Chief Compliance Officer

0001104659-20-112957.txt : 20201007 0001104659-20-112957.hdr.sgml : 20201007 20201007114729 ACCESSION NUMBER: 0001104659-20-112957 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201007 DATE AS OF CHANGE: 20201007 EFFECTIVENESS DATE: 20201007 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lenox Wealth Advisors, LLC CENTRAL INDEX KEY: 0001569292 IRS NUMBER: 453021070 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15215 FILM NUMBER: 201228432 BUSINESS ADDRESS: STREET 1: 90 PARK AVENUE STREET 2: SUITE 1700 CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-602-4544 MAIL ADDRESS: STREET 1: 90 PARK AVENUE STREET 2: SUITE 1700 CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: Lenox Wealth Advisors, Inc. DATE OF NAME CHANGE: 20130208 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001569292 XXXXXXXX 09-30-2020 09-30-2020 false Lenox Wealth Advisors, LLC

90 Park Avenue Suite 1700 New York NY 10016

13F COMBINATION REPORT 028-15215 0001093589 028-05119 ALTA CAPITAL MANAGEMENT LLC/ 0000727770 028-05267 MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST 0000096616 028-00787 TCW ASSET MANAGEMENT CO LLC 0001109448 028-10562 ALLIANCEBERNSTEIN L.P. 0001364615 028-11964 Aperio Group, LLC 0001703301 028-18017 SpiderRock Advisors, LLC 0001230440 028-17085 Neuberger Berman Investment Advisers LLC 0001018331 028-05788 NATIXIS ADVISORS, L.P. 0001102578 028-05269 EARNEST PARTNERS LLC 0001056593 028-04691 SCHAFER CULLEN CAPITAL MANAGEMENT INC 0001082917 028-04145 GW&K Investment Management, LLC N Gregory Reynholds Chief Compliance Officer 212-231-9062 /s/ Gregory Reynholds New York NY 10-07-2020 0 604 665331 INFORMATION TABLE 2 infotable.xml SPDR S&P 500 ETF COM 78462F103 91680 273762 SH SOLE 0 0 273762 ISHARES CORE S&P MID-CAP ETF COM 464287507 88419 477143 SH SOLE 0 0 477143 ISHARES MSCI GLOBAL MIN VOL FCT ETF COM 464286525 82579 898478 SH SOLE 0 0 898478 ISHARES CORE MSCI EAFE ETF COM 46432F842 51168 848833 SH SOLE 0 0 848833 WSDMTRE CBOE S P 500 PUTWRT STRG ETF COM 97717X560 44562 1665243 SH SOLE 0 0 1665243 WISDOMTREE INTERNATIONAL HGH DIV ETF COM 97717W802 31805 966726 SH SOLE 0 0 966726 ISHARES 20(PLUS) YEAR TREASURY BOND ETF COM 464287432 30959 189631 SH SOLE 0 0 189631 PROSHARES S&P 500 DIV ARISTOCRAT ETF COM 74348A467 30044 416406 SH SOLE 0 0 416406 VANGUARD TOTAL WORLD STOCK ETF COM 922042742 26463 328165 SH SOLE 0 0 328165 JPMORGAN DVRSFD RTRN INTRNL EQT ETF COM 46641Q209 25952 502846 SH SOLE 0 0 502846 SPDR PORTFOLIO S&P 500 ETF COM 78464A854 21797 553937 SH SOLE 0 0 553937 ISHARES MSCI EAFE ETF COM 464287465 19891 312504 SH SOLE 0 0 312504 SCHWAB US LARGE CAP ETF IV COM 808524201 13074 162144 SH SOLE 0 0 162144 FLEXSHARES INTL QTY DIV INDEX ETF COM 33939L837 11788 570034 SH SOLE 0 0 570034 SPDR PORTFOLIO S&P 400 MID CAP ETF COM 78464A847 8250 252826 SH SOLE 0 0 252826 SPDR LONG TERM TREASURY ETF Class A Shares 78464A664 6590 140994 SH SOLE 0 0 140994 APPLE INC COM 037833100 6316 54538 SH SOLE 0 0 54538 GOLDMAN SACHS ACTVBETA US LRG ETF COM 381430503 5771 84810 SH SOLE 0 0 84810 AMAZON.COM INC COM 023135106 5151 1636 SH SOLE 0 0 1636 SPDR NUVEEN BLOOMBERG BARCLAYS SHORT TERM MUNICIPAL BOND ETF COM 78468R739 4373 87686 SH SOLE 0 0 87686 FLEXSHARES QUALDIV ETF IV COM 33939L860 3935 88141 SH SOLE 0 0 88141 VANGUARD SHRT INF PROT SEC INDEX ETF COM 922020805 3916 76753 SH SOLE 0 0 76753 MICROSOFT CORP COM 594918104 2804 13332 SH SOLE 0 0 13332 ISHARES RUSSELL 1000 VALUE ETF COM 464287598 1853 15687 SH SOLE 0 0 15687 XTRACKERS MSCI EAFE HDGD EQY ETF COM 233051200 1728 56468 SH SOLE 0 0 56468 VANGUARD REAL ESTATE ETF IV COM 922908553 1626 20589 SH SOLE 0 0 20589 FACEBOOK INC CLASS A Class A Shares 30303M102 1625 6205 SH SOLE 0 0 6205 INVESCO BULLETSHARES 2021 CORPORATE BOND ETF COM 46138J700 1497 70210 SH SOLE 0 0 70210 ALPHABET INC. 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