Associate Portfolio Manager

0001144204-14-007836.txt : 20140212 0001144204-14-007836.hdr.sgml : 20140212 20140212123933 ACCESSION NUMBER: 0001144204-14-007836 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140212 DATE AS OF CHANGE: 20140212 EFFECTIVENESS DATE: 20140212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRING TURNER CAPITAL GROUP INC CENTRAL INDEX KEY: 0001568839 IRS NUMBER: 680066619 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15824 FILM NUMBER: 14598459 BUSINESS ADDRESS: STREET 1: 1600 S. MAIN STREET, #375 CITY: WALNUT CREEK STATE: CA ZIP: 94596 BUSINESS PHONE: 9252878527 MAIL ADDRESS: STREET 1: 1600 S. MAIN STREET, #375 CITY: WALNUT CREEK STATE: CA ZIP: 94596 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001568839 XXXXXXXX 12-31-2013 12-31-2013 false PRING TURNER CAPITAL GROUP INC

1600 S. Main Street, #375 Walnut Creek CA 94596

13F HOLDINGS REPORT 028-15824 N Jim Kopas Associate Portfolio Manager 925-287-8527 /s/ Jim Kopas Walnut Creek CA 02-10-2014 0 219 101398 INFORMATION TABLE 2 infotable.xml AFLAC INC Stock 001055102 47 700 SH SOLE 0 0 700 AGL RESOURCES INC Stock 001204106 94 2000 SH SOLE 0 0 2000 ABAXIS INC Stock 002567105 4 100 SH SOLE 0 0 100 ABERDEEN ASIA PACIFIC INCOME FUND INC CEF 003009107 7 1200 SH SOLE 0 0 1200 AEGON N V ISIN #US0079241032 ADR 007924103 9 934 SH SOLE 0 0 934 ALAMOS GOLD INC Stock 011527108 1199 98810 SH SOLE 6755 0 92055 ALCATEL LUCENT ADR F SPONSORED ADR ADR 013904305 1 214 SH SOLE 0 0 214 ALLIANT ENERGY CORP Stock 018802108 34 666 SH SOLE 0 0 666 ALLIANZGI CONV & INCOME FD CEF 018828103 46 4700 SH SOLE 0 0 4700 ALLSTATE CORP Stock 020002101 22 400 SH SOLE 0 0 400 AMAZON.COM INC Stock 023135106 20 50 SH SOLE 0 0 50 AMERICAN ELEC PWR CO Stock 025537101 19 400 SH SOLE 0 0 400 AMERICAN EXPRESS CO Stock 025816109 23 250 SH SOLE 0 0 250 AMERICAN INTERNATIONAL GROUP Stock 026874784 128 2513 SH SOLE 2513 0 0 AMERIGAS PARTNERS LP UNITS LTD PARTNERSHIP INT MLP 030975106 24 540 SH SOLE 0 0 540 APACHE CORP Stock 037411105 116 1350 SH SOLE 0 0 1350 APOLLO GROUP INC Stock 037604105 3979 145646 SH SOLE 5556 0 140090 APPLE COMPUTER, INC. Stock 037833100 205 365 SH SOLE 0 0 365 AUTOMATIC DATA PROCESSING INC Stock 053015103 48 600 SH SOLE 0 0 600 BANK OF AMERICA CORP Stock 060505104 138 8881 SH SOLE 0 0 8881 BAXTER INTL INC Stock 071813109 28 400 SH SOLE 0 0 400 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 41 350 SH SOLE 0 0 350 H&R BLOCK, INC Stock 093671105 12 400 SH SOLE 0 0 400 BRINKS CO Stock 109696104 0 8 SH SOLE 0 0 8 BRISTOL MYERS SQUIBB Stock 110122108 2464 46365 SH SOLE 0 0 46365 BUCKEYE PARTNERS UTS L P UNIT LTD PARTNERSHIP INT MLP 118230101 50 700 SH SOLE 0 0 700 CIGNA CORP Stock 125509109 71 807 SH SOLE 0 0 807 CARNIVAL CORP Stock 143658300 4 100 SH SOLE 0 0 100 CHEVRON CORP Stock 166764100 1520 12171 SH SOLE 0 0 12171 CINCINNATI FINANCIAL CP Stock 172062101 21 400 SH SOLE 0 0 400 CLOROX CO DEL Stock 189054109 46 500 SH SOLE 0 0 500 COCA COLA CO Stock 191216100 744 18020 SH SOLE 0 0 18020 COMMONWEALTH REIT REIT 203233101 21 900 SH SOLE 0 0 900 CONSOLIDATED COMMUNICATIONS HLDGSINC COM Stock 209034107 28 1450 SH SOLE 0 0 1450 CONSOLIDATED EDISON INC Stock 209115104 17 300 SH SOLE 0 0 300 WALT DISNEY CO Stock 254687106 23 300 SH SOLE 0 0 300 DISCOVER FINANCIAL SERVICES LLC Stock 254709108 4 78 SH SOLE 0 0 78 EDISON INTL Stock 281020107 19 400 SH SOLE 0 0 400 EMERSON ELECTRIC CO Stock 291011104 42 600 SH SOLE 0 0 600 ENCANA CORPORATION F Stock 292505104 4 200 SH SOLE 0 0 200 ENERPLUS CORP Stock 292766102 3846 211538 SH SOLE 7321 0 204217 ENTERPRISE PRODS PARTNERS L P MLP 293792107 156 2356 SH SOLE 0 0 2356 FISERV INC Stock 337738108 24 400 SH SOLE 0 0 400 FIRSTENERGY CORP Stock 337932107 10 300 SH SOLE 0 0 300 FRANCO NEVADA CORP COM NPV ISIN #CA3518581051 SEDOL #B29NF31 Stock 351858105 425 10433 SH SOLE 2363 0 8070 GENERAL ELECTRIC CO Stock 369604103 906 32308 SH SOLE 0 0 32308 GENUINE PARTS CO Stock 372460105 10 125 SH SOLE 0 0 125 GREAT NORTHN IRON ORE PPTYS C B I Stock 391064102 7 100 SH SOLE 0 0 100 H S B C HLDGS 6.20% ADRF SPONSORED ADR ADR 404280604 112 4528 SH SOLE 0 0 4528 HANESBRANDS INC Stock 410345102 7 100 SH SOLE 0 0 100 HELMERICH & PAYNE INC Stock 423452101 42 500 SH SOLE 0 0 500 HEWLETT-PACKARD CO Stock 428236103 17 600 SH SOLE 0 0 600 IDACORP INC Stock 451107106 345 6650 SH SOLE 0 0 6650 IMPERIAL OIL LTD COM NEW ISIN #CA4530384086 Stock 453038408 13 300 SH SOLE 0 0 300 INTEL Stock 458140100 2965 114246 SH SOLE 5076 0 109170 INTL BUSINESS MACHINES Stock 459200101 188 1000 SH SOLE 0 0 1000 ISHARES IBOXX CORPORATE BOND ETF ETF 464287242 4441 38890 SH SOLE 0 0 38890 ISHARES 20+ YR TREASURY ETF ETF 464287432 3108 30509 SH SOLE 1734 0 28775 ISHARES NASDAQ BIOTECHNOLOGY ETF 464287556 23 100 SH SOLE 0 0 100 ISHARES DJ US TELECOM ETF 464287713 9 295 SH SOLE 0 0 295 ISHARES S&P U.S. PREFERRED STOCK ETF ETF 464288687 37 1000 SH SOLE 0 0 1000 JOHNSON & JOHNSON Stock 478160104 110 1200 SH SOLE 0 0 1200 KIMBERLY CLARK CORP Stock 494368103 52 500 SH SOLE 0 0 500 KINDER MORGAN ENERGY PTNRS LP MLP 494550106 773 9583 SH SOLE 0 0 9583 KONINKLIJKE PHILIPS ELECTRS NV ADR 500472303 21 579 SH SOLE 0 0 579 LACLEDE GROUP INC Stock 505597104 23 500 SH SOLE 0 0 500 LEUCADIA NATL CORP Stock 527288104 3629 128044 SH SOLE 3594 0 124450 ELI LILLY AND CO Stock 532457108 74 1450 SH SOLE 0 0 1450 LOWES COMPANIES Stock 548661107 2319 46800 SH SOLE 0 0 46800 M D U RES GROUP INC Stock 552690109 3095 101322 SH SOLE 2047 0 99275 MAGELLAN MIDSTREAM PARTNERS LP MLP 559080106 146 2300 SH SOLE 0 0 2300 MASTEC INC Stock 576323109 49 1500 SH SOLE 0 0 1500 MATTEL INC Stock 577081102 24 500 SH SOLE 0 0 500 MCDONALDS CORP Stock 580135101 34 350 SH SOLE 0 0 350 MICROSOFT Stock 594918104 3396 90775 SH SOLE 2998 0 87777 MONTGOMERY STREET INCOME SECURITIES INC. CEF 614115103 5 300 SH SOLE 0 0 300 MORGAN STANLEY Stock 617446448 19 600 SH SOLE 0 0 600 MGN STLY EMRG MKTS DMSTC DEBT CEF 617477104 12 900 SH SOLE 0 0 900 MOTOROLA SOLUTIONS INC Stock 620076307 10 142 SH SOLE 0 0 142 NRG ENERGY INC NEW Stock 629377508 0 1 SH SOLE 0 0 1 NATIONAL FUEL GAS CO Stock 636180101 143 2000 SH SOLE 0 0 2000 NORFOLK SOUTHERN CRP Stock 655844108 432 4650 SH SOLE 0 0 4650 NORTHWEST NAT GAS CO Stock 667655104 19 450 SH SOLE 0 0 450 PANDORA MEDIA INC Stock 698354107 24 900 SH SOLE 0 0 900 PAYCHEX INC Stock 704326107 118 2591 SH SOLE 2591 0 0 PEMBINA PIPELINE CORPORATION Stock 706327103 509 14450 SH SOLE 0 0 14450 J.C. PENNEY COMPANY, INC. Stock 708160106 3 300 SH SOLE 0 0 300 PEPSICO INC Stock 713448108 75 900 SH SOLE 0 0 900 PFIZER INC Stock 717081103 1751 57174 SH SOLE 3478 0 53696 PHILIP MORRIS INTL INC Stock 718172109 61 700 SH SOLE 0 0 700 PHILLIPS 66 Stock 718546104 51 662 SH SOLE 0 0 662 PIONEER NATURAL RESOURCES CO Stock 723787107 3 14 SH SOLE 0 0 14 PLAINS ALL AMERICAN PIPELINE LP MLP 726503105 129 2500 SH SOLE 0 0 2500 PLUM CREEK TIMBER COINC REIT 729251108 102 2200 SH SOLE 0 0 2200 POLARIS INDS INC Stock 731068102 9 60 SH SOLE 0 0 60 POTLATCH CORP REIT 737630103 21 500 SH SOLE 0 0 500 PROCTER & GAMBLE CO Stock 742718109 49 600 SH SOLE 0 0 600 PRUDENTIAL FINL INC Stock 744320102 11 121 SH SOLE 0 0 121 QUESTAR CORP COM Stock 748356102 23 1000 SH SOLE 0 0 1000 RPM INTERNATIONAL INC Stock 749685103 17 400 SH SOLE 0 0 400 RELIANCE STEEL & ALUMINUM Stock 759509102 2878 37946 SH SOLE 1611 0 36335 ROYAL BANK OF CANADA Stock 780087102 3400 50573 SH SOLE 1673 0 48900 ROYAL DUTCH SHELL PLC ADR 780259107 410 5464 SH SOLE 0 0 5464 ROYAL GOLD INC Stock 780287108 1310 28426 SH SOLE 1926 0 26500 SILVER WHEATON CORP Stock 828336107 2443 121000 SH SOLE 4500 0 116500 SMITH A O Stock 831865209 16 300 SH SOLE 0 0 300 J M SMUCKER CO NEW Stock 832696405 1 6 SH SOLE 0 0 6 SOUTHERN CO Stock 842587107 16 400 SH SOLE 0 0 400 SOUTHWEST GAS CORP Stock 844895102 28 500 SH SOLE 0 0 500 SPECTRA ENERGY CORP Stock 847560109 2528 70965 SH SOLE 2765 0 68200 STRYKER CORP Stock 863667101 45 600 SH SOLE 0 0 600 SUNCOR ENERGY COM NPV ISIN CA8672291066 SEDOL 2861142EXCHANGED FOR ONE SHAR Stock 867224107 21 600 SH SOLE 0 0 600 SUNTRUST BANKS INC Stock 867914103 22 587 SH SOLE 0 0 587 SWEDISH EXPT CR CORPELEMENTS LKD TO ROGERS INTL COMMODITY INDEX ETF 870297405 15 1660 SH SOLE 0 0 1660 SYSCO CORP Stock 871829107 12 334 SH SOLE 0 0 334 TECO ENERGY INC Stock 872375100 5 300 SH SOLE 0 0 300 TEMPLETON GLOBAL INCOME FD INC CEF 880198106 6 700 SH SOLE 0 0 700 TEVA PHARMACEUTICAL INDS LTD ADR ADR 881624209 13 334 SH SOLE 0 0 334 UIL HOLDINGS CORP Stock 902748102 16 400 SH SOLE 0 0 400 UNION PACIFIC CORP Stock 907818108 101 604 SH SOLE 604 0 0 UNITED TECHNOLOGIES CORP Stock 913017109 28 250 SH SOLE 0 0 250 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 35 840 SH SOLE 0 0 840 WAVE SYSTEMS CORP CL A PAR $0.01 Stock 943526400 0 58 SH SOLE 0 0 58 WELLS FARGO & CO Stock 949746101 2736 60254 SH SOLE 2399 0 57855 WESTERN DIGITAL CORP Stock 958102105 17 200 SH SOLE 0 0 200 WHITING PETROLEUM CORPORATION Stock 966387102 3648 58955 SH SOLE 1955 0 57000 MUNIYIELD INSD FD INC CEF 09254E103 57 4500 SH SOLE 0 0 4500 ADT CORP Stock 00101J106 0 3 SH SOLE 0 0 3 AT&T INC COM Stock 00206R102 42 1200 SH SOLE 0 0 1200 ADVISORSHARES TR PERITUS HIGH YIELD ETF ETF 00768Y503 4535 87698 SH SOLE 5023 0 82675 ADVISORSHARES TRUST ETF CYCLE ETF 00768Y735 270 10255 SH SOLE 0 0 10255 ALLIANCE RESOURCE PARTNERS Stock 01877R108 106 1373 SH SOLE 1373 0 0 ALLIANZGI NFJ DIVID INT & PREM COM CEF 01883A107 81 4600 SH SOLE 0 0 4600 ALTRIA GROUP INC Stock 02209S103 61 1600 SH SOLE 0 0 1600 AMERIPRISE FINL INC Stock 03076C106 23 196 SH SOLE 0 0 196 B&G FOODS INC CLASS A Stock 05508R106 58 1700 SH SOLE 0 0 1700 CSR PLC-SPONS ADR ADR 12640Y205 3 68 SH SOLE 0 0 68 CENOVUS ENERGY INC F Stock 15135U109 6 200 SH SOLE 0 0 200 CISCO SYS INC Stock 17275R102 162 7223 SH SOLE 4394 0 2829 GUGGENHEIM BLT 2015 ETF HIGH YIELD CORP BND ETF ETF 18383M423 4178 156016 SH SOLE 9466 0 146550 CLIFFS NATURAL RESOURCES INC Stock 18683K101 131 5000 SH SOLE 0 0 5000 COHEN & STEERS QUALITY INCOME RLTY FD INC CEF 19247L106 19 2041 SH SOLE 0 0 2041 COMCAST CORP CL A Stock 20030N101 44 845 SH SOLE 0 0 845 COMCAST CORP NEW CL A SPL Stock 20030N200 42 850 SH SOLE 0 0 850 CONOCOPHILLIPS Stock 20825C104 58 827 SH SOLE 0 0 827 COSTCO WHOLESALE CORP Stock 22160K105 60 500 SH SOLE 0 0 500 DCP MIDSTREAM PARTNERS LP UNITS LTD PARTNER INT MLP 23311P100 60 1200 SH SOLE 0 0 1200 DEVON ENERGY CORP Stock 25179M103 55 894 SH SOLE 0 0 894 DOLBY LABORATORIES INC Stock 25659T107 6 150 SH SOLE 0 0 150 DOMINION RESOURCES INC VA NEW Stock 25746U109 32 500 SH SOLE 0 0 500 DUKE ENERGY CORP NEW Stock 26441C204 148 2142 SH SOLE 0 0 2142 ENERGIZER HOLDING INC Stock 29266R108 44 407 SH SOLE 0 0 407 ENERGY TRANSFER PARTNERS LP MLP 29273R109 29 500 SH SOLE 0 0 500 EXXON MOBIL CORP Stock 30231G102 567 5600 SH SOLE 0 0 5600 FACEBOOK INC CL A Stock 30303M102 41 750 SH SOLE 0 0 750 FIRST INDL RLTY TR INC REIT 32054K103 3 200 SH SOLE 0 0 200 FIRST MAJESTIC SILVER CORP Stock 32076V103 1516 154677 SH SOLE 7997 0 146680 GABELLI DIV AND INC TR CEF 36242H104 22 1000 SH SOLE 0 0 1000 GLAXOSMITHKLINE PLC ADR ADR 37733W105 4 75 SH SOLE 0 0 75 GLOBAL X SILVER MINERS ETF ETF 37950E853 523 46700 SH SOLE 0 0 46700 GOOGLE INC Stock 38259P508 22 20 SH SOLE 0 0 20 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT REIT 38376A103 11 450 SH SOLE 0 0 450 HANCOCK JOHN PFD EQTY FD SH BEN INT CEF 41013W108 1595 89350 SH SOLE 0 0 89350 IMPAC MTG HLDGS INC COM NEW REIT 45254P508 2 300 SH SOLE 0 0 300 KINDER MORGAN INC Stock 49456B101 3160 87784 SH SOLE 2559 0 85225 KRAFT FOODS GROUP Stock 50076Q106 16 289 SH SOLE 0 0 289 LEVEL 3 COMMUNICATIONS INC Stock 52729N308 0 1 SH SOLE 0 0 1 LINKEDIN CORPORATION Stock 53578A108 11 50 SH SOLE 0 0 50 MERCK & CO INC Stock 58933Y105 135 2705 SH SOLE 0 0 2705 NETAPP INC Stock 64110D104 5 130 SH SOLE 0 0 130 NEXTERA ENERGY INC SHS Stock 65339F101 192 2240 SH SOLE 0 0 2240 NUVEEN CONNECTICUT PREMIUM INCOME MUNICIPAL FUND-SBI CEF 67060D107 174 15000 SH SOLE 0 0 15000 NUVEEN MUN ADVANTAGEFD INC CEF 67062H106 18 1500 SH SOLE 0 0 1500 NUVEEN PREMIUM INCOME MUNICIPAL FUND 2 INC CEF 67063W102 60 4800 SH SOLE 0 0 4800 NUVEEN CALIF DIVID ADVANTAGE MUN FD 2 CEF 67069X104 13 1000 SH SOLE 0 0 1000 NUVEEN QUALITY PFD INCOME FD 2 CEF 67072C105 13 1600 SH SOLE 0 0 1600 NUVEEN PREFERRED AND CONVERTIBLE INCOME FU CEF 67073B106 7 800 SH SOLE 0 0 800 NUVEEN PFD & CONV INCOME FD 2 COM SHS CEF 67073D102 10 1000 SH SOLE 0 0 1000 ORACLE CORPORATION Stock 68389X105 46 1200 SH SOLE 0 0 1200 PG&E CORP Stock 69331C108 51 1274 SH SOLE 0 0 1274 PPL CORP Stock 69351T106 12 400 SH SOLE 0 0 400 PIMCO CORPORATE OPPORTUNITY FUND CEF 72201B101 11 666 SH SOLE 0 0 666 PIMCO ENHANCED SHORT MATURIT ETF 72201R833 51 500 SH SOLE 500 0 0 POWERSHARES FINANCIAL PREFERRED ETF ETF 73935X229 17 1000 SH SOLE 0 0 1000 POWERSHARES ETF SENIOR LOAN PORT NYSE ARCA INC ETF 73936Q769 3642 146389 SH SOLE 10097 0 136292 POWERSHARES GLOBAL PREFERRED ETF ETF 73936T565 13 1000 SH SOLE 0 0 1000 PROSHARES TR SHORT S&P 500 PROSHARES ETF 74347R503 220 8700 SH SOLE 0 0 8700 QEP RESOURCES Stock 74733V100 18 600 SH SOLE 0 0 600 SBA COMMUNICATIONS CP Stock 78388J106 90 1000 SH SOLE 0 0 1000 SPDR GOLD ETF ETF 78463V107 23 200 SH SOLE 0 0 200 SPDR S & P INTL DIVIDEND ETF 78463X772 4734 99758 SH SOLE 3083 0 96675 SPDR SER TR S&P DIVID ETF ETF 78464A763 18 250 SH SOLE 0 0 250 SANDISK CORP Stock 80004C101 32 450 SH SOLE 0 0 450 SANDSTORM GOLD LIMITED COM NPV(POSTREV SPLIT) ISIN #CA80013R2063 Stock 80013R206 182 42700 SH SOLE 15910 0 26790 MATERIALS SELECT SECTOR SPDR ETF 81369Y100 2 35 SH SOLE 0 0 35 HEALTH CARE SELECT SECTOR SPDR ETF 81369Y209 7 120 SH SOLE 0 0 120 CONSUMER STAPLES SELECT SECTOR SPDR ETF 81369Y308 7 154 SH SOLE 0 0 154 CONSUMER DISCRETIONARY SEL SECTOR SPDR FD ETF 81369Y407 3 49 SH SOLE 0 0 49 ENERGY SELECT SECTOR SPDR ETF 81369Y506 12 139 SH SOLE 0 0 139 FINANCIAL SELECT SECTOR SPDR ETF 81369Y605 4 171 SH SOLE 0 0 171 INDUSTRIAL SELECT SECTOR SPDR ETF 81369Y704 2 32 SH SOLE 0 0 32 UTILITIES SELECT SECTOR SPDR ETF 81369Y886 15 382 SH SOLE 0 0 382 SOVRAN SELF STORAGE INC REIT 84610H108 121 1850 SH SOLE 0 0 1850 3M COMPANY Stock 88579Y101 49 350 SH SOLE 0 0 350 VECTREN CORP Stock 92240G101 14 400 SH SOLE 0 0 400 VECTOR GROUP LTD Stock 92240M108 30 1841 SH SOLE 0 0 1841 VENTAS INC REIT 92276F100 27 471 SH SOLE 0 0 471 VERIZON COMMUNICATIONS Stock 92343V104 1643 33442 SH SOLE 1996 0 31446 VISA INC Stock 92826C839 17 75 SH SOLE 0 0 75 VODAFONE GROUP NEW ADR F ADR 92857W209 34 875 SH SOLE 0 0 875 WINTRUST FINANCIAL CP Stock 97650W108 92 2000 SH SOLE 0 0 2000 XCEL ENERGY INC Stock 98389B100 39 1400 SH SOLE 0 0 1400 ZIMMER HLDGS INC Stock 98956P102 7 80 SH SOLE 0 0 80 AON PLC Stock G0408V102 130 1545 SH SOLE 1545 0 0 ROWAN COMPANIES PLC Stock G7665A101 25 700 SH SOLE 0 0 700 SEADRILL LIMTED Stock G7945E105 2943 71635 SH SOLE 2385 0 69250 PENTAIR LTD SHS Stock H6169Q108 0 1 SH SOLE 0 0 1 TYCO INTL LTD Stock H89128104 0 6 SH SOLE 0 0 6 NAVIOS MARITIME PARTNERS LP MLP Y62267102 3481 182084 SH SOLE 7084 0 175000