0001140361-14-041434.txt : 20141113
0001140361-14-041434.hdr.sgml : 20141113
20141113105329
ACCESSION NUMBER: 0001140361-14-041434
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141113
DATE AS OF CHANGE: 20141113
EFFECTIVENESS DATE: 20141113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Mirae Asset Global Investments Co., Ltd.
CENTRAL INDEX KEY: 0001569395
IRS NUMBER: 000000000
STATE OF INCORPORATION: M5
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15178
FILM NUMBER: 141216789
BUSINESS ADDRESS:
STREET 1: EAST TOWER 26F MIRAE ASSET CENTER1
STREET 2: 67 SUHA-DONG, JUNG-GU
CITY: SEOUL
STATE: M5
ZIP: 100-210
BUSINESS PHONE: 82-2-3774-5986
MAIL ADDRESS:
STREET 1: EAST TOWER 26F MIRAE ASSET CENTER1
STREET 2: 67 SUHA-DONG, JUNG-GU
CITY: SEOUL
STATE: M5
ZIP: 100-210
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001569395
XXXXXXXX
09-30-2014
09-30-2014
Mirae Asset Global Investments Co., Ltd.
EAST TOWER 26F MIRAE ASSET CENTER1
67 SUHA-DONG, JUNG-GU
SEOUL
M5
100-210
13F HOLDINGS REPORT
028-15178
N
Robert Shea
Chief Operating Officer
212-205-8300
/s/ Robert Shea
New York
NY
11-13-2014
5
917
2770803
false
1
0001423255
028-15175
Mirae Asset Global Investments (Hong Kong) LTD
2
0001568512
028-15176
Mirae Asset Global Investments (USA) Inc.
3
0001488106
028-15177
Mirae Asset Global Investments (USA) LLC
4
0001573672
028-15461
Mirae Asset Canada Acquisition, Inc.
5
0001573668
028-15459
Horizons ETFs Management (Canada) Inc.
INFORMATION TABLE
2
form13fInfoTable.xml
21VIANET GROUP INC
SPONSORED ADR
90138A103
4228
234916
SH
DFND
1
234916
0
0
21VIANET GROUP INC
SPONSORED ADR
90138A103
1539
85504
SH
SOLE
85504
0
0
3M CO
COM
88579Y101
935
6600
SH
SOLE
6600
0
0
3M CO
COM
88579Y101
10318
72829
SH
DFND
1 2 3
72829
0
0
3M CO
COM
88579Y101
170
1201
SH
DFND
1 2
1201
0
0
ABB LTD
SPONSORED ADR
000375204
415
18500
SH
DFND
4 5
18500
0
0
ABBOTT LABS
COM
002824100
116
2800
SH
DFND
1 2
2800
0
0
ABBOTT LABS
COM
002824100
10908
262281
SH
DFND
1 2 3
262281
0
0
ABBVIE INC
COM
00287Y109
1594
27600
SH
DFND
4 5
27600
0
0
ABBVIE INC
COM
00287Y109
32485
562407
SH
DFND
1 2 3
562407
0
0
ABBVIE INC
COM
00287Y109
4910
85000
SH
SOLE
85000
0
0
ABBVIE INC
COM
00287Y109
171
2958
SH
DFND
1 2
2958
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
95
1172
SH
DFND
1 2
1172
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
1607
19765
SH
SOLE
19765
0
0
ACE LTD
SHS
H0023R105
1889
18010
SH
SOLE
18010
0
0
ACE LTD
SHS
H0023R105
118
1122
SH
DFND
1 2
1122
0
0
ADVANCED SEMICONDUCTOR ENGR
SPONSORED ADR
00756M404
199
33600
SH
DFND
4 5
33600
0
0
ADVANCED SEMICONDUCTOR ENGR
SPONSORED ADR
00756M404
17
2884
SH
SOLE
2884
0
0
AETNA INC NEW
COM
00817Y108
53
656
SH
DFND
1 2
656
0
0
AETNA INC NEW
COM
00817Y108
1100
13586
SH
SOLE
13586
0
0
AFLAC INC
COM
001055102
829
14230
SH
SOLE
14230
0
0
AFLAC INC
COM
001055102
87
1501
SH
DFND
1 2
1501
0
0
AIR PRODS & CHEMS INC
COM
009158106
46
356
SH
DFND
1 2
356
0
0
AIR PRODS & CHEMS INC
COM
009158106
1307
10040
SH
SOLE
10040
0
0
AIR PRODS & CHEMS INC
COM
009158106
2721
20900
SH
DFND
4 5
20900
0
0
ALCOA INC
COM
013817101
36
2216
SH
DFND
1 2
2216
0
0
ALCOA INC
COM
013817101
2623
163000
SH
SOLE
163000
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
56
338
SH
DFND
1 2 3
338
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
466
2810
SH
SOLE
2810
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
61
366
SH
DFND
1 2
366
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
4437
49935
SH
DFND
1 2 3
49935
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
1946
21903
SH
SOLE
21903
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
5590
62918
SH
DFND
1
62918
0
0
ALPS ETF TR
ALERIAN MLP
00162Q866
1917
100000
SH
SOLE
100000
0
0
ALTERA CORP
COM
021441100
554
15470
SH
SOLE
15470
0
0
ALTERA CORP
COM
021441100
21
582
SH
DFND
1 2
582
0
0
ALTRIA GROUP INC
COM
02209S103
169
3686
SH
DFND
1 2
3686
0
0
ALTRIA GROUP INC
COM
02209S103
2669
58100
SH
DFND
4 5
58100
0
0
AMAZON COM INC
COM
023135106
989
3067
SH
SOLE
3067
0
0
AMAZON COM INC
COM
023135106
774
2400
SH
DFND
4 5
2400
0
0
AMAZON COM INC
COM
023135106
226
702
SH
DFND
1 2
702
0
0
AMBEV SA
SPONSORED ADR
02319V103
719
109761
SH
SOLE
109761
0
0
AMBEV SA
SPONSORED ADR
02319V103
215
32800
SH
DFND
4 5
32800
0
0
AMBEV SA
SPONSORED ADR
02319V103
1368
208793
SH
DFND
1 2 3
208793
0
0
AMDOCS LTD
SHS
G02602103
892
19449
SH
SOLE
19449
0
0
AMEREN CORP
COM
023608102
18
458
SH
DFND
1 2
458
0
0
AMEREN CORP
COM
023608102
786
20500
SH
SOLE
20500
0
0
AMEREN CORP
COM
023608102
1223
31900
SH
DFND
4 5
31900
0
0
AMERICA MOVIL SAB DE CV
SPON ADR L SHS
02364W105
394
15626
SH
DFND
1 2 3
15626
0
0
AMERICA MOVIL SAB DE CV
SPON ADR L SHS
02364W105
411
16300
SH
DFND
4 5
16300
0
0
AMERICA MOVIL SAB DE CV
SPON ADR L SHS
02364W105
205
8148
SH
SOLE
8148
0
0
AMERICAN ELEC PWR INC
COM
025537101
209
4000
SH
SOLE
4000
0
0
AMERICAN ELEC PWR INC
COM
025537101
48
910
SH
DFND
1 2
910
0
0
AMERICAN EXPRESS CO
COM
025816109
260
2971
SH
DFND
1 2
2971
0
0
AMERICAN EXPRESS CO
COM
025816109
1191
13609
SH
SOLE
13609
0
0
AMERICAN EXPRESS CO
COM
025816109
224
2564
SH
DFND
1 2 3
2564
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
778
14400
SH
DFND
4 5
14400
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
255
4715
SH
DFND
1 2
4715
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
1210
12923
SH
SOLE
12923
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
123
1316
SH
DFND
1 2
1316
0
0
AMERIPRISE FINL INC
COM
03076C106
655
5312
SH
SOLE
5312
0
0
AMERIPRISE FINL INC
COM
03076C106
76
617
SH
DFND
1 2
617
0
0
AMGEN INC
COM
031162100
197
1405
SH
DFND
1 2
1405
0
0
AMGEN INC
COM
031162100
773
5500
SH
DFND
4 5
5500
0
0
AMGEN INC
COM
031162100
1004
7150
SH
SOLE
7150
0
0
ANADARKO PETE CORP
COM
032511107
96
943
SH
DFND
1 2
943
0
0
ANADARKO PETE CORP
COM
032511107
781
7700
SH
DFND
4 5
7700
0
0
ANADARKO PETE CORP
COM
032511107
3523
34726
SH
SOLE
34726
0
0
ANALOG DEVICES INC
COM
032654105
869
17560
SH
SOLE
17560
0
0
ANALOG DEVICES INC
COM
032654105
29
589
SH
DFND
1 2
589
0
0
ANGLOGOLD ASHANTI LTD
SPONSORED ADR
035128206
6
524
SH
SOLE
524
0
0
ANGLOGOLD ASHANTI LTD
SPONSORED ADR
035128206
2690
224200
SH
DFND
4 5
224200
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
16759
151189
SH
DFND
1 2 3
151189
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
2583
23300
SH
DFND
4 5
23300
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
485
4373
SH
SOLE
4373
0
0
AON PLC
SHS CL A
G0408V102
1425
16256
SH
SOLE
16256
0
0
AON PLC
SHS CL A
G0408V102
85
965
SH
DFND
1 2
965
0
0
APPLE INC
COM
037833100
3295
32700
SH
DFND
4 5
32700
0
0
APPLE INC
COM
037833100
17239
171111
SH
DFND
1 2 3
171111
0
0
APPLE INC
COM
037833100
10385
103080
SH
SOLE
103080
0
0
APPLE INC
COM
037833100
1119
11107
SH
DFND
1 2
11107
0
0
APPLIED MATLS INC
COM
038222105
222
10271
SH
SOLE
10271
0
0
APPLIED MATLS INC
COM
038222105
49
2283
SH
DFND
1 2
2283
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
201
3931
SH
SOLE
3931
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
61
1201
SH
DFND
1 2
1201
0
0
ARM HLDGS PLC
SPONSORED ADR
042068106
406
9300
SH
DFND
4 5
9300
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
874
12240
SH
SOLE
12240
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
3000
42000
SH
DFND
4 5
42000
0
0
AT&T INC
COM
00206R102
91
2575
SH
DFND
1 2 3
2575
0
0
AT&T INC
COM
00206R102
339
9620
SH
DFND
1 2
9620
0
0
AT&T INC
COM
00206R102
2527
71700
SH
DFND
4 5
71700
0
0
ATMEL CORP
COM
049513104
743
91905
SH
SOLE
91905
0
0
AUTOHOME INC
SP ADR RP CL A
05278C107
5
130
SH
SOLE
130
0
0
AUTOHOME INC
SP ADR RP CL A
05278C107
27809
661951
SH
DFND
1
661951
0
0
AUTOLIV INC
COM
052800109
672
7310
SH
SOLE
7310
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
42
570
SH
SOLE
570
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
1961
26900
SH
DFND
4 5
26900
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
74
891
SH
DFND
1 2
891
0
0
AVAGO TECHNOLOGIES LTD
SHS
Y0486S104
41
466
SH
DFND
1 2
466
0
0
AVAGO TECHNOLOGIES LTD
SHS
Y0486S104
983
11300
SH
SOLE
11300
0
0
AVAGO TECHNOLOGIES LTD
SHS
Y0486S104
18935
217643
SH
DFND
1 2 3
217643
0
0
AVNET INC
COM
053807103
407
9800
SH
SOLE
9800
0
0
BAIDU INC
SPON ADR REP A
056752108
790
3621
SH
SOLE
3621
0
0
BAIDU INC
SPON ADR REP A
056752108
75735
347040
SH
DFND
1
347040
0
0
BAIDU INC
SPON ADR REP A
056752108
4864
22290
SH
DFND
1 2 3
22290
0
0
BANCO BRADESCO S A
SP ADR PFD NEW
059460303
482
33791
SH
SOLE
33791
0
0
BANCO BRADESCO S A
SP ADR PFD NEW
059460303
591
41500
SH
DFND
4 5
41500
0
0
BANCO BRADESCO S A
SP ADR PFD NEW
059460303
744
52176
SH
DFND
1 2 3
52176
0
0
BANCO DE CHILE
SPONSORED ADR
059520106
162
2193
SH
DFND
1 2 3
2193
0
0
BANCO DE CHILE
SPONSORED ADR
059520106
163
2200
SH
DFND
4 5
2200
0
0
BANCO DE CHILE
SPONSORED ADR
059520106
45
605
SH
SOLE
605
0
0
BANCO SANTANDER BRASIL S A
ADS REP 1 UNIT
05967A107
180
27451
SH
DFND
1 2 3
27451
0
0
BANCO SANTANDER BRASIL S A
ADS REP 1 UNIT
05967A107
130
19951
SH
SOLE
19951
0
0
BANCO SANTANDER CHILE NEW
SP ADR REP COM
05965X109
74
3344
SH
SOLE
3344
0
0
BANCO SANTANDER CHILE NEW
SP ADR REP COM
05965X109
266
12064
SH
DFND
1 2 3
12064
0
0
BANCO SANTANDER SA
ADR
05964H105
2504
263601
SH
DFND
4 5
263601
0
0
BANCOLOMBIA S A
SPON ADR PREF
05968L102
144
2542
SH
SOLE
2542
0
0
BANCOLOMBIA S A
SPON ADR PREF
05968L102
418
7364
SH
DFND
1 2 3
7364
0
0
BANK AMER CORP
7.25%CNV PFD L
060505682
2178
1900
SH
SOLE
1900
0
0
BANK AMER CORP
COM
060505104
789
46300
SH
DFND
4 5
46300
0
0
BANK AMER CORP
COM
060505104
1023
60000
SH
SOLE
60000
0
0
BANK AMER CORP
COM
060505104
45166
2649043
SH
DFND
1 2 3
2649043
0
0
BANK AMER CORP
COM
060505104
593
34754
SH
DFND
1 2
34754
0
0
BANK AMER CORP
COM
060505104
119
7000
SH
DFND
7000
0
0
BANK N S HALIFAX
COM
064149107
786
12710
SH
SOLE
12710
0
0
BARCLAYS PLC
ADR
06738E204
412
27800
SH
DFND
4 5
27800
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
829
5998
SH
DFND
1 2
5998
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
774
5600
SH
DFND
4 5
5600
0
0
BHP BILLITON LTD
SPONSORED ADR
088606108
406
6900
SH
DFND
4 5
6900
0
0
BHP BILLITON LTD
SPONSORED ADR
088606108
89
1516
SH
SOLE
1516
0
0
BIOGEN IDEC INC
COM
09062X103
145
437
SH
DFND
1 2
437
0
0
BIOGEN IDEC INC
COM
09062X103
4005
12107
SH
SOLE
12107
0
0
BIOGEN IDEC INC
COM
09062X103
19186
57998
SH
DFND
1 2 3
57998
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
252
3490
SH
SOLE
3490
0
0
BLACKROCK INC
COM
09247X101
136
415
SH
DFND
1 2
415
0
0
BLACKROCK INC
COM
09247X101
1791
5455
SH
SOLE
5455
0
0
BLACKROCK INC
COM
09247X101
1970
6000
SH
DFND
4 5
6000
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
1689
53650
SH
SOLE
53650
0
0
BLDRS INDEX FDS TR
ASIA 50 ADR
09348R102
336
11607
SH
SOLE
11607
0
0
BOEING CO
COM
097023105
1783
14000
SH
SOLE
14000
0
0
BOEING CO
COM
097023105
321
2519
SH
DFND
1 2 3
2519
0
0
BOEING CO
COM
097023105
777
6100
SH
DFND
4 5
6100
0
0
BOEING CO
COM
097023105
158
1242
SH
DFND
1 2
1242
0
0
BP PLC
SPONSORED ADR
055622104
404
9200
SH
DFND
4 5
9200
0
0
BP PLC
SPONSORED ADR
055622104
38
870
SH
SOLE
870
0
0
BRF SA
SPONSORED ADR
10552T107
1002
42098
SH
DFND
1 2 3
42098
0
0
BRF SA
SPONSORED ADR
10552T107
496
20850
SH
SOLE
20850
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
3969
77550
SH
SOLE
77550
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
14532
283932
SH
DFND
1 2 3
283932
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
158
3081
SH
DFND
1 2
3081
0
0
BRITISH AMERN TOB PLC
SPONSORED ADR
110448107
3630
32100
SH
DFND
4 5
32100
0
0
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
1359
30217
SH
SOLE
30217
0
0
BROOKFIELD INFRAST PARTNERS
LP INT UNIT
G16252101
1212
31885
SH
SOLE
31885
0
0
CAMECO CORP
COM
13321L108
703
39800
SH
SOLE
39800
0
0
CARDINAL HEALTH INC
COM
14149Y108
1485
19820
SH
SOLE
19820
0
0
CARDINAL HEALTH INC
COM
14149Y108
47
623
SH
DFND
1 2
623
0
0
CATAMARAN CORP
COM
148887102
906
21501
SH
SOLE
21501
0
0
CATERPILLAR INC DEL
COM
149123101
475
4800
SH
SOLE
4800
0
0
CATERPILLAR INC DEL
COM
149123101
772
7800
SH
DFND
4 5
7800
0
0
CATERPILLAR INC DEL
COM
149123101
252
2543
SH
DFND
1 2 3
2543
0
0
CATERPILLAR INC DEL
COM
149123101
115
1166
SH
DFND
1 2
1166
0
0
CBS CORP NEW
CL B
124857202
48
905
SH
DFND
1 2
905
0
0
CBS CORP NEW
CL B
124857202
154
2870
SH
SOLE
2870
0
0
CDK GLOBAL INC
COM
12508E101
274
8966
SH
DFND
4 5
8966
0
0
CELGENE CORP
COM
151020104
5013
52893
SH
SOLE
52893
0
0
CELGENE CORP
COM
151020104
38541
406634
SH
DFND
1 2 3
406634
0
0
CELGENE CORP
COM
151020104
152
1600
SH
DFND
1600
0
0
CELGENE CORP
COM
151020104
141
1486
SH
DFND
1 2
1486
0
0
CEMENTOS PACASMAYO S A A
SPON ADR REP 5
15126Q109
115
12825
SH
SOLE
12825
0
0
CEMEX SAB DE CV
SPON ADR NEW
151290889
1245
95496
SH
SOLE
95496
0
0
CEMEX SAB DE CV
SPON ADR NEW
151290889
723
55444
SH
DFND
1 2 3
55444
0
0
CENCOSUD S A
SPONSORED ADS
15132H101
59
6600
SH
SOLE
6600
0
0
CENCOSUD S A
SPONSORED ADS
15132H101
197
21814
SH
DFND
1 2 3
21814
0
0
CHEVRON CORP NEW
COM
166764100
420
3522
SH
DFND
1 2
3522
0
0
CHEVRON CORP NEW
COM
166764100
2969
24885
SH
SOLE
24885
0
0
CHEVRON CORP NEW
COM
166764100
305
2558
SH
DFND
1 2 3
2558
0
0
CHEVRON CORP NEW
COM
166764100
2100
17600
SH
DFND
4 5
17600
0
0
CHINA LIFE INS CO LTD
SPON ADR REP H
16939P106
224
5368
SH
SOLE
5368
0
0
CHINA LIFE INS CO LTD
SPON ADR REP H
16939P106
413
9900
SH
DFND
4 5
9900
0
0
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
658
11200
SH
DFND
4 5
11200
0
0
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
668
11366
SH
SOLE
11366
0
0
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
554
9426
SH
DFND
1 2 3
9426
0
0
CHINA PETE & CHEM CORP
SPON ADR H SHS
16941R108
246
2812
SH
SOLE
2812
0
0
CHINA PETE & CHEM CORP
SPON ADR H SHS
16941R108
210
2400
SH
DFND
4 5
2400
0
0
CHUNGHWA TELECOM CO LTD
SPON ADR NEW11
17133Q502
26
875
SH
SOLE
875
0
0
CHUNGHWA TELECOM CO LTD
SPON ADR NEW11
17133Q502
237
7900
SH
DFND
4 5
7900
0
0
CHUNGHWA TELECOM CO LTD
SPON ADR NEW11
17133Q502
223
7426
SH
DFND
1 2 3
7426
0
0
CISCO SYS INC
COM
17275R102
66
2610
SH
DFND
1 2 3
2610
0
0
CISCO SYS INC
COM
17275R102
798
31700
SH
DFND
4 5
31700
0
0
CISCO SYS INC
COM
17275R102
238
9458
SH
DFND
1 2
9458
0
0
CISCO SYS INC
COM
17275R102
1646
65380
SH
SOLE
65380
0
0
CITIGROUP INC
COM NEW
172967424
519
10023
SH
DFND
1 2
10023
0
0
CITIGROUP INC
COM NEW
172967424
2872
55416
SH
SOLE
55416
0
0
CITIGROUP INC
COM NEW
172967424
767
14800
SH
DFND
4 5
14800
0
0
CNOOC LTD
SPONSORED ADR
126132109
304
1760
SH
SOLE
1760
0
0
CNOOC LTD
SPONSORED ADR
126132109
295
1707
SH
DFND
1 2 3
1707
0
0
CNOOC LTD
SPONSORED ADR
126132109
604
3500
SH
DFND
4 5
3500
0
0
COCA COLA CO
COM
191216100
109
2551
SH
DFND
1 2 3
2551
0
0
COCA COLA CO
COM
191216100
312
7323
SH
DFND
1 2
7323
0
0
COCA COLA CO
COM
191216100
802
18800
SH
DFND
4 5
18800
0
0
COCA COLA FEMSA S A B DE C V
SPON ADR REP L
191241108
232
2300
SH
DFND
4 5
2300
0
0
COCA COLA FEMSA S A B DE C V
SPON ADR REP L
191241108
82
814
SH
SOLE
814
0
0
COCA COLA FEMSA S A B DE C V
SPON ADR REP L
191241108
219
2178
SH
DFND
1 2 3
2178
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
50
1127
SH
DFND
1 2
1127
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
29366
655927
SH
DFND
1
655927
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
1463
32685
SH
DFND
1 2 3
32685
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
32
720
SH
SOLE
720
0
0
COLFAX CORP
COM
194014106
962
16886
SH
SOLE
16886
0
0
COLGATE PALMOLIVE CO
COM
194162103
104
1599
SH
DFND
1 2
1599
0
0
COLGATE PALMOLIVE CO
COM
194162103
1436
22014
SH
SOLE
22014
0
0
COMCAST CORP NEW
CL A
20030N101
7873
146387
SH
SOLE
146387
0
0
COMCAST CORP NEW
CL A
20030N101
41728
775905
SH
DFND
1 2 3
775905
0
0
COMCAST CORP NEW
CL A
20030N101
758
14100
SH
DFND
4 5
14100
0
0
COMCAST CORP NEW
CL A
20030N101
134
2500
SH
DFND
2500
0
0
COMCAST CORP NEW
CL A
20030N101
258
4800
SH
DFND
1 2
4800
0
0
COMMSCOPE HLDG CO INC
COM
20337X109
768
32103
SH
SOLE
32103
0
0
COMPANHIA BRASILEIRA DE DIST
SPN ADR PFD CL A
20440T201
3493
80093
SH
DFND
1 2 3
80093
0
0
COMPANHIA BRASILEIRA DE DIST
SPN ADR PFD CL A
20440T201
234
5362
SH
SOLE
5362
0
0
COMPANHIA DE SANEAMENTO BASI
SPONSORED ADR
20441A102
86
10551
SH
SOLE
10551
0
0
COMPANHIA DE SANEAMENTO BASI
SPONSORED ADR
20441A102
196
24226
SH
DFND
1 2 3
24226
0
0
COMPANHIA DE SANEAMENTO BASI
SPONSORED ADR
20441A102
88
10800
SH
DFND
4 5
10800
0
0
COMPANHIA ENERGETICA DE MINA
SP ADR N-V PFD
204409601
74
11900
SH
DFND
4 5
11900
0
0
COMPANHIA ENERGETICA DE MINA
SP ADR N-V PFD
204409601
236
37801
SH
DFND
1 2 3
37801
0
0
COMPANHIA ENERGETICA DE MINA
SP ADR N-V PFD
204409601
116
18550
SH
SOLE
18550
0
0
COMPANHIA PARANAENSE ENERG C
SPON ADR PFD
20441B407
17
1270
SH
SOLE
1270
0
0
COMPANHIA SIDERURGICA NACION
SPONSORED ADR
20440W105
27
7500
SH
DFND
4 5
7500
0
0
COMPANHIA SIDERURGICA NACION
SPONSORED ADR
20440W105
169
47690
SH
DFND
1 2 3
47690
0
0
COMPANHIA SIDERURGICA NACION
SPONSORED ADR
20440W105
79
22116
SH
SOLE
22116
0
0
CONOCOPHILLIPS
COM
20825C104
222
2900
SH
SOLE
2900
0
0
CONOCOPHILLIPS
COM
20825C104
3428
44800
SH
DFND
4 5
44800
0
0
CONOCOPHILLIPS
COM
20825C104
175
2285
SH
DFND
1 2
2285
0
0
COPA HOLDINGS SA
CL A
P31076105
1537
14326
SH
DFND
1 2 3
14326
0
0
COPA HOLDINGS SA
CL A
P31076105
338
3148
SH
SOLE
3148
0
0
CORE LABORATORIES N V
COM
N22717107
1400
9566
SH
SOLE
9566
0
0
CORPBANCA
SPONSORED ADR
21987A209
209
10900
SH
DFND
4 5
10900
0
0
COSAN LTD
SHS A
G25343107
127
11791
SH
DFND
1 2 3
11791
0
0
CPFL ENERGIA S A
SPONSORED ADR
126153105
90
5786
SH
SOLE
5786
0
0
CPFL ENERGIA S A
SPONSORED ADR
126153105
72
4600
SH
DFND
4 5
4600
0
0
CREDICORP LTD
COM
G2519Y108
782
5100
SH
SOLE
5100
0
0
CREDICORP LTD
COM
G2519Y108
1954
12736
SH
DFND
1 2 3
12736
0
0
CREDIT SUISSE GROUP
SPONSORED ADR
225401108
423
15300
SH
DFND
4 5
15300
0
0
CROWN HOLDINGS INC
COM
228368106
1316
29567
SH
SOLE
29567
0
0
CSX CORP
COM
126408103
59
1853
SH
DFND
1 2
1853
0
0
CSX CORP
COM
126408103
2469
77000
SH
DFND
4 5
77000
0
0
CSX CORP
COM
126408103
1145
35700
SH
SOLE
35700
0
0
CVS HEALTH CORP
COM
126650100
171
2153
SH
DFND
1 2
2153
0
0
CVS HEALTH CORP
COM
126650100
119
1500
SH
DFND
1500
0
0
CVS HEALTH CORP
COM
126650100
45244
568469
SH
DFND
1 2 3
568469
0
0
CVS HEALTH CORP
COM
126650100
2887
36275
SH
SOLE
36275
0
0
DBX ETF TR
DBXTR HAR CS 300
233051879
57
2200
SH
DFND
2200
0
0
DBX ETF TR
XTRAK MSCI EAFE
233051200
2527
91130
SH
SOLE
91130
0
0
DBX ETF TR
XTRAK MSCI EMKT
233051101
84
3800
SH
SOLE
3800
0
0
DEERE & CO
COM
244199105
583
7110
SH
SOLE
7110
0
0
DEERE & CO
COM
244199105
55
667
SH
DFND
1 2
667
0
0
DELPHI AUTOMOTIVE PLC
SHS
G27823106
34
557
SH
DFND
1 2
557
0
0
DELPHI AUTOMOTIVE PLC
SHS
G27823106
3558
58000
SH
SOLE
58000
0
0
DELPHI AUTOMOTIVE PLC
SHS
G27823106
10965
178757
SH
DFND
1 2 3
178757
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
411
11800
SH
DFND
4 5
11800
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
415
3600
SH
DFND
4 5
3600
0
0
DISNEY WALT CO
COM DISNEY
254687106
261
2929
SH
DFND
1 2
2929
0
0
DISNEY WALT CO
COM DISNEY
254687106
64918
729172
SH
DFND
1 2 3
729172
0
0
DISNEY WALT CO
COM DISNEY
254687106
3681
41349
SH
SOLE
41349
0
0
DISNEY WALT CO
COM DISNEY
254687106
783
8800
SH
DFND
4 5
8800
0
0
DISNEY WALT CO
COM DISNEY
254687106
214
2400
SH
DFND
2400
0
0
DOMINION RES INC VA NEW
COM
25746U109
782
11320
SH
SOLE
11320
0
0
DOMINION RES INC VA NEW
COM
25746U109
75
1087
SH
DFND
1 2
1087
0
0
DOVER CORP
COM
260003108
25
311
SH
DFND
1 2
311
0
0
DOVER CORP
COM
260003108
761
9475
SH
SOLE
9475
0
0
DOW CHEM CO
COM
260543103
1088
20745
SH
SOLE
20745
0
0
DOW CHEM CO
COM
260543103
110
2091
SH
DFND
1 2
2091
0
0
DOW CHEM CO
COM
260543103
2816
53700
SH
DFND
4 5
53700
0
0
DR REDDYS LABS LTD
ADR
256135203
226
4300
SH
DFND
4 5
4300
0
0
DR REDDYS LABS LTD
ADR
256135203
76
1454
SH
SOLE
1454
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
789
11000
SH
DFND
4 5
11000
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
183
2557
SH
DFND
1 2 3
2557
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
122
1700
SH
DFND
1 2
1700
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
1219
16300
SH
DFND
4 5
16300
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
99
1320
SH
DFND
1 2
1320
0
0
E TRADE FINANCIAL CORP
COM NEW
269246401
1140
50459
SH
SOLE
50459
0
0
E TRADE FINANCIAL CORP
COM NEW
269246401
22
984
SH
DFND
1 2
984
0
0
EATON CORP PLC
SHS
G29183103
2659
41965
SH
SOLE
41965
0
0
EATON CORP PLC
SHS
G29183103
56
888
SH
DFND
1 2
888
0
0
EATON CORP PLC
SHS
G29183103
2421
38200
SH
DFND
4 5
38200
0
0
EATON VANCE FLTING RATE INC
COM
278279104
1676
115000
SH
SOLE
115000
0
0
EBAY INC
COM
278642103
119
2098
SH
DFND
1 2
2098
0
0
EBAY INC
COM
278642103
720
12710
SH
SOLE
12710
0
0
ECOPETROL S A
SPONSORED ADS
279158109
469
14993
SH
DFND
1 2 3
14993
0
0
ECOPETROL S A
SPONSORED ADS
279158109
133
4249
SH
SOLE
4249
0
0
EMBRAER S A
SP ADR REP 4 COM
29082A107
172
4390
SH
SOLE
4390
0
0
EMBRAER S A
SP ADR REP 4 COM
29082A107
273
6972
SH
DFND
1 2 3
6972
0
0
EMERSON ELEC CO
COM
291011104
81
1294
SH
DFND
1 2
1294
0
0
EMERSON ELEC CO
COM
291011104
2503
40000
SH
DFND
4 5
40000
0
0
EMPRESA NACIONAL DE ELCTRCID
SPONSORED ADR
29244T101
79
1800
SH
DFND
4 5
1800
0
0
EMPRESA NACIONAL DE ELCTRCID
SPONSORED ADR
29244T101
231
5257
SH
DFND
1 2 3
5257
0
0
EMPRESA NACIONAL DE ELCTRCID
SPONSORED ADR
29244T101
74
1694
SH
SOLE
1694
0
0
ENCANA CORP
COM
292505104
910
42919
SH
SOLE
42919
0
0
ENDO INTL PLC
SHS
G30401106
1290
18878
SH
SOLE
18878
0
0
ENERSIS S A
SPONSORED ADR
29274F104
284
18005
SH
DFND
1 2 3
18005
0
0
ENERSIS S A
SPONSORED ADR
29274F104
202
12800
SH
DFND
4 5
12800
0
0
ENERSIS S A
SPONSORED ADR
29274F104
103
6538
SH
SOLE
6538
0
0
ENI S P A
SPONSORED ADR
26874R108
817
17300
SH
DFND
4 5
17300
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
1943
48222
SH
SOLE
48222
0
0
EOG RES INC
COM
26875P101
4815
48624
SH
DFND
1 2 3
48624
0
0
EOG RES INC
COM
26875P101
100
1014
SH
DFND
1 2
1014
0
0
EOG RES INC
COM
26875P101
891
9000
SH
SOLE
9000
0
0
EQUIFAX INC
COM
294429105
1089
14570
SH
SOLE
14570
0
0
EQUIFAX INC
COM
294429105
17
232
SH
DFND
1 2
232
0
0
EXCHANGE TRADED CONCEPTS TR
HRZN S&P500 CV C
30151E103
2312
50000
SH
DFND
1 2 3
50000
0
0
EXCHANGE TRADED CONCEPTS TR
HRZN S&P500 CV C
30151E103
2363
51100
SH
DFND
4 5
51100
0
0
EXELON CORP
COM
30161N101
645
18930
SH
SOLE
18930
0
0
EXELON CORP
COM
30161N101
54
1594
SH
DFND
1 2
1594
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
1063
15044
SH
SOLE
15044
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
98
1382
SH
DFND
1 2
1382
0
0
EXXON MOBIL CORP
COM
30231G102
744
7911
SH
DFND
1 2
7911
0
0
EXXON MOBIL CORP
COM
30231G102
2611
27765
SH
SOLE
27765
0
0
EXXON MOBIL CORP
COM
30231G102
242
2578
SH
DFND
1 2 3
2578
0
0
EXXON MOBIL CORP
COM
30231G102
1599
17000
SH
DFND
4 5
17000
0
0
FACEBOOK INC
CL A
30303M102
286
3617
SH
DFND
1 2
3617
0
0
FACEBOOK INC
CL A
30303M102
755
9553
SH
SOLE
9553
0
0
FACEBOOK INC
CL A
30303M102
1786
22600
SH
DFND
4 5
22600
0
0
FEDEX CORP
COM
31428X106
80
494
SH
DFND
1 2
494
0
0
FEDEX CORP
COM
31428X106
815
5045
SH
SOLE
5045
0
0
FOMENTO ECONOMICO MEXICANO S
SPON ADR UNITS
344419106
177
1928
SH
SOLE
1928
0
0
FOMENTO ECONOMICO MEXICANO S
SPON ADR UNITS
344419106
876
9521
SH
DFND
1 2 3
9521
0
0
FOMENTO ECONOMICO MEXICANO S
SPON ADR UNITS
344419106
276
3000
SH
DFND
4 5
3000
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
744
50300
SH
DFND
1
50300
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
1341
90640
SH
SOLE
90640
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
107
7215
SH
DFND
1 2
7215
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
63
1943
SH
DFND
1 2
1943
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
774
23700
SH
DFND
4 5
23700
0
0
FREESCALE SEMICONDUCTOR LTD
SHS
G3727Q101
394
20190
SH
SOLE
20190
0
0
GARMIN LTD
SHS
H2906T109
12
232
SH
DFND
1 2
232
0
0
GARMIN LTD
SHS
H2906T109
1102
21200
SH
DFND
4 5
21200
0
0
GARMIN LTD
SHS
H2906T109
215
4140
SH
SOLE
4140
0
0
GENERAL DYNAMICS CORP
COM
369550108
216
1700
SH
SOLE
1700
0
0
GENERAL DYNAMICS CORP
COM
369550108
75
591
SH
DFND
1 2
591
0
0
GENERAL ELECTRIC CO
COM
369604103
477
18613
SH
DFND
1 2
18613
0
0
GENERAL ELECTRIC CO
COM
369604103
64
2483
SH
DFND
1 2 3
2483
0
0
GENERAL ELECTRIC CO
COM
369604103
1035
40400
SH
SOLE
40400
0
0
GENERAL ELECTRIC CO
COM
369604103
774
30200
SH
DFND
4 5
30200
0
0
GENERAL MTRS CO
COM
37045V100
757
23700
SH
DFND
4 5
23700
0
0
GENERAL MTRS CO
COM
37045V100
80
2511
SH
DFND
1 2
2511
0
0
GENUINE PARTS CO
COM
372460105
211
2400
SH
SOLE
2400
0
0
GENUINE PARTS CO
COM
372460105
25
283
SH
DFND
1 2
283
0
0
GENUINE PARTS CO
COM
372460105
2298
26200
SH
DFND
4 5
26200
0
0
GERDAU S A
SPON ADR REP PFD
373737105
103
21539
SH
SOLE
21539
0
0
GERDAU S A
SPON ADR REP PFD
373737105
215
44735
SH
DFND
1 2 3
44735
0
0
GILEAD SCIENCES INC
COM
375558103
298
2801
SH
DFND
1 2
2801
0
0
GILEAD SCIENCES INC
COM
375558103
170
1600
SH
DFND
1600
0
0
GILEAD SCIENCES INC
COM
375558103
45864
430851
SH
DFND
1 2 3
430851
0
0
GILEAD SCIENCES INC
COM
375558103
798
7500
SH
DFND
4 5
7500
0
0
GILEAD SCIENCES INC
COM
375558103
5561
52243
SH
SOLE
52243
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
1894
41200
SH
DFND
4 5
41200
0
0
GOLDCORP INC NEW
COM
380956409
441
19150
SH
SOLE
19150
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
466
2536
SH
DFND
1 2 3
2536
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
789
4300
SH
DFND
4 5
4300
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
249
1358
SH
DFND
1 2
1358
0
0
GOOGLE INC
CL A
38259P508
177
300
SH
DFND
300
0
0
GOOGLE INC
CL A
38259P508
1295
2200
SH
DFND
4 5
2200
0
0
GOOGLE INC
CL A
38259P508
46203
78521
SH
DFND
1 2 3
78521
0
0
GOOGLE INC
CL A
38259P508
5252
8925
SH
SOLE
8925
0
0
GOOGLE INC
CL A
38259P508
310
526
SH
DFND
1 2
526
0
0
GOOGLE INC
CL C
38259P706
2802
4853
SH
SOLE
4853
0
0
GOOGLE INC
CL C
38259P706
304
526
SH
DFND
1 2
526
0
0
GPO AEROPORTUARIO DEL PAC SA
SPON ADR B
400506101
277
4100
SH
DFND
4 5
4100
0
0
GRANA Y MONTERO S A A
SPONSORED ADR
38500P208
258
17163
SH
SOLE
17163
0
0
GRUPO AEROPORTUARIO CTR NORT
SPON ADR
400501102
328
9300
SH
DFND
4 5
9300
0
0
GRUPO AEROPORTUARIO DEL SURE
SPON ADR SER B
40051E202
145
1126
SH
DFND
1 2 3
1126
0
0
GRUPO AEROPORTUARIO DEL SURE
SPON ADR SER B
40051E202
154
1200
SH
DFND
4 5
1200
0
0
GRUPO AEROPORTUARIO DEL SURE
SPON ADR SER B
40051E202
45
352
SH
SOLE
352
0
0
GRUPO AVAL ACCIONES Y VALORE
SPONSORED ADS
40053W101
312
23000
SH
SOLE
23000
0
0
GRUPO FINANCIERO SANTANDER M
SPON ADR SHS B
40053C105
187
13838
SH
DFND
1 2 3
13838
0
0
GRUPO FINANCIERO SANTANDER M
SPON ADR SHS B
40053C105
63
4620
SH
SOLE
4620
0
0
GRUPO TELEVISA SA
SPON ADR REP ORD
40049J206
188
5552
SH
SOLE
5552
0
0
GRUPO TELEVISA SA
SPON ADR REP ORD
40049J206
645
19046
SH
DFND
1 2 3
19046
0
0
HAIN CELESTIAL GROUP INC
COM
405217100
10572
103288
SH
DFND
1 2 3
103288
0
0
HAIN CELESTIAL GROUP INC
COM
405217100
1842
18000
SH
SOLE
18000
0
0
HALLIBURTON CO
COM
406216101
102
1579
SH
DFND
1 2
1579
0
0
HALLIBURTON CO
COM
406216101
1015
15730
SH
SOLE
15730
0
0
HDFC BANK LTD
ADR REPS 3 SHS
40415F101
268
5753
SH
SOLE
5753
0
0
HERSHEY CO
COM
427866108
26
276
SH
DFND
1 2
276
0
0
HERSHEY CO
COM
427866108
721
7559
SH
SOLE
7559
0
0
HOLLYSYS AUTOMATION TECHNOLO
SHS
G45667105
268
11925
SH
SOLE
11925
0
0
HOME DEPOT INC
COM
437076102
229
2500
SH
DFND
1 2
2500
0
0
HOME DEPOT INC
COM
437076102
232
2533
SH
DFND
1 2 3
2533
0
0
HONDA MOTOR LTD
AMERN SHS
438128308
418
12200
SH
DFND
4 5
12200
0
0
HONDA MOTOR LTD
AMERN SHS
438128308
622
18157
SH
SOLE
18157
0
0
HONEYWELL INTL INC
COM
438516106
1427
15325
SH
SOLE
15325
0
0
HONEYWELL INTL INC
COM
438516106
136
1457
SH
DFND
1 2
1457
0
0
HSBC HLDGS PLC
SPON ADR NEW
404280406
402
7900
SH
DFND
4 5
7900
0
0
ICICI BK LTD
ADR
45104G104
205
4178
SH
SOLE
4178
0
0
ICICI BK LTD
ADR
45104G104
303
6168
SH
DFND
1 2 3
6168
0
0
ICICI BK LTD
ADR
45104G104
658
13400
SH
DFND
4 5
13400
0
0
IHS INC
CL A
451734107
496
3959
SH
SOLE
3959
0
0
ILLINOIS TOOL WKS INC
COM
452308109
3166
37500
SH
DFND
4 5
37500
0
0
ILLINOIS TOOL WKS INC
COM
452308109
57
679
SH
DFND
1 2
679
0
0
ILLUMINA INC
COM
452327109
425
2595
SH
SOLE
2595
0
0
IMPERIAL OIL LTD
COM NEW
453038408
894
18940
SH
SOLE
18940
0
0
INDUSTRIAS BACHOCO S A B DE
SPON ADR B
456463108
287
4800
SH
DFND
4 5
4800
0
0
INFOSYS LTD
SPONSORED ADR
456788108
404
6678
SH
SOLE
6678
0
0
INFOSYS LTD
SPONSORED ADR
456788108
329
5441
SH
DFND
1 2 3
5441
0
0
INFOSYS LTD
SPONSORED ADR
456788108
436
7200
SH
DFND
4 5
7200
0
0
INTEL CORP
COM
458140100
1570
45100
SH
DFND
4 5
45100
0
0
INTEL CORP
COM
458140100
2425
69635
SH
SOLE
69635
0
0
INTEL CORP
COM
458140100
86
2475
SH
DFND
1 2 3
2475
0
0
INTEL CORP
COM
458140100
320
9184
SH
DFND
1 2
9184
0
0
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
74
381
SH
DFND
1 2
381
0
0
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
1112
5701
SH
SOLE
5701
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
327
1720
SH
DFND
1 2
1720
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
492
2594
SH
DFND
1 2 3
2594
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
925
4875
SH
SOLE
4875
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
778
4100
SH
DFND
4 5
4100
0
0
INTEROIL CORP
COM
460951106
1812
33400
SH
SOLE
33400
0
0
INTL PAPER CO
COM
460146103
38
794
SH
DFND
1 2
794
0
0
INTL PAPER CO
COM
460146103
1109
23220
SH
SOLE
23220
0
0
IRONWOOD PHARMACEUTICALS INC
COM CL A
46333X108
1074
82908
SH
SOLE
82908
0
0
ISHARES
BELGIUM CAPD ETF
464286301
198
12120
SH
SOLE
12120
0
0
ISHARES
EM MK MINVOL ETF
464286533
155
2600
SH
SOLE
2600
0
0
ISHARES
EM MK MINVOL ETF
464286533
155
2600
SH
DFND
1
2600
0
0
ISHARES
GLB CNSM STP ETF
464288737
487
5552
SH
SOLE
5552
0
0
ISHARES
JP MOR EM MK ETF
464288281
1300
11520
SH
SOLE
11520
0
0
ISHARES
MSCI AUST ETF
464286103
3574
149310
SH
SOLE
149310
0
0
ISHARES
MSCI BRZ CAP ETF
464286400
263
6060
SH
SOLE
6060
0
0
ISHARES
MSCI CDA ETF
464286509
6746
219820
SH
SOLE
219820
0
0
ISHARES
MSCI FRANCE ETF
464286707
2020
76073
SH
SOLE
76073
0
0
ISHARES
MSCI FRNTR100ETF
464286145
757
20000
SH
SOLE
20000
0
0
ISHARES
MSCI GERMANY ETF
464286806
1385
50000
SH
SOLE
50000
0
0
ISHARES
MSCI HONG KG ETF
464286871
1170
57540
SH
SOLE
57540
0
0
ISHARES
MSCI ITALCPD ETF
464286855
1737
110700
SH
SOLE
110700
0
0
ISHARES
MSCI MEX CAP ETF
464286822
635
9240
SH
SOLE
9240
0
0
ISHARES
MSCI SINGAP ETF
464286673
247
18550
SH
SOLE
18550
0
0
ISHARES
MSCI SPAN CP ETF
464286764
4365
112208
SH
SOLE
112208
0
0
ISHARES
MSCI STH AFR ETF
464286780
1106
17240
SH
SOLE
17240
0
0
ISHARES
MSCI STH KOR ETF
464286772
25741
425400
SH
SOLE
425400
0
0
ISHARES
MSCI SZ CAP ETF
464286749
4979
153160
SH
SOLE
153160
0
0
ISHARES
MSCI TAIWAN ETF
464286731
4212
275840
SH
SOLE
275840
0
0
ISHARES GOLD TRUST
ISHARES
464285105
2504
214000
SH
SOLE
214000
0
0
ISHARES INC
CORE MSCI EMKT
46434G103
3319
66320
SH
SOLE
66320
0
0
ISHARES TR
0-5YR HI YL CP
46434V407
363
7340
SH
SOLE
7340
0
0
ISHARES TR
7-10 Y TR BD ETF
464287440
5295
51100
SH
DFND
4 5
51100
0
0
ISHARES TR
CHINA ETF
46429B671
371
7820
SH
SOLE
7820
0
0
ISHARES TR
CORE MSCI EAFE
46432F842
24845
426590
SH
SOLE
426590
0
0
ISHARES TR
CORE S&P500 ETF
464287200
6243
31488
SH
SOLE
31488
0
0
ISHARES TR
EUROPE ETF
464287861
230
5100
SH
DFND
5100
0
0
ISHARES TR
GLOB HLTHCRE ETF
464287325
256
2620
SH
DFND
1 2 3
2620
0
0
ISHARES TR
HDG MSCI GERMN
46434V704
3431
145430
SH
SOLE
145430
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
37129
314063
SH
SOLE
314063
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
24
200
SH
DFND
1
200
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
204
4900
SH
DFND
4900
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
689
16590
SH
SOLE
16590
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
254
6100
SH
DFND
1
6100
0
0
ISHARES TR
MSCI INDONIA ETF
46429B309
1193
43810
SH
SOLE
43810
0
0
ISHARES TR
MSCI QATAR ETF
46434V779
874
33289
SH
SOLE
33289
0
0
ISHARES TR
MSCI UAE ETF
46434V761
790
32317
SH
SOLE
32317
0
0
ISHARES TR
MSCI UTD KNGDM
46434V548
6673
344300
SH
SOLE
344300
0
0
ISHARES TR
NA TEC-SFTWR ETF
464287515
258
2982
SH
DFND
1 2 3
2982
0
0
ISHARES TR
NASDQ BIOTEC ETF
464287556
219
800
SH
DFND
800
0
0
ISHARES TR
NASDQ BIOTEC ETF
464287556
45542
166436
SH
DFND
1 2 3
166436
0
0
ISHARES TR
RUS 1000 ETF
464287622
663
6030
SH
SOLE
6030
0
0
ISHARES TR
SELECT DIVID ETF
464287168
73084
989493
SH
DFND
1 2 3
989493
0
0
ISHARES TR
SELECT DIVID ETF
464287168
170
2300
SH
DFND
2300
0
0
ISHARES TR
TIPS BD ETF
464287176
1121
10000
SH
SOLE
10000
0
0
ITAU UNIBANCO HLDG SA
SPON ADR REP PFD
465562106
558
40200
SH
DFND
4 5
40200
0
0
ITAU UNIBANCO HLDG SA
SPON ADR REP PFD
465562106
767
55282
SH
DFND
1 2 3
55282
0
0
ITAU UNIBANCO HLDG SA
SPON ADR REP PFD
465562106
816
58774
SH
SOLE
58774
0
0
JAZZ PHARMACEUTICALS PLC
SHS USD
G50871105
1353
8429
SH
SOLE
8429
0
0
JOHNSON & JOHNSON
COM
478160104
558
5231
SH
DFND
1 2
5231
0
0
JOHNSON & JOHNSON
COM
478160104
4008
37600
SH
DFND
4 5
37600
0
0
JOHNSON & JOHNSON
COM
478160104
2724
25555
SH
SOLE
25555
0
0
JOHNSON & JOHNSON
COM
478160104
273
2560
SH
DFND
1 2 3
2560
0
0
JONES LANG LASALLE INC
COM
48020Q107
1089
8622
SH
SOLE
8622
0
0
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
1062
20000
SH
SOLE
20000
0
0
JPMORGAN CHASE & CO
COM
46625H100
150
2497
SH
DFND
1 2 3
2497
0
0
JPMORGAN CHASE & CO
COM
46625H100
5323
88371
SH
SOLE
88371
0
0
JPMORGAN CHASE & CO
COM
46625H100
4373
72600
SH
DFND
4 5
72600
0
0
JPMORGAN CHASE & CO
COM
46625H100
749
12432
SH
DFND
1 2
12432
0
0
JUMEI INTL HLDG LTD
SPONSORED ADR
48138L107
1856
79055
SH
DFND
1
79055
0
0
JUMEI INTL HLDG LTD
SPONSORED ADR
48138L107
2
68
SH
SOLE
68
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
841
6943
SH
SOLE
6943
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
25
207
SH
DFND
1 2
207
0
0
KIMBERLY CLARK CORP
COM
494368103
172
1600
SH
SOLE
1600
0
0
KIMBERLY CLARK CORP
COM
494368103
75
693
SH
DFND
1 2
693
0
0
KIMBERLY CLARK CORP
COM
494368103
1072
10400
SH
DFND
4 5
10400
0
0
KIMCO RLTY CORP
COM
49446R109
31
1396
SH
DFND
1 2
1396
0
0
KIMCO RLTY CORP
COM
49446R109
2
100
SH
SOLE
100
0
0
KLA-TENCOR CORP
COM
482480100
1615
20500
SH
DFND
4 5
20500
0
0
KLA-TENCOR CORP
COM
482480100
14
180
SH
SOLE
180
0
0
KLA-TENCOR CORP
COM
482480100
24
305
SH
DFND
1 2
305
0
0
KRAFT FOODS GROUP INC
COM
50076Q106
62
1098
SH
DFND
1 2
1098
0
0
KRAFT FOODS GROUP INC
COM
50076Q106
469
8320
SH
SOLE
8320
0
0
KRANESHARES TR
CSI CHI INTERNET
500767306
143
4137
SH
DFND
1 2 3
4137
0
0
KRANESHARES TR
CSI CHI INTERNET
500767306
267
7712
SH
DFND
1
7712
0
0
KRANESHARES TR
CSI CHI INTERNET
500767306
149
4300
SH
SOLE
4300
0
0
KROGER CO
COM
501044101
1467
28216
SH
SOLE
28216
0
0
KROGER CO
COM
501044101
47
910
SH
DFND
1 2
910
0
0
KT CORP
SPONSORED ADR
48268K101
271
16700
SH
DFND
4 5
16700
0
0
LAS VEGAS SANDS CORP
COM
517834107
875
14070
SH
SOLE
14070
0
0
LAS VEGAS SANDS CORP
COM
517834107
39336
632311
SH
DFND
1 2 3
632311
0
0
LAS VEGAS SANDS CORP
COM
517834107
156
2500
SH
DFND
2500
0
0
LAS VEGAS SANDS CORP
COM
517834107
572
9200
SH
DFND
1
9200
0
0
LATAM AIRLS GROUP S A
SPONSORED ADR
51817R106
86
7590
SH
SOLE
7590
0
0
LATAM AIRLS GROUP S A
SPONSORED ADR
51817R106
315
27732
SH
DFND
1 2 3
27732
0
0
LEXICON PHARMACEUTICALS INC
COM
528872104
17
11900
SH
SOLE
11900
0
0
LIBERTY GLOBAL PLC
SHS CL A
G5480U104
365
8577
SH
SOLE
8577
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
687
16743
SH
SOLE
16743
0
0
LILLY ELI & CO
COM
532457108
2113
32585
SH
SOLE
32585
0
0
LILLY ELI & CO
COM
532457108
119
1830
SH
DFND
1 2
1830
0
0
LOCKHEED MARTIN CORP
COM
539830109
2559
14000
SH
DFND
4 5
14000
0
0
LOCKHEED MARTIN CORP
COM
539830109
92
501
SH
DFND
1 2
501
0
0
LOCKHEED MARTIN CORP
COM
539830109
219
1200
SH
SOLE
1200
0
0
LORILLARD INC
COM
544147101
40
675
SH
DFND
1 2
675
0
0
LORILLARD INC
COM
544147101
2618
43700
SH
DFND
4 5
43700
0
0
LOWES COS INC
COM
548661107
97
1834
SH
DFND
1 2
1834
0
0
LOWES COS INC
COM
548661107
2282
43129
SH
SOLE
43129
0
0
LUXOFT HLDG INC
ORD SHS CL A
G57279104
2556
68700
SH
DFND
1 2 3
68700
0
0
LUXOFT HLDG INC
ORD SHS CL A
G57279104
250
6715
SH
SOLE
6715
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
3160
29079
SH
SOLE
29079
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
86
791
SH
DFND
1 2
791
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
163
1500
SH
DFND
1500
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
57704
531050
SH
DFND
1 2 3
531050
0
0
MAKEMYTRIP LIMITED MAURITIUS
SHS
V5633W109
3337
119917
SH
DFND
1
119917
0
0
MARATHON OIL CORP
COM
565849106
703
18700
SH
SOLE
18700
0
0
MARATHON OIL CORP
COM
565849106
48
1265
SH
DFND
1 2
1265
0
0
MARKET VECTORS ETF TR
GBL ALTER ENRG
57061R593
400
6718
SH
SOLE
6718
0
0
MARKET VECTORS ETF TR
RUSSIA ETF
57060U506
512
22892
SH
SOLE
22892
0
0
MARKET VECTORS ETF TR
VIETNAM ETF
57060U761
657
30000
SH
SOLE
30000
0
0
MARKWEST ENERGY PARTNERS L P
UNIT LTD PARTN
570759100
1233
16055
SH
SOLE
16055
0
0
MARRIOTT INTL INC NEW
CL A
571903202
28
407
SH
DFND
1 2
407
0
0
MARRIOTT INTL INC NEW
CL A
571903202
1773
25360
SH
SOLE
25360
0
0
MARSH & MCLENNAN COS INC
COM
571748102
95
1809
SH
DFND
1 2
1809
0
0
MARSH & MCLENNAN COS INC
COM
571748102
858
16400
SH
SOLE
16400
0
0
MASTERCARD INC
CL A
57636Q104
2933
39673
SH
SOLE
39673
0
0
MASTERCARD INC
CL A
57636Q104
57804
781977
SH
DFND
1 2 3
781977
0
0
MASTERCARD INC
CL A
57636Q104
135
1830
SH
DFND
1 2
1830
0
0
MASTERCARD INC
CL A
57636Q104
170
2300
SH
DFND
2300
0
0
MATTEL INC
COM
577081102
521
16992
SH
SOLE
16992
0
0
MATTEL INC
COM
577081102
19
625
SH
DFND
1 2
625
0
0
MCDONALDS CORP
COM
580135101
244
2576
SH
DFND
1 2 3
2576
0
0
MCDONALDS CORP
COM
580135101
3688
38900
SH
DFND
4 5
38900
0
0
MCDONALDS CORP
COM
580135101
174
1830
SH
DFND
1 2
1830
0
0
MCDONALDS CORP
COM
580135101
740
7800
SH
DFND
1
7800
0
0
MCDONALDS CORP
COM
580135101
142
1500
SH
SOLE
1500
0
0
MEDIVATION INC
COM
58501N101
1023
10343
SH
SOLE
10343
0
0
MEDTRONIC INC
COM
585055106
1626
26250
SH
SOLE
26250
0
0
MEDTRONIC INC
COM
585055106
113
1816
SH
DFND
1 2
1816
0
0
MELCO CROWN ENTMT LTD
ADR
585464100
5
190
SH
SOLE
190
0
0
MELCO CROWN ENTMT LTD
ADR
585464100
206
7843
SH
DFND
1 2 3
7843
0
0
MELCO CROWN ENTMT LTD
ADR
585464100
25144
956391
SH
DFND
1
956391
0
0
MERCK & CO INC NEW
COM
58933Y105
765
12900
SH
DFND
4 5
12900
0
0
MERCK & CO INC NEW
COM
58933Y105
3994
67375
SH
SOLE
67375
0
0
MERCK & CO INC NEW
COM
58933Y105
152
2563
SH
DFND
1 2 3
2563
0
0
MERCK & CO INC NEW
COM
58933Y105
317
5351
SH
DFND
1 2
5351
0
0
METLIFE INC
COM
59156R108
140
2600
SH
DFND
2600
0
0
METLIFE INC
COM
59156R108
4229
78715
SH
SOLE
78715
0
0
METLIFE INC
COM
59156R108
52185
971431
SH
DFND
1 2 3
971431
0
0
METLIFE INC
COM
59156R108
200
3714
SH
DFND
1 2
3714
0
0
MICHAEL KORS HLDGS LTD
SHS
G60754101
27
382
SH
DFND
1 2
382
0
0
MICHAEL KORS HLDGS LTD
SHS
G60754101
10838
151815
SH
DFND
1 2 3
151815
0
0
MICROSOFT CORP
COM
594918104
709
15284
SH
DFND
1 2
15284
0
0
MICROSOFT CORP
COM
594918104
52312
1128397
SH
DFND
1 2 3
1128397
0
0
MICROSOFT CORP
COM
594918104
185
4000
SH
DFND
4000
0
0
MICROSOFT CORP
COM
594918104
6898
148785
SH
SOLE
148785
0
0
MICROSOFT CORP
COM
594918104
2856
61600
SH
DFND
4 5
61600
0
0
MINDRAY MEDICAL INTL LTD
SPON ADR
602675100
124
4100
SH
DFND
4 5
4100
0
0
MINDRAY MEDICAL INTL LTD
SPON ADR
602675100
2068
68556
SH
SOLE
68556
0
0
MITSUBISHI UFJ FINL GROUP IN
SPONSORED ADR
606822104
65
11543
SH
SOLE
11543
0
0
MOBILE TELESYSTEMS OJSC
SPONSORED ADR
607409109
701
46890
SH
SOLE
46890
0
0
MOBILE TELESYSTEMS OJSC
SPONSORED ADR
607409109
127
8474
SH
DFND
1 2 3
8474
0
0
MOBILEYE N V AMSTELVEEN
ORD SHS
N51488117
857
16000
SH
SOLE
16000
0
0
MOBILEYE N V AMSTELVEEN
ORD SHS
N51488117
13458
251128
SH
DFND
1 2 3
251128
0
0
MONSANTO CO NEW
COM
61166W101
773
6874
SH
SOLE
6874
0
0
MONSANTO CO NEW
COM
61166W101
109
973
SH
DFND
1 2
973
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
650
10279
SH
SOLE
10279
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
26
409
SH
DFND
1 2
409
0
0
MSC INDL DIRECT INC
CL A
553530106
957
11199
SH
SOLE
11199
0
0
MYLAN INC
COM
628530107
426
9370
SH
SOLE
9370
0
0
MYLAN INC
COM
628530107
32
704
SH
DFND
1 2
704
0
0
NATIONAL GRID PLC
SPON ADR NEW
636274300
2839
39500
SH
DFND
4 5
39500
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
376
4940
SH
SOLE
4940
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
61
802
SH
DFND
1 2
802
0
0
NAVIENT CORP
COM
63938C108
900
50820
SH
SOLE
50820
0
0
NAVIENT CORP
COM
63938C108
25
1395
SH
DFND
1 2
1395
0
0
NETFLIX INC
COM
64110L106
50
110
SH
DFND
1 2
110
0
0
NETFLIX INC
COM
64110L106
31
69
SH
SOLE
69
0
0
NETFLIX INC
COM
64110L106
157
347
SH
DFND
1 2 3
347
0
0
NEW ORIENTAL ED & TECH GRP I
SPON ADR
647581107
1519
65484
SH
SOLE
65484
0
0
NEWELL RUBBERMAID INC
COM
651229106
1721
50000
SH
SOLE
50000
0
0
NEWELL RUBBERMAID INC
COM
651229106
17
507
SH
DFND
1 2
507
0
0
NEWMONT MINING CORP
COM
651639106
22
943
SH
DFND
1 2
943
0
0
NEWMONT MINING CORP
COM
651639106
2423
105100
SH
DFND
4 5
105100
0
0
NEXTERA ENERGY INC
COM
65339F101
163
1739
SH
SOLE
1739
0
0
NEXTERA ENERGY INC
COM
65339F101
76
808
SH
DFND
1 2
808
0
0
NIELSEN N V
COM
N63218106
25
563
SH
DFND
1 2
563
0
0
NIELSEN N V
COM
N63218106
740
16700
SH
SOLE
16700
0
0
NIKE INC
CL B
654106103
63346
710158
SH
DFND
1 2 3
710158
0
0
NIKE INC
CL B
654106103
117
1309
SH
DFND
1 2
1309
0
0
NIKE INC
CL B
654106103
226
2538
SH
DFND
2538
0
0
NIKE INC
CL B
654106103
865
9700
SH
DFND
1
9700
0
0
NIKE INC
CL B
654106103
2484
27843
SH
SOLE
27843
0
0
NOBLE ENERGY INC
COM
655044105
46
669
SH
DFND
1 2
669
0
0
NOBLE ENERGY INC
COM
655044105
1572
22995
SH
SOLE
22995
0
0
NORTHROP GRUMMAN CORP
COM
666807102
842
6390
SH
SOLE
6390
0
0
NORTHROP GRUMMAN CORP
COM
666807102
51
386
SH
DFND
1 2
386
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
2400
25500
SH
DFND
4 5
25500
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
1271
13500
SH
SOLE
13500
0
0
NOVO-NORDISK A S
ADR
670100205
1833
38500
SH
DFND
4 5
38500
0
0
NOW INC
COM
67011P100
356
11710
SH
SOLE
11710
0
0
NPS PHARMACEUTICALS INC
COM
62936P103
678
26086
SH
SOLE
26086
0
0
NRG ENERGY INC
COM NEW
629377508
856
28090
SH
SOLE
28090
0
0
NRG ENERGY INC
COM NEW
629377508
19
611
SH
DFND
1 2
611
0
0
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
18
120
SH
SOLE
120
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
139
1448
SH
DFND
1 2
1448
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
183
1900
SH
SOLE
1900
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
788
8200
SH
DFND
4 5
8200
0
0
OLD REP INTL CORP
COM
680223104
1469
102900
SH
DFND
4 5
102900
0
0
OMNICARE INC
COM
681904108
1081
17368
SH
SOLE
17368
0
0
ORACLE CORP
COM
68389X105
231
6032
SH
DFND
1 2
6032
0
0
ORACLE CORP
COM
68389X105
766
20000
SH
DFND
4 5
20000
0
0
ORACLE CORP
COM
68389X105
1449
37842
SH
SOLE
37842
0
0
P T TELEKOMUNIKASI INDONESIA
SPONSORED ADR
715684106
1957
40683
SH
SOLE
40683
0
0
P T TELEKOMUNIKASI INDONESIA
SPONSORED ADR
715684106
327
6802
SH
DFND
1 2 3
6802
0
0
P T TELEKOMUNIKASI INDONESIA
SPONSORED ADR
715684106
173
3600
SH
DFND
4 5
3600
0
0
PACKAGING CORP AMER
COM
695156109
2068
32400
SH
SOLE
32400
0
0
PALO ALTO NETWORKS INC
COM
697435105
193
1967
SH
DFND
1 2 3
1967
0
0
PALO ALTO NETWORKS INC
COM
697435105
1864
19000
SH
SOLE
19000
0
0
PEPSICO INC
COM
713448108
261
2800
SH
DFND
1 2
2800
0
0
PEPSICO INC
COM
713448108
2183
23453
SH
SOLE
23453
0
0
PEPSICO INC
COM
713448108
791
8500
SH
DFND
4 5
8500
0
0
PETROCHINA CO LTD
SPONSORED ADR
71646E100
259
2012
SH
SOLE
2012
0
0
PETROCHINA CO LTD
SPONSORED ADR
71646E100
565
4400
SH
DFND
4 5
4400
0
0
PETROCHINA CO LTD
SPONSORED ADR
71646E100
264
2055
SH
DFND
1 2 3
2055
0
0
PETROLEO BRASILEIRO SA PETRO
SP ADR NON VTG
71654V101
958
64356
SH
SOLE
64356
0
0
PETROLEO BRASILEIRO SA PETRO
SP ADR NON VTG
71654V101
632
42475
SH
DFND
1 2 3
42475
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
382
26900
SH
DFND
4 5
26900
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
442
31144
SH
SOLE
31144
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
403
28372
SH
DFND
1 2 3
28372
0
0
PETSMART INC
COM
716768106
13
182
SH
DFND
1 2
182
0
0
PETSMART INC
COM
716768106
622
8879
SH
SOLE
8879
0
0
PFIZER INC
COM
717081103
20807
703665
SH
DFND
1 2 3
703665
0
0
PFIZER INC
COM
717081103
1743
58960
SH
SOLE
58960
0
0
PFIZER INC
COM
717081103
348
11755
SH
DFND
1 2
11755
0
0
PFIZER INC
COM
717081103
3096
104700
SH
DFND
4 5
104700
0
0
PHARMACYCLICS INC
COM
716933106
1015
8645
SH
SOLE
8645
0
0
PHILIP MORRIS INTL INC
COM
718172109
3102
37200
SH
DFND
4 5
37200
0
0
PHILIP MORRIS INTL INC
COM
718172109
1012
12135
SH
SOLE
12135
0
0
PHILIP MORRIS INTL INC
COM
718172109
242
2903
SH
DFND
1 2
2903
0
0
PHILIPPINE LONG DISTANCE TEL
SPONSORED ADR
718252604
186
2700
SH
DFND
4 5
2700
0
0
PHILIPPINE LONG DISTANCE TEL
SPONSORED ADR
718252604
14
203
SH
SOLE
203
0
0
PHILLIPS 66
COM
718546104
1959
24090
SH
SOLE
24090
0
0
PHILLIPS 66
COM
718546104
85
1041
SH
DFND
1 2
1041
0
0
PNC FINL SVCS GROUP INC
COM
693475105
1804
21075
SH
SOLE
21075
0
0
PNC FINL SVCS GROUP INC
COM
693475105
155
1806
SH
DFND
1 2
1806
0
0
POWERSHARES ETF TRUST
DYN LSR & ENT
73935X757
5071
151638
SH
DFND
1 2 3
151638
0
0
POWERSHARES ETF TRUST
GBL LSTD PVT EQT
73935X195
999
90000
SH
SOLE
90000
0
0
POWERSHARES GLOBAL ETF TRUST
SOVEREIGN DEBT
73936T573
2504
87970
SH
SOLE
87970
0
0
POWERSHS DB MULTI SECT COMM
DB OIL FUND
73936B507
258
9500
SH
SOLE
9500
0
0
PRECISION CASTPARTS CORP
COM
740189105
63
266
SH
DFND
1 2
266
0
0
PRECISION CASTPARTS CORP
COM
740189105
1300
5488
SH
SOLE
5488
0
0
PRICELINE GRP INC
COM NEW
741503403
36277
31312
SH
DFND
1 2 3
31312
0
0
PRICELINE GRP INC
COM NEW
741503403
695
600
SH
DFND
1
600
0
0
PRICELINE GRP INC
COM NEW
741503403
4280
3694
SH
SOLE
3694
0
0
PRICELINE GRP INC
COM NEW
741503403
111
96
SH
DFND
1 2
96
0
0
PRICELINE GRP INC
COM NEW
741503403
116
100
SH
DFND
100
0
0
PRINCIPAL FINL GROUP INC
COM
74251V102
1088
20745
SH
SOLE
20745
0
0
PRINCIPAL FINL GROUP INC
COM
74251V102
48
906
SH
DFND
1 2
906
0
0
PROCTER & GAMBLE CO
COM
742718109
1146
13690
SH
SOLE
13690
0
0
PROCTER & GAMBLE CO
COM
742718109
421
5022
SH
DFND
1 2
5022
0
0
PROCTER & GAMBLE CO
COM
742718109
770
9200
SH
DFND
4 5
9200
0
0
PROCTER & GAMBLE CO
COM
742718109
41676
497686
SH
DFND
1 2 3
497686
0
0
PROLOGIS INC
COM
74340W103
63
1671
SH
DFND
1 2
1671
0
0
PROLOGIS INC
COM
74340W103
943
25000
SH
SOLE
25000
0
0
PROSHARES TR
SHRT 20+YR TRE
74347X849
2228
80300
SH
SOLE
80300
0
0
PROSHARES TR II
ULTRASHORT YEN N
74347W569
250
3300
SH
SOLE
3300
0
0
PROSHARES TR II
ULTRASHRT EURO
74347W882
251
12600
SH
SOLE
12600
0
0
PRUDENTIAL FINL INC
COM
744320102
135
1534
SH
DFND
1 2
1534
0
0
PRUDENTIAL FINL INC
COM
744320102
1856
21100
SH
SOLE
21100
0
0
PRUDENTIAL PLC
ADR
74435K204
2412
54200
SH
DFND
4 5
54200
0
0
PUBLIC STORAGE
COM
74460D109
79
478
SH
DFND
1 2
478
0
0
PUBLIC STORAGE
COM
74460D109
199
1200
SH
SOLE
1200
0
0
QUALCOMM INC
COM
747525103
232
3109
SH
DFND
1 2
3109
0
0
QUALCOMM INC
COM
747525103
952
12730
SH
SOLE
12730
0
0
QUALCOMM INC
COM
747525103
770
10300
SH
DFND
4 5
10300
0
0
RANDGOLD RES LTD
ADR
752344309
2393
35400
SH
DFND
4 5
35400
0
0
RAYTHEON CO
COM NEW
755111507
59
576
SH
DFND
1 2
576
0
0
RAYTHEON CO
COM NEW
755111507
1274
12540
SH
SOLE
12540
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
49
136
SH
DFND
1 2
136
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
822
2280
SH
SOLE
2280
0
0
REXNORD CORP NEW
COM
76169B102
493
17327
SH
SOLE
17327
0
0
REYNOLDS AMERICAN INC
COM
761713106
3752
63600
SH
DFND
4 5
63600
0
0
REYNOLDS AMERICAN INC
COM
761713106
34
570
SH
DFND
1 2
570
0
0
RIO TINTO PLC
SPONSORED ADR
767204100
413
8400
SH
DFND
4 5
8400
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
1989
26128
SH
SOLE
26128
0
0
ROYAL GOLD INC
COM
780287108
2507
38600
SH
DFND
4 5
38600
0
0
SALESFORCE COM INC
COM
79466L302
62
1076
SH
DFND
1 2
1076
0
0
SALESFORCE COM INC
COM
79466L302
2646
46000
SH
SOLE
46000
0
0
SALIX PHARMACEUTICALS INC
COM
795435106
237
1520
SH
SOLE
1520
0
0
SANOFI
SPONSORED ADR
80105N105
418
7400
SH
DFND
4 5
7400
0
0
SAP AG
SPON ADR
803054204
411
5700
SH
DFND
4 5
5700
0
0
SASOL LTD
SPONSORED ADR
803866300
148
2720
SH
DFND
1 2 3
2720
0
0
SASOL LTD
SPONSORED ADR
803866300
36
660
SH
SOLE
660
0
0
SASOL LTD
SPONSORED ADR
803866300
251
4600
SH
DFND
4 5
4600
0
0
SCHLUMBERGER LTD
COM
806857108
615
6045
SH
SOLE
6045
0
0
SCHLUMBERGER LTD
COM
806857108
244
2404
SH
DFND
1 2
2404
0
0
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
5569
117114
SH
SOLE
117114
0
0
SEADRILL LIMITED
SHS
G7945E105
1330
49700
SH
DFND
4 5
49700
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
35
607
SH
DFND
1 2
607
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
223
3890
SH
SOLE
3890
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
2319
40500
SH
DFND
4 5
40500
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
10150
225000
SH
DFND
4 5
225000
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
10226
160000
SH
DFND
4 5
160000
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
256
4000
SH
DFND
4000
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
70817
1108074
SH
DFND
1 2 3
1108074
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
3456
54070
SH
SOLE
54070
0
0
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
1248
13770
SH
SOLE
13770
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
1389
59960
SH
SOLE
59960
0
0
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
1360
27420
SH
SOLE
27420
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
1374
34430
SH
SOLE
34430
0
0
SENSATA TECHNOLOGIES HLDG NV
SHS
N7902X106
1326
29778
SH
SOLE
29778
0
0
SFX ENTMT INC
COM
784178303
1381
275100
SH
SOLE
275100
0
0
SILICONWARE PRECISION INDS L
SPONSD ADR SPL
827084864
340
49800
SH
DFND
4 5
49800
0
0
SILICONWARE PRECISION INDS L
SPONSD ADR SPL
827084864
4
650
SH
SOLE
650
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
1118
6798
SH
SOLE
6798
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
169
1026
SH
DFND
1 2
1026
0
0
SIX FLAGS ENTMT CORP NEW
COM
83001A102
1548
45000
SH
DFND
4 5
45000
0
0
SK TELECOM LTD
SPONSORED ADR
78440P108
352
11600
SH
DFND
4 5
11600
0
0
SL GREEN RLTY CORP
COM
78440X101
304
3000
SH
SOLE
3000
0
0
SLM CORP
COM
78442P106
435
50820
SH
SOLE
50820
0
0
SNAP ON INC
COM
833034101
1211
10000
SH
SOLE
10000
0
0
SNAP ON INC
COM
833034101
13
108
SH
DFND
1 2
108
0
0
SOLARCITY CORP
COM
83416T100
1550
26000
SH
SOLE
26000
0
0
SOLERA HOLDINGS INC
COM
83421A104
665
11803
SH
SOLE
11803
0
0
SONY CORP
ADR NEW
835699307
440
24400
SH
DFND
4 5
24400
0
0
SONY CORP
ADR NEW
835699307
16
875
SH
SOLE
875
0
0
SOUFUN HLDGS LTD
ADR
836034108
41
4100
SH
DFND
4 5
4100
0
0
SOUFUN HLDGS LTD
ADR
836034108
11
1140
SH
DFND
1
1140
0
0
SOUFUN HLDGS LTD
ADR
836034108
385
38718
SH
SOLE
38718
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
3085
26550
SH
SOLE
26550
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
24648
212100
SH
DFND
4 5
212100
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
13533
68688
SH
SOLE
68688
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
16363
83050
SH
DFND
4 5
83050
0
0
SPDR SERIES TRUST
BARC SHT TR CP
78464A474
19700
641900
SH
SOLE
641900
0
0
SPDR SERIES TRUST
BRC CNV SECS ETF
78464A359
506
10200
SH
DFND
10200
0
0
SPDR SERIES TRUST
BRC CNV SECS ETF
78464A359
4496
90550
SH
SOLE
90550
0
0
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
2180
54250
SH
DFND
4 5
54250
0
0
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
129
3210
SH
SOLE
3210
0
0
SPDR SERIES TRUST
S&P BIOTECH
78464A870
2497
16007
SH
DFND
1 2 3
16007
0
0
SPDR SERIES TRUST
S&P HOMEBUILD
78464A888
592
20000
SH
SOLE
20000
0
0
SPIRIT RLTY CAP INC NEW
COM
84860W102
1851
168700
SH
DFND
4 5
168700
0
0
STARBUCKS CORP
COM
855244109
1638
21712
SH
SOLE
21712
0
0
STARBUCKS CORP
COM
855244109
51616
684015
SH
DFND
1 2 3
684015
0
0
STARBUCKS CORP
COM
855244109
800
10600
SH
DFND
4 5
10600
0
0
STARBUCKS CORP
COM
855244109
196
2600
SH
DFND
2600
0
0
STARBUCKS CORP
COM
855244109
106
1400
SH
DFND
1 2
1400
0
0
STRATASYS LTD
SHS
M85548101
1788
14800
SH
SOLE
14800
0
0
STRATASYS LTD
SHS
M85548101
115
954
SH
DFND
1 2 3
954
0
0
SUNPOWER CORP
COM
867652406
2473
73000
SH
SOLE
73000
0
0
SUNPOWER CORP
COM
867652406
93
2752
SH
DFND
1 2 3
2752
0
0
SYMANTEC CORP
COM
871503108
859
36540
SH
SOLE
36540
0
0
SYMANTEC CORP
COM
871503108
30
1292
SH
DFND
1 2
1292
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
2321
115037
SH
SOLE
115037
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
343
17000
SH
DFND
4 5
17000
0
0
TATA MTRS LTD
SPONSORED ADR
876568502
131
2987
SH
SOLE
2987
0
0
TATA MTRS LTD
SPONSORED ADR
876568502
172
3932
SH
DFND
1 2 3
3932
0
0
TE CONNECTIVITY LTD
REG SHS
H84989104
42
762
SH
DFND
1 2
762
0
0
TE CONNECTIVITY LTD
REG SHS
H84989104
910
16459
SH
SOLE
16459
0
0
TELEFONICA BRASIL SA
SPONSORED ADR
87936R106
73
3700
SH
DFND
4 5
3700
0
0
TELEFONICA BRASIL SA
SPONSORED ADR
87936R106
149
7546
SH
SOLE
7546
0
0
TELEFONICA BRASIL SA
SPONSORED ADR
87936R106
231
11722
SH
DFND
1 2 3
11722
0
0
TESLA MTRS INC
COM
88160R101
133
550
SH
DFND
550
0
0
TESLA MTRS INC
COM
88160R101
36
150
SH
SOLE
150
0
0
TESLA MTRS INC
COM
88160R101
25644
105672
SH
DFND
1 2 3
105672
0
0
TEUCRIUM COMMODITY TR
CORN FD SHS
88166A102
1093
48000
SH
SOLE
48000
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
1058
19679
SH
SOLE
19679
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
441
8200
SH
DFND
4 5
8200
0
0
TEXAS INSTRS INC
COM
882508104
2361
49500
SH
DFND
4 5
49500
0
0
TEXAS INSTRS INC
COM
882508104
94
1979
SH
DFND
1 2
1979
0
0
TEXAS INSTRS INC
COM
882508104
10163
213102
SH
DFND
1 2 3
213102
0
0
TEXAS INSTRS INC
COM
882508104
1253
26280
SH
SOLE
26280
0
0
TEXTRON INC
COM
883203101
620
17220
SH
SOLE
17220
0
0
TEXTRON INC
COM
883203101
19
521
SH
DFND
1 2
521
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
134
1100
SH
DFND
1100
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
90
742
SH
DFND
1 2
742
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
2556
21000
SH
SOLE
21000
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
40112
329594
SH
DFND
1 2 3
329594
0
0
TIFFANY & CO NEW
COM
886547108
798
8290
SH
SOLE
8290
0
0
TIFFANY & CO NEW
COM
886547108
20
206
SH
DFND
1 2
206
0
0
TIM PARTICIPACOES S A
SPONSORED ADR
88706P205
115
4383
SH
SOLE
4383
0
0
TIM PARTICIPACOES S A
SPONSORED ADR
88706P205
150
5722
SH
DFND
1 2 3
5722
0
0
TIME WARNER CABLE INC
COM
88732J207
74
519
SH
DFND
1 2
519
0
0
TIME WARNER CABLE INC
COM
88732J207
538
3751
SH
SOLE
3751
0
0
TIME WARNER INC
COM NEW
887317303
120
1592
SH
DFND
1 2
1592
0
0
TIME WARNER INC
COM NEW
887317303
114
1520
SH
SOLE
1520
0
0
T-MOBILE US INC
COM
872590104
966
33466
SH
SOLE
33466
0
0
TOTAL S A
SPONSORED ADR
89151E109
367
5700
SH
SOLE
5700
0
0
TOTAL S A
SPONSORED ADR
89151E109
2945
45700
SH
DFND
4 5
45700
0
0
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
142
1209
SH
SOLE
1209
0
0
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
411
3500
SH
DFND
4 5
3500
0
0
TRAVELERS COMPANIES INC
COM
89417E109
106
1131
SH
DFND
1 2
1131
0
0
TRAVELERS COMPANIES INC
COM
89417E109
237
2523
SH
DFND
1 2 3
2523
0
0
TRIPADVISOR INC
COM
896945201
91
1000
SH
DFND
1000
0
0
TRIPADVISOR INC
COM
896945201
20
215
SH
DFND
1 2
215
0
0
TRIPADVISOR INC
COM
896945201
471
5150
SH
SOLE
5150
0
0
TRIPADVISOR INC
COM
896945201
25705
281177
SH
DFND
1 2 3
281177
0
0
TUPPERWARE BRANDS CORP
COM
899896104
1391
20150
SH
SOLE
20150
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
2529
73766
SH
SOLE
73766
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
120
3508
SH
DFND
1 2
3508
0
0
ULTA SALON COSMETCS & FRAG I
COM
90384S303
819
6934
SH
SOLE
6934
0
0
ULTRAPAR PARTICIPACOES S A
SP ADR REP COM
90400P101
209
9900
SH
DFND
4 5
9900
0
0
ULTRAPAR PARTICIPACOES S A
SP ADR REP COM
90400P101
289
13706
SH
SOLE
13706
0
0
ULTRAPAR PARTICIPACOES S A
SP ADR REP COM
90400P101
586
27739
SH
DFND
1 2 3
27739
0
0
UNILEVER N V
N Y SHS NEW
904784709
867
21860
SH
SOLE
21860
0
0
UNION PAC CORP
COM
907818108
791
7300
SH
DFND
4 5
7300
0
0
UNION PAC CORP
COM
907818108
4228
39000
SH
SOLE
39000
0
0
UNION PAC CORP
COM
907818108
18091
166863
SH
DFND
1 2 3
166863
0
0
UNION PAC CORP
COM
907818108
181
1668
SH
DFND
1 2
1668
0
0
UNITED CONTL HLDGS INC
COM
910047109
4219
90165
SH
SOLE
90165
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
128
1307
SH
DFND
1 2
1307
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
45475
462665
SH
DFND
1 2 3
462665
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
118
1200
SH
DFND
1200
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
3328
33858
SH
SOLE
33858
0
0
UNITED RENTALS INC
COM
911363109
211
1900
SH
SOLE
1900
0
0
UNITED RENTALS INC
COM
911363109
20
177
SH
DFND
1 2
177
0
0
UNITED STATES NATL GAS FUND
UNIT PAR $0.001
912318201
1111
50250
SH
SOLE
50250
0
0
UNITED STATES NATL GAS FUND
UNIT PAR $0.001
912318201
3958
179000
SH
DFND
4 5
179000
0
0
UNITED STATES OIL FUND LP
UNITS
91232N108
819
23790
SH
SOLE
23790
0
0
UNITED STATES STL CORP NEW
COM
912909108
1802
46000
SH
SOLE
46000
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
167
1577
SH
DFND
1 2
1577
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
781
7400
SH
DFND
4 5
7400
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
1086
10280
SH
SOLE
10280
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
269
2543
SH
DFND
1 2 3
2543
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
220
2553
SH
DFND
1 2 3
2553
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
768
8900
SH
DFND
4 5
8900
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
156
1806
SH
DFND
1 2
1806
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
1201
13930
SH
SOLE
13930
0
0
US BANCORP DEL
COM NEW
902973304
2112
50500
SH
DFND
4 5
50500
0
0
US BANCORP DEL
COM NEW
902973304
249
5958
SH
DFND
1 2
5958
0
0
US BANCORP DEL
COM NEW
902973304
1063
25413
SH
SOLE
25413
0
0
V F CORP
COM
918204108
43
646
SH
DFND
1 2
646
0
0
V F CORP
COM
918204108
1849
28000
SH
SOLE
28000
0
0
VALE S A
ADR
91912E105
359
32647
SH
SOLE
32647
0
0
VALE S A
ADR
91912E105
486
44174
SH
DFND
1 2 3
44174
0
0
VALE S A
ADR
91912E105
89
8100
SH
DFND
4 5
8100
0
0
VALE S A
ADR REPSTG PFD
91912E204
412
42413
SH
SOLE
42413
0
0
VALE S A
ADR REPSTG PFD
91912E204
953
98187
SH
DFND
1 2 3
98187
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
1253
9552
SH
SOLE
9552
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
45
974
SH
DFND
1 2
974
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
761
16450
SH
SOLE
16450
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
61209
338940
SH
SOLE
338940
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
4230
41780
SH
SOLE
41780
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
5396
129370
SH
SOLE
129370
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
184
4400
SH
DFND
1
4400
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
17746
206900
SH
SOLE
206900
0
0
VANGUARD SCOTTSDALE FDS
LG-TERM COR BD
92206C813
10447
116700
SH
SOLE
116700
0
0
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
2309
30000
SH
SOLE
30000
0
0
VERISK ANALYTICS INC
CL A
92345Y106
956
15703
SH
SOLE
15703
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
3539
70800
SH
SOLE
70800
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
132
2637
SH
DFND
1 2 3
2637
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1035
20700
SH
DFND
4 5
20700
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
384
7689
SH
DFND
1 2
7689
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
554
4930
SH
SOLE
4930
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
50
442
SH
DFND
1 2
442
0
0
VIMPELCOM LTD
SPONSORED ADR
92719A106
31
4233
SH
SOLE
4233
0
0
VIMPELCOM LTD
SPONSORED ADR
92719A106
111
15400
SH
DFND
4 5
15400
0
0
VIPSHOP HLDGS LTD
SPONSORED ADR
92763W103
2906
153773
SH
DFND
1
153773
0
0
VIPSHOP HLDGS LTD
SPONSORED ADR
92763W103
422
22342
SH
DFND
1 2 3
22342
0
0
VIPSHOP HLDGS LTD
SPONSORED ADR
92763W103
48
253
SH
SOLE
253
0
0
VISA INC
COM CL A
92826C839
2308
10817
SH
SOLE
10817
0
0
VISA INC
COM CL A
92826C839
65918
308936
SH
DFND
1 2 3
308936
0
0
VISA INC
COM CL A
92826C839
171
800
SH
DFND
800
0
0
VISA INC
COM CL A
92826C839
195
913
SH
DFND
1 2
913
0
0
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
20
608
SH
SOLE
608
0
0
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
424
12900
SH
DFND
4 5
12900
0
0
VORNADO RLTY TR
SH BEN INT
929042109
58
576
SH
DFND
1 2
576
0
0
WAL-MART STORES INC
COM
931142103
788
10300
SH
DFND
4 5
10300
0
0
WAL-MART STORES INC
COM
931142103
224
2929
SH
DFND
1 2
2929
0
0
WAL-MART STORES INC
COM
931142103
1019
13330
SH
SOLE
13330
0
0
WAL-MART STORES INC
COM
931142103
194
2541
SH
DFND
1 2 3
2541
0
0
WELLS FARGO & CO NEW
COM
949746101
3947
76100
SH
DFND
4 5
76100
0
0
WELLS FARGO & CO NEW
COM
949746101
68260
1315983
SH
DFND
1 2 3
1315983
0
0
WELLS FARGO & CO NEW
COM
949746101
161
3100
SH
DFND
3100
0
0
WELLS FARGO & CO NEW
COM
949746101
8820
170050
SH
SOLE
170050
0
0
WELLS FARGO & CO NEW
COM
949746101
815
15712
SH
DFND
1 2
15712
0
0
WELLS FARGO & CO NEW
PERP PFD CNV A
949746804
1684
1400
SH
SOLE
1400
0
0
WESTPAC BKG CORP
SPONSORED ADR
961214301
82
2909
SH
SOLE
2909
0
0
WESTPAC BKG CORP
SPONSORED ADR
961214301
2932
104300
SH
DFND
4 5
104300
0
0
WHOLE FOODS MKT INC
COM
966837106
26
670
SH
DFND
1 2
670
0
0
WHOLE FOODS MKT INC
COM
966837106
984
25832
SH
SOLE
25832
0
0
WILLIAMS COS INC DEL
COM
969457100
69
1252
SH
DFND
1 2
1252
0
0
WILLIAMS COS INC DEL
COM
969457100
3625
65500
SH
DFND
4 5
65500
0
0
WILLIAMS SONOMA INC
COM
969904101
516
7749
SH
SOLE
7749
0
0
WIPRO LTD
SPON ADR 1 SH
97651M109
124
10166
SH
SOLE
10166
0
0
WISDOMTREE TR
EMERG MKTS ETF
97717W315
119
2500
SH
DFND
1
2500
0
0
WISDOMTREE TR
EMERG MKTS ETF
97717W315
119
2500
SH
SOLE
2500
0
0
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
6548
125145
SH
SOLE
125145
0
0
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
105
2000
SH
DFND
2000
0
0
WUXI PHARMATECH CAYMAN INC
SPONS ADR SHS
929352102
30
861
SH
SOLE
861
0
0
WUXI PHARMATECH CAYMAN INC
SPONS ADR SHS
929352102
17716
505891
SH
DFND
1
505891
0
0
WUXI PHARMATECH CAYMAN INC
SPONS ADR SHS
929352102
332
9471
SH
DFND
1 2 3
9471
0
0
WYNN RESORTS LTD
COM
983134107
172
920
SH
SOLE
920
0
0
WYNN RESORTS LTD
COM
983134107
2133
11400
SH
DFND
4 5
11400
0
0
WYNN RESORTS LTD
COM
983134107
28
151
SH
DFND
1 2
151
0
0
XEROX CORP
COM
984121103
27
2046
SH
DFND
1 2
2046
0
0
XEROX CORP
COM
984121103
790
59740
SH
SOLE
59740
0
0
YANDEX N V
SHS CLASS A
N97284108
3323
119541
SH
DFND
1 2 3
119541
0
0
YOUKU TUDOU INC
SPONSORED ADR
98742U100
411
22962
SH
SOLE
22962
0
0
YPF SOCIEDAD ANONIMA
SPON ADR CL D
984245100
232
6277
SH
DFND
1 2 3
6277
0
0
YPF SOCIEDAD ANONIMA
SPON ADR CL D
984245100
105
2836
SH
SOLE
2836
0
0
YUM BRANDS INC
COM
988498101
936
13000
SH
SOLE
13000
0
0
YUM BRANDS INC
COM
988498101
727
10100
SH
DFND
1
10100
0
0
YUM BRANDS INC
COM
988498101
26574
369191
SH
DFND
1 2 3
369191
0
0
YUM BRANDS INC
COM
988498101
59
822
SH
DFND
1 2
822
0
0
YY INC
ADS REPCOM CLA
98426T106
42
558
SH
SOLE
558
0
0
YY INC
ADS REPCOM CLA
98426T106
14718
196522
SH
DFND
1
196522
0
0
ZIMMER HLDGS INC
COM
98956P102
1048
10423
SH
SOLE
10423
0
0
ZIMMER HLDGS INC
COM
98956P102
31
311
SH
DFND
1 2
311
0
0
ZOETIS INC
CL A
98978V103
34
929
SH
DFND
1 2
929
0
0
ZOETIS INC
CL A
98978V103
975
26399
SH
SOLE
26399
0
0