0000897069-13-000170.txt : 20130219 0000897069-13-000170.hdr.sgml : 20130219 20130215155308 ACCESSION NUMBER: 0000897069-13-000170 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130215 DATE AS OF CHANGE: 20130215 EFFECTIVENESS DATE: 20130215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PL Capital Advisors, LLC CENTRAL INDEX KEY: 0001569147 IRS NUMBER: 204155863 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-15370 FILM NUMBER: 13619606 BUSINESS ADDRESS: STREET 1: 20 EAST JEFFERSON AVENUE, SUITE 22 CITY: NAPERVILLE STATE: IL ZIP: 60540 BUSINESS PHONE: 973-360-1666 MAIL ADDRESS: STREET 1: 20 EAST JEFFERSON AVENUE, SUITE 22 CITY: NAPERVILLE STATE: IL ZIP: 60540 13F-HR/A 1 cg242.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 ----------------- Check here if Amendment [X]; Amendment Number: 1 ----- This Amendment (Check only one.): [X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: PL Capital Advisors, LLC Address: 20 East Jefferson Avenue, Suite 22 Naperville, Illinois 60540 Form 13F File Number: 028-15370 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard Lashley Title: Managing Member Phone: (973) 360-1666 Signature, Place, and Date of Signing: /s/ Richard Lashley Naperville, IL February 15, 2013 ------------------------------------------------------------------------------- Richard Lashley City, State Date Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 51 ----------- Form 13F Information Table Value Total: $122,379 ----------- (thousands) List of Other Included Managers: NONE
FORM 13F INFORMATION TABLE Name of Reporting Manager: PL Capital Advisors, LLC Value Shares/ Sh/ Put/ Invstmt Other Voting Authority Name of Issuer Title of Class CUSIP (x1000) Prn Amt Prn Call Dscretn Managers Sole Shared None --------------------------------- ---------------- --------- ------- --------- --- ---- ------- -------- ------ ------ ----- Alliance Bancorp Inc/PA Common 01890A108 6,586 518,610 SH SOLE 518,610 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- Ameriana Bancorp Common 023613102 2,325 283,231 SH SOLE 283,231 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- Anworth Mortgage Asset Corp Common 037347101 460 79,500 SH SOLE 79,500 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- Athens Bancshares Corp Common 047042106 1,944 117,727 SH SOLE 117,727 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- Bank of America Corp Common 060505104 871 75,000 SH SOLE 75,000 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- BankFinancial Corp Common 06643P104 5,637 759,682 SH SOLE 759,682 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- BCSB Bancorp Inc Common 055367106 4,443 312,872 SH SOLE 312,872 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- Brookline Bancorp Inc Common 11373M107 3,189 375,118 SH SOLE 375,118 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- BSB Bancorp Inc/MD Common 05573H108 349 28,500 SH SOLE 28,500 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- Cape Bancorp Inc Common 139209100 333 38,271 SH SOLE 38,271 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- Capital One Financial Corp Common 14040H105 2,578 44,500 SH SOLE 44,500 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- Capital One Financial Corp *W Exp 11/14/201 14040H139 398 18,800 SH SOLE 18,800 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- CFS Bancorp Inc Common 12525D102 5,860 934,564 SH SOLE 934,564 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- Charter Financial Corp/GA Common 16122M100 461 43,500 SH SOLE 43,500 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- Citigroup Inc Common 172967424 3,761 95,068 SH SOLE 95,068 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- Codorus Valley Bancorp Inc Common 192025104 487 32,390 SH SOLE 32,390 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- Colonial Financial Services Inc Common 19566B101 699 53,386 SH SOLE 53,386 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- Comerica Inc *W Exp 11/14/201 200340115 412 50,000 SH SOLE 50,000 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- Eagle Bancorp Montana Inc Common 26942G100 1,294 124,982 SH SOLE 124,982 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- First Niagara Financial Group Inc Common 33582V108 811 102,300 SH SOLE 102,300 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- Fox Chase Bancorp Inc Common 35137T108 4,940 296,691 SH SOLE 296,691 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- HF Financial Corp Common 404172108 7,285 556,095 SH SOLE 556,095 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- HopFed Bancorp Inc Common 439734104 714 82,823 SH SOLE 82,823 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- Horizon Bancorp/IN Common 440407104 10,797 549,472 SH SOLE 549,472 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- Intervest Bancshares Corp Common 460927106 4,467 1,148,248 SH SOLE 1,148,248 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- JPMorgan Chase & Co Common 46625H100 3,113 70,810 SH SOLE 70,810 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- KeyCorp Common 493267108 863 102,500 SH SOLE 102,500 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- Lake Shore Bancorp Inc Common 510700107 145 14,100 SH SOLE 14,100 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- Magyar Bancorp Inc Common 55977T109 2,268 540,133 SH SOLE 540,133 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- Malvern Bancorp Inc. Common 561409103 6,549 587,310 SH SOLE 587,310 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- Metro Bancorp Inc Common 59161R101 8,108 613,323 SH SOLE 613,323 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- MSB Financial Corp Common 55352P102 2,759 411,849 SH SOLE 411,849 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- MutualFirst Financial Inc Common 62845B104 3,388 296,436 SH SOLE 296,436 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- Northeast Community Bancorp Inc Common 664112109 818 155,200 SH SOLE 155,200 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- Northfield Bancorp Inc Common 66611L105 809 53,052 SH SOLE 53,052 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- Old National Bancorp/IN Common 680033107 1,649 138,932 SH SOLE 138,932 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- Orrstown Financial Services Inc Common 687380105 5,361 556,153 SH SOLE 556,153 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- PNC Financial Services Group Inc Common 693475105 671 11,500 SH SOLE 11,500 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- PNC Financial Services Group Inc *W Exp 11/14/201 693475121 546 63,545 SH SOLE 63,545 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- Polonia Bancorp Inc. Common 73158Q109 2,757 342,438 SH SOLE 342,438 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- Prudential Bancorp Inc of PA Common 744319104 150 21,158 SH SOLE 21,158 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- Roma Financial Corp Common 77581P109 2,914 192,717 SH SOLE 192,717 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- SP Bancorp Inc Common 78468K106 422 27,198 SH SOLE 27,198 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- Standard Financial Corp Common 853393106 1,172 67,300 SH SOLE 67,300 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- Sussex Bancorp Common 869245100 109 18,300 SH SOLE 18,300 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- TF Financial Corp Common 872391107 635 26,642 SH SOLE 26,642 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- TFS Financial Corp Common 87240R107 523 54,400 SH SOLE 54,400 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- Valley National Bancorp Common 919794107 625 67,175 SH SOLE 67,175 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- ViewPoint Financial Group Common 92672A101 2,772 132,370 SH SOLE 132,370 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- Wells Fargo & Co Common 949746101 547 16,000 SH SOLE 16,000 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- WesBanco Inc Common 950810101 1,605 72,211 SH SOLE 72,211 --------------------------------- ---------------- --------- ------- --------- -- ---- --------- Total 122,379 --------------------------------- -------