0001568890-16-000005.txt : 20161101 0001568890-16-000005.hdr.sgml : 20161101 20161101134505 ACCESSION NUMBER: 0001568890-16-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161101 DATE AS OF CHANGE: 20161101 EFFECTIVENESS DATE: 20161101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hochman Cole Investment Advisors, Inc. CENTRAL INDEX KEY: 0001568890 IRS NUMBER: 205009208 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17088 FILM NUMBER: 161964122 BUSINESS ADDRESS: STREET 1: 770 LAKE COOK ROAD, SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 847-559-0180 MAIL ADDRESS: STREET 1: 770 LAKE COOK ROAD, SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001568890 XXXXXXXX 09-30-2016 09-30-2016 Hochman Cole Investment Advisors, Inc.

770 LAKE COOK ROAD, SUITE 100 DEERFIELD IL 60015

13F HOLDINGS REPORT 028-17088 N Philip J. Cole 847-559-0180 Philip J. Cole Deerfield IL 11-01-2016 0 83 134109 false INFORMATION TABLE 2 093016.xml 93016 AT&T INC COM 00206R102 395 9724 SH SOLE 0 0 0 ABBOTT LABS COM 002824100 1370 32392 SH SOLE 0 0 0 ABBVIE INC COM 00287Y109 2500 39635 SH SOLE 0 0 0 ALPHABET INC CAP STK CL C 02079K107 349 449 SH SOLE 0 0 0 ALPHABET INC CAP STK CL A 02079K305 340 423 SH SOLE 0 0 0 APPLE INC COM 037833100 1375 12158 SH SOLE 0 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 216 1 SH SOLE 0 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 736 5092 SH SOLE 0 0 0 CHEVRON CORP NEW COM 166764100 205 1989 SH SOLE 0 0 0 DBX ETF TR XTRAK MSCI EAFE 233051200 361 13676 SH SOLE 0 0 0 DOUBLELINE INCOME SOLUTIONS COM 258622109 206 10731 SH SOLE 0 0 0 EQUITY COMWLTH CUM PFD S D 6.5% 294628201 1125 41511 SH SOLE 0 0 0 EXXON MOBIL CORP COM 30231G102 1113 12750 SH SOLE 0 0 0 FACEBOOK INC CL A 30303M102 885 6897 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 567 12208 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 933 60535 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 4893 201344 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 6842 186170 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 403 15915 SH SOLE 0 0 0 FIRST TR ENERGY INCOME & GRW COM 33738G104 1598 58997 SH SOLE 0 0 0 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 1180 60361 SH SOLE 0 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 259 6878 SH SOLE 0 0 0 ISHARES TR SELECT DIVID ETF 464287168 1621 18920 SH SOLE 0 0 0 ISHARES TR S&P 500 VAL ETF 464287408 234 2465 SH SOLE 0 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 223 2901 SH SOLE 0 0 0 ISHARES TR RUS MID-CAP ETF 464287499 676 3878 SH SOLE 0 0 0 ISHARES TR CORE S&P MCP ETF 464287507 505 3261 SH SOLE 0 0 0 ISHARES TR NASDQ BIOTEC ETF 464287556 1935 6685 SH SOLE 0 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 889 8418 SH SOLE 0 0 0 ISHARES TR S&P MC 400GR ETF 464287606 1130 6467 SH SOLE 0 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 2633 25277 SH SOLE 0 0 0 ISHARES TR RUS 1000 ETF 464287622 4552 37789 SH SOLE 0 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1920 15454 SH SOLE 0 0 0 ISHARES TR CORE RUSSELL GRW 464287671 228 5352 SH SOLE 0 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 343 2679 SH SOLE 0 0 0 ISHARES TR S&P MC 400VL ETF 464287705 250 1880 SH SOLE 0 0 0 ISHARES TR U.S. ENERGY ETF 464287796 486 12474 SH SOLE 0 0 0 ISHARES TR CORE S&P SCP ETF 464287804 278 2237 SH SOLE 0 0 0 ISHARES TR 1-3 YR CR BD ETF 464288646 3668 34679 SH SOLE 0 0 0 ISHARES TR U.S. PFD STK ETF 464288687 1527 38648 SH SOLE 0 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 899 11055 SH SOLE 0 0 0 ISHARES INC CORE MSCI EMKT 46434G103 221 4850 SH SOLE 0 0 0 PFIZER INC COM 717081103 338 9980 SH SOLE 0 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 3270 27546 SH SOLE 0 0 0 POWERSHARES ETF TRUST DYNAMIC MKT PT 73935X104 221 2911 SH SOLE 0 0 0 POWERSHARES ETF TRUST AERSPC DEF PTF 73935X690 236 6092 SH SOLE 0 0 0 POWERSHARES ETF TR II PWRSHS SP500 LOW 73937B654 229 5892 SH SOLE 0 0 0 ROYCE VALUE TR INC COM 780910105 288 22769 SH SOLE 0 0 0 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 3985 47668 SH SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2891 13364 SH SOLE 0 0 0 SPDR SERIES TRUST S&P PHARMAC 78464A722 3110 70382 SH SOLE 0 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 7916 93841 SH SOLE 0 0 0 SPDR SERIES TRUST RUSSELL 1000 ETF 78464A854 269 2640 SH SOLE 0 0 0 SPDR SER TR NUVN BRCLY MUNI 78468R721 379 7571 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 10284 142621 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 7478 140528 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 335 4191 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 2541 35986 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2543 131787 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1275 21835 SH SOLE 0 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 8186 171322 SH SOLE 0 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 602 18371 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 2095 42771 SH SOLE 0 0 0 TEMPLETON GLOBAL INCOME FD COM 880198106 99 15900 SH SOLE 0 0 0 UBS AG JERSEY BRH ALERIAN INFRST 902641646 666 23473 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 295 7832 SH SOLE 0 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 788 5760 SH SOLE 0 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 554 5183 SH SOLE 0 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1136 12141 SH SOLE 0 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1166 10959 SH SOLE 0 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 321 2438 SH SOLE 0 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 697 6298 SH SOLE 0 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 1706 13179 SH SOLE 0 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 3302 33295 SH SOLE 0 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 4104 36551 SH SOLE 0 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 1227 14106 SH SOLE 0 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 3833 31373 SH SOLE 0 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 217 1948 SH SOLE 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 569 10941 SH SOLE 0 0 0 VICTORY PORTFOLIOS II CEMP US 500 ENHA 92647N782 261 6756 SH SOLE 0 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 235 2913 SH SOLE 0 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 661 15395 SH SOLE 0 0 0 WISDOMTREE TR CURRNCY INT EQ 97717X263 1732 66771 SH SOLE 0 0 0