0000905718-13-000160.txt : 20130516
0000905718-13-000160.hdr.sgml : 20130516
20130515174605
ACCESSION NUMBER: 0000905718-13-000160
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130516
DATE AS OF CHANGE: 20130515
EFFECTIVENESS DATE: 20130516
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Newtyn Management, LLC
CENTRAL INDEX KEY: 0001569241
IRS NUMBER: 453017573
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15390
FILM NUMBER: 13848851
BUSINESS ADDRESS:
STREET 1: 599 LEXINGTON AVENUE
STREET 2: 41ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-446-2460
MAIL ADDRESS:
STREET 1: 599 LEXINGTON AVENUE
STREET 2: 41ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
form13fmar2013.txt
FIRST QUARTER 13F
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2013
Check here if Amendment []; Amendment Number: _____
This Amendment (check only one.):
[ ] is a restatement
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Newtyn Management LLC
----------------------
Address: 599 Lexington Avenue, 41st Floor
---------------------------------
New York, New York 10022
--------------------------
FORM 13F FILE NUMBER: 28- 10427
-------------------------------
The institutional investment manager filing this report
and the person by whom it is signed hereby represent that
the person signing the report is authorized to submit it,
that all information contained herein is true, correct
and complete, and that it is understood that all required
items, statements, schedules, lists, and tables, are
considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Euguene Dozortsev
-----------------
Title: Manager
-------
Phone: 212-446-2460
------------
Signature, Place, and Date of Signing:
/s/ Euguene Dozortsev New York, NY May 15, 2013
---------------------- -------------- --------------
REPORT TYPE (CHECK ONLY ONE.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F SUMMARY PAGE
REPORT SUMMARY
Number of Other Included Managers: None
---------------------------------- ----
Form 13F Information Table Entry Total: 23
--------------------------------------- --
Form 13F Information Table Value Total: $246,958 (thousands)
--------------------------------------- --------------------
List of Other Included Managers: None
-------------------------------- ----
Newtyn Management LLC
Form 13F Information Table
March 31, 2013
Title of Value Shares/ SH/ PUT/ INVSTMT OTHER VOTING AUTH
Name of Issuer Class Cusip (x1000) PRN AMT PRN CALL DSCRETN MNGRS SOLE SHRD NONE
AMERICAN INTL GROUP INC COM NEW 026874784 16,498 425,000 SH Sole 425,000
ASSISTED LIVING CONCPT
NEV N CL A NEW 04544X300 15,754 1,325,000 SH Sole 1,325,000
COMVERSE INC COM 20585P105 10,234 364,990 SH Sole 364,990
E TRADE FINANCIAL CORP COM NEW 269246401 11,781 1,100,000 SH Sole 1,100,000
ENGILITY HLDGS INC COM 29285W104 16,786 700,000 SH Sole 700,000
HUNTINGTON INGALLS INDS INC COM 446413106 26,665 500,000 SH Sole 500,000
KEARNY FINL CORP COM 487169104 3,060 300,000 SH Sole 300,000
SANOFI RIGHT
12/31/2020 80105N113 3,379 1,898,200 SH Sole -
SEAGATE TECHNOLOGY PLC SHS G7945M107 10,968 300,000 SH Sole 300,000
SELECT INCOME REIT COM SH
BEN INT 81618T100 9,919 375,000 SH Sole 375,000
TFS FINL CORP COM 87240R107 20,035 1,850,000 SH Sole 1,850,000
VODAFONE GROUP PLC NEW SPONS
ADR NEW 92857W209 31,251 1,100,000 SH Sole 1,100,000
WASHINGTON POST CO CL B 939640108 18,774 42,000 SH Sole 42,000
ASTA FDG INC COM 046220109 1,714 178,569 SH Sole 178,569
AUDIENCE INC COM 05070J102 6,862 450,000 SH Sole 450,000
FELCOR LODGING TR INC PFD CV
A $1.95 31430F200 3,260 131,296 SH Sole -
GYRODYNE CO AMER INC COM 403820103 3,308 45,000 SH Sole 45,000
MAXYGEN INC COM 577776107 2,145 890,000 SH Sole 890,000
WRIGHT MED GROUP INC RIGHT
03/01/2019 98235T115 2,422 968,687 SH Sole 968,687
GRIFOLS S A SP ADR
REP B NVT 398438408 11,604 400,000 SH Sole -
RUSH ENTERPRISES INC CL B 781846308 10,485 509,000 SH Sole 509,000
UNI PIXEL INC COM NEW 904572203 6,144 200,472 SH Sole 200,472
LINN ENERGY LLC PUT 536020950 3,910 105,000 SH PUT Sole -
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