SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Serenity Investments, LLC

(Last) (First) (Middle)
830 NORTH BLVD

(Street)
OAK PARK IL 60301

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
07/01/2013
3. Issuer Name and Ticker or Trading Symbol
KCG Holdings, Inc. [ KCG ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock, par value $0.01 per share 13,743,517 D(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Class A Warrants 07/01/2013 07/01/2017 Class A Common Stock 1,570,983 $12 D(1)
Class B Warrants 07/01/2013 07/01/2018 Class A Common Stock 1,570,983 $13.5 D(1)
Class C Warrants 07/01/2013 07/01/2019 Class A Common Stock 1,570,983 $15 D(1)
1. Name and Address of Reporting Person*
Serenity Investments, LLC

(Last) (First) (Middle)
830 NORTH BLVD

(Street)
OAK PARK IL 60301

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Schuler Mary Jo

(Last) (First) (Middle)
C/O SERENITY INVESTMENTS, LLC
830 NORTH BLVD

(Street)
OAK PARK IL 60301

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. All of the shares of Class A Common Stock and the Class A Warrants, Class B Warrants and Class C Warrants reported on this Form 3 are held directly by Serenity Investments, LLC, a limited liability company organized under the laws of the state of Alaska ("Serenity"), and indirectly by Mary Jo Schuler. Mary Jo Schuler and her husband, Stephen G. Schuler, separately hold equity interests in Serenity that together represent a controlling equity interest in Serenity. Mary Jo Schuler disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein.
Remarks:
Exhibit List: Exhibit 24(i)--Power of Attorney for Serenity Investments, LLC Exhibit 24(ii)--Power of Attorney for Mary Jo Schuler
/s/ Stephen G. Schuler, by power of attorney for Serenity Investments, LLC 07/03/2013
/s/ Stephen G. Schuler, by power of attorney for Mary Jo Schuler 07/03/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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