0001569141-13-000002.txt : 20130502 0001569141-13-000002.hdr.sgml : 20130502 20130502144740 ACCESSION NUMBER: 0001569141-13-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130502 DATE AS OF CHANGE: 20130502 EFFECTIVENESS DATE: 20130502 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alley Co LLC CENTRAL INDEX KEY: 0001569141 IRS NUMBER: 364218090 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15235 FILM NUMBER: 13807318 BUSINESS ADDRESS: STREET 1: 585 BANK LANE STREET 2: SUITE 2400 CITY: LAKE FOREST STATE: IL ZIP: 60045 BUSINESS PHONE: 847-482-0938 MAIL ADDRESS: STREET 1: 585 BANK LANE STREET 2: SUITE 2400 CITY: LAKE FOREST STATE: IL ZIP: 60045 13F-HR 1 alleycollc13f_03312013.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20546 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Alley Co LLC Address: 585 Bank Lane, Suite 2400 Lake Forest, IL 60045 Form 13F File Number: 028-15235 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Steven J. Alley Title: President Phone: 847-482-0938 Signature, Place, Date of Signing: Steven J. Alley Lake Forest, Illinois April 25, 2013 Report Type (Check only one): [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 73 Form 13F Information Table Value Total: $120,166 List of Other Included Managers: NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AFLAC Incorporated COM 001055102 2374 45633 SH Sole 45633 AT&T Inc. COM 00206R102 1680 45776 SH Sole 45776 AbbVie Inc. COM 00287Y109 1963 48142 SH Sole 48142 Abbott Labs COM 002824100 1924 54483 SH Sole 54483 Altria Group COM 02209S103 2973 86462 SH Sole 86462 Amazon COM 023135106 1130 4239 SH Sole 4239 Apple Computer COM 037833100 2235 5050 SH Sole 5050 Arthur J. Gallagher & Co. COM 363576109 3198 77410 SH Sole 77410 BCE, Inc. COM 05534B760 3685 78932 SH Sole 78932 Berkshire Hathaway Cl B COM 084670702 1277 12253 SH Sole 12253 BlackRock, Inc. COM 09247X101 2393 9314 SH Sole 9314 Bristol-Myers Squibb Co. COM 110122108 1644 39914 SH Sole 39914 CVS COM 126650100 1572 28581 SH Sole 28581 Caterpillar Inc. COM 149123101 1216 13986 SH Sole 13986 Cisco Systems COM 17275R102 1666 79726 SH Sole 79726 Comcast Corp COM 20030N101 1914 45590 SH Sole 45590 Conoco Phillips COM 20825C104 2984 49648 SH Sole 49648 Consolidated Edison COM 209115104 1450 23763 SH Sole 23763 Duke Energy Corp. COM 26441C204 2481 34182 SH Sole 34182 Emerson Electric COM 291011104 2925 52349 SH Sole 52349 Enterprise Products Partners COM 293792107 969 16065 SH Sole 16065 Exxon Mobil Corp. COM 30231G102 219 2434 SH Sole 2434 Genuine Parts Co. COM 372460105 2092 26826 SH Sole 26826 Glaxosmithkline PLC ADRF COM 37733W105 1426 30398 SH Sole 30398 Google Inc. COM 38259P508 1515 1907 SH Sole 1907 Integrys Energy Group COM 45822P105 393 6760 SH Sole 6760 Intel COM 458140100 2872 131529 SH Sole 131529 International Business Machine COM 459200101 1225 5743 SH Sole 5743 JP Morgan Chase COM 46625H100 2784 58670 SH Sole 58670 Johnson & Johnson COM 478160104 231 2829 SH Sole 2829 Kimberly-Clark Corp. COM 494368103 2440 24903 SH Sole 24903 Kinder Morgan Energy Partners COM 494550106 1732 19299 SH Sole 19299 MasterCard Incorporated COM 57636Q104 1166 2155 SH Sole 2155 McDonald's Corp. COM 580135101 2929 29383 SH Sole 29383 Merck & Co. Inc. COM 58933Y105 1777 40211 SH Sole 40211 Microchip Technology COM 595017104 2779 75585 SH Sole 75585 Oracle Corp. COM 68389X105 2004 61971 SH Sole 61971 Packaging Corp of America COM 695156109 404 9003 SH Sole 9003 Patterson Companies COM 703395103 265 6959 SH Sole 6959 Paychex COM 704326107 2777 79215 SH Sole 79215 Perrigo Company COM 714290103 1023 8619 SH Sole 8619 Philip Morris International COM 718172109 5496 59282 SH Sole 59282 Phillips 66 COM 718546104 2253 32198 SH Sole 32198 Polaris Industries Inc. COM 731068102 1179 12749 SH Sole 12749 Praxair Inc. COM 74005P104 643 5762 SH Sole 5762 Procter & Gamble COM 742718109 2234 28988 SH Sole 28988 RPM Int'l COM 749685103 1939 61412 SH Sole 61412 SPDR Financial Sel ETF COM 81369Y605 2703 148417 SH Sole 148417 SPDR Trust Unit SR 1 ETF COM 78462F103 2846 18164 SH Sole 18164 Schlumberger COM 806857108 1286 17178 SH Sole 17178 Spectra Energy COM 847560109 1584 51507 SH Sole 51507 Starbucks Corp. COM 855244109 1294 22728 SH Sole 22728 V F Corp COM 918204108 1021 6086 SH Sole 6086 Vanguard Emerging Market Fund COM 922042858 1020 23775 SH Sole 23775 Vanguard European COM 922042874 333 6776 SH Sole 6776 Vanguard Extended Mkt COM 922908652 392 5750 SH Sole 5750 Vanguard Index - Growth COM 922908736 750 9670 SH Sole 9670 Vanguard Large Cap COM 922908637 1320 18405 SH Sole 18405 Vanguard MSCI Pacific ETF COM 922042866 286 4930 SH Sole 4930 Vanguard Value ETF COM 922908744 444 6775 SH Sole 6775 Verizon Communication COM 92343V104 2218 45119 SH Sole 45119 Wells Fargo & Co. COM 949746101 1109 29971 SH Sole 29971 Xcel Energy Inc. COM 98389B100 1228 41350 SH Sole 41350 iShares Core S&P Mid-Cap ETF COM 464287507 1735 15077 SH Sole 15077 iShares Core S&P Small-Cap ETF COM 464287804 1451 16664 SH Sole 16664 iShares DJ Select Dividend Ind COM 464287168 1384 21827 SH Sole 21827 iShares MSCI Emerging Mkt Inde COM 464287234 1302 30439 SH Sole 30439 iShares NASDAQ Biotechnology I COM 464287556 974 6093 SH Sole 6093 iShares Russell Midcap Index F COM 464287499 1042 8183 SH Sole 8183 iShares TR MSCI EAFE Index COM 464287465 208 3533 SH Sole 3533 iShares TR Russell 2000 Index COM 464287655 914 9684 SH Sole 9684 Cohen & Steer Realty Majors In COM 464287564 1617 19614 SH Sole 19614 Allianz SE 8.375% Undated Sub PFD 018805200 254 10000 SH Sole 10000