0001140361-14-022594.txt : 20140522
0001140361-14-022594.hdr.sgml : 20140522
20140522121933
ACCESSION NUMBER: 0001140361-14-022594
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140522
DATE AS OF CHANGE: 20140522
EFFECTIVENESS DATE: 20140522
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Mirae Asset Global Investments Co., Ltd.
CENTRAL INDEX KEY: 0001569395
IRS NUMBER: 000000000
STATE OF INCORPORATION: M5
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15178
FILM NUMBER: 14862873
BUSINESS ADDRESS:
STREET 1: EAST TOWER 26F MIRAE ASSET CENTER1
STREET 2: 67 SUHA-DONG, JUNG-GU
CITY: SEOUL
STATE: M5
ZIP: 100-210
BUSINESS PHONE: 82-2-3774-5986
MAIL ADDRESS:
STREET 1: EAST TOWER 26F MIRAE ASSET CENTER1
STREET 2: 67 SUHA-DONG, JUNG-GU
CITY: SEOUL
STATE: M5
ZIP: 100-210
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001569395
XXXXXXXX
03-31-2014
03-31-2014
Mirae Asset Global Investments Co., Ltd.
EAST TOWER 26F MIRAE ASSET CENTER1
67 SUHA-DONG, JUNG-GU
SEOUL
M5
100-210
13F HOLDINGS REPORT
028-15178
N
Robert Shea
Chief Operating Officer
212-205-8300
/s/ Robert Shea
New York
NY
05-22-2014
5
809
3938982
false
1
0001423255
028-15175
Mirae Asset Global Investments (Hong Kong) LTD
2
0001568512
028-15176
Mirae Asset Global Investments (USA) Inc.
3
0001488106
028-15177
Mirae Asset Global Investments (USA) LLC
4
0001573672
028-15461
Mirae Asset Canada Acquisition, Inc.
5
0001573668
028-15459
Horizons ETFs Management (Canada) Inc.
INFORMATION TABLE
2
form13fInfoTable.xml
21VIANET GROUP INC
SPONSORED ADR
90138A103
424
14789
SH
DFND
1 2 3
14789
0
0
21VIANET GROUP INC
SPONSORED ADR
90138A103
2801
97583
SH
SOLE
97583
0
0
21VIANET GROUP INC
SPONSORED ADR
90138A103
10636
370578
SH
DFND
1
370578
0
0
3M CO
COM
88579Y101
139
1023
SH
DFND
1 2
1023
0
0
3M CO
COM
88579Y101
340
2505
SH
DFND
1 2 3
2505
0
0
3M CO
COM
88579Y101
1262
9305
SH
SOLE
9305
0
0
ABB LTD
SPONSORED ADR
000375204
402
15600
SH
DFND
4 5
15600
0
0
ABBOTT LABS
COM
002824100
96
2503
SH
DFND
1 2
2503
0
0
ABBOTT LABS
COM
002824100
824
21400
SH
DFND
4 5
21400
0
0
ABBOTT LABS
COM
002824100
735
19079
SH
SOLE
19079
0
0
ABBVIE INC
COM
00287Y109
1244
24200
SH
DFND
4 5
24200
0
0
ABBVIE INC
COM
00287Y109
1542
30000
SH
SOLE
30000
0
0
ABBVIE INC
COM
00287Y109
132
2572
SH
DFND
1 2
2572
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
1994
25015
SH
SOLE
25015
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
82
1033
SH
DFND
1 2
1033
0
0
ACE LTD
SHS
H0023R105
105
1059
SH
DFND
1 2
1059
0
0
ACE LTD
SHS
H0023R105
1437
14510
SH
SOLE
14510
0
0
AETNA INC NEW
COM
00817Y108
44
589
SH
DFND
1 2
589
0
0
AETNA INC NEW
COM
00817Y108
911
12157
SH
SOLE
12157
0
0
AFLAC INC
COM
001055102
90
1434
SH
DFND
1 2
1434
0
0
AFLAC INC
COM
001055102
971
15410
SH
SOLE
15410
0
0
AIR PRODS & CHEMS INC
COM
009158106
41
343
SH
DFND
1 2
343
0
0
AIR PRODS & CHEMS INC
COM
009158106
2333
19600
SH
DFND
4 5
19600
0
0
ALKERMES PLC
SHS
G01767105
525
11913
SH
SOLE
11913
0
0
ALPS ETF TR
ALERIAN MLP
00162Q866
2614
148000
SH
SOLE
148000
0
0
ALTRIA GROUP INC
COM
02209S103
1898
50700
SH
DFND
4 5
50700
0
0
ALTRIA GROUP INC
COM
02209S103
121
3234
SH
DFND
1 2
3234
0
0
AMAZON COM INC
COM
023135106
241
717
SH
DFND
717
0
0
AMAZON COM INC
COM
023135106
203
604
SH
DFND
1 2
604
0
0
AMAZON COM INC
COM
023135106
50713
150767
SH
DFND
1 2 3
150767
0
0
AMAZON COM INC
COM
023135106
774
2300
SH
DFND
4 5
2300
0
0
AMBEV SA
SPONSORED ADR
02319V103
187
25205
SH
DFND
1 2 3
25205
0
0
AMBEV SA
SPONSORED ADR
02319V103
145
19580
SH
DFND
4 5
19580
0
0
AMBEV SA
SPONSORED ADR
02319V103
2316
312614
SH
SOLE
312614
0
0
AMDOCS LTD
SHS
G02602103
1194
25695
SH
SOLE
25695
0
0
AMEREN CORP
COM
023608102
824
20000
SH
SOLE
20000
0
0
AMEREN CORP
COM
023608102
16
394
SH
DFND
1 2
394
0
0
AMERICA MOVIL SAB DE CV
SPON ADR L SHS
02364W105
388
19500
SH
DFND
4 5
19500
0
0
AMERICA MOVIL SAB DE CV
SPON ADR L SHS
02364W105
796
40043
SH
SOLE
40043
0
0
AMERICAN EXPRESS CO
COM
025816109
259
2876
SH
DFND
1 2
2876
0
0
AMERICAN EXPRESS CO
COM
025816109
215
2391
SH
DFND
1 2 3
2391
0
0
AMERICAN EXPRESS CO
COM
025816109
1352
15014
SH
SOLE
15014
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
231
4611
SH
DFND
1 2
4611
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
770
15400
SH
DFND
4 5
15400
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
102
1242
SH
DFND
1 2
1242
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
1034
12632
SH
SOLE
12632
0
0
AMERIPRISE FINL INC
COM
03076C106
66
600
SH
DFND
1 2
600
0
0
AMERIPRISE FINL INC
COM
03076C106
965
8765
SH
SOLE
8765
0
0
AMGEN INC
COM
031162100
74
600
SH
SOLE
600
0
0
AMGEN INC
COM
031162100
777
6300
SH
DFND
4 5
6300
0
0
AMGEN INC
COM
031162100
151
1227
SH
DFND
1 2
1227
0
0
AMPHENOL CORP NEW
CL A
032095101
981
10709
SH
SOLE
10709
0
0
AMPHENOL CORP NEW
CL A
032095101
24
257
SH
DFND
1 2
257
0
0
ANADARKO PETE CORP
COM
032511107
69
818
SH
DFND
1 2
818
0
0
ANADARKO PETE CORP
COM
032511107
687
8100
SH
DFND
4 5
8100
0
0
ANADARKO PETE CORP
COM
032511107
2804
33083
SH
SOLE
33083
0
0
ANALOG DEVICES INC
COM
032654105
27
505
SH
DFND
1 2
505
0
0
ANALOG DEVICES INC
COM
032654105
619
11640
SH
SOLE
11640
0
0
ANGLOGOLD ASHANTI LTD
SPONSORED ADR
035128206
3112
182200
SH
DFND
4 5
182200
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
442
4200
SH
DFND
4 5
4200
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
19676
186860
SH
SOLE
186860
0
0
ANSYS INC
COM
03662Q105
515
6688
SH
SOLE
6688
0
0
AON PLC
SHS CL A
G0408V102
80
947
SH
DFND
1 2
947
0
0
AON PLC
SHS CL A
G0408V102
765
9072
SH
SOLE
9072
0
0
APPLE INC
COM
037833100
3274
6100
SH
DFND
4 5
6100
0
0
APPLE INC
COM
037833100
4100
7638
SH
SOLE
7638
0
0
APPLE INC
COM
037833100
778
1449
SH
DFND
1 2
1449
0
0
APPLIED MATLS INC
COM
038222105
40
1957
SH
DFND
1 2
1957
0
0
APPLIED MATLS INC
COM
038222105
189
9281
SH
SOLE
9281
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
46
1069
SH
DFND
1 2
1069
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
179
4131
SH
SOLE
4131
0
0
ARES CAP CORP
COM
04010L103
1057
60000
SH
SOLE
60000
0
0
ARM HLDGS PLC
SPONSORED ADR
042068106
423
8300
SH
DFND
4 5
8300
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
2038
31411
SH
SOLE
31411
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
2388
36800
SH
DFND
4 5
36800
0
0
AT&T INC
COM
00206R102
1852
52800
SH
DFND
4 5
52800
0
0
AT&T INC
COM
00206R102
90
2575
SH
DFND
1 2 3
2575
0
0
AT&T INC
COM
00206R102
297
8464
SH
DFND
1 2
8464
0
0
ATMEL CORP
COM
049513104
758
90652
SH
SOLE
90652
0
0
AUTOHOME INC
SP ADR RP CL A
05278C107
5761
149999
SH
DFND
1
149999
0
0
AUTOLIV INC
COM
052800109
563
5610
SH
SOLE
5610
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
60
782
SH
DFND
1 2
782
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
2642
34200
SH
DFND
4 5
34200
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
29
380
SH
SOLE
380
0
0
BAIDU INC
SPON ADR REP A
056752108
41890
275103
SH
DFND
1
275103
0
0
BAIDU INC
SPON ADR REP A
056752108
456
2992
SH
DFND
1 2 3
2992
0
0
BAIDU INC
SPON ADR REP A
056752108
34434
226138
SH
SOLE
226138
0
0
BANCO BRADESCO S A
SP ADR PFD NEW
059460303
485
35512
SH
DFND
4 5
35512
0
0
BANCO BRADESCO S A
SP ADR PFD NEW
059460303
1184
86635
SH
SOLE
86635
0
0
BANCO SANTANDER BRASIL S A
ADS REP 1 UNIT
05967A107
348
62481
SH
SOLE
62481
0
0
BANCO SANTANDER CHILE NEW
SP ADR REP COM
05965X109
420
17922
SH
SOLE
17922
0
0
BANCO SANTANDER SA
ADR
05964H105
2184
228000
SH
DFND
4 5
228000
0
0
BANCO SANTANDER SA
ADR
05964H105
54
5645
SH
SOLE
5645
0
0
BANCOLOMBIA S A
SPON ADR PREF
05968L102
468
8279
SH
SOLE
8279
0
0
BANK N S HALIFAX
COM
064149107
645
11110
SH
SOLE
11110
0
0
BANK OF AMERICA CORPORATION
7.25%CNV PFD L
060505682
2627
2296
SH
SOLE
2296
0
0
BANK OF AMERICA CORPORATION
COM
060505104
120
7000
SH
DFND
7000
0
0
BANK OF AMERICA CORPORATION
COM
060505104
572
33280
SH
DFND
1 2
33280
0
0
BANK OF AMERICA CORPORATION
COM
060505104
39772
2312338
SH
DFND
1 2 3
2312338
0
0
BANK OF AMERICA CORPORATION
COM
060505104
898
52200
SH
DFND
4 5
52200
0
0
BANK OF AMERICA CORPORATION
COM
060505104
38718
2251063
SH
SOLE
2251063
0
0
BARCLAYS PLC
ADR
06738E204
799
50900
SH
DFND
4 5
50900
0
0
BB&T CORP
COM
054937107
90
2231
SH
DFND
1 2
2231
0
0
BB&T CORP
COM
054937107
686
17080
SH
SOLE
17080
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
708
5668
SH
DFND
1 2
5668
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
775
6200
SH
DFND
4 5
6200
0
0
BHP BILLITON LTD
SPONSORED ADR
088606108
407
6000
SH
DFND
4 5
6000
0
0
BHP BILLITON LTD
SPONSORED ADR
088606108
97
1430
SH
SOLE
1430
0
0
BIOGEN IDEC INC
COM
09062X103
117
384
SH
DFND
1 2
384
0
0
BIOGEN IDEC INC
COM
09062X103
993
3245
SH
SOLE
3245
0
0
BLACKROCK INC
COM
09247X101
1401
4455
SH
SOLE
4455
0
0
BLACKROCK INC
COM
09247X101
125
396
SH
DFND
1 2
396
0
0
BLACKROCK INC
COM
09247X101
1667
5300
SH
DFND
4 5
5300
0
0
BLDRS INDEX FDS TR
ASIA 50 ADR
09348R102
303
10807
SH
SOLE
10807
0
0
BOEING CO
COM
097023105
316
2519
SH
DFND
1 2 3
2519
0
0
BOEING CO
COM
097023105
778
6200
SH
DFND
4 5
6200
0
0
BOEING CO
COM
097023105
1696
13519
SH
SOLE
13519
0
0
BOEING CO
COM
097023105
139
1111
SH
DFND
1 2
1111
0
0
BP PLC
SPONSORED ADR
055622104
447
9300
SH
DFND
4 5
9300
0
0
BP PLC
SPONSORED ADR
055622104
977
20310
SH
SOLE
20310
0
0
BRF SA
SPONSORED ADR
10552T107
100
5013
SH
DFND
1 2 3
5013
0
0
BRF SA
SPONSORED ADR
10552T107
1406
70358
SH
SOLE
70358
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
138
2662
SH
DFND
1 2
2662
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
14750
283932
SH
DFND
1 2 3
283932
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
16932
325932
SH
SOLE
325932
0
0
BRITISH AMERN TOB PLC
SPONSORED ADR
110448107
3120
28000
SH
DFND
4 5
28000
0
0
BROADCOM CORP
CL A
111320107
574
18230
SH
SOLE
18230
0
0
BROADCOM CORP
CL A
111320107
28
896
SH
DFND
1 2
896
0
0
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
1279
31310
SH
SOLE
31310
0
0
BROOKFIELD INFRAST PARTNERS
LP INT UNIT
G16252101
1231
31214
SH
SOLE
31214
0
0
CA INC
COM
12673P105
16
528
SH
DFND
1 2
528
0
0
CA INC
COM
12673P105
1560
50360
SH
SOLE
50360
0
0
CAMECO CORP
COM
13321L108
520
22700
SH
SOLE
22700
0
0
CARDINAL HEALTH INC
COM
14149Y108
39
555
SH
DFND
1 2
555
0
0
CARDINAL HEALTH INC
COM
14149Y108
1352
19320
SH
SOLE
19320
0
0
CATAMARAN CORP
COM
148887102
734
16395
SH
SOLE
16395
0
0
CATERPILLAR INC DEL
COM
149123101
246
2473
SH
DFND
1 2 3
2473
0
0
CATERPILLAR INC DEL
COM
149123101
894
9000
SH
DFND
4 5
9000
0
0
CATERPILLAR INC DEL
COM
149123101
103
1034
SH
DFND
1 2
1034
0
0
CATERPILLAR INC DEL
COM
149123101
786
7913
SH
SOLE
7913
0
0
CBS CORP NEW
CL B
124857202
55
896
SH
DFND
1 2
896
0
0
CBS CORP NEW
CL B
124857202
764
12362
SH
SOLE
12362
0
0
CELGENE CORP
COM
151020104
112
800
SH
DFND
800
0
0
CELGENE CORP
COM
151020104
92
660
SH
DFND
1 2
660
0
0
CELGENE CORP
COM
151020104
30485
218371
SH
DFND
1 2 3
218371
0
0
CELGENE CORP
COM
151020104
31698
227065
SH
SOLE
227065
0
0
CEMEX SAB DE CV
SPON ADR NEW
151290889
280
23090
SH
DFND
1 2 3
23090
0
0
CEMEX SAB DE CV
SPON ADR NEW
151290889
1005
82764
SH
SOLE
82764
0
0
CENCOSUD S A
SPONSORED ADS
15132H101
254
25907
SH
SOLE
25907
0
0
CHEVRON CORP NEW
COM
166764100
295
2478
SH
DFND
1 2 3
2478
0
0
CHEVRON CORP NEW
COM
166764100
2271
19100
SH
DFND
4 5
19100
0
0
CHEVRON CORP NEW
COM
166764100
2732
22973
SH
SOLE
22973
0
0
CHEVRON CORP NEW
COM
166764100
369
3103
SH
DFND
1 2
3103
0
0
CHINA LIFE INS CO LTD
SPON ADR REP H
16939P106
364
8600
SH
DFND
4 5
8600
0
0
CHINA LIFE INS CO LTD
SPON ADR REP H
16939P106
361
8525
SH
SOLE
8525
0
0
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
381
8356
SH
DFND
1 2 3
8356
0
0
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
444
9744
SH
DFND
4 5
9744
0
0
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
844
18506
SH
SOLE
18506
0
0
CHINA PETE & CHEM CORP
SPON ADR H SHS
16941R108
130
1456
SH
DFND
4 5
1456
0
0
CHINA PETE & CHEM CORP
SPON ADR H SHS
16941R108
390
4360
SH
SOLE
4360
0
0
CHUNGHWA TELECOM CO LTD
SPON ADR NEW11
17133Q502
22
733
SH
SOLE
733
0
0
CHUNGHWA TELECOM CO LTD
SPON ADR NEW11
17133Q502
223
7265
SH
DFND
1 2 3
7265
0
0
CHUNGHWA TELECOM CO LTD
SPON ADR NEW11
17133Q502
145
4712
SH
DFND
4 5
4712
0
0
CISCO SYS INC
COM
17275R102
1328
59260
SH
SOLE
59260
0
0
CISCO SYS INC
COM
17275R102
699
31200
SH
DFND
4 5
31200
0
0
CISCO SYS INC
COM
17275R102
188
8373
SH
DFND
1 2
8373
0
0
CISCO SYS INC
COM
17275R102
59
2610
SH
DFND
1 2 3
2610
0
0
CITIGROUP INC
COM NEW
172967424
455
9561
SH
DFND
1 2
9561
0
0
CITIGROUP INC
COM NEW
172967424
733
15400
SH
DFND
4 5
15400
0
0
CITIGROUP INC
COM NEW
172967424
2508
52685
SH
SOLE
52685
0
0
CNOOC LTD
SPONSORED ADR
126132109
137
901
SH
DFND
1 2 3
901
0
0
CNOOC LTD
SPONSORED ADR
126132109
376
2480
SH
DFND
4 5
2480
0
0
CNOOC LTD
SPONSORED ADR
126132109
421
2771
SH
SOLE
2771
0
0
COCA COLA CO
COM
191216100
765
19800
SH
DFND
4 5
19800
0
0
COCA COLA CO
COM
191216100
238
6156
SH
DFND
1 2
6156
0
0
COCA COLA CO
COM
191216100
99
2551
SH
DFND
1 2 3
2551
0
0
COCA COLA FEMSA S A B DE C V
SPON ADR REP L
191241108
332
3149
SH
SOLE
3149
0
0
COCA COLA FEMSA S A B DE C V
SPON ADR REP L
191241108
131
1240
SH
DFND
4 5
1240
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
44278
875055
SH
DFND
1
875055
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
50
982
SH
DFND
1 2
982
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
1496
29560
SH
DFND
1 2 3
29560
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
22276
440241
SH
SOLE
440241
0
0
COLGATE PALMOLIVE CO
COM
194162103
92
1418
SH
DFND
1 2
1418
0
0
COLGATE PALMOLIVE CO
COM
194162103
1711
26369
SH
SOLE
26369
0
0
COMCAST CORP NEW
CL A
20030N101
44427
887821
SH
SOLE
887821
0
0
COMCAST CORP NEW
CL A
20030N101
125
2500
SH
DFND
2500
0
0
COMCAST CORP NEW
CL A
20030N101
212
4237
SH
DFND
1 2
4237
0
0
COMCAST CORP NEW
CL A
20030N101
84029
1679236
SH
DFND
1 2 3
1679236
0
0
COMCAST CORP NEW
CL A
20030N101
826
16500
SH
DFND
4 5
16500
0
0
COMMSCOPE HLDG CO INC
COM
20337X109
778
31521
SH
SOLE
31521
0
0
COMPANHIA BRASILEIRA DE DIST
SPN ADR PFD CL A
20440T201
681
15567
SH
SOLE
15567
0
0
COMPANHIA BRASILEIRA DE DIST
SPN ADR PFD CL A
20440T201
2470
56448
SH
DFND
1 2 3
56448
0
0
COMPANHIA DE SANEAMENTO BASI
SPONSORED ADR
20441A102
60
6444
SH
DFND
4 5
6444
0
0
COMPANHIA DE SANEAMENTO BASI
SPONSORED ADR
20441A102
346
37326
SH
SOLE
37326
0
0
COMPANHIA ENERGETICA DE MINA
SP ADR N-V PFD
204409601
439
64564
SH
SOLE
64564
0
0
COMPANHIA SIDERURGICA NACION
SPONSORED ADR
20440W105
20
4544
SH
DFND
4 5
4544
0
0
COMPANHIA SIDERURGICA NACION
SPONSORED ADR
20440W105
364
83458
SH
SOLE
83458
0
0
COMPANIA DE MINAS BUENAVENTU
SPONSORED ADR
204448104
2386
189800
SH
DFND
4 5
189800
0
0
COMPANIA DE MINAS BUENAVENTU
SPONSORED ADR
204448104
103
8162
SH
SOLE
8162
0
0
CONOCOPHILLIPS
COM
20825C104
140
1993
SH
DFND
1 2
1993
0
0
CONOCOPHILLIPS
COM
20825C104
2898
41200
SH
DFND
4 5
41200
0
0
COPA HOLDINGS SA
CL A
P31076105
2941
20253
SH
DFND
1 2 3
20253
0
0
COPA HOLDINGS SA
CL A
P31076105
665
4579
SH
SOLE
4579
0
0
CORE LABORATORIES N V
COM
N22717107
1480
7456
SH
SOLE
7456
0
0
CREDICORP LTD
COM
G2519Y108
3523
25543
SH
DFND
1 2 3
25543
0
0
CREDICORP LTD
COM
G2519Y108
766
5551
SH
SOLE
5551
0
0
CREDIT SUISSE GROUP
SPONSORED ADR
225401108
417
12882
SH
DFND
4 5
12882
0
0
CROWN HOLDINGS INC
COM
228368106
1549
34620
SH
SOLE
34620
0
0
CSX CORP
COM
126408103
48
1648
SH
DFND
1 2
1648
0
0
CSX CORP
COM
126408103
1970
68000
SH
DFND
4 5
68000
0
0
CSX CORP
COM
126408103
806
27810
SH
SOLE
27810
0
0
CVS CAREMARK CORPORATION
COM
126650100
1772
23675
SH
SOLE
23675
0
0
CVS CAREMARK CORPORATION
COM
126650100
144
1924
SH
DFND
1 2
1924
0
0
DANAHER CORP DEL
COM
235851102
73
974
SH
DFND
1 2
974
0
0
DANAHER CORP DEL
COM
235851102
823
10975
SH
SOLE
10975
0
0
DEERE & CO
COM
244199105
54
600
SH
DFND
1 2
600
0
0
DEERE & CO
COM
244199105
790
8700
SH
SOLE
8700
0
0
DELPHI AUTOMOTIVE PLC
SHS
G27823106
31
455
SH
DFND
1 2
455
0
0
DELPHI AUTOMOTIVE PLC
SHS
G27823106
2986
44000
SH
SOLE
44000
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
48
1380
SH
DFND
1 2
1380
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
1940
56000
SH
SOLE
56000
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
372
8300
SH
DFND
4 5
8300
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
386
3100
SH
DFND
4 5
3100
0
0
DISNEY WALT CO
COM DISNEY
254687106
76836
959612
SH
SOLE
959612
0
0
DISNEY WALT CO
COM DISNEY
254687106
921
11500
SH
DFND
4 5
11500
0
0
DISNEY WALT CO
COM DISNEY
254687106
212
2643
SH
DFND
1 2
2643
0
0
DISNEY WALT CO
COM DISNEY
254687106
192
2400
SH
DFND
2400
0
0
DISNEY WALT CO
COM DISNEY
254687106
76263
952456
SH
DFND
1 2 3
952456
0
0
DOMINION RES INC VA NEW
COM
25746U109
67
943
SH
DFND
1 2
943
0
0
DOMINION RES INC VA NEW
COM
25746U109
782
11020
SH
SOLE
11020
0
0
DOVER CORP
COM
260003108
23
276
SH
DFND
1 2
276
0
0
DOVER CORP
COM
260003108
820
10032
SH
SOLE
10032
0
0
DOW CHEM CO
COM
260543103
95
1963
SH
DFND
1 2
1963
0
0
DOW CHEM CO
COM
260543103
2274
46800
SH
DFND
4 5
46800
0
0
DOW CHEM CO
COM
260543103
984
20245
SH
SOLE
20245
0
0
DTE ENERGY CO
COM
233331107
21
287
SH
DFND
1 2
287
0
0
DTE ENERGY CO
COM
233331107
1210
16290
SH
SOLE
16290
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
162
2420
SH
DFND
1 2 3
2420
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
866
12900
SH
DFND
4 5
12900
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
101
1499
SH
DFND
1 2
1499
0
0
EATON CORP PLC
SHS
G29183103
2855
38000
SH
DFND
4 5
38000
0
0
EATON CORP PLC
SHS
G29183103
852
11340
SH
SOLE
11340
0
0
EATON CORP PLC
SHS
G29183103
58
771
SH
DFND
1 2
771
0
0
EATON VANCE FLTING RATE INC
COM
278279104
1806
115000
SH
SOLE
115000
0
0
EBAY INC
COM
278642103
104
1886
SH
DFND
1 2
1886
0
0
EBAY INC
COM
278642103
594
10758
SH
DFND
1 2 3
10758
0
0
EBAY INC
COM
278642103
751
13600
SH
DFND
4 5
13600
0
0
EBAY INC
COM
278642103
1488
26930
SH
SOLE
26930
0
0
ECOPETROL S A
SPONSORED ADS
279158109
766
18778
SH
SOLE
18778
0
0
EMBRAER S A
SP ADR REP 4 COM
29082A107
479
13505
SH
SOLE
13505
0
0
EMERSON ELEC CO
COM
291011104
76
1144
SH
DFND
1 2
1144
0
0
EMERSON ELEC CO
COM
291011104
2325
34800
SH
DFND
4 5
34800
0
0
EMPRESA NACIONAL DE ELCTRCID
SPONSORED ADR
29244T101
46
1076
SH
DFND
4 5
1076
0
0
EMPRESA NACIONAL DE ELCTRCID
SPONSORED ADR
29244T101
336
7776
SH
SOLE
7776
0
0
ENCANA CORP
COM
292505104
711
33277
SH
SOLE
33277
0
0
ENDO INTL PLC
SHS
G30401106
941
13700
SH
SOLE
13700
0
0
ENERSIS S A
SPONSORED ADR
29274F104
118
7604
SH
DFND
4 5
7604
0
0
ENERSIS S A
SPONSORED ADR
29274F104
441
28387
SH
SOLE
28387
0
0
ENI S P A
SPONSORED ADR
26874R108
592
11800
SH
DFND
4 5
11800
0
0
EOG RES INC
COM
26875P101
87
443
SH
DFND
1 2
443
0
0
EOG RES INC
COM
26875P101
1014
10342
SH
SOLE
10342
0
0
EQUIFAX INC
COM
294429105
14
199
SH
DFND
1 2
199
0
0
EQUIFAX INC
COM
294429105
964
14170
SH
SOLE
14170
0
0
EXCHANGE TRADED CONCEPTS TR
HRZN S&P500 CV C
30151E103
1979
44300
SH
DFND
4 5
44300
0
0
EXELON CORP
COM
30161N101
672
20030
SH
SOLE
20030
0
0
EXELON CORP
COM
30161N101
47
1387
SH
DFND
1 2
1387
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
95
1261
SH
DFND
1 2
1261
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
1167
15538
SH
SOLE
15538
0
0
EXXON MOBIL CORP
COM
30231G102
686
7024
SH
DFND
1 2
7024
0
0
EXXON MOBIL CORP
COM
30231G102
237
2429
SH
DFND
1 2 3
2429
0
0
EXXON MOBIL CORP
COM
30231G102
1631
16700
SH
DFND
4 5
16700
0
0
EXXON MOBIL CORP
COM
30231G102
2598
26594
SH
SOLE
26594
0
0
FACEBOOK INC
CL A
30303M102
167
2777
SH
DFND
1 2
2777
0
0
FACEBOOK INC
CL A
30303M102
427
7087
SH
SOLE
7087
0
0
FEDEX CORP
COM
31428X106
63
477
SH
DFND
1 2
477
0
0
FEDEX CORP
COM
31428X106
854
6445
SH
SOLE
6445
0
0
FIBRIA CELULOSE S A
SP ADR REP COM
31573A109
257
23263
SH
SOLE
23263
0
0
FIRST TR EXCHANGE TRADED FD
DJ INTERNT IDX
33733E302
372
6300
SH
SOLE
6300
0
0
FOMENTO ECONOMICO MEXICANO S
SPON ADR UNITS
344419106
215
2307
SH
DFND
1 2 3
2307
0
0
FOMENTO ECONOMICO MEXICANO S
SPON ADR UNITS
344419106
1117
11983
SH
SOLE
11983
0
0
FOMENTO ECONOMICO MEXICANO S
SPON ADR UNITS
344419106
170
1820
SH
DFND
4 5
1820
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
785
50300
SH
DFND
1
50300
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
100
6387
SH
DFND
1 2
6387
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
714
45800
SH
DFND
4 5
45800
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
1199
76840
SH
SOLE
76840
0
0
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
56
1688
SH
DFND
1 2
1688
0
0
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
724
21886
SH
DFND
4 5
21886
0
0
GARMIN LTD
SHS
H2906T109
11
199
SH
DFND
1 2
199
0
0
GARMIN LTD
SHS
H2906T109
1359
24600
SH
DFND
4 5
24600
0
0
GARMIN LTD
SHS
H2906T109
9
160
SH
SOLE
160
0
0
GENERAL ELECTRIC CO
COM
369604103
64
2483
SH
DFND
1 2 3
2483
0
0
GENERAL ELECTRIC CO
COM
369604103
779
30100
SH
DFND
4 5
30100
0
0
GENERAL ELECTRIC CO
COM
369604103
422
16309
SH
DFND
1 2
16309
0
0
GENERAL ELECTRIC CO
COM
369604103
2268
87588
SH
SOLE
87588
0
0
GENERAL MTRS CO
COM
37045V100
73
2110
SH
DFND
1 2
2110
0
0
GENERAL MTRS CO
COM
37045V100
664
19300
SH
DFND
4 5
19300
0
0
GENUINE PARTS CO
COM
372460105
22
250
SH
DFND
1 2
250
0
0
GENUINE PARTS CO
COM
372460105
1989
22900
SH
DFND
4 5
22900
0
0
GENUINE PARTS CO
COM
372460105
104
1200
SH
SOLE
1200
0
0
GERDAU S A
SPON ADR REP PFD
373737105
111
17338
SH
DFND
1 2 3
17338
0
0
GERDAU S A
SPON ADR REP PFD
373737105
480
74858
SH
SOLE
74858
0
0
GIANT INTERACTIVE GROUP INC
ADR
374511103
31
2668
SH
SOLE
2668
0
0
GIANT INTERACTIVE GROUP INC
ADR
374511103
179
15452
SH
DFND
4 5
15452
0
0
GILEAD SCIENCES INC
COM
375558103
43297
611017
SH
SOLE
611017
0
0
GILEAD SCIENCES INC
COM
375558103
822
11600
SH
DFND
4 5
11600
0
0
GILEAD SCIENCES INC
COM
375558103
113
1600
SH
DFND
1600
0
0
GILEAD SCIENCES INC
COM
375558103
42513
599952
SH
DFND
1 2 3
599952
0
0
GILEAD SCIENCES INC
COM
375558103
177
2500
SH
DFND
1 2
2500
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
1934
36200
SH
DFND
4 5
36200
0
0
GOLDCORP INC NEW
COM
380956409
393
16050
SH
SOLE
16050
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
217
1322
SH
DFND
1 2
1322
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
410
2500
SH
DFND
1 2 3
2500
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
754
4600
SH
DFND
4 5
4600
0
0
GOOGLE INC
CL A
38259P508
510
458
SH
DFND
1 2
458
0
0
GOOGLE INC
CL A
38259P508
42529
76245
SH
DFND
1 2 3
76245
0
0
GPO AEROPORTUARIO DEL PAC SA
SPON ADR B
400506101
145
2480
SH
DFND
4 5
2480
0
0
GRANA Y MONTERO S A A
SPONSORED ADR
38500P208
296
17163
SH
SOLE
17163
0
0
GRUPO AEROPORTUARIO CTR NORT
SPON ADR
400501102
158
5456
SH
DFND
4 5
5456
0
0
GRUPO AEROPORTUARIO DEL SURE
SPON ADR SER B
40051E202
169
1381
SH
SOLE
1381
0
0
GRUPO AEROPORTUARIO DEL SURE
SPON ADR SER B
40051E202
91
744
SH
DFND
4 5
744
0
0
GRUPO FINANCIERO SANTANDER M
SPON ADR SHS B
40053C105
292
23796
SH
SOLE
23796
0
0
GRUPO TELEVISA SA
SPON ADR REP ORD
40049J206
221
6640
SH
DFND
1 2 3
6640
0
0
GRUPO TELEVISA SA
SPON ADR REP ORD
40049J206
737
22135
SH
SOLE
22135
0
0
HALLIBURTON CO
COM
406216101
81
1379
SH
DFND
1 2
1379
0
0
HALLIBURTON CO
COM
406216101
903
15330
SH
SOLE
15330
0
0
HDFC BANK LTD
ADR REPS 3 SHS
40415F101
345
8401
SH
SOLE
8401
0
0
HELMERICH & PAYNE INC
COM
423452101
19
175
SH
DFND
1 2
175
0
0
HELMERICH & PAYNE INC
COM
423452101
1299
12081
SH
SOLE
12081
0
0
HERSHEY CO
COM
427866108
47798
457837
SH
SOLE
457837
0
0
HERSHEY CO
COM
427866108
47356
453598
SH
DFND
1 2 3
453598
0
0
HERSHEY CO
COM
427866108
25
243
SH
DFND
1 2
243
0
0
HOME DEPOT INC
COM
437076102
195
2464
SH
DFND
1 2 3
2464
0
0
HOME DEPOT INC
COM
437076102
181
2288
SH
DFND
1 2
2288
0
0
HONDA MOTOR LTD
AMERN SHS
438128308
410
11600
SH
DFND
4 5
11600
0
0
HONDA MOTOR LTD
AMERN SHS
438128308
52
1479
SH
SOLE
1479
0
0
HONEYWELL INTL INC
COM
438516106
118
1270
SH
DFND
1 2
1270
0
0
HONEYWELL INTL INC
COM
438516106
1099
11845
SH
SOLE
11845
0
0
HSBC HLDGS PLC
SPON ADR NEW
404280406
376
7400
SH
DFND
4 5
7400
0
0
ICICI BK LTD
ADR
45104G104
276
6298
SH
DFND
1 2 3
6298
0
0
ICICI BK LTD
ADR
45104G104
661
15088
SH
DFND
4 5
15088
0
0
ICICI BK LTD
ADR
45104G104
258
5892
SH
SOLE
5892
0
0
ILLINOIS TOOL WKS INC
COM
452308109
2676
32900
SH
DFND
4 5
32900
0
0
ILLINOIS TOOL WKS INC
COM
452308109
52
635
SH
DFND
1 2
635
0
0
IMPERIAL OIL LTD
COM NEW
453038408
551
11840
SH
SOLE
11840
0
0
INFORMATICA CORP
COM
45666Q102
1511
40000
SH
SOLE
40000
0
0
INFOSYS LTD
SPONSORED ADR
456788108
207
3818
SH
DFND
1 2 3
3818
0
0
INFOSYS LTD
SPONSORED ADR
456788108
466
8600
SH
DFND
4 5
8600
0
0
INFOSYS LTD
SPONSORED ADR
456788108
536
9892
SH
SOLE
9892
0
0
INTEL CORP
COM
458140100
209
8082
SH
DFND
1 2
8082
0
0
INTEL CORP
COM
458140100
64
2475
SH
DFND
1 2 3
2475
0
0
INTEL CORP
COM
458140100
803
31100
SH
DFND
4 5
31100
0
0
INTEL CORP
COM
458140100
1520
58870
SH
SOLE
58870
0
0
INTERCONTINENTALEXCHANGE GRO
COM
45866F104
72
363
SH
DFND
1 2
363
0
0
INTERCONTINENTALEXCHANGE GRO
COM
45866F104
1051
5312
SH
SOLE
5312
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
306
1591
SH
DFND
1 2
1591
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
1803
9366
SH
SOLE
9366
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
789
4100
SH
DFND
4 5
4100
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
470
2441
SH
DFND
1 2 3
2441
0
0
INTERPUBLIC GROUP COS INC
COM
460690100
12
676
SH
DFND
1 2
676
0
0
INTERPUBLIC GROUP COS INC
COM
460690100
534
31180
SH
SOLE
31180
0
0
INTL PAPER CO
COM
460146103
33
712
SH
DFND
1 2
712
0
0
INTL PAPER CO
COM
460146103
873
19020
SH
SOLE
19020
0
0
ISHARES
CORE S&P500 ETF
464287200
3301
17548
SH
SOLE
17548
0
0
ISHARES
EM MK MINVOL ETF
464286533
57
1000
SH
DFND
1
1000
0
0
ISHARES
GLB CNSM STP ETF
464288737
618
7150
SH
SOLE
7150
0
0
ISHARES
IBOXX HI YD ETF
464288513
13177
139600
SH
SOLE
139600
0
0
ISHARES
IBOXX HI YD ETF
464288513
66
700
SH
DFND
700
0
0
ISHARES
IBOXX HI YD ETF
464288513
57
600
SH
DFND
1
600
0
0
ISHARES
IBOXX INV CP ETF
464287242
15058
128763
SH
SOLE
128763
0
0
ISHARES
JP MOR EM MK ETF
464288281
25627
230000
SH
SOLE
230000
0
0
ISHARES
MSCI AC ASIA ETF
464288182
561
9500
SH
SOLE
9500
0
0
ISHARES
MSCI EMG MKT ETF
464287234
676
16490
SH
SOLE
16490
0
0
ISHARES
MSCI EMG MKT ETF
464287234
246
6000
SH
DFND
1
6000
0
0
ISHARES
MSCI FRANCE ETF
464286707
3280
112336
SH
SOLE
112336
0
0
ISHARES
MSCI FRNTR100ETF
464286145
725
20000
SH
SOLE
20000
0
0
ISHARES
MSCI GERMANY ETF
464286806
3271
104338
SH
SOLE
104338
0
0
ISHARES
MSCI ITALCPD ETF
464286855
154
8700
SH
DFND
8700
0
0
ISHARES
MSCI ITALCPD ETF
464286855
1790
101079
SH
SOLE
101079
0
0
ISHARES
MSCI MEX CAP ETF
464286822
256
4000
SH
SOLE
4000
0
0
ISHARES
MSCI NETHERL ETF
464286814
2895
110821
SH
SOLE
110821
0
0
ISHARES
MSCI SPAN CP ETF
464286764
4394
107689
SH
SOLE
107689
0
0
ISHARES
MSCI STH KOR ETF
464286772
18453
300000
SH
SOLE
300000
0
0
ISHARES
MSCI SWEDEN ETF
464286756
2890
78912
SH
SOLE
78912
0
0
ISHARES
MSCI UK ETF
464286699
1922
93323
SH
SOLE
93323
0
0
ISHARES
NASDQ BIOTEC ETF
464287556
118
500
SH
DFND
500
0
0
ISHARES
NASDQ BIOTEC ETF
464287556
82131
347422
SH
DFND
1 2 3
347422
0
0
ISHARES
NASDQ BIOTEC ETF
464287556
83076
351422
SH
SOLE
351422
0
0
ISHARES
RUS 1000 ETF
464287622
565
5390
SH
SOLE
5390
0
0
ISHARES
RUS 2000 GRW ETF
464287648
190
1400
SH
DFND
1400
0
0
ISHARES
TIPS BD ETF
464287176
1121
10000
SH
SOLE
10000
0
0
ISHARES
U.S. PFD STK ETF
464288687
1259
32250
SH
DFND
4 5
32250
0
0
ISHARES GOLD TRUST
ISHARES
464285105
2625
211000
SH
SOLE
211000
0
0
ISHARES TR
0-5YR HI YL CP
46434V407
559
11000
SH
SOLE
11000
0
0
ITAU UNIBANCO HLDG SA
SPON ADR REP PFD
465562106
498
33542
SH
DFND
4 5
33542
0
0
ITAU UNIBANCO HLDG SA
SPON ADR REP PFD
465562106
1696
114109
SH
SOLE
114109
0
0
ITAU UNIBANCO HLDG SA
SPON ADR REP PFD
465562106
209
14086
SH
DFND
1 2 3
14086
0
0
JAZZ PHARMACEUTICALS PLC
SHS USD
G50871105
833
6009
SH
SOLE
6009
0
0
JOHNSON & JOHNSON
COM
478160104
451
4596
SH
DFND
1 2
4596
0
0
JOHNSON & JOHNSON
COM
478160104
238
2423
SH
DFND
1 2 3
2423
0
0
JOHNSON & JOHNSON
COM
478160104
3418
34800
SH
DFND
4 5
34800
0
0
JOHNSON & JOHNSON
COM
478160104
2832
28833
SH
SOLE
28833
0
0
JONES LANG LASALLE INC
COM
48020Q107
1113
9390
SH
SOLE
9390
0
0
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
2280
49000
SH
SOLE
49000
0
0
JPMORGAN CHASE & CO
COM
46625H100
4049
66700
SH
DFND
4 5
66700
0
0
JPMORGAN CHASE & CO
COM
46625H100
121
2000
SH
DFND
2000
0
0
JPMORGAN CHASE & CO
COM
46625H100
724
11924
SH
DFND
1 2
11924
0
0
JPMORGAN CHASE & CO
COM
46625H100
5390
88779
SH
SOLE
88779
0
0
JPMORGAN CHASE & CO
COM
46625H100
152
2497
SH
DFND
1 2 3
2497
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
18
179
SH
DFND
1 2
179
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
725
7103
SH
SOLE
7103
0
0
KAYNE ANDERSON MDSTM ENERGY
COM
48661E108
509
15000
SH
SOLE
15000
0
0
KIMBERLY CLARK CORP
COM
494368103
68
616
SH
DFND
1 2
616
0
0
KIMBERLY CLARK CORP
COM
494368103
1025
9300
SH
DFND
4 5
9300
0
0
KIMBERLY CLARK CORP
COM
494368103
88
800
SH
SOLE
800
0
0
KIMCO RLTY CORP
COM
49446R109
28
1296
SH
DFND
1 2
1296
0
0
KIMCO RLTY CORP
COM
49446R109
2
100
SH
SOLE
100
0
0
KINDER MORGAN ENERGY PARTNER
UT LTD PARTNER
494550106
1405
19000
SH
SOLE
19000
0
0
KLA-TENCOR CORP
COM
482480100
8
120
SH
SOLE
120
0
0
KLA-TENCOR CORP
COM
482480100
19
270
SH
DFND
1 2
270
0
0
KLA-TENCOR CORP
COM
482480100
1251
18100
SH
DFND
4 5
18100
0
0
KONINKLIJKE PHILIPS N V
NY REG SH NEW
500472303
981
27900
SH
DFND
4 5
27900
0
0
KRAFT FOODS GROUP INC
COM
50076Q106
54
968
SH
DFND
1 2
968
0
0
KRAFT FOODS GROUP INC
COM
50076Q106
1010
18010
SH
SOLE
18010
0
0
KRANESHARES TR
CSI CHI INTERNET
500767306
310
8600
SH
DFND
1
8600
0
0
KRANESHARES TR
CSI CHI INTERNET
500767306
465
12900
SH
SOLE
12900
0
0
KROGER CO
COM
501044101
37
846
SH
DFND
1 2
846
0
0
KROGER CO
COM
501044101
1171
26836
SH
SOLE
26836
0
0
LAS VEGAS SANDS CORP
COM
517834107
70048
867148
SH
SOLE
867148
0
0
LAS VEGAS SANDS CORP
COM
517834107
69347
858470
SH
DFND
1 2 3
858470
0
0
LAS VEGAS SANDS CORP
COM
517834107
743
9200
SH
DFND
1
9200
0
0
LAS VEGAS SANDS CORP
COM
517834107
202
2500
SH
DFND
2500
0
0
LATAM AIRLS GROUP S A
SPONSORED ADR
51817R106
458
30427
SH
SOLE
30427
0
0
LEXMARK INTL NEW
CL A
529771107
694
15000
SH
SOLE
15000
0
0
LIBERTY GLOBAL PLC
SHS CL A
G5480U104
341
8200
SH
SOLE
8200
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
615
15118
SH
SOLE
15118
0
0
LIGHTINTHEBOX HLDG CO LTD
SPONSORED ADR
53225G102
245
36528
SH
SOLE
36528
0
0
LILLY ELI & CO
COM
532457108
94
1605
SH
DFND
1 2
1605
0
0
LILLY ELI & CO
COM
532457108
1677
28485
SH
SOLE
28485
0
0
LIONS GATE ENTMNT CORP
COM NEW
535919203
642
24000
SH
SOLE
24000
0
0
LOCKHEED MARTIN CORP
COM
539830109
131
800
SH
SOLE
800
0
0
LOCKHEED MARTIN CORP
COM
539830109
71
437
SH
DFND
1 2
437
0
0
LOCKHEED MARTIN CORP
COM
539830109
2057
12600
SH
DFND
4 5
12600
0
0
LORILLARD INC
COM
544147101
1190
22000
SH
SOLE
22000
0
0
LORILLARD INC
COM
544147101
32
588
SH
DFND
1 2
588
0
0
LORILLARD INC
COM
544147101
2055
38000
SH
DFND
4 5
38000
0
0
LOWES COS INC
COM
548661107
83
1700
SH
DFND
1 2
1700
0
0
LOWES COS INC
COM
548661107
1928
39426
SH
SOLE
39426
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
133
1500
SH
DFND
1500
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
62
701
SH
DFND
1 2
701
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
57831
650226
SH
DFND
1 2 3
650226
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
480
5400
SH
DFND
4 5
5400
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
58783
660926
SH
SOLE
660926
0
0
MARKET VECTORS ETF TR
RUSSIA ETF
57060U506
242
10092
SH
SOLE
10092
0
0
MARKET VECTORS ETF TR
VIETNAM ETF
57060U761
651
30000
SH
SOLE
30000
0
0
MARSH & MCLENNAN COS INC
COM
571748102
85
1727
SH
DFND
1 2
1727
0
0
MARSH & MCLENNAN COS INC
COM
571748102
789
16000
SH
SOLE
16000
0
0
MASTERCARD INC
CL A
57636Q104
314
4200
SH
DFND
4200
0
0
MASTERCARD INC
CL A
57636Q104
124
1658
SH
DFND
1 2
1658
0
0
MASTERCARD INC
CL A
57636Q104
85189
1140411
SH
DFND
1 2 3
1140411
0
0
MASTERCARD INC
CL A
57636Q104
84770
1134812
SH
SOLE
1134812
0
0
MATTEL INC
COM
577081102
22
550
SH
DFND
1 2
550
0
0
MATTEL INC
COM
577081102
1545
38519
SH
SOLE
38519
0
0
MCDONALDS CORP
COM
580135101
362
3689
SH
SOLE
3689
0
0
MCDONALDS CORP
COM
580135101
765
7800
SH
DFND
1
7800
0
0
MCDONALDS CORP
COM
580135101
158
1609
SH
DFND
1 2
1609
0
0
MCDONALDS CORP
COM
580135101
244
2489
SH
DFND
1 2 3
2489
0
0
MCDONALDS CORP
COM
580135101
3362
34300
SH
DFND
4 5
34300
0
0
MEDALLION FINL CORP
COM
583928106
930
70400
SH
SOLE
70400
0
0
MEDIVATION INC
COM
58501N101
639
9929
SH
SOLE
9929
0
0
MEDTRONIC INC
COM
585055106
100
1626
SH
DFND
1 2
1626
0
0
MEDTRONIC INC
COM
585055106
1615
26250
SH
SOLE
26250
0
0
MELCO CROWN ENTMT LTD
ADR
585464100
19165
495868
SH
DFND
1
495868
0
0
MELCO CROWN ENTMT LTD
ADR
585464100
440
11383
SH
DFND
1 2 3
11383
0
0
MELCO CROWN ENTMT LTD
ADR
585464100
6317
163450
SH
SOLE
163450
0
0
MERCK & CO INC NEW
COM
58933Y105
271
4780
SH
DFND
1 2
4780
0
0
MERCK & CO INC NEW
COM
58933Y105
141
2491
SH
DFND
1 2 3
2491
0
0
MERCK & CO INC NEW
COM
58933Y105
891
15700
SH
DFND
4 5
15700
0
0
MERCK & CO INC NEW
COM
58933Y105
3677
64766
SH
SOLE
64766
0
0
METLIFE INC
COM
59156R108
187
3533
SH
DFND
1 2
3533
0
0
METLIFE INC
COM
59156R108
48775
923770
SH
DFND
1 2 3
923770
0
0
METLIFE INC
COM
59156R108
49232
932430
SH
SOLE
932430
0
0
METLIFE INC
COM
59156R108
137
2600
SH
DFND
2600
0
0
MICROSOFT CORP
COM
594918104
503
12273
SH
DFND
1 2
12273
0
0
MICROSOFT CORP
COM
594918104
32564
794444
SH
DFND
1 2 3
794444
0
0
MICROSOFT CORP
COM
594918104
2021
49300
SH
DFND
4 5
49300
0
0
MICROSOFT CORP
COM
594918104
35421
864129
SH
SOLE
864129
0
0
MINDRAY MEDICAL INTL LTD
SPON ADR
602675100
78
2396
SH
DFND
4 5
2396
0
0
MINDRAY MEDICAL INTL LTD
SPON ADR
602675100
986
30460
SH
SOLE
30460
0
0
MOBILE TELESYSTEMS OJSC
SPONSORED ADR
607409109
148
8467
SH
DFND
1 2 3
8467
0
0
MOBILE TELESYSTEMS OJSC
SPONSORED ADR
607409109
2380
136065
SH
SOLE
136065
0
0
MONSANTO CO NEW
COM
61166W101
97
851
SH
DFND
1 2
851
0
0
MONSANTO CO NEW
COM
61166W101
1562
13727
SH
SOLE
13727
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
24
367
SH
DFND
1 2
367
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
652
10144
SH
SOLE
10144
0
0
NATIONAL GRID PLC
SPON ADR NEW
636274300
2365
34400
SH
DFND
4 5
34400
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
54
696
SH
DFND
1 2
696
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
1190
15284
SH
SOLE
15284
0
0
NETAPP INC
COM
64110D104
20
538
SH
DFND
1 2
538
0
0
NETAPP INC
COM
64110D104
2151
58280
SH
SOLE
58280
0
0
NETEASE INC
SPONSORED ADR
64110W102
40
600
SH
DFND
1
600
0
0
NETEASE INC
SPONSORED ADR
64110W102
1534
22789
SH
SOLE
22789
0
0
NEW ORIENTAL ED & TECH GRP I
SPON ADR
647581107
807
27500
SH
DFND
1
27500
0
0
NEW ORIENTAL ED & TECH GRP I
SPON ADR
647581107
1949
66400
SH
SOLE
66400
0
0
NEWELL RUBBERMAID INC
COM
651229106
14
453
SH
DFND
1 2
453
0
0
NEWELL RUBBERMAID INC
COM
651229106
1495
50000
SH
SOLE
50000
0
0
NEWMONT MINING CORP
COM
651639106
19
809
SH
DFND
1 2
809
0
0
NEWMONT MINING CORP
COM
651639106
2077
88600
SH
DFND
4 5
88600
0
0
NEXTERA ENERGY INC
COM
65339F101
68
707
SH
DFND
1 2
707
0
0
NEXTERA ENERGY INC
COM
65339F101
195
2039
SH
SOLE
2039
0
0
NIKE INC
CL B
654106103
187
2538
SH
DFND
2538
0
0
NIKE INC
CL B
654106103
716
9700
SH
DFND
1
9700
0
0
NIKE INC
CL B
654106103
89
1208
SH
DFND
1 2
1208
0
0
NIKE INC
CL B
654106103
57884
783704
SH
DFND
1 2 3
783704
0
0
NIKE INC
CL B
654106103
57573
779491
SH
SOLE
779491
0
0
NOBLE ENERGY INC
COM
655044105
41
584
SH
DFND
1 2
584
0
0
NOBLE ENERGY INC
COM
655044105
1630
22948
SH
SOLE
22948
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
1148
13500
SH
SOLE
13500
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
1581
18600
SH
DFND
4 5
18600
0
0
NOVO-NORDISK A S
ADR
670100205
1598
35000
SH
DFND
4 5
35000
0
0
NPS PHARMACEUTICALS INC
COM
62936P103
681
22752
SH
SOLE
22752
0
0
NRG ENERGY INC
COM NEW
629377508
17
525
SH
DFND
1 2
525
0
0
NRG ENERGY INC
COM NEW
629377508
957
30090
SH
SOLE
30090
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
123
1291
SH
DFND
1 2
1291
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
781
8200
SH
DFND
4 5
8200
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
105
1100
SH
SOLE
1100
0
0
OLD REP INTL CORP
COM
680223104
1465
89300
SH
DFND
4 5
89300
0
0
OMNICARE INC
COM
681904108
927
15543
SH
SOLE
15543
0
0
OMNICOM GROUP INC
COM
681919106
30
418
SH
DFND
1 2
418
0
0
OMNICOM GROUP INC
COM
681919106
679
9350
SH
SOLE
9350
0
0
ON SEMICONDUCTOR CORP
COM
682189105
552
58684
SH
SOLE
58684
0
0
ORACLE CORP
COM
68389X105
230
5629
SH
DFND
1 2
5629
0
0
ORACLE CORP
COM
68389X105
1484
36274
SH
SOLE
36274
0
0
ORACLE CORP
COM
68389X105
577
14100
SH
DFND
4 5
14100
0
0
P T TELEKOMUNIKASI INDONESIA
SPONSORED ADR
715684106
277
7034
SH
DFND
1 2 3
7034
0
0
P T TELEKOMUNIKASI INDONESIA
SPONSORED ADR
715684106
85
2148
SH
DFND
4 5
2148
0
0
P T TELEKOMUNIKASI INDONESIA
SPONSORED ADR
715684106
1601
40657
SH
SOLE
40657
0
0
PACKAGING CORP AMER
COM
695156109
2280
32400
SH
SOLE
32400
0
0
PEPSICO INC
COM
713448108
206
2473
SH
DFND
1 2
2473
0
0
PEPSICO INC
COM
713448108
777
9300
SH
DFND
4 5
9300
0
0
PEPSICO INC
COM
713448108
1684
20171
SH
SOLE
20171
0
0
PETROCHINA CO LTD
SPONSORED ADR
71646E100
341
3144
SH
SOLE
3144
0
0
PETROCHINA CO LTD
SPONSORED ADR
71646E100
222
2050
SH
DFND
1 2 3
2050
0
0
PETROCHINA CO LTD
SPONSORED ADR
71646E100
482
4444
SH
DFND
4 5
4444
0
0
PETROLEO BRASILEIRO SA PETRO
SP ADR NON VTG
71654V101
189
13642
SH
DFND
1 2 3
13642
0
0
PETROLEO BRASILEIRO SA PETRO
SP ADR NON VTG
71654V101
1410
101647
SH
SOLE
101647
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
330
25100
SH
DFND
4 5
25100
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
1254
95338
SH
SOLE
95338
0
0
PETSMART INC
COM
716768106
12
168
SH
DFND
1 2
168
0
0
PETSMART INC
COM
716768106
591
8573
SH
SOLE
8573
0
0
PFIZER INC
COM
717081103
333
10375
SH
DFND
1 2
10375
0
0
PFIZER INC
COM
717081103
80
2495
SH
DFND
1 2 3
2495
0
0
PFIZER INC
COM
717081103
3016
93900
SH
DFND
4 5
93900
0
0
PFIZER INC
COM
717081103
2052
63880
SH
SOLE
63880
0
0
PHILIP MORRIS INTL INC
COM
718172109
1026
12535
SH
SOLE
12535
0
0
PHILIP MORRIS INTL INC
COM
718172109
211
2576
SH
DFND
1 2
2576
0
0
PHILIP MORRIS INTL INC
COM
718172109
2718
33200
SH
DFND
4 5
33200
0
0
PHILLIPS 66
COM
718546104
2315
30039
SH
SOLE
30039
0
0
PHILLIPS 66
COM
718546104
74
955
SH
DFND
1 2
955
0
0
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
213
2000
SH
DFND
2000
0
0
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
14952
140250
SH
SOLE
140250
0
0
PNC FINL SVCS GROUP INC
COM
693475105
146
1678
SH
DFND
1 2
1678
0
0
PNC FINL SVCS GROUP INC
COM
693475105
1990
22875
SH
SOLE
22875
0
0
POWERSHARES ETF TRUST
DYN LSR & ENT
73935X757
5936
173726
SH
DFND
1 2 3
173726
0
0
POWERSHARES ETF TRUST
DYN LSR & ENT
73935X757
6131
179426
SH
SOLE
179426
0
0
POWERSHARES ETF TRUST
GBL LSTD PVT EQT
73935X195
1094
90000
SH
SOLE
90000
0
0
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
2508
101069
SH
SOLE
101069
0
0
POWERSHARES GLOBAL ETF TRUST
SOVEREIGN DEBT
73936T573
2240
80000
SH
SOLE
80000
0
0
POWERSHS DB MULTI SECT COMM
DB OIL FUND
73936B507
272
9500
SH
SOLE
9500
0
0
PRECISION CASTPARTS CORP
COM
740189105
60
236
SH
DFND
1 2
236
0
0
PRECISION CASTPARTS CORP
COM
740189105
1423
5628
SH
SOLE
5628
0
0
PRICE T ROWE GROUP INC
COM
74144T108
68
825
SH
DFND
1 2
825
0
0
PRICE T ROWE GROUP INC
COM
74144T108
1018
12364
SH
SOLE
12364
0
0
PRICELINE COM INC
COM NEW
741503403
119
100
SH
DFND
100
0
0
PRICELINE COM INC
COM NEW
741503403
715
600
SH
DFND
1
600
0
0
PRICELINE COM INC
COM NEW
741503403
100
84
SH
DFND
1 2
84
0
0
PRICELINE COM INC
COM NEW
741503403
42522
35676
SH
DFND
1 2 3
35676
0
0
PRICELINE COM INC
COM NEW
741503403
41870
35129
SH
SOLE
35129
0
0
PRINCIPAL FINL GROUP INC
COM
74251V102
40
866
SH
DFND
1 2
866
0
0
PRINCIPAL FINL GROUP INC
COM
74251V102
825
17945
SH
SOLE
17945
0
0
PROCTER & GAMBLE CO
COM
742718109
201
2499
SH
DFND
1 2 3
2499
0
0
PROCTER & GAMBLE CO
COM
742718109
758
9400
SH
DFND
4 5
9400
0
0
PROCTER & GAMBLE CO
COM
742718109
1418
17589
SH
SOLE
17589
0
0
PROCTER & GAMBLE CO
COM
742718109
355
4407
SH
DFND
1 2
4407
0
0
PROLOGIS INC
COM
74340W103
64
1571
SH
DFND
1 2
1571
0
0
PROLOGIS INC
COM
74340W103
1021
25000
SH
SOLE
25000
0
0
PROSHARES TR
SHRT 20+YR TRE
74347X849
2430
80000
SH
SOLE
80000
0
0
PROSHARES TR II
ULTRASHORT YEN N
74347W569
2029
30000
SH
SOLE
30000
0
0
PROSHARES TR II
ULTRASHRT EURO
74347W882
1354
80000
SH
SOLE
80000
0
0
PRUDENTIAL FINL INC
COM
744320102
123
1457
SH
DFND
1 2
1457
0
0
PRUDENTIAL FINL INC
COM
744320102
1593
18820
SH
SOLE
18820
0
0
PRUDENTIAL PLC
ADR
74435K204
2880
67700
SH
DFND
4 5
67700
0
0
QIWI PLC
SPON ADR REP B
74735M108
1410
40700
SH
SOLE
40700
0
0
QUALCOMM INC
COM
747525103
875
11100
SH
DFND
4 5
11100
0
0
QUALCOMM INC
COM
747525103
755
9570
SH
SOLE
9570
0
0
QUALCOMM INC
COM
747525103
217
2748
SH
DFND
1 2
2748
0
0
RANDGOLD RES LTD
ADR
752344309
3
40
SH
SOLE
40
0
0
RANDGOLD RES LTD
ADR
752344309
2273
30300
SH
DFND
4 5
30300
0
0
RAYONIER INC
COM
754907103
572
12470
SH
SOLE
12470
0
0
RAYTHEON CO
COM NEW
755111507
50
511
SH
DFND
1 2
511
0
0
RAYTHEON CO
COM NEW
755111507
854
8640
SH
SOLE
8640
0
0
REYNOLDS AMERICAN INC
COM
761713106
27
509
SH
DFND
1 2
509
0
0
REYNOLDS AMERICAN INC
COM
761713106
2954
55300
SH
DFND
4 5
55300
0
0
RIO TINTO PLC
SPONSORED ADR
767204100
452
8100
SH
DFND
4 5
8100
0
0
ROYAL BK SCOTLAND GROUP PLC
SPONS ADR 20 ORD
780097689
353
34000
SH
DFND
4 5
34000
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
453
6200
SH
DFND
4 5
6200
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
1847
25281
SH
SOLE
25281
0
0
ROYAL GOLD INC
COM
780287108
2668
42600
SH
DFND
4 5
42600
0
0
SANOFI
SPONSORED ADR
80105N105
423
8100
SH
DFND
4 5
8100
0
0
SAP AG
SPON ADR
803054204
431
5300
SH
DFND
4 5
5300
0
0
SCHLUMBERGER LTD
COM
806857108
207
2124
SH
DFND
1 2
2124
0
0
SCHLUMBERGER LTD
COM
806857108
809
8300
SH
DFND
4 5
8300
0
0
SCHLUMBERGER LTD
COM
806857108
642
6585
SH
SOLE
6585
0
0
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
287
11800
SH
DFND
1
11800
0
0
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
4014
87804
SH
SOLE
87804
0
0
SEADRILL LIMITED
SHS
G7945E105
2015
57300
SH
DFND
4 5
57300
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
30
530
SH
DFND
1 2
530
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
1982
35300
SH
DFND
4 5
35300
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
49
880
SH
SOLE
880
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
58
1000
SH
DFND
1000
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
79144
1353113
SH
SOLE
1353113
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
79479
1358855
SH
DFND
1 2 3
1358855
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
16742
749400
SH
DFND
4 5
749400
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
10764
205700
SH
DFND
4 5
205700
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
4975
120000
SH
SOLE
120000
0
0
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
10912
230800
SH
DFND
4 5
230800
0
0
SENSATA TECHNOLOGIES HLDG BV
SHS
N7902X106
1414
33156
SH
SOLE
33156
0
0
SHINHAN FINANCIAL GROUP CO L
SPN ADR RESTRD
824596100
214
4880
SH
DFND
1 2 3
4880
0
0
SHIRE PLC
SPONSORED ADR
82481R106
460
3100
SH
DFND
4 5
3100
0
0
SIEMENS A G
SPONSORED ADR
826197501
446
3300
SH
DFND
4 5
3300
0
0
SILICONWARE PRECISION INDS L
SPONSD ADR SPL
827084864
197
29660
SH
DFND
4 5
29660
0
0
SILICONWARE PRECISION INDS L
SPONSD ADR SPL
827084864
4
600
SH
SOLE
600
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
162
988
SH
DFND
1 2
988
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
737
4496
SH
SOLE
4496
0
0
SINA CORP
ORD
G81477104
402
6660
SH
DFND
1
6660
0
0
SINA CORP
ORD
G81477104
898
14860
SH
SOLE
14860
0
0
SIRIUS XM HLDGS INC
COM
82968B103
1107
345860
SH
SOLE
345860
0
0
SIX FLAGS ENTMT CORP NEW
COM
83001A102
1570
39100
SH
DFND
4 5
39100
0
0
SK TELECOM LTD
SPONSORED ADR
78440P108
1256
55640
SH
DFND
4 5
55640
0
0
SLM CORP
COM
78442P106
33
1362
SH
DFND
1 2
1362
0
0
SLM CORP
COM
78442P106
444
50820
SH
SOLE
50820
0
0
SNAP ON INC
COM
833034101
11
94
SH
DFND
1 2
94
0
0
SNAP ON INC
COM
833034101
1135
10000
SH
SOLE
10000
0
0
SOCIEDAD QUIMICA MINERA DE C
SPON ADR SER B
833635105
243
7645
SH
SOLE
7645
0
0
SOLERA HOLDINGS INC
COM
83421A104
740
11680
SH
SOLE
11680
0
0
SONY CORP
ADR NEW
835699307
363
19000
SH
DFND
4 5
19000
0
0
SONY CORP
ADR NEW
835699307
12
647
SH
SOLE
647
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
27355
221300
SH
DFND
4 5
221300
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
3263
26400
SH
SOLE
26400
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
5290
28288
SH
SOLE
28288
0
0
SPDR SERIES TRUST
BRC CNV SECS ETF
78464A359
629
13000
SH
DFND
13000
0
0
SPDR SERIES TRUST
BRC CNV SECS ETF
78464A359
4382
90550
SH
SOLE
90550
0
0
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
1415
34250
SH
DFND
4 5
34250
0
0
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
5221
126345
SH
SOLE
126345
0
0
SPDR SERIES TRUST
RUSSELL 3000 ETF
78464A805
485
3459
SH
SOLE
3459
0
0
SPDR SERIES TRUST
S&P BIOTECH
78464A870
53146
373008
SH
DFND
1 2 3
373008
0
0
SPDR SERIES TRUST
S&P BIOTECH
78464A870
51526
361636
SH
SOLE
361636
0
0
SPDR SERIES TRUST
S&P HOMEBUILD
78464A888
651
20000
SH
SOLE
20000
0
0
SPIRIT RLTY CAP INC NEW
COM
84860W102
1602
145900
SH
DFND
4 5
145900
0
0
STARBUCKS CORP
COM
855244109
90
1225
SH
DFND
1 2
1225
0
0
STARBUCKS CORP
COM
855244109
53696
731750
SH
DFND
1 2 3
731750
0
0
STARBUCKS CORP
COM
855244109
704
9600
SH
DFND
4 5
9600
0
0
STARBUCKS CORP
COM
855244109
53105
723705
SH
SOLE
723705
0
0
STARBUCKS CORP
COM
855244109
191
2600
SH
DFND
2600
0
0
SYMANTEC CORP
COM
871503108
23
1131
SH
DFND
1 2
1131
0
0
SYMANTEC CORP
COM
871503108
624
31260
SH
SOLE
31260
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
495
24709
SH
DFND
1 2 3
24709
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
202
10080
SH
DFND
4 5
10080
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
2303
115033
SH
SOLE
115033
0
0
TATA MTRS LTD
SPONSORED ADR
876568502
145
4094
SH
SOLE
4094
0
0
TATA MTRS LTD
SPONSORED ADR
876568502
131
3704
SH
DFND
1 2 3
3704
0
0
TE CONNECTIVITY LTD
REG SHS
H84989104
40
667
SH
DFND
1 2
667
0
0
TE CONNECTIVITY LTD
REG SHS
H84989104
972
16137
SH
SOLE
16137
0
0
TELEFONICA BRASIL SA
SPONSORED ADR
87936R106
49
2316
SH
DFND
4 5
2316
0
0
TELEFONICA BRASIL SA
SPONSORED ADR
87936R106
532
25053
SH
SOLE
25053
0
0
TELEFONICA S A
SPONSORED ADR
879382208
368
23300
SH
DFND
4 5
23300
0
0
TERADATA CORP DEL
COM
88076W103
13
258
SH
DFND
1 2
258
0
0
TERADATA CORP DEL
COM
88076W103
415
8444
SH
SOLE
8444
0
0
TESLA MTRS INC
COM
88160R101
34869
167279
SH
DFND
1 2 3
167279
0
0
TESLA MTRS INC
COM
88160R101
33433
160389
SH
SOLE
160389
0
0
TEUCRIUM COMMODITY TR
CORN FD SHS
88166A102
2078
59950
SH
SOLE
59950
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
505
9550
SH
SOLE
9550
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
523
9900
SH
DFND
4 5
9900
0
0
TEXAS INSTRS INC
COM
882508104
1332
28250
SH
SOLE
28250
0
0
TEXAS INSTRS INC
COM
882508104
2023
42900
SH
DFND
4 5
42900
0
0
TEXAS INSTRS INC
COM
882508104
83
1762
SH
DFND
1 2
1762
0
0
TEXTRON INC
COM
883203101
18
457
SH
DFND
1 2
457
0
0
TEXTRON INC
COM
883203101
661
16820
SH
SOLE
16820
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
132
1100
SH
DFND
1100
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
76
636
SH
DFND
1 2
636
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
38371
319121
SH
DFND
1 2 3
319121
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
37244
309747
SH
SOLE
309747
0
0
TIFFANY & CO NEW
COM
886547108
15
179
SH
DFND
1 2
179
0
0
TIFFANY & CO NEW
COM
886547108
690
8004
SH
SOLE
8004
0
0
TIM PARTICIPACOES S A
SPONSORED ADR
88706P205
363
13973
SH
SOLE
13973
0
0
TIME WARNER CABLE INC
COM
88732J207
62
451
SH
DFND
1 2
451
0
0
TIME WARNER CABLE INC
COM
88732J207
475
3460
SH
SOLE
3460
0
0
TIME WARNER INC
COM NEW
887317303
1079
16520
SH
SOLE
16520
0
0
TIME WARNER INC
COM NEW
887317303
95
1451
SH
DFND
1 2
1451
0
0
T-MOBILE US INC
COM
872590104
855
25876
SH
SOLE
25876
0
0
TORTOISE MLP FD INC
COM
89148B101
401
15000
SH
SOLE
15000
0
0
TOTAL S A
SPONSORED ADR
89151E109
2676
40800
SH
DFND
4 5
40800
0
0
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
339
3000
SH
DFND
4 5
3000
0
0
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
98
868
SH
SOLE
868
0
0
TRAVELERS COMPANIES INC
COM
89417E109
94
1108
SH
DFND
1 2
1108
0
0
TRAVELERS COMPANIES INC
COM
89417E109
215
2523
SH
DFND
1 2 3
2523
0
0
TRIPADVISOR INC
COM
896945201
37077
409283
SH
SOLE
409283
0
0
TRIPADVISOR INC
COM
896945201
16
180
SH
DFND
1 2
180
0
0
TRIPADVISOR INC
COM
896945201
37823
417517
SH
DFND
1 2 3
417517
0
0
TUPPERWARE BRANDS CORP
COM
899896104
1688
20150
SH
SOLE
20150
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
101
3154
SH
DFND
1 2
3154
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
2092
65422
SH
SOLE
65422
0
0
TYCO INTERNATIONAL LTD
SHS
H89128104
32
747
SH
DFND
1 2
747
0
0
TYCO INTERNATIONAL LTD
SHS
H89128104
695
16388
SH
SOLE
16388
0
0
ULTA SALON COSMETCS & FRAG I
COM
90384S303
525
5387
SH
SOLE
5387
0
0
ULTRAPAR PARTICIPACOES S A
SP ADR REP COM
90400P101
141
5868
SH
DFND
4 5
5868
0
0
ULTRAPAR PARTICIPACOES S A
SP ADR REP COM
90400P101
1056
43836
SH
SOLE
43836
0
0
UNILEVER N V
N Y SHS NEW
904784709
878
21360
SH
SOLE
21360
0
0
UNION PAC CORP
COM
907818108
21389
113975
SH
SOLE
113975
0
0
UNION PAC CORP
COM
907818108
139
739
SH
DFND
1 2
739
0
0
UNION PAC CORP
COM
907818108
20450
108975
SH
DFND
1 2 3
108975
0
0
UNION PAC CORP
COM
907818108
882
4700
SH
DFND
4 5
4700
0
0
UNITED CONTL HLDGS INC
COM
910047109
4722
105801
SH
SOLE
105801
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
43164
443255
SH
DFND
1 2 3
443255
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
43451
446203
SH
SOLE
446203
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
113
1157
SH
DFND
1 2
1157
0
0
UNITED RENTALS INC
COM
911363109
228
2400
SH
SOLE
2400
0
0
UNITED STATES NATL GAS FUND
UNIT PAR $0.001
912318201
2474
101300
SH
DFND
4 5
101300
0
0
UNITED STATES NATL GAS FUND
UNIT PAR $0.001
912318201
1227
50250
SH
SOLE
50250
0
0
UNITED STATES OIL FUND LP
UNITS
91232N108
872
23820
SH
SOLE
23820
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
159
1365
SH
DFND
1 2
1365
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
283
2424
SH
DFND
1 2 3
2424
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
783
6700
SH
DFND
4 5
6700
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
132
1608
SH
DFND
1 2
1608
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
1236
15070
SH
SOLE
15070
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
836
10200
SH
DFND
4 5
10200
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
200
2440
SH
DFND
1 2 3
2440
0
0
US BANCORP DEL
COM NEW
902973304
246
5729
SH
DFND
1 2
5729
0
0
US BANCORP DEL
COM NEW
902973304
2070
48300
SH
DFND
4 5
48300
0
0
US BANCORP DEL
COM NEW
902973304
1036
24179
SH
SOLE
24179
0
0
VALE S A
ADR
91912E105
66
4792
SH
DFND
4 5
4792
0
0
VALE S A
ADR
91912E105
1402
101407
SH
SOLE
101407
0
0
VALE S A
ADR REPSTG PFD
91912E204
509
40845
SH
DFND
1 2 3
40845
0
0
VALE S A
ADR REPSTG PFD
91912E204
1665
133766
SH
SOLE
133766
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
977
7413
SH
SOLE
7413
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
1034
19473
SH
SOLE
19473
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
46
865
SH
DFND
1 2
865
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
9614
56110
SH
SOLE
56110
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
5109
52420
SH
SOLE
52420
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
243
6000
SH
DFND
1
6000
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
52093
613000
SH
SOLE
613000
0
0
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
5266
70000
SH
SOLE
70000
0
0
VENTAS INC
COM
92276F100
56
926
SH
DFND
1 2
926
0
0
VENTAS INC
COM
92276F100
471
7775
SH
SOLE
7775
0
0
VERISK ANALYTICS INC
CL A
92345Y106
900
15002
SH
SOLE
15002
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
3051
64142
SH
SOLE
64142
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
320
6731
SH
DFND
1 2
6731
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
125
2637
SH
DFND
1 2 3
2637
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
837
17604
SH
DFND
4 5
17604
0
0
VIPSHOP HLDGS LTD
SPONSORED ADR
92763W103
12435
83290
SH
SOLE
83290
0
0
VIPSHOP HLDGS LTD
SPONSORED ADR
92763W103
12308
82440
SH
DFND
1
82440
0
0
VISA INC
COM CL A
92826C839
302
1400
SH
DFND
1400
0
0
VISA INC
COM CL A
92826C839
178
823
SH
DFND
1 2
823
0
0
VISA INC
COM CL A
92826C839
106439
493094
SH
DFND
1 2 3
493094
0
0
VISA INC
COM CL A
92826C839
106388
492858
SH
SOLE
492858
0
0
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
321
8727
SH
DFND
4 5
8727
0
0
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
16
425
SH
SOLE
425
0
0
VORNADO RLTY TR
SH BEN INT
929042109
54
549
SH
DFND
1 2
549
0
0
WAL-MART STORES INC
COM
931142103
749
9800
SH
DFND
4 5
9800
0
0
WAL-MART STORES INC
COM
931142103
1182
15471
SH
SOLE
15471
0
0
WAL-MART STORES INC
COM
931142103
194
2541
SH
DFND
1 2 3
2541
0
0
WAL-MART STORES INC
COM
931142103
201
2629
SH
DFND
1 2
2629
0
0
WELLS FARGO & CO NEW
COM
949746101
750
15078
SH
DFND
1 2
15078
0
0
WELLS FARGO & CO NEW
COM
949746101
56827
1142473
SH
DFND
1 2 3
1142473
0
0
WELLS FARGO & CO NEW
COM
949746101
3964
79700
SH
DFND
4 5
79700
0
0
WELLS FARGO & CO NEW
COM
949746101
59577
1197772
SH
SOLE
1197772
0
0
WELLS FARGO & CO NEW
COM
949746101
154
3100
SH
DFND
3100
0
0
WELLS FARGO & CO NEW
PERP PFD CNV A
949746804
2003
1708
SH
SOLE
1708
0
0
WESTPAC BKG CORP
SPONSORED ADR
961214301
2895
90300
SH
DFND
4 5
90300
0
0
WESTPAC BKG CORP
SPONSORED ADR
961214301
90
2820
SH
SOLE
2820
0
0
WHOLE FOODS MKT INC
COM
966837106
31
605
SH
DFND
1 2
605
0
0
WHOLE FOODS MKT INC
COM
966837106
1237
24398
SH
SOLE
24398
0
0
WILLIAMS COS INC DEL
COM
969457100
2305
56800
SH
DFND
4 5
56800
0
0
WILLIAMS COS INC DEL
COM
969457100
45
1111
SH
DFND
1 2
1111
0
0
WILLIAMS SONOMA INC
COM
969904101
499
7481
SH
SOLE
7481
0
0
WISDOMTREE TR
BRAZILN RL FD
97717W240
623
33600
SH
SOLE
33600
0
0
WISDOMTREE TR
EM LCL DEBT FD
97717X867
3899
85000
SH
SOLE
85000
0
0
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
71
1500
SH
DFND
1500
0
0
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
1962
41451
SH
SOLE
41451
0
0
WUXI PHARMATECH CAYMAN INC
SPONS ADR SHS
929352102
47579
1290797
SH
DFND
1
1290797
0
0
WUXI PHARMATECH CAYMAN INC
SPONS ADR SHS
929352102
211
5724
SH
DFND
1 2 3
5724
0
0
WUXI PHARMATECH CAYMAN INC
SPONS ADR SHS
929352102
39066
1059857
SH
SOLE
1059857
0
0
WYNN RESORTS LTD
COM
983134107
29
131
SH
DFND
1 2
131
0
0
WYNN RESORTS LTD
COM
983134107
2266
10200
SH
DFND
4 5
10200
0
0
WYNN RESORTS LTD
COM
983134107
107
480
SH
SOLE
480
0
0
XEROX CORP
COM
984121103
747
66140
SH
SOLE
66140
0
0
XEROX CORP
COM
984121103
20
1810
SH
DFND
1 2
1810
0
0
YAHOO INC
COM
984332106
20740
577716
SH
SOLE
577716
0
0
YAHOO INC
COM
984332106
55
1534
SH
DFND
1 2
1534
0
0
YAHOO INC
COM
984332106
19778
550916
SH
DFND
1 2 3
550916
0
0
YANDEX N V
SHS CLASS A
N97284108
2896
95928
SH
DFND
1 2 3
95928
0
0
YANDEX N V
SHS CLASS A
N97284108
3352
111041
SH
SOLE
111041
0
0
YOUKU TUDOU INC
SPONSORED ADR
98742U100
650
23179
SH
SOLE
23179
0
0
YPF SOCIEDAD ANONIMA
SPON ADR CL D
984245100
322
10346
SH
SOLE
10346
0
0
YUM BRANDS INC
COM
988498101
761
10100
SH
DFND
1
10100
0
0
YUM BRANDS INC
COM
988498101
54
719
SH
DFND
1 2
719
0
0
YY INC
ADS REPCOM CLA
98426T106
11567
151474
SH
DFND
1
151474
0
0
YY INC
ADS REPCOM CLA
98426T106
11597
151874
SH
SOLE
151874
0
0
ZOETIS INC
CL A
98978V103
747
25799
SH
SOLE
25799
0
0
ZOETIS INC
CL A
98978V103
24
813
SH
DFND
1 2
813
0
0