0001568890-17-000005.txt : 20171106 0001568890-17-000005.hdr.sgml : 20171106 20171106172832 ACCESSION NUMBER: 0001568890-17-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171106 DATE AS OF CHANGE: 20171106 EFFECTIVENESS DATE: 20171106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hochman Cole Investment Advisors, Inc. CENTRAL INDEX KEY: 0001568890 IRS NUMBER: 205009208 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17088 FILM NUMBER: 171180349 BUSINESS ADDRESS: STREET 1: 770 LAKE COOK ROAD, SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 847-559-0180 MAIL ADDRESS: STREET 1: 770 LAKE COOK ROAD, SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001568890 XXXXXXXX 09-30-2017 09-30-2017 Hochman Cole Investment Advisors, Inc.

770 LAKE COOK ROAD, SUITE 100 DEERFIELD IL 60015

13F HOLDINGS REPORT 028-17088 N philip cole 8475590180 philip cole deerfield IL 11-06-2017 0 97 152705 false INFORMATION TABLE 2 13FNOVCOMEON.xml AT&T INC COM 00206R102 419 10698 SH SOLE 0 0 0 ABBOTT LABS COM 002824100 1606 30102 SH SOLE 0 0 0 ABBVIE INC COM 00287Y109 2801 31520 SH SOLE 0 0 0 ALPHABET INC CAP STK CL C 02079K107 447 466 SH SOLE 0 0 0 ALPHABET INC CAP STK CL A 02079K305 452 464 SH SOLE 0 0 0 ALTRIA GROUP INC COM 02209S103 238 3749 SH SOLE 0 0 0 APPLE INC COM 037833100 1729 11215 SH SOLE 0 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1245 6791 SH SOLE 0 0 0 CHEVRON CORP NEW COM 166764100 316 2689 SH SOLE 0 0 0 DBX ETF TR XTRAK MSCI EAFE 233051200 386 12424 SH SOLE 0 0 0 EQUITY COMWLTH CUM PFD S D 6.5% 294628201 1017 38178 SH SOLE 0 0 0 EXXON MOBIL CORP COM 30231G102 1026 12515 SH SOLE 0 0 0 FACEBOOK INC CL A 30303M102 552 3228 SH SOLE 0 0 0 FATE THERAPEUTICS INC COM 31189P102 158 39838 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD NAT GAS ETF 33733E807 211 9689 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 482 10555 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 803 55979 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 5838 196692 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 8888 185289 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 376 15168 SH SOLE 0 0 0 FIRST TR ENERGY INCOME & GRW COM 33738G104 1501 60898 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD NASDAQ BK ETF 33738R860 272 9857 SH SOLE 0 0 0 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 3470 172806 SH SOLE 0 0 0 FIRST TR EXCHAN TRADED FD VI FST TR GLB FD 33739H101 287 14287 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 274 5261 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 1225 20415 SH SOLE 0 0 0 GLOBAL X FDS GLBL X MLP ETF 37950E473 236 22950 SH SOLE 0 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 1339 27107 SH SOLE 0 0 0 HONEYWELL INTL INC COM 438516106 226 1592 SH SOLE 0 0 0 ISHARES GOLD TRUST ISHARES 464285105 219 17800 SH SOLE 0 0 0 ISHARES TR SELECT DIVID ETF 464287168 1542 16463 SH SOLE 0 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 323 7212 SH SOLE 0 0 0 ISHARES TR S&P 500 VAL ETF 464287408 215 1993 SH SOLE 0 0 0 ISHARES TR MSCI EAFE ETF 464287465 243 3551 SH SOLE 0 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 246 2901 SH SOLE 0 0 0 ISHARES TR RUS MID CAP ETF 464287499 756 3837 SH SOLE 0 0 0 ISHARES TR CORE S&P MCP ETF 464287507 541 3025 SH SOLE 0 0 0 ISHARES TR NASDAQ BIOTECH 464287556 2267 6795 SH SOLE 0 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 933 7868 SH SOLE 0 0 0 ISHARES TR S&P MC 400GR ETF 464287606 943 4662 SH SOLE 0 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 2871 22959 SH SOLE 0 0 0 ISHARES TR RUS 1000 ETF 464287622 3732 26678 SH SOLE 0 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 2165 14610 SH SOLE 0 0 0 ISHARES TR CORE S&P US GWT 464287671 270 5352 SH SOLE 0 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 345 2313 SH SOLE 0 0 0 ISHARES TR S&P MC 400VL ETF 464287705 287 1880 SH SOLE 0 0 0 ISHARES TR US HLTHCARE ETF 464287762 311 1810 SH SOLE 0 0 0 ISHARES TR U.S. ENERGY ETF 464287796 214 5730 SH SOLE 0 0 0 ISHARES TR CORE S&P SCP ETF 464287804 306 4118 SH SOLE 0 0 0 ISHARES TR 1 3 YR CR BD ETF 464288646 3141 29818 SH SOLE 0 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 399 4640 SH SOLE 0 0 0 ISHARES INC CORE MSCI EMKT 46434G103 287 5306 SH SOLE 0 0 0 PFIZER INC COM 717081103 356 9980 SH SOLE 0 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 3720 25573 SH SOLE 0 0 0 POWERSHARES ETF TRUST DYNAMIC MKT PT 73935X104 209 2301 SH SOLE 0 0 0 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 201 1880 SH SOLE 0 0 0 POWERSHARES ETF TRUST AERSPC DEF PTF 73935X690 261 5093 SH SOLE 0 0 0 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 4366 45702 SH SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 3127 12448 SH SOLE 0 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 207 1703 SH SOLE 0 0 0 SPDR SERIES TRUST S&P PHARMAC 78464A722 3006 70653 SH SOLE 0 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 7602 83236 SH SOLE 0 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 203 623 SH SOLE 0 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1379 51251 SH SOLE 0 0 0 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 321 11185 SH SOLE 0 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 1391 27602 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 220 3878 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 11265 137830 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 7487 138699 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 340 3774 SH SOLE 0 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 1874 27368 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 4180 161634 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1485 20915 SH SOLE 0 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 10432 176514 SH SOLE 0 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 300 9313 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 2763 52074 SH SOLE 0 0 0 SHERWIN WILLIAMS CO COM 824348106 501 1400 SH SOLE 0 0 0 TEMPLETON GLOBAL INCOME FD COM 880198106 497 73737 SH SOLE 0 0 0 UBS AG JERSEY BRH ALERIAN INFRST 902641646 457 18184 SH SOLE 0 0 0 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 1736 43033 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 412 9467 SH SOLE 0 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 643 4638 SH SOLE 0 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 605 5183 SH SOLE 0 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 900 8515 SH SOLE 0 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1307 10734 SH SOLE 0 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 374 2451 SH SOLE 0 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 798 6245 SH SOLE 0 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 1836 12489 SH SOLE 0 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 3360 29113 SH SOLE 0 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 3094 23304 SH SOLE 0 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 995 9968 SH SOLE 0 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 4384 31022 SH SOLE 0 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 309 2386 SH SOLE 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 563 11384 SH SOLE 0 0 0 VICTORY PORTFOLIOS II SHS US 500 ENHA 92647N782 219 4802 SH SOLE 0 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 280 5112 SH SOLE 0 0 0 WISDOMTREE TR CURRNCY INT EQ 97717X263 2364 79499 SH SOLE 0 0 0