Chief Compliance Officer

0001569117-17-000006.txt : 20170718 0001569117-17-000006.hdr.sgml : 20170718 20170718101240 ACCESSION NUMBER: 0001569117-17-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170718 DATE AS OF CHANGE: 20170718 EFFECTIVENESS DATE: 20170718 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Jolley Asset Management, LLC CENTRAL INDEX KEY: 0001569117 IRS NUMBER: 562096072 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15138 FILM NUMBER: 17968743 BUSINESS ADDRESS: STREET 1: 210 BRYANT STREET STREET 2: SUITE A CITY: ROCKY MOUNT STATE: NC ZIP: 27804 BUSINESS PHONE: 252 451 1450 MAIL ADDRESS: STREET 1: 210 BRYANT STREET STREET 2: SUITE A CITY: ROCKY MOUNT STATE: NC ZIP: 27804 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001569117 XXXXXXXX 06-30-2017 06-30-2017 Jolley Asset Management, LLC

210 BRYANT STREET SUITE A ROCKY MOUNT NC 27804

13F HOLDINGS REPORT 028-15138 N Terry W Sapp Chief Compliance Officer 2524511450 Terry W Sapp Rocky Mount NC 07-18-2017 0 167 142732 false INFORMATION TABLE 2 inftable.xml 21st Century Fox, Inc. COM 90130a200 3793 136086 SH SOLE 136086 0 0 A T & T Corp COM 00206r102 57 1520 SH SOLE 1520 0 0 AVX Corp. COM 002444107 4088 250171 SH SOLE 250171 0 0 AbbVie, Inc. COM 00287y109 1355 18689 SH SOLE 18689 0 0 Abbott Laboratories COM 002824100 1587 32655 SH SOLE 32655 0 0 Accenture Ltd COM G1151c101 28 230 SH SOLE 230 0 0 Aflac, Inc COM 001055102 8 100 SH SOLE 100 0 0 Air Products & Chemicals, Inc. COM 009158106 43 300 SH SOLE 300 0 0 Allstate Corp COM 020002101 39 440 SH SOLE 440 0 0 Altria Group, Inc. COM 022095103 78 1050 SH SOLE 1050 0 0 Amazon.com COM 023135106 15 15 SH SOLE 15 0 0 American Express COM 025816109 21 250 SH SOLE 250 0 0 Amerisourcebergen COM 03073E105 9 100 SH SOLE 100 0 0 Anheuser Busch, Inc. COM 03524a108 4273 38720 SH SOLE 38720 0 0 Aon PLC COM g0408v102 22 169 SH SOLE 169 0 0 Apache Corporation COM 037411105 165 3450 SH SOLE 3450 0 0 Apple, Inc. COM 037833100 4346 30178 SH SOLE 30178 0 0 Applied Materials, Inc. COM 038222105 3239 78419 SH SOLE 78419 0 0 Aqua America, Inc. COM 03836w103 17 500 SH SOLE 500 0 0 Auto Data Processing COM 053015103 90 875 SH SOLE 875 0 0 BB&T Corporation COM 054937107 171 3775 SH SOLE 3775 0 0 BHP Billiton Adr COM 05545e209 6 180 SH SOLE 180 0 0 BP PLC COM 055622104 34 975 SH SOLE 975 0 0 Bank of America Corp COM 060505104 4072 167843 SH SOLE 167843 0 0 Bank of New York Mellon Corp COM 064058100 8 155 SH SOLE 155 0 0 Berkshire Hathaway B COM 084670702 3846 22708 SH SOLE 22708 0 0 BlackRock, Inc. COM 09247x101 192 455 SH SOLE 455 0 0 Blackstone Group LP COM 09253u108 10 300 SH SOLE 300 0 0 Boeing Company COM 097023105 79 400 SH SOLE 400 0 0 Bristol-Myers Squibb COM 110122108 128 2292 SH SOLE 2292 0 0 CDK Global Inc. COM 12508e101 15 241 SH SOLE 241 0 0 CF Industries Holdings, Inc. COM 125269100 358 12800 SH SOLE 12800 0 0 CSX Corporation COM 126408103 109 2000 SH SOLE 2000 0 0 Cabelas, Inc. COM 126804301 88 1475 SH SOLE 1475 0 0 Campbell Soup Co. COM 134429109 3752 71955 SH SOLE 71955 0 0 Capital One Financial COM 14040H105 36 438 SH SOLE 438 0 0 Catalyst Biosciences, Inc. COM 14888d109 0 4 SH SOLE 4 0 0 Caterpillar, Inc. COM 149123101 89 830 SH SOLE 830 0 0 Cato Corporation Cl A COM 149205106 580 33000 SH SOLE 33000 0 0 Celgene Corp COM 151020104 68 524 SH SOLE 524 0 0 CenturyLink, Inc. COM 156700106 359 15050 SH SOLE 15050 0 0 Chevron Corp COM 166764100 2062 19760 SH SOLE 19760 0 0 Chubb, Cp. COM 171232101 29 200 SH SOLE 200 0 0 Cisco Systems, Inc. COM 17275R102 4287 136971 SH SOLE 136971 0 0 Citigroup, Inc. COM 172967424 22 325 SH SOLE 325 0 0 Clorox Company COM 189054109 33 250 SH SOLE 250 0 0 Coca Cola Bottling Consolidate COM 191098102 23 100 SH SOLE 100 0 0 Coca-Cola Co. COM 191216100 270 6018 SH SOLE 6018 0 0 Colgate Palmolive COM 194162103 39 530 SH SOLE 530 0 0 Comcast Corp Cl A COM 20030n101 4 100 SH SOLE 100 0 0 ConocoPhillips COM 20825C104 2962 67385 SH SOLE 67385 0 0 Costco Wholesale COM 22160k105 6 40 SH SOLE 40 0 0 Dell Technologies Inc. Cl V COM 24703l103 7 119 SH SOLE 119 0 0 Delta Air Lines COM 247361702 4370 81315 SH SOLE 81315 0 0 Deutsch X-trackers MSCI EAFE COM 233051200 15 489 SH SOLE 489 0 0 Devon Energy COM 25179m103 256 8000 SH SOLE 8000 0 0 Diageo PLC COM 25243q205 294 2456 SH SOLE 2456 0 0 Direxion Daily Gold Mnr COM 25460e844 182 6000 SH SOLE 6000 0 0 Dollar Tree Stores, Inc COM 256746108 3635 51995 SH SOLE 51995 0 0 Dominion Resources COM 25746U109 100 1300 SH SOLE 1300 0 0 Duke Energy COM 26441c204 125 1499 SH SOLE 1499 0 0 EI duPont de Nemours COM 263534109 58 720 SH SOLE 720 0 0 Edison International COM 281020107 15 190 SH SOLE 190 0 0 Eli Lilly & Company COM 532457108 182 2210 SH SOLE 2210 0 0 Emerson Electric Co. COM 291011104 394 6615 SH SOLE 6615 0 0 Express Scripts Holding Co. COM 30219g108 16 257 SH SOLE 257 0 0 Exxon-Mobil Corp COM 30231g102 1564 19373 SH SOLE 19373 0 0 Facebook, Inc. COM 30303m102 15 100 SH SOLE 100 0 0 Flowers Foods COM 343498101 4046 233730 SH SOLE 233730 0 0 GAMCO Investors COM 361438104 631 21305 SH SOLE 21305 0 0 General Electric Company COM 369604103 3925 145299 SH SOLE 145299 0 0 General Mills Inc. COM 370334104 53 955 SH SOLE 955 0 0 Gilead Sciences, Inc. COM 375558103 4310 60894 SH SOLE 60894 0 0 Glaxo Smithkline ADS COM 37733W105 3564 82661 SH SOLE 82661 0 0 Goldman Sachs Group COM 38141g104 22 100 SH SOLE 100 0 0 Home Depot Inc COM 437076102 61 398 SH SOLE 398 0 0 Honeywell Int. COM 438516106 103 775 SH SOLE 775 0 0 Ingles Markets Inc-CL A COM 457030104 233 7000 SH SOLE 7000 0 0 Intel Corp COM 458140100 231 6833 SH SOLE 6833 0 0 International Business Machine COM 459200101 3266 21231 SH SOLE 21231 0 0 J G Boswell Co. COM 101205102 774 1125 SH SOLE 1125 0 0 JPMorgan Chase & Co. COM 46625H100 4621 50557 SH SOLE 50557 0 0 Johnson & Johnson COM 478160104 136 1030 SH SOLE 1030 0 0 Kraft Heinz Company COM 500754106 24 283 SH SOLE 283 0 0 Laboratory Corp of America COM 50540r409 12 75 SH SOLE 75 0 0 Live Oak Bancshares COM 53803x105 12 500 SH SOLE 500 0 0 Lockheed Martin Corp COM 539830109 28 100 SH SOLE 100 0 0 Loews Corp. COM 540424108 3758 80282 SH SOLE 80282 0 0 Lowe's Companies COM 548661107 140 1800 SH SOLE 1800 0 0 McDonald's Corp COM 580135101 77 500 SH SOLE 500 0 0 Medtronic PLC COM g5960l103 31 345 SH SOLE 345 0 0 MetLife, Inc. COM 59156r108 4198 76410 SH SOLE 76410 0 0 Microsoft Corp. COM 594918104 285 4135 SH SOLE 4135 0 0 Mondelez Intl Inc. COM 609207105 47 1091 SH SOLE 1091 0 0 Monsanto Co. COM 61166w101 141 1195 SH SOLE 1195 0 0 Morgan Stanley COM 617446448 11 250 SH SOLE 250 0 0 Mosaic Co. COM 61945c103 3680 161189 SH SOLE 161189 0 0 Nat'l Oilwell Varco Inc. COM 637071101 795 24120 SH SOLE 24120 0 0 National Fuel Gas COM 636180101 3425 61344 SH SOLE 61344 0 0 Nestle SA ADR COM 641069406 967 11092 SH SOLE 11092 0 0 Norfolk Southern Corp COM 655844108 183 1500 SH SOLE 1500 0 0 Northern Trust Corp COM 665859104 165 1700 SH SOLE 1700 0 0 Novartis AG COM 66987V109 3962 47469 SH SOLE 47469 0 0 Nucor Corp COM 670346105 64 1100 SH SOLE 1100 0 0 Old Republic Intl Corp COM 680223104 4 212 SH SOLE 212 0 0 Oracle Corp. COM 68389x105 17 340 SH SOLE 340 0 0 PNC Financial Services COM 693475105 16 125 SH SOLE 125 0 0 Paychex, Inc. COM 704326107 100 1750 SH SOLE 1750 0 0 Pepsico Inc COM 713448108 726 6288 SH SOLE 6288 0 0 Pfizer Inc. COM 717081103 4172 124200 SH SOLE 124200 0 0 Philip Morris Int'l Inc. COM 718172109 394 3354 SH SOLE 3354 0 0 Phillips 66 COM 718546104 57 687 SH SOLE 687 0 0 Potash Corp COM 73755L107 350 21450 SH SOLE 21450 0 0 ProShares Ultra Short S&P 500 COM 74347b300 2 130 SH SOLE 130 0 0 ProShares UltraPro SHort S&P 5 COM 74348a632 3 200 SH SOLE 200 0 0 Procter & Gamble COM 742718109 266 3056 SH SOLE 3056 0 0 Qualcomm, Inc. COM 747525103 4173 75575 SH SOLE 75575 0 0 Raytheon Corp COM 755111507 48 300 SH SOLE 300 0 0 Reynolds American COM 761713106 18 280 SH SOLE 280 0 0 Roche Holdings Ltd COM 771195104 1477 46445 SH SOLE 46445 0 0 Royal Bank of Canada COM 780087102 176 2425 SH SOLE 2425 0 0 Royal Dutch Shell A COM 780259206 381 7170 SH SOLE 7170 0 0 Royal Dutch Shell B COM 780259107 374 6864 SH SOLE 6864 0 0 SCANA Corp COM 80589m102 134 1995 SH SOLE 1995 0 0 SPDR S&P Pharmaceuticals COM 78464a722 69 1600 SH SOLE 1600 0 0 Sanofi-Aventis ADR COM 80105n105 24 495 SH SOLE 495 0 0 Schlumberger LTD COM 806857108 3046 46261 SH SOLE 46261 0 0 Sirius Satellite Radio COM 82967n108 25 4600 SH SOLE 4600 0 0 T Rowe Price Group COM 74144t108 11 150 SH SOLE 150 0 0 Target Corporation COM 87612e106 181 3455 SH SOLE 3455 0 0 Teva Pharmaceutical COM 881624209 318 9568 SH SOLE 9568 0 0 The GDL Fund COM 361570104 55 5385 SH SOLE 5385 0 0 The Southern Co COM 842587107 5 100 SH SOLE 100 0 0 Tiffany & Company COM 886547108 66 700 SH SOLE 700 0 0 Total S.A. France Adr COM 89151e109 144 2895 SH SOLE 2895 0 0 Triangle Capital Corp COM 895848109 41 2340 SH SOLE 2340 0 0 Twitter, Inc. COM 90184l102 357 20000 SH SOLE 20000 0 0 Tyson Foods, Inc. COM 902494103 4013 64077 SH SOLE 64077 0 0 United Parcel Service, Inc. COM 911312106 4229 38243 SH SOLE 38243 0 0 United Technologies COM 913017109 111 908 SH SOLE 908 0 0 Vaneck Vectors Gold Miners ETF COM 92189f106 683 30950 SH SOLE 30950 0 0 Vaneck Vectors Jr Gold Miners COM 57061r544 8 225 SH SOLE 225 0 0 Vanguard Emerging Market COM 922042858 427 10450 SH SOLE 10450 0 0 Vanguard European ETF COM 922042874 36 650 SH SOLE 650 0 0 Vanguard Small Cap Growth ETF COM 922908595 1 9 SH SOLE 9 0 0 Vanguard Small Cap Value ETF COM 922908611 1 10 SH SOLE 10 0 0 Vanguard Small-Cap COM 922908751 79 580 SH SOLE 580 0 0 Verizon Comm COM 92343v104 66 1475 SH SOLE 1475 0 0 Visa Inc Cl A COM 92826c839 10 110 SH SOLE 110 0 0 Wal-Mart Stores, Inc. COM 931142103 3948 52168 SH SOLE 52168 0 0 Walgreens Boots Alliance, Inc. COM 931427108 107 1370 SH SOLE 1370 0 0 Walt Disney Co. COM 254687106 65 615 SH SOLE 615 0 0 Wells Fargo & Co COM 949746101 8 150 SH SOLE 150 0 0 Wheaton Precious Metals Corp COM 962879102 7 330 SH SOLE 330 0 0 WisdomTree Int'l Small Cap Div COM 97717w760 384 5520 SH SOLE 5520 0 0 YUM! Brands, Inc. COM 988498101 3256 44143 SH SOLE 44143 0 0 iShares MSCI EAFE Value COM 464288877 423 8190 SH SOLE 8190 0 0 iShares MSCI Emg Mkts Index COM 464287234 10 253 SH SOLE 253 0 0 iShares MSCI Japan COM 464286848 4 68 SH SOLE 68 0 0 iShares Rus 2000 Gr COM 464287617 18 148 SH SOLE 148 0 0 iShares Russell 1000 Value ETF COM 464287598 19 166 SH SOLE 166 0 0 iShares Russell 2000 Value In COM 464287630 118 990 SH SOLE 990 0 0 iShares Russell Midcap Growth COM 464287481 3 24 SH SOLE 24 0 0 iShares Russell Midcap Value COM 464287473 4 46 SH SOLE 46 0 0 iShr Russell 2000 Index COM 464287655 113 805 SH SOLE 805 0 0 iShr Russell Midcap Index COM 464287499 47 245 SH SOLE 245 0 0 iShs MSCI EAFE Fund COM 464287465 1084 16621 SH SOLE 16621 0 0