0001085146-19-001415.txt : 20190510 0001085146-19-001415.hdr.sgml : 20190510 20190509185117 ACCESSION NUMBER: 0001085146-19-001415 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190510 DATE AS OF CHANGE: 20190509 EFFECTIVENESS DATE: 20190510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NINE MASTS CAPITAL Ltd CENTRAL INDEX KEY: 0001569356 IRS NUMBER: 980691159 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-16783 FILM NUMBER: 19812296 BUSINESS ADDRESS: STREET 1: 22&23/F, SHANGHAI COMMERCIAL BANK TOWER STREET 2: 12 QUEEN'S ROAD CITY: CENTRAL STATE: K3 ZIP: HONG KONG BUSINESS PHONE: 852 2105 5800 MAIL ADDRESS: STREET 1: 22&23/F, SHANGHAI COMMERCIAL BANK TOWER STREET 2: 12 QUEEN'S ROAD CITY: CENTRAL STATE: K3 ZIP: HONG KONG 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001569356 XXXXXXXX 12-31-2018 12-31-2018 true 1 RESTATEMENT false NINE MASTS CAPITAL Ltd
22&23/F, SHANGHAI COMMERCIAL BANK TOWER 12 QUEEN'S ROAD CENTRAL K3 HONG KONG
13F HOLDINGS REPORT 028-16783 N
Elaine Davis Chief Operating Officer 8-522-105-5803 /s/ Elaine Davis Hong Kong K3 05-07-2019 0 184 630171
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 329 1727 SH SOLE 1727 0 0 3M CO COM 88579Y101 11 11000 SH Put SOLE 11000 0 0 ADVANCED MICRO DEVICES INC COM 007903107 2 133100 SH Put SOLE 133100 0 0 ADVANCED MICRO DEVICES INC COM 007903107 1271 150000 SH Call SOLE 150000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 3153 23000 SH SOLE 23000 0 0 ALPHABET INC CAP STK CL A 02079K305 3977 3806 SH SOLE 3806 0 0 ALPHABET INC CAP STK CL A 02079K305 697 5000 SH Put SOLE 5000 0 0 APPLIED MATLS INC COM 038222105 4580 139905 SH SOLE 139905 0 0 APPLIED MATLS INC COM 038222105 855 190000 SH Put SOLE 190000 0 0 ASSURED GUARANTY LTD COM G0585R106 7 3600 SH Put SOLE 3600 0 0 ASSURED GUARANTY LTD COM G0585R106 104 2704 SH SOLE 2704 0 0 AVIS BUDGET GROUP INC COM 053774105 2525 112323 SH SOLE 112323 0 0 AVIS BUDGET GROUP INC COM 053774105 913 132800 SH Put SOLE 132800 0 0 BAIDU INC SPON ADR REP A 056752108 841 5300 SH SOLE 5300 0 0 BANK AMER CORP COM 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AND GAMBLE CO COM 742718109 62 20900 SH Call SOLE 20900 0 0 PROCTER AND GAMBLE CO COM 742718109 60 150900 SH Put SOLE 150900 0 0 PROCTER AND GAMBLE CO COM 742718109 971 10559 SH SOLE 10559 0 0 QUDIAN INC ADR 747798106 973 226857 SH SOLE 226857 0 0 RALPH LAUREN CORP CL A 751212101 3894 37635 SH SOLE 37635 0 0 RALPH LAUREN CORP CL A 751212101 694 40000 SH Put SOLE 40000 0 0 SEADRILL LTD COM G7998G106 10035 1029195 SH SOLE 1029195 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 2556 66228 SH SOLE 66228 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 98 100000 SH Call SOLE 100000 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 882 130000 SH Put SOLE 130000 0 0 SHOPIFY INC CL A 82509L107 616 4448 SH SOLE 4448 0 0 SHOPIFY INC CL A 82509L107 47 25000 SH Put SOLE 25000 0 0 SHUTTERFLY INC COM 82568P304 24 2200 SH Put SOLE 2200 0 0 SHUTTERFLY INC COM 82568P304 66 1647 SH SOLE 1647 0 0 SKECHERS U S A INC CL A 830566105 343 15000 SH SOLE 15000 0 0 SONY CORP SPONSORED ADR 835699307 3287 67654 SH SOLE 67654 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 154785 619338 SH SOLE 619338 0 0 SQUARE INC CL A 852234103 2819 220000 SH Put SOLE 220000 0 0 SQUARE INC CL A 852234103 7092 126433 SH SOLE 126433 0 0 STUDIO CITY INTL HLDGS LTD SPON ADS 86389T106 3485 208436 SH SOLE 208436 0 0 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 28766 4324908 SH SOLE 4324908 0 0 SYMANTEC CORP COM 871503108 124 100000 SH Call SOLE 100000 0 0 SYMANTEC CORP COM 871503108 2126 112519 SH SOLE 112519 0 0 SYMANTEC CORP COM 871503108 328 240000 SH Put SOLE 240000 0 0 SYSCO CORP COM 871829107 3013 48092 SH SOLE 48092 0 0 SYSCO CORP COM 871829107 395 50000 SH Put SOLE 50000 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 101007 2736572 SH SOLE 2736572 0 0 TATA MTRS LTD SPONSORED ADR 876568502 8461 679990 SH SOLE 679990 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 1037 67227 SH SOLE 67227 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 0 80000 SH Call SOLE 80000 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED 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