 BUSINESS ADDRESS: STREET 1: EAST TOWER 26F MIRAE ASSET CENTER1 STREET 2: 67 SUHA-DONG, JUNG-GU CITY: SEOUL STATE: M5 ZIP: 100-210 BUSINESS PHONE: 82-2-3774-5986 MAIL ADDRESS: STREET 1: EAST TOWER 26F MIRAE ASSET CENTER1 STREET 2: 67 SUHA-DONG, JUNG-GU CITY: SEOUL STATE: M5 ZIP: 100-210 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001569395 XXXXXXXX 09-30-2010 09-30-2010 Mirae Asset Global Investments Co., Ltd.

EAST TOWER 26F MIRAE ASSET CENTER1 67 SUHA-DONG, JUNG-GU SEOUL M5 100-210

13F HOLDINGS REPORT 028-15178 N Robert Shea Chief Operating Officer 212-205-8300 Robert Shea New York NY 09-30-2013 3 147 1287559 false 1 0001423255 028-15175 Mirae Asset Global Investments (Hong Kong) LTD 2 0001568512 028-15176 Mirae Asset Global Investments (USA) Inc. 3 0001488106 028-15177 Mirae Asset Global Investments (USA), LLC INFORMATION TABLE 2 form13fInfoTable.xml AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 1370 51379 SH SOLE 51379 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 1086 40739 SH DFND 1 2 3 40739 0 0 APPLE INC COM 037833100 85093 299888 SH DFND 1 2 3 299888 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 551 17270 SH SOLE 17270 0 0 BAIDU INC SPON ADR REP A 056752108 115360 1124150 SH DFND 1 1124150 0 0 BAIDU INC SPON ADR REP A 056752108 208365 2030448 SH DFND 1 2 3 2030448 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 3585 193479 SH DFND 1 2 3 193479 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 5198 280533 SH SOLE 280533 0 0 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 2126 154377 SH DFND 1 2 3 154377 0 0 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 2622 190427 SH SOLE 190427 0 0 BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 472 12691 SH DFND 1 2 3 12691 0 0 BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 576 15491 SH SOLE 15491 0 0 BANCOLOMBIA S A SPON ADR PREF 05968L102 1581 24091 SH SOLE 24091 0 0 BANCOLOMBIA S A SPON ADR PREF 05968L102 1397 21291 SH DFND 1 2 3 21291 0 0 BLDRS INDEX FDS TR EMER MK 50 ADR 09348R300 269 5965 SH DFND 1 2 3 5965 0 0 BRF-BRASIL FOODS S A SPONSORED ADR 10552T107 3987 256713 SH SOLE 256713 0 0 BRF-BRASIL FOODS S A SPONSORED ADR 10552T107 3084 198589 SH DFND 1 2 3 198589 0 0 BUNGE LIMITED COM G16962105 355 6000 SH SOLE 6000 0 0 CATERPILLAR INC DEL COM 149123101 118 1504 SH DFND 1 2 3 1504 0 0 CATERPILLAR INC DEL COM 149123101 205 2605 SH SOLE 2605 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 104 13720 SH SOLE 13720 0 0 CENTRAIS ELETRICAS BRASILEIR SPON ADR PFD B 15234Q108 543 36291 SH SOLE 36291 0 0 CENTRAIS ELETRICAS BRASILEIR SPON ADR PFD B 15234Q108 342 22841 SH DFND 1 2 3 22841 0 0 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 784 61015 SH DFND 1 2 3 61015 0 0 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 1068 83115 SH SOLE 83115 0 0 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 444 7467 SH SOLE 7467 0 0 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 48 806 SH DFND 1 2 3 806 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 89 1743 SH DFND 1 2 3 1743 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 995 19459 SH SOLE 19459 0 0 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 17 256 SH DFND 1 2 3 256 0 0 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 327 4815 SH SOLE 4815 0 0 CHINA TELECOM CORP LTD SPON ADR H SHS 169426103 12 211 SH DFND 1 2 3 211 0 0 CHINA TELECOM CORP LTD SPON ADR H SHS 169426103 203 3717 SH SOLE 3717 0 0 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 32 2183 SH DFND 1 2 3 2183 0 0 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 366 25105 SH SOLE 25105 0 0 CITIGROUP INC COM 172967101 369 9440 SH DFND 1 2 3 9440 0 0 CNOOC LTD SPONSORED ADR 126132109 64 328 SH DFND 1 2 3 328 0 0 CNOOC LTD SPONSORED ADR 126132109 913 4697 SH SOLE 4697 0 0 COACH INC COM 189754104 63655 1481724 SH DFND 1 2 3 1481724 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 9959 154477 SH DFND 1 154477 0 0 COMPANHIA BRASILEIRA DE DIST SPN ADR PFD CL A 20440T201 830 24051 SH SOLE 24051 0 0 COMPANHIA BRASILEIRA DE DIST SPN ADR PFD CL A 20440T201 1131 32781 SH DFND 1 2 3 32781 0 0 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 986 39874 SH SOLE 39874 0 0 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 710 28707 SH DFND 1 2 3 28707 0 0 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 976 84039 SH DFND 1 2 3 84039 0 0 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 1289 110951 SH SOLE 110951 0 0 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 2965 167776 SH DFND 1 2 3 167776 0 0 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 3742 211790 SH SOLE 211790 0 0 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 2479 54875 SH SOLE 54875 0 0 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 2226 49275 SH DFND 1 2 3 49275 0 0 COSAN LTD SHS A G25343107 3135 270500 SH DFND 270500 0 0 COSAN LTD SHS A G25343107 517 44569 SH DFND 1 2 3 44569 0 0 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 194684 4077145 SH DFND 1 4077145 0 0 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 137434 2878199 SH DFND 1 2 3 2878199 0 0 E HOUSE CHINA HLDGS LTD ADR 26852W103 41 2179 SH SOLE 2179 0 0 E HOUSE CHINA HLDGS LTD ADR 26852W103 189 10000 SH DFND 1 2 3 10000 0 0 ECOPETROL S A SPONSORED ADS 279158109 2390 57255 SH SOLE 57255 0 0 ECOPETROL S A SPONSORED ADS 279158109 2051 49135 SH DFND 1 2 3 49135 0 0 EMBRAER-EMPRESA BRASILEIRA D SP ADR COM SHS 29081M102 1017 35816 SH SOLE 35816 0 0 EMBRAER-EMPRESA BRASILEIRA D SP ADR COM SHS 29081M102 749 26369 SH DFND 1 2 3 26369 0 0 EMPRESA NACIONAL DE ELCTRCID SPONSORED ADR 29244T101 1788 33088 SH SOLE 33088 0 0 EMPRESA NACIONAL DE ELCTRCID SPONSORED ADR 29244T101 1500 27768 SH DFND 1 2 3 27768 0 0 EMPRESAS ICA S A DE CV SPONS ADR NEW 292448206 87 9000 SH DFND 1 2 3 9000 0 0 EMPRESAS ICA S A DE CV SPONS ADR NEW 292448206 664 68277 SH DFND 68277 0 0 ENERSIS S A SPONSORED ADR 29274F104 1531 65314 SH DFND 1 2 3 65314 0 0 ENERSIS S A SPONSORED ADR 29274F104 1780 75954 SH SOLE 75954 0 0 FIBRIA CELULOSE S A SP ADR REP COM 31573A109 142 8200 SH DFND 1 2 3 8200 0 0 FIBRIA CELULOSE S A SP ADR REP COM 31573A109 291 16824 SH SOLE 16824 0 0 FIRST SOLAR INC COM 336433107 642 4356 SH SOLE 4356 0 0 FIRST SOLAR INC COM 336433107 52 356 SH DFND 1 2 3 356 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 2380 46923 SH SOLE 46923 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 1968 38803 SH DFND 1 2 3 38803 0 0 GAFISA S A SPONS ADR 362607301 584 37709 SH DFND 1 2 3 37709 0 0 GAFISA S A SPONS ADR 362607301 258 16677 SH SOLE 16677 0 0 GERDAU S A SPONSORED ADR 373737105 3723 273526 SH DFND 1 2 3 273526 0 0 GERDAU S A SPONSORED ADR 373737105 4484 329470 SH SOLE 329470 0 0 GOL LINHAS AEREAS INTLG S A SP ADR REP PFD 38045R107 157 10000 SH DFND 1 2 3 10000 0 0 GOL LINHAS AEREAS INTLG S A SP ADR REP PFD 38045R107 33 2100 SH SOLE 2100 0 0 GOOGLE INC CL A 38259P508 39169 74496 SH DFND 1 2 3 74496 0 0 GRUPO FINANCIERO GALICIA S A SP ADR 10 SH B 399909100 3333 334000 SH DFND 334000 0 0 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 394 20822 SH DFND 1 2 3 20822 0 0 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 701 37062 SH SOLE 37062 0 0 ICICI BK LTD ADR 45104G104 80 1614 SH DFND 1 2 3 1614 0 0 ICICI BK LTD ADR 45104G104 798 16011 SH SOLE 16011 0 0 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 1079 16034 SH SOLE 16034 0 0 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 145 2159 SH DFND 1 2 3 2159 0 0 IRSA INVERSIONES Y REP S A GLOBL DEP RCPT 450047204 373 25200 SH DFND 25200 0 0 IRSA INVERSIONES Y REP S A GLOBL DEP RCPT 450047204 112 7565 SH DFND 1 2 3 7565 0 0 ISHARES COMEX GOLD TR ISHARES 464285105 282 22000 SH SOLE 22000 0 0 ISHARES INC MSCI STH AFRCA 464286780 737 10959 SH DFND 1 2 3 10959 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 7413 337249 SH SOLE 337249 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 5545 252238 SH DFND 1 2 3 252238 0 0 JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 366 7841 SH DFND 1 2 3 7841 0 0 JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 256 5490 SH SOLE 5490 0 0 JOHNSON CTLS INC COM 478366107 41632 1364999 SH DFND 1 2 3 1364999 0 0 LAN AIRLINES S A SPONSORED ADR 501723100 1182 40156 SH DFND 1 2 3 40156 0 0 LAN AIRLINES S A SPONSORED ADR 501723100 1421 48276 SH SOLE 48276 0 0 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 8693 189600 SH DFND 189600 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 515 9200 SH SOLE 9200 0 0 MCDONALDS CORP COM 580135101 162 2177 SH SOLE 2177 0 0 MCDONALDS CORP COM 580135101 112 1507 SH DFND 1 2 3 1507 0 0 MECHEL OAO SPON ADR PFD 583840509 3086 375000 SH DFND 1 2 3 375000 0 0 MECHEL OAO SPONSORED ADR 583840103 13890 557832 SH DFND 1 2 3 557832 0 0 MECHEL OAO SPONSORED ADR 583840103 38485 1545586 SH SOLE 1545586 0 0 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 21257 1001271 SH SOLE 1001271 0 0 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 7029 331096 SH DFND 1 2 3 331096 0 0 NET SERVICOS DE COMUNICACAO SPONSD ADR NEW 64109T201 809 62068 SH DFND 1 2 3 62068 0 0 NET SERVICOS DE COMUNICACAO SPONSD ADR NEW 64109T201 991 76068 SH SOLE 76068 0 0 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 25854 1059807 SH DFND 1 2 3 1059807 0 0 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 9899 405789 SH DFND 1 405789 0 0 NEXTERA ENERGY INC COM 65339F101 490 9000 SH SOLE 9000 0 0 PETROCHINA CO LTD SPONSORED ADR 71646E100 535 4592 SH SOLE 4592 0 0 PETROCHINA CO LTD SPONSORED ADR 71646E100 54 462 SH DFND 1 2 3 462 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 4047 123319 SH DFND 1 2 3 123319 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 6550 199559 SH SOLE 199559 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 4704 129701 SH DFND 1 2 3 129701 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 6405 176591 SH SOLE 176591 0 0 PROCTER & GAMBLE CO COM 742718109 13581 226470 SH DFND 1 2 3 226470 0 0 RYDEX ETF TRUST S&P 500 EQ TRD 78355W106 311 7348 SH DFND 1 2 3 7348 0 0 SINA CORP ORD G81477104 202 4000 SH DFND 1 2 3 4000 0 0 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 23218 481300 SH DFND 481300 0 0 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 1226 25410 SH DFND 1 2 3 25410 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 377 3498 SH DFND 1 2 3 3498 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 369 2885 SH SOLE 2885 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 339 2968 SH DFND 1 2 3 2968 0 0 STERLITE INDS INDIA LTD ADS 859737207 223 14884 SH SOLE 14884 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 124 12214 SH SOLE 12214 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 93 9216 SH DFND 1 2 3 9216 0 0 TATA MTRS LTD SPONSORED ADR 876568502 319 12493 SH SOLE 12493 0 0 TATA MTRS LTD SPONSORED ADR 876568502 46 1787 SH DFND 1 2 3 1787 0 0 TELE NORTE LESTE PART S A SPON ADR PFD 879246106 256 18200 SH SOLE 18200 0 0 TELECOMUNICACOES DE SAO PAUL SPON ADR PFD 87929A102 316 12932 SH SOLE 12932 0 0 TELECOMUNICACOES DE SAO PAUL SPON ADR PFD 87929A102 122 5000 SH DFND 1 2 3 5000 0 0 TERNIUM SA SPON ADR 880890108 1041 31897 SH DFND 31897 0 0 ULTRAPAR PARTICIPACOES S A SP ADR REP PFD 90400P101 358 23383 SH DFND 1 2 3 23383 0 0 ULTRAPAR PARTICIPACOES S A SP ADR REP PFD 90400P101 442 28892 SH SOLE 28892 0 0 UNITED STATES NATL GAS FUND UNIT 912318102 419 8500 SH SOLE 8500 0 0 VALE S A ADR 91912E105 18937 605600 SH DFND 605600 0 0 VALE S A ADR 91912E105 5166 165222 SH DFND 1 2 3 165222 0 0 VALE S A ADR REPSTG PFD 91912E204 8150 293711 SH SOLE 293711 0 0 VALE S A ADR REPSTG PFD 91912E204 5926 213541 SH DFND 1 2 3 213541 0 0 VISA INC COM CL A 92826C839 378 5090 SH DFND 1 5090 0 0 WAL MART STORES INC COM 931142103 13757 257053 SH DFND 1 2 3 257053 0 0 WIMM BILL DANN FOODS OJSC SPONSORED ADR 97263M109 538 23786 SH SOLE 23786 0 0 WIPRO LTD SPON ADR 1 SH 97651M109 90 6964 SH DFND 1 2 3 6964 0 0 WIPRO LTD SPON ADR 1 SH 97651M109 409 31708 SH SOLE 31708 0 0 YUM BRANDS INC COM 988498101 32902 714324 SH DFND 1 2 3 714324 0 0