0000904454-13-000544.txt : 20130515 0000904454-13-000544.hdr.sgml : 20130515 20130515120042 ACCESSION NUMBER: 0000904454-13-000544 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130515 DATE AS OF CHANGE: 20130515 EFFECTIVENESS DATE: 20130515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIGULER GUFF ADVISERS, LLC CENTRAL INDEX KEY: 0001568814 IRS NUMBER: 133855629 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15409 FILM NUMBER: 13844847 BUSINESS ADDRESS: STREET 1: 825 THIRD AVENUE STREET 2: FLOOR 10 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-634-5968 MAIL ADDRESS: STREET 1: 825 THIRD AVENUE STREET 2: FLOOR 10 CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 f13hr_051513-sigguffadv.txt FORM 13F-HR FOR SIGULER GUFF ADVISORS, LLC FOR QUARTER ENDED 03-31-13 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03/31/2013 ---------- Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Siguler Guff Advisers, LLC ---------------------------- Address: 825 Third Avenue, 10th Floor ---------------------------- New York, NY 10022 ---------------------------- Form 13F File Number: 28-15409 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Terri Liftin ------------------ Title: Managing Director ------------------ Phone: (212) 634-5968 ------------------ Signature, Place, and Date of Signing: /s/ Terri Liftin New York, New York May 15, 2013 ------------------ ------------------ ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 7 ----------- Form 13F Information Table Value Total: 135,942 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE. FORM 13F INFORMATION TABLE TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE -------------- ----- ----- -------- ------- --- ---- --------- ------- ---- ------ ---- UNITED CMNTY BKS BLAIRSVLE G COM 90984P303 90,994 8,024,151 SH SOLE 8,024,151 SUN BANCORP INC COM 86663B102 28,850 8,460,421 SH SOLE 8,460,421 PATRIOT NATL BANCORP INC COM 70336F104 10,600 6,666,667 SH SOLE 6,666,667 SIMCERE PHARMACEUTICAL GROUP SPONSORED ADR 82859P104 3,158 342,936 SH SOLE 342,936 DAQO NEW ENERGY CORP SPONSORED ADR 23703Q104 1,426 205,777 SH SOLE 205,777 PACIRA PHARMACEUTICALS INC COM 695127100 662 22,926 SH SOLE 22,926 PENDRELL CORPORATION COM 70686R104 252 151,956 SH SOLE 151,956 REPORT SUMMARY 7 DATA RECORDS 135,942 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED