0001209191-15-040410.txt : 20150508
0001209191-15-040410.hdr.sgml : 20150508
20150508135223
ACCESSION NUMBER: 0001209191-15-040410
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150506
FILED AS OF DATE: 20150508
DATE AS OF CHANGE: 20150508
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KCG Holdings, Inc.
CENTRAL INDEX KEY: 0001569391
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 545 WASHINGTON BOULEVARD
CITY: JERSEY CITY
STATE: NJ
ZIP: 07310
BUSINESS PHONE: 201-222-9400
MAIL ADDRESS:
STREET 1: 545 WASHINGTON BOULEVARD
CITY: JERSEY CITY
STATE: NJ
ZIP: 07310
FORMER COMPANY:
FORMER CONFORMED NAME: Knight Holdco, Inc.
DATE OF NAME CHANGE: 20130211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Daniel V. Tierney 2011 Trust
CENTRAL INDEX KEY: 0001580516
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54991
FILM NUMBER: 15845738
BUSINESS ADDRESS:
STREET 1: C/O WICKLOW CAPITAL, INC.
STREET 2: 53 W. JACKSON BLVD., SUITE 1204
CITY: CHICAGO
STATE: IL
ZIP: 60604
BUSINESS PHONE: 312-360-1377
MAIL ADDRESS:
STREET 1: C/O WICKLOW CAPITAL, INC.
STREET 2: 53 W. JACKSON BLVD., SUITE 1204
CITY: CHICAGO
STATE: IL
ZIP: 60604
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-05-06
0
0001569391
KCG Holdings, Inc.
KCG
0001580516
Daniel V. Tierney 2011 Trust
C/O WICKLOW CAPITAL, INC.
53 W. JACKSON BLVD., SUITE 1204
CHICAGO
IL
60604
0
0
1
0
Class A Common Stock, par value $0.01 per share
2015-05-06
4
S
0
61039
13.46
D
7665972
D
Class A Common Stock, par value $0.01 per share
2015-05-07
4
S
0
57046
13.45
D
7608926
D
Transactions executed in accordance with a Rule 10b5-1 trading plan established on February 2, 2015.
Represents the sale of 61,039 shares in multiple transactions at prices ranging from $13.42 to $13.52 per share, resulting in a weighted average sale price per share of $13.46. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price.
These shares of Class A Common Stock are held directly by the Daniel V. Tierney 2011 Trust ("Trust"). The sole trustee of the Trust is Emma Cuadrado, who holds voting and dispositive power over the securities held by the Trust and disclaims beneficial ownership of such securities. Daniel V. Tierney, a director of KCG Holdings, Inc., is the settlor and sole beneficiary of the Trust, but does not have or share investment control with respect to the securities held by the Trust.
Represents the sale of 57,046 shares in multiple transactions at prices ranging from $13.40 to $13.48 per share, resulting in a weighted average sale price per share of $13.45. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price.
/s/ Emma Cuadrado, by power of attorney
2015-05-08