0000904454-13-000544.txt : 20130515
0000904454-13-000544.hdr.sgml : 20130515
20130515120042
ACCESSION NUMBER: 0000904454-13-000544
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130515
DATE AS OF CHANGE: 20130515
EFFECTIVENESS DATE: 20130515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SIGULER GUFF ADVISERS, LLC
CENTRAL INDEX KEY: 0001568814
IRS NUMBER: 133855629
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15409
FILM NUMBER: 13844847
BUSINESS ADDRESS:
STREET 1: 825 THIRD AVENUE
STREET 2: FLOOR 10
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-634-5968
MAIL ADDRESS:
STREET 1: 825 THIRD AVENUE
STREET 2: FLOOR 10
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
f13hr_051513-sigguffadv.txt
FORM 13F-HR FOR SIGULER GUFF ADVISORS, LLC FOR QUARTER ENDED 03-31-13
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 03/31/2013
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Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Siguler Guff Advisers, LLC
----------------------------
Address: 825 Third Avenue, 10th Floor
----------------------------
New York, NY 10022
----------------------------
Form 13F File Number: 28-15409
--------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Terri Liftin
------------------
Title: Managing Director
------------------
Phone: (212) 634-5968
------------------
Signature, Place, and Date of Signing:
/s/ Terri Liftin New York, New York May 15, 2013
------------------ ------------------ -----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
-----------
Form 13F Information Table Entry Total: 7
-----------
Form 13F Information Table Value Total: 135,942
-----------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE.
FORM 13F INFORMATION TABLE
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
-------------- ----- ----- -------- ------- --- ---- --------- ------- ---- ------ ----
UNITED CMNTY BKS BLAIRSVLE G COM 90984P303 90,994 8,024,151 SH SOLE 8,024,151
SUN BANCORP INC COM 86663B102 28,850 8,460,421 SH SOLE 8,460,421
PATRIOT NATL BANCORP INC COM 70336F104 10,600 6,666,667 SH SOLE 6,666,667
SIMCERE PHARMACEUTICAL GROUP SPONSORED ADR 82859P104 3,158 342,936 SH SOLE 342,936
DAQO NEW ENERGY CORP SPONSORED ADR 23703Q104 1,426 205,777 SH SOLE 205,777
PACIRA PHARMACEUTICALS INC COM 695127100 662 22,926 SH SOLE 22,926
PENDRELL CORPORATION COM 70686R104 252 151,956 SH SOLE 151,956
REPORT SUMMARY 7 DATA RECORDS 135,942 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED