Chief Compliance Officer

0001144204-13-056194.txt : 20131022 0001144204-13-056194.hdr.sgml : 20131022 20131022110535 ACCESSION NUMBER: 0001144204-13-056194 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131022 DATE AS OF CHANGE: 20131022 EFFECTIVENESS DATE: 20131022 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lenox Wealth Advisors, Inc. CENTRAL INDEX KEY: 0001569292 IRS NUMBER: 453021070 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15215 FILM NUMBER: 131162924 BUSINESS ADDRESS: STREET 1: 340 MADISON AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10173 BUSINESS PHONE: 212-231-9062 MAIL ADDRESS: STREET 1: 340 MADISON AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10173 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001569292 XXXXXXXX 09-30-2013 09-30-2013 false Lenox Wealth Advisors, Inc.

340 Madison Avenue 21st Floor New York NY 10173

13F COMBINATION REPORT 028-15215 0001278249 028-10708 TOWER BRIDGE ADVISORS 0001093589 028-05119 ALTA CAPITAL MANAGEMENT LLC/ 0000003520 028-00869 FRED ALGER MANAGEMENT INC 0000020430 028-00255 Invesco Advisers, Inc. 0001443066 028-13173 MFS Institutional Advisors, Inc. 0000727770 028-05267 DELAWARE MANAGEMENT BUSINESS TRUST 0000096616 028-00787 TCW ASSET MANAGEMENT CO 0001158202 028-11296 PENN CAPITAL MANAGEMENT CO INC 0000943656 028-05416 DENVER INVESTMENT ADVISORS LLC 0000728774 028-00454 NEUBERGER BERMAN LLC 0001085936 028-05015 SYSTEMATIC FINANCIAL MANAGEMENT LP N Gregory Reynholds Chief Compliance Officer 212-231-9062 /s/ Gregory Reynholds New York NY 10-21-2013 0 256 107176 INFORMATION TABLE 2 infotable.xml Adt Corp COM 00101J106 2 55 SH SOLE 0 0 55 Alps TRUST Etf COM 00162Q866 17 983 SH SOLE 0 0 983 A T & T Inc New COM 00206R102 9 253 SH SOLE 0 0 253 Adobe Systems Inc COM 00724F101 5 103 SH SOLE 0 0 103 Aetna Inc New COM 00817Y108 6 86 SH SOLE 0 0 86 Altera Corporation COM 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COM 09247X101 14 50 SH SOLE 0 0 50 Boeing Co COM 097023105 74 634 SH SOLE 0 0 634 Cbs Corporation Cl B New Class B Shares 124857202 23 413 SH SOLE 0 0 413 Cf Industries Holdings COM 125269100 2 8 SH SOLE 0 0 8 Calpine Corp New COM 131347304 1 68 SH SOLE 0 0 68 Canadian Pac Railway COM 13645T100 7 57 SH SOLE 0 0 57 Capital Bk Finl Cp Cl A Class A Shares 139794101 3 122 SH SOLE 0 0 122 Capital One Financial Cp COM 14040H105 17 244 SH SOLE 0 0 244 Carmax Inc COM 143130102 5 102 SH SOLE 0 0 102 Cavium Inc COM 14964U108 4 94 SH SOLE 0 0 94 Celgene Corp COM 151020104 15 100 SH SOLE 0 0 100 Centene Corp COM 15135B101 3 50 SH SOLE 0 0 50 Cenovus Energy Inc COM 15135U109 6 200 SH SOLE 0 0 200 Charter Communication (NV) COM 16117M107 0 500 SH SOLE 0 0 500 Chevron Corporation COM 166764100 6 50 SH SOLE 0 0 50 Chicos Fas Inc COM 168615102 4 251 SH SOLE 0 0 251 Cisco Systems Inc COM 17275R102 6 250 SH SOLE 0 0 250 Cintas Corp COM 172908105 6 116 SH SOLE 0 0 116 Citigroup Inc New COM 172967424 36 744 SH SOLE 0 0 744 Guggenheim Exch Trd Fd COM 18385P101 1 57 SH SOLE 0 0 57 Cobalt Intl Energy Inc COM 19075F106 9 350 SH SOLE 0 0 350 Coca Cola Company COM 191216100 31 820 SH SOLE 0 0 820 Comerica Incorporated COM 200340107 4 102 SH SOLE 0 0 102 Conocophillips COM 20825C104 4 61 SH SOLE 0 0 61 Consolidated Edison Inc COM 209115104 43 774 SH SOLE 0 0 774 Costco Whsl Corp New COM 22160K105 6 50 SH SOLE 0 0 50 Cree Inc COM 225447101 5 75 SH SOLE 0 0 75 MSCI EAFE Hedged Eq COM 233051200 19638 761475 SH SOLE 0 0 761475 D T E Energy Company COM 233331107 6 90 SH SOLE 0 0 90 D S W Inc COM 23334L102 2 23 SH SOLE 0 0 23 Deckers Outdoor Corp COM 243537107 5 80 SH SOLE 0 0 80 Devon Energy Cp New COM 25179M103 11 198 SH SOLE 0 0 198 Diebold Incorporated COM 253651103 3 105 SH SOLE 0 0 105 Disney Walt Co COM 254687106 14 215 SH SOLE 0 0 215 Dow Chemical Company COM 260543103 8 200 SH SOLE 0 0 200 Du Pont E I De Nemour&Co COM 263534109 9 154 SH SOLE 0 0 154 Durata Therapeutics Inc COM 26658A107 72 8000 SH SOLE 0 0 8000 E M C Corp Mass COM 268648102 10 397 SH SOLE 0 0 397 Eagle Materials Inc COM 26969P108 2 33 SH SOLE 0 0 33 Eastman Chemical Co COM 277432100 9 111 SH SOLE 0 0 111 Eaton Corporation COM 278058102 2 23 SH SOLE 0 0 23 Eaton Vance Cp Non Vtg COM 278265103 2 63 SH SOLE 0 0 63 Ebay Inc COM 278642103 10 173 SH SOLE 0 0 173 Energizer Holding Inc COM 29266R108 5 51 SH SOLE 0 0 51 Evercore Partners Inc A COM 29977A105 3 59 SH SOLE 0 0 59 Everbank Financial Corp COM 29977G102 2 166 SH SOLE 0 0 166 Exelon Corporation COM 30161N101 7 235 SH SOLE 0 0 235 Express Scripts Inc COM 302182100 14 224 SH SOLE 0 0 224 Exxon Mobil Corporation COM 30231G102 63 728 SH SOLE 0 0 728 Fxcm Inc COM 302693106 3 134 SH SOLE 0 0 134 Facebook Inc Class A COM 30303M102 5 100 SH SOLE 0 0 100 Finisar Corp New COM 31787A507 3 138 SH SOLE 0 0 138 Firstmerit Corp COM 337915102 3 137 SH SOLE 0 0 137 Fossil Inc COM 349882100 4 35 SH SOLE 0 0 35 General Dynamics Corp COM 369550108 6 65 SH SOLE 0 0 65 General Electric Company COM 369604103 41 1713 SH SOLE 0 0 1713 General Mills Inc COM 370334104 6 119 SH SOLE 0 0 119 Genworth Financial Inc COM 37247D106 4 300 SH SOLE 0 0 300 Gilead Sciences Inc COM 375558103 25 400 SH SOLE 0 0 400 Google Inc Class A COM 38259P508 184 210 SH SOLE 0 0 210 Hff Inc COM 40418F108 4 146 SH SOLE 0 0 146 Hsbc Hldgs Plc Adr New COM 404280406 3 50 SH SOLE 0 0 50 Hain Celestial Group Inc COM 405217100 2 25 SH SOLE 0 0 25 Halliburton Co Hldg Co COM 406216101 12 254 SH SOLE 0 0 254 Hartford Finl Svcs Grp COM 416515104 6 179 SH SOLE 0 0 179 Hasbro Inc COM 418056107 3 66 SH SOLE 0 0 66 Helix Energy Solution Gp COM 42330P107 4 150 SH SOLE 0 0 150 Hercules Offshore Inc COM 427093109 4 510 SH SOLE 0 0 510 Hexcel Corp New COM 428291108 2 55 SH SOLE 0 0 55 Home Depot Inc COM 437076102 19 245 SH SOLE 0 0 245 Honeywell International COM 438516106 3 40 SH SOLE 0 0 40 Icon Plc Spon Adr COM 45103T107 2 48 SH SOLE 0 0 48 Imax Corp COM 45245E109 3 87 SH SOLE 0 0 87 I N G 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0 76 Powershs Exch Trad Fd Tr COM 73935X278 4 152 SH SOLE 0 0 152 Powershs Exch Trad Fd Tr COM 73936G308 5 242 SH SOLE 0 0 242 Rowe T Price Group Inc COM 74144T108 7 95 SH SOLE 0 0 95 Pricesmart Inc COM 741511109 2 26 SH SOLE 0 0 26 Procter & Gamble COM 742718109 152 2013 SH SOLE 0 0 2013 Proshares Ultra S&P COM 74347R107 60 711 SH SOLE 0 0 711 Prosh Ultra Real Est New COM 74347X625 14 205 SH SOLE 0 0 205 Proshs Ultra Finl New COM 74347X633 65 662 SH SOLE 0 0 662 Proshares Short Etf COM 74347X849 32 1000 SH SOLE 0 0 1000 Prudential Financial Inc COM 744320102 13 169 SH SOLE 0 0 169 Qualcomm Inc COM 747525103 22 330 SH SOLE 0 0 330 Ralph Lauren Corp Cl A Class A Shares 751212101 16 100 SH SOLE 0 0 100 Slm Corporation COM 78442P106 14 567 SH SOLE 0 0 567 S&P 500 index ETF COM 78462F103 40054 238403 SH SOLE 0 0 238403 Spdr S&P Regional Bking COM 78464A698 89 2483 SH SOLE 0 0 2483 Spdr S&P Midcap 400 Etf COM 78467Y107 863 3812 SH SOLE 0 0 3812 Salesforce Com COM 79466L302 6 120 SH SOLE 0 0 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Vanguard REIT COM 922908553 6522 98605 SH SOLE 0 0 98605 Verizon Communications COM 92343V104 7 140 SH SOLE 0 0 140 Vertex Pharmaceuticals COM 92532F100 5 64 SH SOLE 0 0 64 Viacom Inc Cl B New Class B Shares 92553P201 3 30 SH SOLE 0 0 30 Visa Inc Cl A Class A Shares 92826C839 6 30 SH SOLE 0 0 30 Vodafone Group New Adr COM 92857W209 19 550 SH SOLE 0 0 550 Volvo Aktblgt B New Ordf COM 928856301 46 3050 SH SOLE 0 0 3050 Wal-Mart Stores Inc COM 931142103 12 163 SH SOLE 0 0 163 Walgreen Company COM 931422109 8 150 SH SOLE 0 0 150 Waste Management Inc Del COM 94106L109 13 311 SH SOLE 0 0 311 Waters Corp COM 941848103 8 71 SH SOLE 0 0 71 Watson Pharmaceuticals COM 942683103 14 100 SH SOLE 0 0 100 Weight Watchers Intl Inc COM 948626106 7 200 SH SOLE 0 0 200 Wells Fargo & Co New COM 949746101 6 138 SH SOLE 0 0 138 The Wendys Company COM 95058W100 6 751 SH SOLE 0 0 751 Westpac Banking Spn Adrf COM 961214301 69 2250 SH SOLE 0 0 2250 Williams Companies COM 969457100 17 475 SH SOLE 0 0 475 Wisconsin Egy Cp Hldg Co COM 976657106 4 93 SH SOLE 0 0 93 Wisdomtree Jpn Hdgd Eqty COM 97717W851 31 649 SH SOLE 0 0 649 Woodward Inc COM 980745103 2 40 SH SOLE 0 0 40 Wynn Resorts COM 983134107 10 65 SH SOLE 0 0 65 Accenture Plc Cl A Class A Shares G1151C101 5 72 SH SOLE 0 0 72 Covidien Plc New COM G2554F113 5 88 SH SOLE 0 0 88 Everest Re Group Ltd COM G3223R108 7 49 SH SOLE 0 0 49 Fleetmatics Group Plc COM G35569105 3 80 SH SOLE 0 0 80 Mallinckrodt Pub COM G5785G107 0 11 SH SOLE 0 0 11 Michael Kors Hldgs COM G60754101 15 202 SH SOLE 0 0 202 Orient Express Hotel A COM G67743107 3 228 SH SOLE 0 0 228 Seadrill Ltd COM G7945E105 21 467 SH SOLE 0 0 467 Foster Wheeler Ag Ord COM H27178104 3 121 SH SOLE 0 0 121 Tyco Intl Ltd New COM H89128104 2 50 SH SOLE 0 0 50 Intelsat S A COM L5140P101 3 106 SH SOLE 0 0 106 Lyondellbasell Inds COM N53745100 6 82 SH SOLE 0 0 82 Ericsson Telfon New Ordf COM W26049119 5 400 SH SOLE 0 0 400 Hennes & Mauritz Ab Ordf COM W41422101 43 1000 SH SOLE 0 0 1000 Investor Ab Sh B Ord COM W48102128 98 3214 SH SOLE 0 0 3214 Skanska Ab B Ord COM W83567110 15 800 SH SOLE 0 0 800 Svenska Cell B New Ord COM W90152120 38 1500 SH SOLE 0 0 1500 Svenska Hndlsbnkn A Ordf COM W90937181 21 500 SH SOLE 0 0 500 Danaos Corporation COM Y1968P105 2 500 SH SOLE 0 0 500