Chief Compliance Officer

0001568787-20-000003.txt : 20200817 0001568787-20-000003.hdr.sgml : 20200817 20200814175939 ACCESSION NUMBER: 0001568787-20-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200817 DATE AS OF CHANGE: 20200814 EFFECTIVENESS DATE: 20200817 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Warren Averett Asset Management, LLC CENTRAL INDEX KEY: 0001568787 IRS NUMBER: 631229657 STATE OF INCORPORATION: AL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15191 FILM NUMBER: 201107015 BUSINESS ADDRESS: STREET 1: 2500 ACTON ROAD CITY: BIRMINGHAM STATE: AL ZIP: 35243 BUSINESS PHONE: 205-979-4100 MAIL ADDRESS: STREET 1: 2500 ACTON ROAD CITY: BIRMINGHAM STATE: AL ZIP: 35243 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001568787 XXXXXXXX 06-30-2020 06-30-2020 Warren Averett Asset Management, LLC

2500 ACTON ROAD BIRMINGHAM AL 35243

13F HOLDINGS REPORT 028-15191 N Andrea W. Johnson Chief Compliance Officer 205-769-3469 Andrea W. Johnson Birmingham AL 08-14-2020 0 154 771910 false INFORMATION TABLE 2 waam13fhr_06302020.xml GENERAL ELECTRIC CO COM 369604103 296 44840 SH SOLE 0 0 0 44840 ISHARES TR NATIONAL MUN ETF 464288414 1643 14052 SH SOLE 0 0 0 14052 SPDR S&P 500 ETF TR TR UNIT 78462F103 3045 9042 SH SOLE 0 0 0 9042 RENASANT CORP COM 75970E107 382 14767 SH SOLE 0 0 0 14767 HUNTINGTON BANCSHARES INC COM 446150104 112 11424 SH SOLE 0 0 0 11424 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 1581 62900 SH SOLE 0 0 0 62900 APPLE INC COM 037833100 9041 19653 SH SOLE 0 0 0 19653 PHILIP MORRIS INTL INC COM 718172109 391 4998 SH SOLE 0 0 0 4998 TEXAS INSTRS INC COM 882508104 414 3016 SH SOLE 0 0 0 3016 ISHARES TR EAFE SML CP ETF 464288273 7033 120958 SH SOLE 0 0 0 120958 SPDR SER TR PORTFOLIO SH TSR 78468R101 219 7127 SH SOLE 0 0 0 7127 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 1946 33230 SH SOLE 0 0 0 33230 VANGUARD INDEX FDS GROWTH ETF 922908736 95790 428704 SH SOLE 0 0 0 428704 INTEL CORP COM 458140100 599 12336 SH SOLE 0 0 0 12336 WALMART INC COM 931142103 800 6070 SH SOLE 0 0 0 6070 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 4578 81393 SH SOLE 0 0 0 81393 INVESCO EXCH TRADED FD TR II FTSE RAFI DEV 46138E743 2948 79179 SH SOLE 0 0 0 79179 JPMORGAN CHASE & CO COM 46625H100 651 6356 SH SOLE 0 0 0 6356 FEDEX CORP COM 31428X106 221 1083 SH SOLE 0 0 0 1083 COMCAST CORP NEW CL A 20030N101 212 4896 SH SOLE 0 0 0 4896 ISHARES TR RUSSELL 3000 ETF 464287689 4681 23788 SH SOLE 0 0 0 23788 EXXON MOBIL CORP COM 30231G102 426 9893 SH SOLE 0 0 0 9893 CHEVRON CORP NEW COM 166764100 231 2570 SH SOLE 0 0 0 2570 ISHARES INC CORE MSCI EMKT 46434G103 7115 134364 SH SOLE 0 0 0 134364 ISHARES TR S&P 100 ETF 464287101 699 4484 SH SOLE 0 0 0 4484 VANGUARD INDEX FDS VALUE ETF 922908744 16022 149779 SH SOLE 0 0 0 149779 KIMBERLY CLARK CORP COM 494368103 744 4693 SH SOLE 0 0 0 4693 MFS CHARTER INCOME TR SH BEN INT 552727109 95 11020 SH SOLE 0 0 0 11020 VANGUARD INDEX FDS MID CAP ETF 922908629 3877 21783 SH SOLE 0 0 0 21783 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 311 12393 SH SOLE 0 0 0 12393 INVESCO MORTGAGE CAPITAL INC COM 46131B100 35 10977 SH SOLE 0 0 0 10977 ISHARES TR CORE S&P TTL STK 464287150 764 10054 SH SOLE 0 0 0 10054 INVESCO EXCHANGE TRADED FD T DWA MOMENTUM 46137V837 440 5885 SH SOLE 0 0 0 5885 AUTOMATIC DATA PROCESSING IN COM 053015103 234 1679 SH SOLE 0 0 0 1679 ILLINOIS TOOL WKS INC COM 452308109 400 2026 SH SOLE 0 0 0 2026 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 9531 75257 SH SOLE 0 0 0 75257 ISHARES TR IBOXX HI YD ETF 464288513 351 4166 SH SOLE 0 0 0 4166 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 32113 257957 SH SOLE 0 0 0 257957 ISHARES TR AGGRES ALLOC ETF 464289859 3389 57931 SH SOLE 0 0 0 57931 COCA COLA CO COM 191216100 1380 28524 SH SOLE 0 0 0 28524 SPDR SER TR SPDR BLOOMBERG 78468R663 481 5252 SH SOLE 0 0 0 5252 AMGEN INC COM 031162100 208 867 SH SOLE 0 0 0 867 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 1229 11573 SH SOLE 0 0 0 11573 ISHARES TR S&P 500 GRWT ETF 464287309 302 1318 SH SOLE 0 0 0 1318 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 66313 638609 SH SOLE 0 0 0 638609 ADTRAN INC COM 00738A106 779 63189 SH SOLE 0 0 0 63189 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 100844 858687 SH SOLE 0 0 0 858687 SIRIUS XM HOLDINGS INC COM 82968B103 60 10062 SH SOLE 0 0 0 10062 VERIZON COMMUNICATIONS INC COM 92343V104 320 5462 SH SOLE 0 0 0 5462 NVIDIA CORPORATION COM 67066G104 659 1439 SH SOLE 0 0 0 1439 STARBUCKS CORP COM 855244109 307 3889 SH SOLE 0 0 0 3889 MICROSOFT CORP COM 594918104 2575 12340 SH SOLE 0 0 0 12340 ISHARES TR CORE MSCI EAFE 46432F842 1611 26237 SH SOLE 0 0 0 26237 RAYTHEON TECHNOLOGIES CORP COM 75513E101 215 3389 SH SOLE 0 0 0 3389 ISHARES TR RUS 1000 ETF 464287622 519 2766 SH SOLE 0 0 0 2766 ISHARES TR S&P 500 VAL ETF 464287408 209 1805 SH SOLE 0 0 0 1805 REGIONS FINANCIAL CORP NEW COM 7591EP100 747 64312 SH SOLE 0 0 0 64312 ISHARES TR RUS MID CAP ETF 464287499 592 10154 SH SOLE 0 0 0 10154 SPDR SER TR PORTFOLIO AGRGTE 78464A649 23885 773228 SH SOLE 0 0 0 773228 MCDONALDS CORP COM 580135101 485 2348 SH SOLE 0 0 0 2348 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 207 1936 SH SOLE 0 0 0 1936 GENERAL DYNAMICS CORP COM 369550108 241 1557 SH SOLE 0 0 0 1557 ALPHABET INC CAP STK CL A 02079K305 369 243 SH SOLE 0 0 0 243 PROASSURANCE CORP COM 74267C106 405 27296 SH SOLE 0 0 0 27296 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 215 4167 SH SOLE 0 0 0 4167 EMERSON ELEC CO COM 291011104 414 5902 SH SOLE 0 0 0 5902 CATERPILLAR INC DEL COM 149123101 254 1804 SH SOLE 0 0 0 1804 ISHARES TR MSCI EAFE ETF 464287465 2309 35410 SH SOLE 0 0 0 35410 SERVISFIRST BANCSHARES INC COM 81768T108 3872 102133 SH SOLE 0 0 0 102133 VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 1408 10666 SH SOLE 0 0 0 10666 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 8161 187049 SH SOLE 0 0 0 187049 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 215 3458 SH SOLE 0 0 0 3458 UNITED PARCEL SERVICE INC CL B 911312106 219 1375 SH SOLE 0 0 0 1375 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 210 3636 SH SOLE 0 0 0 3636 JOHNSON & JOHNSON COM 478160104 1104 7457 SH SOLE 0 0 0 7457 S&P GLOBAL INC COM 78409V104 222 624 SH SOLE 0 0 0 624 VANGUARD INDEX FDS SM CP VAL ETF 922908611 4905 41901 SH SOLE 0 0 0 41901 DISNEY WALT CO COM DISNEY 254687106 485 3702 SH SOLE 0 0 0 3702 PFIZER INC COM 717081103 470 12303 SH SOLE 0 0 0 12303 VANGUARD TAX-MANAGED FDS FTSE DEV MKT ETF 921943858 57517 1371742 SH SOLE 0 0 0 1371742 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 588 5315 SH SOLE 0 0 0 5315 RELIANT BANCORP INC COM 75956B101 1304 82662 SH SOLE 0 0 0 82662 BIOCRYST PHARMACEUTICALS INC COM 09058V103 108 23429 SH SOLE 0 0 0 23429 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 995 12183 SH SOLE 0 0 0 12183 PROSHARES TR PSHS ULTRA TECH 74347R693 221 1000 SH SOLE 0 0 0 1000 ISHARES TR SH TR CRPORT ETF 464288646 1046 19039 SH SOLE 0 0 0 19039 BK OF AMERICA CORP COM 060505104 325 12323 SH SOLE 0 0 0 12323 PEPSICO INC COM 713448108 274 1981 SH SOLE 0 0 0 1981 NEXTERA ENERGY INC COM 65339F101 288 1014 SH SOLE 0 0 0 1014 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 48412 312327 SH SOLE 0 0 0 312327 AMAZON COM INC COM 023135106 1663 526 SH SOLE 0 0 0 526 AT&T INC COM 00206R102 695 23228 SH SOLE 0 0 0 23228 MERCK & CO. INC COM 58933Y105 435 5206 SH SOLE 0 0 0 5206 BOEING CO COM 097023105 1454 8323 SH SOLE 0 0 0 8323 PROCTER AND GAMBLE CO COM 742718109 1264 9311 SH SOLE 0 0 0 9311 GLOBAL PMTS INC COM 37940X102 1524 8789 SH SOLE 0 0 0 8789 ORACLE CORP COM 68389X105 213 3940 SH SOLE 0 0 0 3940 ISHARES TR RUS 2000 VAL ETF 464287630 4613 43020 SH SOLE 0 0 0 43020 NIKE INC CL B 654106103 360 3377 SH SOLE 0 0 0 3377 ROYAL BK CDA COM 780087102 392 5307 SH SOLE 0 0 0 5307 ISHARES TR CORE TOTAL USD 46434V613 404 7407 SH SOLE 0 0 0 7407 ENSTAR GROUP LIMITED SHS G3075P101 756 4100 SH SOLE 0 0 0 4100 BRISTOL-MYERS SQUIBB CO COM 110122108 202 3195 SH SOLE 0 0 0 3195 ISHARES TR 1 3 YR TREAS BD 464287457 219 2529 SH SOLE 0 0 0 2529 ABBVIE INC COM 00287Y109 222 2346 SH SOLE 0 0 0 2346 BLACKROCK ENHANCED EQUITY DI COM 09251A104 152 19812 SH SOLE 0 0 0 19812 SPDR SER TR BLOOMBERG SRT TR 78468R408 794 30762 SH SOLE 0 0 0 30762 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1017 4796 SH SOLE 0 0 0 4796 VISA INC COM CL A 92826C839 552 2795 SH SOLE 0 0 0 2795 VULCAN MATLS CO COM 929160109 2021 15593 SH SOLE 0 0 0 15593 ISHARES TR GRWT ALLOCAT ETF 464289867 3048 62514 SH SOLE 0 0 0 62514 VANGUARD INDEX FDS SML CP GRW ETF 922908595 4089 18931 SH SOLE 0 0 0 18931 ISHARES TR CONSER ALLOC ETF 464289883 697 18622 SH SOLE 0 0 0 18622 ISHARES TR RUS 1000 VAL ETF 464287598 10499 86496 SH SOLE 0 0 0 86496 SOUTH ST CORP COM 840441109 957 15946 SH SOLE 0 0 0 15946 GLOBE LIFE INC COM 37959E102 224 2636 SH SOLE 0 0 0 2636 VANGUARD INDEX FDS SMALL CP ETF 922908751 2098 13216 SH SOLE 0 0 0 13216 ISHARES TR RUS MDCP VAL ETF 464287473 5730 68661 SH SOLE 0 0 0 68661 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 474 8755 SH SOLE 0 0 0 8755 FACEBOOK INC CL A 30303M102 350 1339 SH SOLE 0 0 0 1339 VANGUARD INDEX FDS TOTAL STK MKT 922908769 6976 40787 SH SOLE 0 0 0 40787 ALTRIA GROUP INC COM 02209S103 224 5257 SH SOLE 0 0 0 5257 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 206 17643 SH SOLE 0 0 0 17643 NORFOLK SOUTHERN CORP COM 655844108 323 1578 SH SOLE 0 0 0 1578 HOME DEPOT INC COM 437076102 1208 4289 SH SOLE 0 0 0 4289 WELLPOINT INC NOTE 2.750%10/1 94973VBG1 59 15000 PRN SOLE 0 0 0 15000 ISHARES TR CORE US AGGBD ET 464287226 8685 73411 SH SOLE 0 0 0 73411 UNITEDHEALTH GROUP INC COM 91324P102 1260 3918 SH SOLE 0 0 0 3918 SOUTHERN CO COM 842587107 951 17289 SH SOLE 0 0 0 17289 INTERNATIONAL BUSINESS MACHS COM 459200101 506 4049 SH SOLE 0 0 0 4049 3M CO COM 88579Y101 242 1458 SH SOLE 0 0 0 1458 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 8046 25997 SH SOLE 0 0 0 25997 ISHARES TR MSCI EMG MKT ETF 464287234 1410 31808 SH SOLE 0 0 0 31808 ISHARES TR RUSSELL 2000 ETF 464287655 5640 35880 SH SOLE 0 0 0 35880 SPDR GOLD TR GOLD SHS 78463V107 227 1239 SH SOLE 0 0 0 1239 ISHARES TR MSCI ACWI ETF 464288257 336 4182 SH SOLE 0 0 0 4182 VANGUARD WORLD FDS INF TECH ETF 92204A702 208 684 SH SOLE 0 0 0 684 ISHARES TR RUS 1000 GRW ETF 464287614 8203 38603 SH SOLE 0 0 0 38603 ISHARES TR S&P MC 400VL ETF 464287705 925 6391 SH SOLE 0 0 0 6391 APPLIED MATLS INC COM 038222105 216 3313 SH SOLE 0 0 0 3313 INVESCO EXCH TRADED FD TR II FTSE RAFI EMNG 46138E727 33717 1804977 SH SOLE 0 0 0 1804977 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 3622 35566 SH SOLE 0 0 0 35566 ALPHABET INC CAP STK CL C 02079K107 498 328 SH SOLE 0 0 0 328 CLOROX CO DEL COM 189054109 241 1073 SH SOLE 0 0 0 1073 ISHARES TR EAFE VALUE ETF 464288877 1479 34922 SH SOLE 0 0 0 34922 ISHARES TR RUS MD CP GR ETF 464287481 759 4427 SH SOLE 0 0 0 4427 ISHARES TR CORE S&P500 ETF 464287200 9237 27310 SH SOLE 0 0 0 27310 ARK ETF TR GENOMIC REV ETF 00214Q302 481 8100 SH SOLE 0 0 0 8100 ISHARES TR MODERT ALLOC ETF 464289875 1400 33903 SH SOLE 0 0 0 33903 ISHARES TR SHORT TREAS BD 464288679 218 1965 SH SOLE 0 0 0 1965 THERMO FISHER SCIENTIFIC INC COM 883556102 575 1380 SH SOLE 0 0 0 1380 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 61227 341195 SH SOLE 0 0 0 341195 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 11391 118485 SH SOLE 0 0 0 118485 GOLDMAN SACHS ETF TR ACCES TREASURY 381430529 253 2514 SH SOLE 0 0 0 2514