0001085146-20-000349.txt : 20200131
0001085146-20-000349.hdr.sgml : 20200131
20200131170833
ACCESSION NUMBER: 0001085146-20-000349
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200131
DATE AS OF CHANGE: 20200131
EFFECTIVENESS DATE: 20200131
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NINE MASTS CAPITAL Ltd
CENTRAL INDEX KEY: 0001569356
IRS NUMBER: 980691159
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16783
FILM NUMBER: 20565881
BUSINESS ADDRESS:
STREET 1: 22&23/F, SHANGHAI COMMERCIAL BANK TOWER
STREET 2: 12 QUEEN'S ROAD
CITY: CENTRAL
STATE: K3
ZIP: HONG KONG
BUSINESS PHONE: 852 2105 5800
MAIL ADDRESS:
STREET 1: 22&23/F, SHANGHAI COMMERCIAL BANK TOWER
STREET 2: 12 QUEEN'S ROAD
CITY: CENTRAL
STATE: K3
ZIP: HONG KONG
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001569356
XXXXXXXX
12-31-2019
12-31-2019
false
NINE MASTS CAPITAL Ltd
22&23/F, SHANGHAI COMMERCIAL BANK TOWER
12 QUEEN'S ROAD
CENTRAL
K3
HONG KONG
13F HOLDINGS REPORT
028-16783
N
Elaine Davis
Chief Operating Officer
8-522-105-5803
/s/ Elaine Davis
Hong Kong
K3
01-11-2020
0
145
329472
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M CO
COM
88579Y101
118
25000
SH
Put
SOLE
25000
0
0
3M CO
COM
88579Y101
802
54700
SH
Call
SOLE
54700
0
0
ABBVIE INC
COM
00287Y109
547
40000
SH
Call
SOLE
40000
0
0
ABBVIE INC
COM
00287Y109
5
40000
SH
Put
SOLE
40000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
10932
51372
SH
SOLE
51372
0
0
ALIGN TECHNOLOGY INC
COM
016255101
1181
4232
SH
SOLE
4232
0
0
ALIGN TECHNOLOGY INC
COM
016255101
144
20700
SH
Put
SOLE
20700
0
0
ALLERGAN PLC
SHS
G0177J108
15064
78800
SH
SOLE
78800
0
0
ALPHABET INC
CAP STK CL A
02079K305
41322
30851
SH
SOLE
30851
0
0
ALPHABET INC
CAP STK CL A
02079K305
2547
7500
SH
Call
SOLE
7500
0
0
ALPHABET INC
CAP STK CL C
02079K107
92
10000
SH
Put
SOLE
10000
0
0
AMAZON COM INC
COM
023135106
667
361
SH
SOLE
361
0
0
AMAZON COM INC
COM
023135106
41
5000
SH
Put
SOLE
5000
0
0
AMCOR PLC
ORD
G0250X107
4032
1804159
SH
SOLE
1804159
0
0
AMPHENOL CORP NEW
CL A
032095101
23
6000
SH
Call
SOLE
6000
0
0
AMPHENOL CORP NEW
CL A
032095101
11
6000
SH
Put
SOLE
6000
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
81
28100
SH
Put
SOLE
28100
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
23
4800
SH
Call
SOLE
4800
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
1346
16403
SH
SOLE
16403
0
0
APPLE INC
COM
037833100
149
45000
SH
Put
SOLE
45000
0
0
APPLE INC
COM
037833100
412
15000
SH
Call
SOLE
15000
0
0
ASE TECHNOLOGY HOLDING CO LT
SPONSORED ADS
00215W100
10777
1942500
SH
SOLE
1942500
0
0
BAOZUN INC
SPONSORED ADR
06684L103
1323
39950
SH
SOLE
39950
0
0
BITAUTO HLDGS LTD
SPONSORED ADS
091727107
3933
265029
SH
SOLE
265029
0
0
CENTENE CORP DEL
COM
15135B101
0
4
SH
SOLE
4
0
0
CENTENE CORP DEL
COM
15135B101
0
3400
SH
Put
SOLE
3400
0
0
CHANGYOU COM LTD
ADS REP CL A
15911M107
2630
268655
SH
SOLE
268655
0
0
CHINA LIFE INS CO LTD
SPON ADR REP H
16939P106
1787
128600
SH
SOLE
128600
0
0
CHINA UNICOM (HONG KONG) LTD
SPONSORED ADR
16945R104
4895
519492
SH
SOLE
519492
0
0
COMCAST CORP NEW
CL A
20030N101
498
100000
SH
Call
SOLE
100000
0
0
COMCAST CORP NEW
CL A
20030N101
4
100000
SH
Put
SOLE
100000
0
0
CONCHO RES INC
COM
20605P101
569
25000
SH
Call
SOLE
25000
0
0
CONCHO RES INC
COM
20605P101
1
25000
SH
Put
SOLE
25000
0
0
COSTCO WHSL CORP NEW
COM
22160K105
83
13000
SH
Call
SOLE
13000
0
0
COSTCO WHSL CORP NEW
COM
22160K105
59
10000
SH
Put
SOLE
10000
0
0
EATON CORP PLC
SHS
G29183103
18
190
SH
SOLE
190
0
0
EATON CORP PLC
SHS
G29183103
1
1000
SH
Put
SOLE
1000
0
0
FEDEX CORP
COM
31428X106
2219
14675
SH
SOLE
14675
0
0
FEDEX CORP
COM
31428X106
5
8200
SH
Call
SOLE
8200
0
0
FEDEX CORP
COM
31428X106
94
42500
SH
Put
SOLE
42500
0
0
FERRARI N V
COM
N3167Y103
3
13900
SH
Put
SOLE
13900
0
0
FISERV INC
COM
337738108
0
3
SH
SOLE
3
0
0
FISERV INC
COM
337738108
0
6200
SH
Put
SOLE
6200
0
0
GARMIN LTD
SHS
H2906T109
17
4200
SH
Call
SOLE
4200
0
0
GARMIN LTD
SHS
H2906T109
31
25900
SH
Put
SOLE
25900
0
0
GARMIN LTD
SHS
H2906T109
90
919
SH
SOLE
919
0
0
GLOBAL PMTS INC
COM
37940X102
222
1216
SH
SOLE
1216
0
0
GRUBHUB INC
COM
400110102
915
100000
SH
Call
SOLE
100000
0
0
HASBRO INC
COM
418056107
233
2203
SH
SOLE
2203
0
0
HASBRO INC
COM
418056107
6
50000
SH
Put
SOLE
50000
0
0
HESS CORP
COM
42809H107
264
40000
SH
Call
SOLE
40000
0
0
HESS CORP
COM
42809H107
86
40000
SH
Put
SOLE
40000
0
0
HP INC
COM
40434L105
1
15000
SH
Put
SOLE
15000
0
0
HP INC
COM
40434L105
22
1070
SH
SOLE
1070
0
0
ICICI BK LTD
ADR
45104G104
17044
1120108
SH
SOLE
1120108
0
0
INFOSYS LTD
SPONSORED ADR
456788108
20866
2021863
SH
SOLE
2021863
0
0
INTL PAPER CO
COM
460146103
27
581
SH
SOLE
581
0
0
INTL PAPER CO
COM
460146103
77
50000
SH
Call
SOLE
50000
0
0
INTL PAPER CO
COM
460146103
100
50000
SH
Put
SOLE
50000
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
368
13000
SH
Call
SOLE
13000
0
0
IQIYI INC
NOTE 3.750%12/0
46267XAB4
2215
2000
PRN
SOLE
2000
0
0
IROBOT CORP
COM
462726100
253
50000
SH
Put
SOLE
50000
0
0
IROBOT CORP
COM
462726100
1928
38076
SH
SOLE
38076
0
0
ISHARES TR
MSCI INDIA ETF
46429B598
11325
322200
SH
SOLE
322200
0
0
JINKOSOLAR HLDG CO LTD
SPONSORED ADR
47759T100
14
614
SH
SOLE
614
0
0
JOYY INC
ADS REPSTG COM A
46591M109
5
100
SH
SOLE
100
0
0
KELLOGG CO
COM
487836108
50
7500
SH
Call
SOLE
7500
0
0
KELLOGG CO
COM
487836108
0
13800
SH
Put
SOLE
13800
0
0
KT CORP
SPONSORED ADR
48268K101
66205
5668291
SH
SOLE
5668291
0
0
LAUDER ESTEE COS INC
CL A
518439104
303
25000
SH
Call
SOLE
25000
0
0
LAUDER ESTEE COS INC
CL A
518439104
5
30000
SH
Put
SOLE
30000
0
0
LEGGETT & PLATT INC
COM
524660107
10
4500
SH
Put
SOLE
4500
0
0
LEGGETT & PLATT INC
COM
524660107
33
654
SH
SOLE
654
0
0
LEGGETT & PLATT INC
COM
524660107
4
4500
SH
Call
SOLE
4500
0
0
LOCKHEED MARTIN CORP
COM
539830109
288
739
SH
SOLE
739
0
0
LOCKHEED MARTIN CORP
COM
539830109
6
15000
SH
Put
SOLE
15000
0
0
MACERICH CO
COM
554382101
256
9500
SH
SOLE
9500
0
0
MOHAWK INDS INC
COM
608190104
15
107
SH
SOLE
107
0
0
MOHAWK INDS INC
COM
608190104
3
50000
SH
Put
SOLE
50000
0
0
MOLSON COORS BREWING CO
CL B
60871R209
1
13500
SH
Put
SOLE
13500
0
0
MOLSON COORS BREWING CO
CL B
60871R209
47
872
SH
SOLE
872
0
0
NETAPP INC
COM
64110D104
3
50
SH
SOLE
50
0
0
NETAPP INC
COM
64110D104
1
40000
SH
Put
SOLE
40000
0
0
NORTHROP GRUMMAN CORP
COM
666807102
2293
6667
SH
SOLE
6667
0
0
NORTHROP GRUMMAN CORP
COM
666807102
82
10000
SH
Put
SOLE
10000
0
0
NUTANIX INC
CL A
67059N108
60
1931
SH
SOLE
1931
0
0
NUTANIX INC
CL A
67059N108
16
5000
SH
Put
SOLE
5000
0
0
NVIDIA CORP
COM
67066G104
46
45000
SH
Put
SOLE
45000
0
0
PEPSICO INC
COM
713448108
65
78300
SH
Put
SOLE
78300
0
0
PEPSICO INC
COM
713448108
1744
12764
SH
SOLE
12764
0
0
PHILIP MORRIS INTL INC
COM
718172109
13
12000
SH
Put
SOLE
12000
0
0
PHILIP MORRIS INTL INC
COM
718172109
61
12000
SH
Call
SOLE
12000
0
0
PINDUODUO INC
SPONSORED ADS
722304102
1780
100000
SH
Call
SOLE
100000
0
0
PINDUODUO INC
SPONSORED ADS
722304102
23
430000
SH
Put
SOLE
430000
0
0
PROCTER & GAMBLE CO
COM
742718109
999
8000
SH
SOLE
8000
0
0
RAYTHEON CO
COM NEW
755111507
129
15000
SH
Call
SOLE
15000
0
0
RAYTHEON CO
COM NEW
755111507
75
15000
SH
Put
SOLE
15000
0
0
RH
COM
74967X103
165
9600
SH
Put
SOLE
9600
0
0
RH
COM
74967X103
714
3346
SH
SOLE
3346
0
0
ROYAL GOLD INC
COM
780287108
48
395
SH
SOLE
395
0
0
ROYAL GOLD INC
COM
780287108
3
600
SH
Put
SOLE
600
0
0
RYANAIR HLDGS PLC
SPONSORED ADS
783513203
5344
61000
SH
SOLE
61000
0
0
SCIENTIFIC GAMES CORP
COM
80874P109
106
3948
SH
SOLE
3948
0
0
SCIENTIFIC GAMES CORP
COM
80874P109
25
10300
SH
Put
SOLE
10300
0
0
SEASPAN CORP
SHS
Y75638109
371
26100
SH
SOLE
26100
0
0
SHOPIFY INC
CL A
82509L107
561
1412
SH
SOLE
1412
0
0
SHOPIFY INC
CL A
82509L107
27
15000
SH
Put
SOLE
15000
0
0
SONY CORP
SPONSORED ADR
835699307
485
85000
SH
Call
SOLE
85000
0
0
SONY CORP
SPONSORED ADR
835699307
11
85000
SH
Put
SOLE
85000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
39296
122089
SH
SOLE
122089
0
0
SPOTIFY TECHNOLOGY S A
SHS
L8681T102
337
1431
SH
SOLE
1431
0
0
SPOTIFY TECHNOLOGY S A
SHS
L8681T102
45
63000
SH
Put
SOLE
63000
0
0
SQUARE INC
CL A
852234103
709
11330
SH
SOLE
11330
0
0
SQUARE INC
CL A
852234103
339
140000
SH
Call
SOLE
140000
0
0
SQUARE INC
CL A
852234103
514
250000
SH
Put
SOLE
250000
0
0
STAMPS COM INC
COM NEW
852857200
250
29000
SH
Put
SOLE
29000
0
0
STAMPS COM INC
COM NEW
852857200
643
7697
SH
SOLE
7697
0
0
SUMITOMO MITSUI FINL GROUP I
SPONSORED ADR
86562M209
8172
1099213
SH
SOLE
1099213
0
0
TAPESTRY INC
COM
876030107
43
50000
SH
Put
SOLE
50000
0
0
TAPESTRY INC
COM
876030107
144
50000
SH
Call
SOLE
50000
0
0
TARGET CORP
COM
87612E106
217
70000
SH
Put
SOLE
70000
0
0
TRIP COM GROUP LTD
ADS
89677Q107
3
100000
SH
Call
SOLE
100000
0
0
TRUIST FINL CORP
COM
89832Q109
201
25000
SH
Call
SOLE
25000
0
0
TRUIST FINL CORP
COM
89832Q109
1
25000
SH
Put
SOLE
25000
0
0
TWILIO INC
CL A
90138F102
106
50000
SH
Put
SOLE
50000
0
0
TWILIO INC
CL A
90138F102
107
30000
SH
Call
SOLE
30000
0
0
UBER TECHNOLOGIES INC
COM
90353T100
150
60000
SH
Call
SOLE
60000
0
0
ULTA BEAUTY INC
COM
90384S303
525
2073
SH
SOLE
2073
0
0
ULTA BEAUTY INC
COM
90384S303
44
25000
SH
Put
SOLE
25000
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
1252
10697
SH
SOLE
10697
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
30
40000
SH
Call
SOLE
40000
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
204
80000
SH
Put
SOLE
80000
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
1659
11078
SH
SOLE
11078
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
50
18000
SH
Put
SOLE
18000
0
0
VISA INC
COM CL A
92826C839
173
20000
SH
Call
SOLE
20000
0
0
VISA INC
COM CL A
92826C839
5
20000
SH
Put
SOLE
20000
0
0
WASTE MGMT INC DEL
COM
94106L109
18
50000
SH
Put
SOLE
50000
0
0
WASTE MGMT INC DEL
COM
94106L109
1041
9136
SH
SOLE
9136
0
0
WEIBO CORP
NOTE 1.250%11/1
948596AC5
12099
12767
PRN
SOLE
12767
0
0
WW INTL INC
COM
98262P101
138
3601
SH
SOLE
3601
0
0
WW INTL INC
COM
98262P101
18
44000
SH
Put
SOLE
44000
0
0
ZAI LAB LTD
ADR
98887Q104
299
7200
SH
SOLE
7200
0
0
ZAYO GROUP HLDGS INC
COM
98919V105
13295
383700
SH
SOLE
383700
0
0
ZIONS BANCORPORATION N A
COM
989701107
22
36400
SH
Put
SOLE
36400
0
0
ZIONS BANCORPORATION N A
COM
989701107
300
5777
SH
SOLE
5777
0
0