Chief Compliance Officer

0001569117-18-000002.txt : 20180118 0001569117-18-000002.hdr.sgml : 20180118 20180118141410 ACCESSION NUMBER: 0001569117-18-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180118 DATE AS OF CHANGE: 20180118 EFFECTIVENESS DATE: 20180118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Jolley Asset Management, LLC CENTRAL INDEX KEY: 0001569117 IRS NUMBER: 562096072 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15138 FILM NUMBER: 18533731 BUSINESS ADDRESS: STREET 1: 210 BRYANT STREET STREET 2: SUITE A CITY: ROCKY MOUNT STATE: NC ZIP: 27804 BUSINESS PHONE: 252 451 1450 MAIL ADDRESS: STREET 1: 210 BRYANT STREET STREET 2: SUITE A CITY: ROCKY MOUNT STATE: NC ZIP: 27804 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001569117 XXXXXXXX 12-31-2017 12-31-2017 Jolley Asset Management, LLC

210 BRYANT STREET SUITE A ROCKY MOUNT NC 27804

13F HOLDINGS REPORT 028-15138 N Terry W Sapp Chief Compliance Officer 252 451 1450 Terry Sapp Rocky Mount NC 01-18-2018 0 176 157119 false INFORMATION TABLE 2 inftable.xml 21st Century Fox, Inc. COM 90130a200 4639 135959 SH SOLE 135959 0 0 A T & T Corp COM 00206r102 65 1670 SH SOLE 1670 0 0 AVX Corp. COM 002444107 4267 246665 SH SOLE 246665 0 0 AbbVie, Inc. COM 00287y109 1783 18434 SH SOLE 18434 0 0 Abbott Laboratories COM 002824100 1844 32305 SH SOLE 32305 0 0 Accenture Ltd COM G1151c101 35 230 SH SOLE 230 0 0 Aflac, Inc COM 001055102 9 100 SH SOLE 100 0 0 Air Products & Chemicals, Inc. COM 009158106 49 300 SH SOLE 300 0 0 Allstate Corp COM 020002101 46 440 SH SOLE 440 0 0 Altria Group, Inc. COM 02209s103 158 2206 SH SOLE 2206 0 0 Amazon.com COM 023135106 18 15 SH SOLE 15 0 0 American Electric Power Co. COM 025537101 5 64 SH SOLE 64 0 0 American Express COM 025816109 25 250 SH SOLE 250 0 0 Amerisourcebergen COM 03073E105 9 100 SH SOLE 100 0 0 Anheuser Busch, Inc. COM 03524a108 3860 34602 SH SOLE 34602 0 0 Apache Corporation COM 037411105 673 15950 SH SOLE 15950 0 0 Apple, Inc. COM 037833100 5002 29556 SH SOLE 29556 0 0 Applied Materials, Inc. COM 038222105 4004 78329 SH SOLE 78329 0 0 Aqua America, Inc. COM 03836w103 20 500 SH SOLE 500 0 0 Auto Data Processing COM 053015103 103 875 SH SOLE 875 0 0 Axalta Coating Systems COM g0750c108 716 22130 SH SOLE 22130 0 0 BB&T Corporation COM 054937107 188 3775 SH SOLE 3775 0 0 BHP Billiton Adr COM 05545e209 7 180 SH SOLE 180 0 0 BP PLC COM 055622104 37 875 SH SOLE 875 0 0 Bank of America Corp COM 060505104 4902 166062 SH SOLE 166062 0 0 Bank of New York Mellon Corp COM 064058100 7 125 SH SOLE 125 0 0 Berkshire Hathaway B COM 084670702 4341 21898 SH SOLE 21898 0 0 BlackRock, Inc. COM 09247x101 234 455 SH SOLE 455 0 0 Blackstone Group LP COM 09253u108 10 300 SH SOLE 300 0 0 Boeing Company COM 097023105 111 375 SH SOLE 375 0 0 Brighthouse Financial, Inc. COM 10922n103 0 3 SH SOLE 3 0 0 Bristol-Myers Squibb COM 110122108 140 2292 SH SOLE 2292 0 0 British American Tobacco ADR COM 110448107 10 147 SH SOLE 147 0 0 CDK Global Inc. COM 12508e101 17 241 SH SOLE 241 0 0 CSX Corporation COM 126408103 110 2000 SH SOLE 2000 0 0 Campbell Soup Co. COM 134429109 3213 66793 SH SOLE 66793 0 0 Capital One Financial COM 14040H105 44 438 SH SOLE 438 0 0 Catalyst Biosciences, Inc. COM 14888d109 0 4 SH SOLE 4 0 0 Caterpillar, Inc. COM 149123101 123 780 SH SOLE 780 0 0 Celgene Corp COM 151020104 55 524 SH SOLE 524 0 0 CenturyLink, Inc. COM 156700106 429 25706 SH SOLE 25706 0 0 Chevron Corp COM 166764100 2503 19996 SH SOLE 19996 0 0 Chubb, Cp. COM 171232101 29 200 SH SOLE 200 0 0 Cisco Systems, Inc. COM 17275R102 5177 135165 SH SOLE 135165 0 0 Citigroup, Inc. COM 172967424 19 250 SH SOLE 250 0 0 Clorox Company COM 189054109 37 250 SH SOLE 250 0 0 Coca Cola Bottling Consolidate COM 191098102 22 100 SH SOLE 100 0 0 Coca-Cola Co. COM 191216100 138 3005 SH SOLE 3005 0 0 Colgate Palmolive COM 194162103 40 530 SH SOLE 530 0 0 Comcast Corp Cl A COM 20030n101 4 100 SH SOLE 100 0 0 ConocoPhillips COM 20825C104 3673 66909 SH SOLE 66909 0 0 Costco Wholesale COM 22160k105 7 40 SH SOLE 40 0 0 Dell Technologies Inc. Cl V COM 24703l103 10 119 SH SOLE 119 0 0 Delta Air Lines COM 247361702 4998 89246 SH SOLE 89246 0 0 Deutsch X-trackers MSCI EAFE COM 233051200 16 489 SH SOLE 489 0 0 Diageo PLC COM 25243q205 362 2481 SH SOLE 2481 0 0 Direxion Daily Gold Mnr COM 25460e844 380 12000 SH SOLE 12000 0 0 Dollar Tree Stores, Inc COM 256746108 5358 49926 SH SOLE 49926 0 0 Dominion Resources COM 25746U109 112 1385 SH SOLE 1385 0 0 Dover Corp COM 260003108 7 69 SH SOLE 69 0 0 DowDuPont, Inc. COM 26078j100 76 1068 SH SOLE 1068 0 0 Duke Energy COM 26441c204 100 1186 SH SOLE 1186 0 0 Edison International COM 281020107 12 190 SH SOLE 190 0 0 Eli Lilly & Company COM 532457108 187 2210 SH SOLE 2210 0 0 Emerson Electric Co. COM 291011104 461 6615 SH SOLE 6615 0 0 Express Scripts Holding Co. COM 30219g108 19 257 SH SOLE 257 0 0 Exxon-Mobil Corp COM 30231g102 1650 19725 SH SOLE 19725 0 0 Flowers Foods COM 343498101 4630 239786 SH SOLE 239786 0 0 GAMCO Investors COM 361438104 623 21025 SH SOLE 21025 0 0 General Dynamics Corp COM 369550108 9 42 SH SOLE 42 0 0 General Electric Company COM 369604103 2131 122103 SH SOLE 122103 0 0 General Mills Inc. COM 370334104 57 955 SH SOLE 955 0 0 Gilead Sciences, Inc. COM 375558103 4140 57785 SH SOLE 57785 0 0 Glaxo Smithkline ADS COM 37733W105 10 280 SH SOLE 280 0 0 Goldman Sachs Group COM 38141g104 25 100 SH SOLE 100 0 0 Home Depot Inc COM 437076102 133 703 SH SOLE 703 0 0 Honeywell Int. COM 438516106 111 725 SH SOLE 725 0 0 Illinois Tool Works, Inc COM 452308109 9 55 SH SOLE 55 0 0 Intel Corp COM 458140100 329 7129 SH SOLE 7129 0 0 International Business Machine COM 459200101 527 3438 SH SOLE 3438 0 0 International Paper COM 460146103 9 157 SH SOLE 157 0 0 J G Boswell Co. COM 101205102 802 1125 SH SOLE 1125 0 0 JPMorgan Chase & Co. COM 46625H100 5293 49496 SH SOLE 49496 0 0 Johnson & Johnson COM 478160104 108 773 SH SOLE 773 0 0 Kraft Heinz Company COM 500754106 60 767 SH SOLE 767 0 0 Kyocera Corp COM 501556203 524 8000 SH SOLE 8000 0 0 Laboratory Corp of America COM 50540r409 12 75 SH SOLE 75 0 0 Live Oak Bancshares COM 53803x105 12 500 SH SOLE 500 0 0 Lockheed Martin Corp COM 539830109 53 166 SH SOLE 166 0 0 Loews Corp. COM 540424108 4001 79966 SH SOLE 79966 0 0 Lowe's Companies COM 548661107 214 2300 SH SOLE 2300 0 0 M & T Bank COM 55261f104 5 29 SH SOLE 29 0 0 Market Vectors Oil Service ETF COM 57060u191 1203 46190 SH SOLE 46190 0 0 Maxim Integrated Products COM 57772k101 5 100 SH SOLE 100 0 0 McDonald's Corp COM 580135101 91 527 SH SOLE 527 0 0 Medtronic PLC COM g5960l103 28 345 SH SOLE 345 0 0 Merck & Co. Inc COM 58933y105 3004 53380 SH SOLE 53380 0 0 MetLife, Inc. COM 59156r108 3865 76446 SH SOLE 76446 0 0 Microchip Technology Inc COM 595017104 8 88 SH SOLE 88 0 0 Microsoft Corp. COM 594918104 362 4233 SH SOLE 4233 0 0 Mondelez Intl Inc. COM 609207105 36 849 SH SOLE 849 0 0 Monsanto Co. COM 61166w101 140 1195 SH SOLE 1195 0 0 Morgan Stanley COM 617446448 13 250 SH SOLE 250 0 0 Mosaic Co. COM 61945c103 4667 181879 SH SOLE 181879 0 0 Nat'l Oilwell Varco Inc. COM 637071101 361 10015 SH SOLE 10015 0 0 National Fuel Gas COM 636180101 3329 60631 SH SOLE 60631 0 0 Nestle SA ADR COM 641069406 954 11092 SH SOLE 11092 0 0 NextEra Energy, Inc. COM 65339f101 11 71 SH SOLE 71 0 0 Norfolk Southern Corp COM 655844108 217 1500 SH SOLE 1500 0 0 Northern Trust Corp COM 665859104 170 1700 SH SOLE 1700 0 0 Novartis AG COM 66987V109 3981 47421 SH SOLE 47421 0 0 Nucor Corp COM 670346105 78 1221 SH SOLE 1221 0 0 Oracle Corp. COM 68389x105 3146 66540 SH SOLE 66540 0 0 PNC Financial Services COM 693475105 18 125 SH SOLE 125 0 0 Paychex, Inc. COM 704326107 119 1750 SH SOLE 1750 0 0 Peoples United Financial, Inc. COM 712704105 6 316 SH SOLE 316 0 0 Pepsico Inc COM 713448108 787 6565 SH SOLE 6565 0 0 Pfizer Inc. COM 717081103 4470 123416 SH SOLE 123416 0 0 Philip Morris Int'l Inc. COM 718172109 346 3279 SH SOLE 3279 0 0 Phillips 66 COM 718546104 75 744 SH SOLE 744 0 0 Potash Corp COM 73755L107 443 21450 SH SOLE 21450 0 0 ProShares Ultra Short S&P 500 COM 74347b300 1 32 SH SOLE 32 0 0 ProShs Ultra Sht Leh 20 yr Tre COM 74347b201 338 10000 SH SOLE 10000 0 0 Procter & Gamble COM 742718109 293 3186 SH SOLE 3186 0 0 Qualcomm, Inc. COM 747525103 4966 77571 SH SOLE 77571 0 0 Range Resources Corp COM 75281a109 125 7350 SH SOLE 7350 0 0 Raytheon Corp COM 755111507 56 300 SH SOLE 300 0 0 Roche Holdings Ltd COM 771195104 2040 64515 SH SOLE 64515 0 0 Royal Bank of Canada COM 780087102 555 6800 SH SOLE 6800 0 0 Royal Dutch Shell A COM 780259206 474 7110 SH SOLE 7110 0 0 Royal Dutch Shell B COM 780259107 468 6854 SH SOLE 6854 0 0 SCANA Corp COM 80589m102 52 1295 SH SOLE 1295 0 0 Sanofi-Aventis ADR COM 80105n105 21 495 SH SOLE 495 0 0 Schlumberger LTD COM 806857108 2118 31427 SH SOLE 31427 0 0 Sirius Satellite Radio COM 82967n108 25 4600 SH SOLE 4600 0 0 Sony Corporation COM 835699307 449 10000 SH SOLE 10000 0 0 T Rowe Price Group COM 74144t108 16 150 SH SOLE 150 0 0 Target Corporation COM 87612e106 219 3355 SH SOLE 3355 0 0 The GDL Fund COM 361570104 52 5385 SH SOLE 5385 0 0 The Southern Co COM 842587107 10 217 SH SOLE 217 0 0 Total S.A. France Adr COM 89151e109 160 2895 SH SOLE 2895 0 0 Tyson Foods, Inc. COM 902494103 5104 62963 SH SOLE 62963 0 0 U S Bancorp COM 902973304 7 131 SH SOLE 131 0 0 United Parcel Service, Inc. COM 911312106 4507 37829 SH SOLE 37829 0 0 United Technologies COM 913017109 116 908 SH SOLE 908 0 0 Universal Corporation COM 913456109 446 8500 SH SOLE 8500 0 0 Vaneck Vectors Gold Miners ETF COM 92189f106 41 1750 SH SOLE 1750 0 0 Vaneck Vectors Jr Gold Miners COM 57061r544 8 225 SH SOLE 225 0 0 Vanguard Emerging Market COM 922042858 489 10656 SH SOLE 10656 0 0 Vanguard European ETF COM 922042874 38 650 SH SOLE 650 0 0 Vanguard FTSE ETF Developed Mk COM 921943858 10 234 SH SOLE 234 0 0 Vanguard Small Cap Growth ETF COM 922908595 1 9 SH SOLE 9 0 0 Vanguard Small Cap Value ETF COM 922908611 1 10 SH SOLE 10 0 0 Vanguard Small-Cap COM 922908751 86 580 SH SOLE 580 0 0 Verizon Comm COM 92343v104 79 1490 SH SOLE 1490 0 0 Visa Inc Cl A COM 92826c839 13 110 SH SOLE 110 0 0 Wal-Mart Stores, Inc. COM 931142103 5089 51530 SH SOLE 51530 0 0 Walgreens Boots Alliance, Inc. COM 931427108 107 1470 SH SOLE 1470 0 0 Walt Disney Co. COM 254687106 55 515 SH SOLE 515 0 0 Waste Management, Inc. COM 94106l109 6 65 SH SOLE 65 0 0 Wheaton Precious Metals Corp COM 962879102 7 330 SH SOLE 330 0 0 WisdomTree Int'l Small Cap Div COM 97717w760 424 5520 SH SOLE 5520 0 0 YUM! Brands, Inc. COM 988498101 3567 43705 SH SOLE 43705 0 0 iShares MSCI EAFE Value COM 464288877 452 8190 SH SOLE 8190 0 0 iShares MSCI Emg Mkts Index COM 464287234 12 253 SH SOLE 253 0 0 iShares MSCI Japan COM 464286848 4 68 SH SOLE 68 0 0 iShares Russell 1000 Growth COM 464287614 20 148 SH SOLE 148 0 0 iShares Russell 1000 Value ETF COM 464287598 21 166 SH SOLE 166 0 0 iShares Russell 2000 Value In COM 464287630 124 990 SH SOLE 990 0 0 iShares Russell Midcap Growth COM 464287481 3 24 SH SOLE 24 0 0 iShares Russell Midcap Value COM 464287473 4 46 SH SOLE 46 0 0 iShares S&P 500 Growth ETF COM 464287309 17 114 SH SOLE 114 0 0 iShares S&P 500 Value ETF COM 464287408 17 146 SH SOLE 146 0 0 iShr Russell 2000 Index COM 464287655 123 805 SH SOLE 805 0 0 iShr Russell Midcap Index COM 464287499 51 245 SH SOLE 245 0 0 iShs MSCI EAFE Fund COM 464287465 1169 16621 SH SOLE 16621 0 0