Chief Compliance Officer

0001144204-19-034494.txt : 20190712 0001144204-19-034494.hdr.sgml : 20190712 20190712101023 ACCESSION NUMBER: 0001144204-19-034494 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190712 DATE AS OF CHANGE: 20190712 EFFECTIVENESS DATE: 20190712 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lenox Wealth Advisors, LLC CENTRAL INDEX KEY: 0001569292 IRS NUMBER: 453021070 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15215 FILM NUMBER: 19952224 BUSINESS ADDRESS: STREET 1: 530 FIFTH AVENUE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-602-4544 MAIL ADDRESS: STREET 1: 530 FIFTH AVENUE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: Lenox Wealth Advisors, Inc. DATE OF NAME CHANGE: 20130208 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001569292 XXXXXXXX 06-30-2019 06-30-2019 false Lenox Wealth Advisors, LLC

530 Fifth Avenue 11th Floor New York NY 10036

13F COMBINATION REPORT 028-15215 0001278249 028-10708 TOWER BRIDGE ADVISORS 0001093589 028-05119 ALTA CAPITAL MANAGEMENT LLC/ 0000727770 028-05267 MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST 0000096616 028-00787 TCW ASSET MANAGEMENT CO LLC 0001109448 028-10562 ALLIANCEBERNSTEIN L.P. 0001085936 028-05015 SYSTEMATIC FINANCIAL MANAGEMENT LP 0001364615 028-11964 Aperio Group, LLC 0001703301 028-18017 SpiderRock Advisors, LLC 0001230440 028-17085 Neuberger Berman Investment Advisers LLC 0001018331 028-05788 NATIXIS ADVISORS, L.P. 0001102578 028-05269 EARNEST PARTNERS LLC 0001056593 028-04691 SCHAFER CULLEN CAPITAL MANAGEMENT INC 0001082917 028-04145 GW&K Investment Management, LLC N Gregory Reynholds Chief Compliance Officer 212-231-9062 /s/ Gregory Reynholds New York NY 07-11-2019 0 424 573020 INFORMATION TABLE 2 infotable.xml SPDR S&P 500 ETF COM 78462F103 91135 311041 SH SOLE 0 0 311041 ISHARES EDGE MSCI MIN VOL GLBL ETF COM 464286525 72074 782388 SH SOLE 0 0 782388 ISHARES MSCI EAFE ETF COM 464287465 68295 1039022 SH SOLE 0 0 1039022 ISHARES CORE S&P MID CAP ETF COM 464287507 57400 295481 SH SOLE 0 0 295481 GOLDMAN SACHS ACTVBETA US LRG ETF COM 381430503 43918 747281 SH SOLE 0 0 747281 FLEXSHARES INTL QTY DIV INDEX ETF COM 33939L837 40767 1770924 SH SOLE 0 0 1770924 WSDMTRE CBOE S P 500 PUTWRT STRG ETF COM 97717X560 38804 1408404 SH SOLE 0 0 1408404 INVESCO BULLETSHARES 2021 CORPORATE BOND ETF COM 46138J700 29067 1371752 SH SOLE 0 0 1371752 JPMORGAN DVRSFD RTRN INTRNL EQT ETF COM 46641Q209 25058 460123 SH SOLE 0 0 460123 VANGUARD TOTAL WORLD STOCK ETF COM 922042742 23135 307807 SH SOLE 0 0 307807 SCHWAB US LARGE CAP ETF COM 808524201 11313 161172 SH SOLE 0 0 161172 SPDR LARGE CAP ETF COM 78464A854 5312 153799 SH SOLE 0 0 153799 SPDR MID CAP ETF COM 78464A847 3957 116144 SH SOLE 0 0 116144 VANGUARD SHRT INF PROT SEC INDEX ETF COM 922020805 3902 79124 SH SOLE 0 0 79124 VANGUARD SHORT TERM COR BD ETF COM 92206C409 3560 44129 SH SOLE 0 0 44129 ISHARES RUSSELL 1000 VALUE ETF COM 464287598 3489 27426 SH SOLE 0 0 27426 SPDR NUVEEN BLOOMBERG BARCLAYS SHORT TERM MUNICIPAL BOND ETF COM 78468R739 3161 64601 SH SOLE 0 0 64601 APPLE INC COM 037833100 2541 12839 SH SOLE 0 0 12839 AMAZON.COM INC COM 023135106 2458 1298 SH SOLE 0 0 1298 XTRACKERS MSCI EAFE HDGD EQY ETF COM 233051200 2451 77532 SH SOLE 0 0 77532 VANGUARD FTSE DEVELOPED MARKETS ETF COM 921943858 2264 54274 SH SOLE 0 0 54274 FLEXSHARES QUAL DIV ETF COM 33939L860 2106 46949 SH SOLE 0 0 46949 MICROSOFT CORP COM 594918104 2061 15387 SH SOLE 0 0 15387 VANGUARD FTSE EMERGING MARKETS ETF COM 922042858 1544 36304 SH SOLE 0 0 36304 ISHARES MSCI EAFE SMALL CAP ETF COM 464288273 1314 22898 SH SOLE 0 0 22898 ISHARES CORE MSCI EAFE ETF COM 46432F842 1074 17486 SH SOLE 0 0 17486 ALPHABET INC. 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ISHARES CORE MSCI EMERGING ETF COM 46434G103 7 137 SH SOLE 0 0 137 SONOVA HOLDING A G F SPONSORED ADR 1 ADR REPS 0.2 ORD SHS COM 83569C102 7 163 SH SOLE 0 0 163 UNIVERSAL HLTH SVCS CLASS B Class B Shares 913903100 7 50 SH SOLE 0 0 50 UMICORE SA F SPONSORED ADR 1 ADR REP 0.25 ORD SHS COM 90420M104 7 936 SH SOLE 0 0 936 VANGUARD VALUE ETF COM 922908744 7 67 SH SOLE 0 0 67 NUTRIEN LTD F COM 002823711 6 113 SH SOLE 0 0 113 ABBVIE INC COM 00287Y109 6 79 SH SOLE 0 0 79 ANHEUSER BUSCH INBEV S F SPONSORED ADR 1 ADR REPS 1 ORD SHS COM 03524A108 6 64 SH SOLE 0 0 64 SPDR BLMBRG BRCLY HGH YLD BND ETF COM 78464A417 6 57 SH SOLE 0 0 57 MEDTRONIC PLC F COM G5960L103 6 60 SH SOLE 0 0 60 MSCI INC COM 55354G100 6 26 SH SOLE 0 0 26 VF CORP COM 918204108 6 66 SH SOLE 0 0 66 COSAN LIMITED F DUTCH TENDER EXP: 12/28/18 Class A Shares G25343107 5 364 SH SOLE 0 0 364 FEDERAL NATL MTG ASSN GT COM 313586109 5 2000 SH SOLE 0 0 2000 GENERAL DYNAMICS CO COM 369550108 5 27 SH SOLE 0 0 27 INCYTE CORP COM 45337C102 5 57 SH SOLE 0 0 57 ISHARES RUSSELL 2000 VALUE ETF COM 464287630 5 38 SH SOLE 0 0 38 LYONDELLBASELL INDS F DUTCH TENDER EXP: 07/08/19 COM N53745100 5 55 SH SOLE 0 0 55 NORWEGIAN CRUISE LIN F COM G66721104 5 88 SH SOLE 0 0 88 NORSK HYDRO A S F SPONSORED ADR 1 ADR REPS 1 ORD SHS COM 656531605 5 1465 SH SOLE 0 0 1465 SCOTTS MIRACLE GROUP COM 810186106 5 47 SH SOLE 0 0 47 THOMSON REUTERS CORP F COM 884903105 5 73 SH SOLE 0 0 73 TC ENERGY CORP F COM 87807B107 5 98 SH SOLE 0 0 98 SANOFI S A F SPONSORED ADR 1 ADR REPS 0.5 ORD SHS COM 80105N105 4 96 SH SOLE 0 0 96 BIOMARIN PHARMACEUTL COM 09061G101 4 49 SH SOLE 0 0 49 BRISTOL-MYERS SQUIBB COM 110122108 4 97 SH SOLE 0 0 97 BOSTON PROPERTIES COM 101121101 4 33 SH SOLE 0 0 33 CATHAY BANK COM 149150104 4 98 SH SOLE 0 0 98 CTRIP COMMON INTERNTNL F SPONSORED ADR 1 ADR RE 0.125 ORD SHS COM 22943F100 4 107 SH SOLE 0 0 107 DIAGEO PLC F SPONSORED ADR 1 ADR REPS 4 ORD SHS COM 25243Q205 4 26 SH SOLE 0 0 26 ISHARES MSCI UNITED KINGDOM ETF COM 46435G334 4 133 SH SOLE 0 0 133 FITBIT INC CLASS A Class A Shares 33812L102 4 1000 SH SOLE 0 0 1000 FORTIVE CORP DISC COM 34959J108 4 45 SH SOLE 0 0 45 GARDNER DENVER HOLDINGS COM 36555P107 4 113 SH SOLE 0 0 113 ISHRS US AND INTL HIGH YIELD BD ETF COM 464286178 4 79 SH SOLE 0 0 79 GELTECH SOLUTIONS COM 368537106 4 24235 SH SOLE 0 0 24235 MACYS INC COM 55616P104 4 200 SH SOLE 0 0 200 MONSTER BEVERAGE CORPORA COM 61174X109 4 57 SH SOLE 0 0 57 MONOLITHIC POWER SYS COM 609839105 4 26 SH SOLE 0 0 26 PIONEER NATURAL RES COM 723787107 4 29 SH SOLE 0 0 29 ROYAL DUTCH SHELL F SPONSORED ADR 1 ADR REPS 2 ORD SHS COM 780259206 4 57 SH SOLE 0 0 57 S B A COMMUNICATIONS CLASS A Class A Shares 78410G104 4 16 SH SOLE 0 0 16 STERIS PLC F COM G84720104 4 24 SH SOLE 0 0 24 ASTRAZENECA PLC F SPONSORED ADR 1 ADR REPS 0.5 ORD SHS COM 046353108 3 80 SH SOLE 0 0 80 BCE INC F COM 05534B760 3 61 SH SOLE 0 0 61 BANK OF MONTREAL F COM 063671101 3 35 SH SOLE 0 0 35 BANK OF NOVA SCOTIA F COM 064149107 3 50 SH SOLE 0 0 50 CHINA MOBILE LTD F SPONSORED ADR 1 ADR REPS 5 ORD SHS COM 16941M109 3 66 SH SOLE 0 0 66 NTT DOCOMO INC F SPONSORED ADR 1 ADR REPS 1 ORD SHS COM 62942M201 3 108 SH SOLE 0 0 108 ISHARES MSCI EUROZONE ETF COM 464286608 3 85 SH SOLE 0 0 85 SHAW COMMUN INC F CLASS B Class B Shares 82028K200 3 139 SH SOLE 0 0 139 SK TELECOM CO LTD F SPONSORED ADR 1 ADR REP 0.11 ORD SHS COM 78440P108 3 107 SH SOLE 0 0 107 SUN LIFE FINL F COM 866796105 3 68 SH SOLE 0 0 68 SYNCHRONOSS TECHS COM 87157B103 3 400 SH SOLE 0 0 400 ABB LTD F SPONSORED ADR 1 ADR REPS 1 ORD SHS COM 000375204 2 110 SH SOLE 0 0 110 ALIGN TECHNOLOGY INC COM 016255101 2 8 SH SOLE 0 0 8 ASML HLDGS NV F SPONSORED ADR 1 ADR REPS 1 ORD SHS COM N07059210 2 11 SH SOLE 0 0 11 BLUEGREEN VACATIONS COM 09629F108 2 200 SH SOLE 0 0 200 ISHARES MSCI CANADA ETF COM 464286509 2 62 SH SOLE 0 0 62 HALLIBURTON CO HLDG COM 406216101 2 98 SH SOLE 0 0 98 HLTHCARE REALTY TR REIT COM 421946104 2 68 SH SOLE 0 0 68 HLTHCARE TR OF AMER REIT COM 42225P501 2 75 SH SOLE 0 0 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CORP COM 125523100 1 9 SH SOLE 0 0 9 ISHARES CMBS ETF COM 46429B366 1 10 SH SOLE 0 0 10 CENTENE CORP COM 15135B101 1 14 SH SOLE 0 0 14 COVETRUS INC COM 22304C100 1 48 SH SOLE 0 0 48 CVS HEALTH CORP COM 126650100 1 11 SH SOLE 0 0 11 ENCOMPASS HEALTH CORPORA COM 29261A100 1 15 SH SOLE 0 0 15 ISHARES JPMORGAN USD MTS BOND ETF COM 464288281 1 13 SH SOLE 0 0 13 ISHARES MSCI PACIFIC EX JAPAN ETF COM 464286665 1 24 SH SOLE 0 0 24 ISHARES MSCI SWITZERLAND ETF COM 464286749 1 27 SH SOLE 0 0 27 FORD MOTOR CO COM 345370860 1 85 SH SOLE 0 0 85 ETFMG PRIME CYBER SECURITY ETF COM 26924G201 1 33 SH SOLE 0 0 33 HUMANA INC COM 444859102 1 5 SH SOLE 0 0 5 ISHARES NASDAQ BIOTECHNOLOGY ETF COM 464287556 1 12 SH SOLE 0 0 12 ISHARES US MEDICAL DEVICES ETF COM 464288810 1 6 SH SOLE 0 0 6 MCKESSON CORP COM 58155Q103 1 8 SH SOLE 0 0 8 MYLAN NV F COM N59465109 1 40 SH SOLE 0 0 40 INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NO K-1 ETF COM 46090F100 1 85 SH SOLE 0 0 85 ALPS MEDICAL BREAKTHROUGHS ETF COM 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