0001209191-15-040410.txt : 20150508 0001209191-15-040410.hdr.sgml : 20150508 20150508135223 ACCESSION NUMBER: 0001209191-15-040410 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150506 FILED AS OF DATE: 20150508 DATE AS OF CHANGE: 20150508 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KCG Holdings, Inc. CENTRAL INDEX KEY: 0001569391 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 545 WASHINGTON BOULEVARD CITY: JERSEY CITY STATE: NJ ZIP: 07310 BUSINESS PHONE: 201-222-9400 MAIL ADDRESS: STREET 1: 545 WASHINGTON BOULEVARD CITY: JERSEY CITY STATE: NJ ZIP: 07310 FORMER COMPANY: FORMER CONFORMED NAME: Knight Holdco, Inc. DATE OF NAME CHANGE: 20130211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Daniel V. Tierney 2011 Trust CENTRAL INDEX KEY: 0001580516 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54991 FILM NUMBER: 15845738 BUSINESS ADDRESS: STREET 1: C/O WICKLOW CAPITAL, INC. STREET 2: 53 W. JACKSON BLVD., SUITE 1204 CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 312-360-1377 MAIL ADDRESS: STREET 1: C/O WICKLOW CAPITAL, INC. STREET 2: 53 W. JACKSON BLVD., SUITE 1204 CITY: CHICAGO STATE: IL ZIP: 60604 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-05-06 0 0001569391 KCG Holdings, Inc. KCG 0001580516 Daniel V. Tierney 2011 Trust C/O WICKLOW CAPITAL, INC. 53 W. JACKSON BLVD., SUITE 1204 CHICAGO IL 60604 0 0 1 0 Class A Common Stock, par value $0.01 per share 2015-05-06 4 S 0 61039 13.46 D 7665972 D Class A Common Stock, par value $0.01 per share 2015-05-07 4 S 0 57046 13.45 D 7608926 D Transactions executed in accordance with a Rule 10b5-1 trading plan established on February 2, 2015. Represents the sale of 61,039 shares in multiple transactions at prices ranging from $13.42 to $13.52 per share, resulting in a weighted average sale price per share of $13.46. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price. These shares of Class A Common Stock are held directly by the Daniel V. Tierney 2011 Trust ("Trust"). The sole trustee of the Trust is Emma Cuadrado, who holds voting and dispositive power over the securities held by the Trust and disclaims beneficial ownership of such securities. Daniel V. Tierney, a director of KCG Holdings, Inc., is the settlor and sole beneficiary of the Trust, but does not have or share investment control with respect to the securities held by the Trust. Represents the sale of 57,046 shares in multiple transactions at prices ranging from $13.40 to $13.48 per share, resulting in a weighted average sale price per share of $13.45. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price. /s/ Emma Cuadrado, by power of attorney 2015-05-08