0001568787-19-000005.txt : 20190812 0001568787-19-000005.hdr.sgml : 20190812 20190812161444 ACCESSION NUMBER: 0001568787-19-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190812 DATE AS OF CHANGE: 20190812 EFFECTIVENESS DATE: 20190812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Warren Averett Asset Management, LLC CENTRAL INDEX KEY: 0001568787 IRS NUMBER: 631229657 STATE OF INCORPORATION: AL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15191 FILM NUMBER: 191016666 BUSINESS ADDRESS: STREET 1: 2500 ACTON ROAD CITY: BIRMINGHAM STATE: AL ZIP: 35243 BUSINESS PHONE: 205-979-4100 MAIL ADDRESS: STREET 1: 2500 ACTON ROAD CITY: BIRMINGHAM STATE: AL ZIP: 35243 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001568787 XXXXXXXX 06-30-2019 06-30-2019 Warren Averett Asset Management, LLC

2500 ACTON ROAD BIRMINGHAM AL 35243

13F HOLDINGS REPORT 028-15191 N Andrea W. Johnson 205-769-3469 Andrea W. Johnson Birmingham AL 08-12-2019 0 129 671445 false INFORMATION TABLE 2 waam13fhr_06302019.xml 3M CO COM 88579Y101 298 1718 SH SOLE 0 0 1718 ALPHABET INC CAP STK CL A 02079K305 210 194 SH SOLE 0 0 194 ALPHABET INC CAP STK CL C 02079K107 470 435 SH SOLE 0 0 435 AMAZON COM INC COM 023135106 818 432 SH SOLE 0 0 432 ANTHEM INC NOTE 2.750%10/1 94973VBG1 59 15000 PRN SOLE 0 0 15000 APPLE INC COM 037833100 4303 21740 SH SOLE 0 0 21740 ARK ETF TR GENOMIC REV ETF 00214Q302 279 8100 SH SOLE 0 0 8100 AT&T INC COM 00206R102 818 24424 SH SOLE 0 0 24424 AUTOMATIC DATA PROCESSING IN COM 053015103 269 1629 SH SOLE 0 0 1629 BANK AMER CORP COM 060505104 289 9957 SH SOLE 0 0 9957 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 704 3304 SH SOLE 0 0 3304 BIOCRYST PHARMACEUTICALS COM 09058V103 85 22429 SH SOLE 0 0 22429 BLACKROCK ENHANCED EQT DIV T COM 09251A104 176 19812 SH SOLE 0 0 19812 BLACKROCK RES & COMM STRAT T SHS 09257A108 132 16171 SH SOLE 0 0 16171 BOEING CO COM 097023105 293 805 SH SOLE 0 0 805 CATERPILLAR INC DEL COM 149123101 229 1679 SH SOLE 0 0 1679 CHEVRON CORP NEW COM 166764100 287 2303 SH SOLE 0 0 2303 CISCO SYS INC COM 17275R102 205 3751 SH SOLE 0 0 3751 COCA COLA CO COM 191216100 1313 25776 SH SOLE 0 0 25776 DISNEY WALT CO COM DISNEY 254687106 525 3759 SH SOLE 0 0 3759 EMERSON ELEC CO COM 291011104 247 3706 SH SOLE 0 0 3706 ENSTAR GROUP LIMITED SHS G3075P101 715 4100 SH SOLE 0 0 4100 EXXON MOBIL CORP COM 30231G102 704 9189 SH SOLE 0 0 9189 FACEBOOK INC CL A 30303M102 265 1375 SH SOLE 0 0 1375 GENERAL DYNAMICS CORP COM 369550108 272 1494 SH SOLE 0 0 1494 GENERAL ELECTRIC CO COM 369604103 377 35859 SH SOLE 0 0 35859 GOLDMAN SACHS ETF TR ACCES TREASURY 381430529 305 3042 SH SOLE 0 0 3042 HOME DEPOT INC COM 437076102 636 3058 SH SOLE 0 0 3058 HONEYWELL INTL INC COM 438516106 271 1551 SH SOLE 0 0 1551 HORNBECK OFFSHORE SVCS INC N NOTE 1.500% 9/0 440543AN6 14 15000 PRN SOLE 0 0 15000 HUNTINGTON BANCSHARES INC COM 446150104 158 11424 SH SOLE 0 0 11424 ILLINOIS TOOL WKS INC COM 452308109 296 1965 SH SOLE 0 0 1965 INTEL CORP COM 458140100 533 11124 SH SOLE 0 0 11124 INTERNATIONAL BUSINESS MACHS COM 459200101 441 3200 SH SOLE 0 0 3200 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 573 5315 SH SOLE 0 0 5315 INVESCO EXCHANGE TRADED FD T DWA MOMENTUM 46137V837 355 5885 SH SOLE 0 0 5885 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 26427 206981 SH SOLE 0 0 206981 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 74336 637309 SH SOLE 0 0 637309 INVESCO EXCHNG TRADED FD TR FTSE RAFI DEV 46138E743 3998 98406 SH SOLE 0 0 98406 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 482 8755 SH SOLE 0 0 8755 INVESCO EXCHNG TRADED FD TR FTSE RAFI EMNG 46138E727 27958 1294344 SH SOLE 0 0 1294344 ISHARES INC CORE MSCI EMKT 46434G103 4801 93334 SH SOLE 0 0 93334 ISHARES TR NATIONAL MUN ETF 464288414 2562 22656 SH SOLE 0 0 22656 ISHARES TR EAFE SML CP ETF 464288273 8135 141728 SH SOLE 0 0 141728 ISHARES TR RUS 2000 VAL ETF 464287630 5579 46298 SH SOLE 0 0 46298 ISHARES TR CORE TOTAL USD 46434V613 466 9014 SH SOLE 0 0 9014 ISHARES TR RUSSELL 3000 ETF 464287689 13610 78963 SH SOLE 0 0 78963 ISHARES TR S&P 100 ETF 464287101 741 5715 SH SOLE 0 0 5715 ISHARES TR GRWT ALLOCAT ETF 464289867 3110 67577 SH SOLE 0 0 67577 ISHARES TR RUS 1000 VAL ETF 464287598 27376 215184 SH SOLE 0 0 215184 ISHARES TR RUS MDCP VAL ETF 464287473 7891 88535 SH SOLE 0 0 88535 ISHARES TR CORE US AGGBD ET 464287226 9853 88491 SH SOLE 0 0 88491 ISHARES TR IBOXX HI YD ETF 464288513 305 3502 SH SOLE 0 0 3502 ISHARES TR AGGRES ALLOC ETF 464289859 2642 47910 SH SOLE 0 0 47910 ISHARES TR S&P 500 GRWT ETF 464287309 250 1396 SH SOLE 0 0 1396 ISHARES TR CORE MSCI EAFE 46432F842 1716 27953 SH SOLE 0 0 27953 ISHARES TR RUS 1000 ETF 464287622 568 3491 SH SOLE 0 0 3491 ISHARES TR RUS MID CAP ETF 464287499 615 11007 SH SOLE 0 0 11007 ISHARES TR MSCI EMG MKT ETF 464287234 2137 49813 SH SOLE 0 0 49813 ISHARES TR MSCI ACWI ETF 464288257 308 4182 SH SOLE 0 0 4182 ISHARES TR RUS 1000 GRW ETF 464287614 8006 50886 SH SOLE 0 0 50886 ISHARES TR RUSSELL 2000 ETF 464287655 7750 49840 SH SOLE 0 0 49840 ISHARES TR S&P MC 400VL ETF 464287705 1341 8408 SH SOLE 0 0 8408 ISHARES TR RUS MD CP GR ETF 464287481 2084 14612 SH SOLE 0 0 14612 ISHARES TR MSCI EAFE ETF 464287465 6807 103564 SH SOLE 0 0 103564 ISHARES TR EAFE VALUE ETF 464288877 6849 142481 SH SOLE 0 0 142481 ISHARES TR CORE S&P500 ETF 464287200 11256 38188 SH SOLE 0 0 38188 ISHARES TR MODERT ALLOC ETF 464289875 1501 38464 SH SOLE 0 0 38464 JOHNSON & JOHNSON COM 478160104 863 6196 SH SOLE 0 0 6196 JPMORGAN CHASE & CO COM 46625H100 680 6084 SH SOLE 0 0 6084 KIMBERLY CLARK CORP COM 494368103 619 4642 SH SOLE 0 0 4642 MCDONALDS CORP COM 580135101 457 2203 SH SOLE 0 0 2203 MERCK & CO INC COM 58933Y105 363 4330 SH SOLE 0 0 4330 MFS CHARTER INCOME TR SH BEN INT 552727109 90 11020 SH SOLE 0 0 11020 MICROSOFT CORP COM 594918104 1593 11893 SH SOLE 0 0 11893 NIKE INC CL B 654106103 307 3652 SH SOLE 0 0 3652 NORFOLK SOUTHERN CORP COM 655844108 264 1325 SH SOLE 0 0 1325 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 235 17643 SH SOLE 0 0 17643 NVIDIA CORP COM 67066G104 291 1773 SH SOLE 0 0 1773 ORACLE CORP COM 68389X105 444 7792 SH SOLE 0 0 7792 PEPSICO INC COM 713448108 228 1742 SH SOLE 0 0 1742 PFIZER INC COM 717081103 475 10974 SH SOLE 0 0 10974 PHILIP MORRIS INTL INC COM 718172109 354 4508 SH SOLE 0 0 4508 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1811 17802 SH SOLE 0 0 17802 PROASSURANCE CORP COM 74267C106 919 25457 SH SOLE 0 0 25457 PROCTER AND GAMBLE CO COM 742718109 441 4018 SH SOLE 0 0 4018 REGIONS FINL CORP NEW COM 7591EP100 1106 74049 SH SOLE 0 0 74049 RELIANT BANCORP INC COM 75956B101 1953 82662 SH SOLE 0 0 82662 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 1808 62900 SH SOLE 0 0 62900 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 1782 32432 SH SOLE 0 0 32432 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 4375 82542 SH SOLE 0 0 82542 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 282 10201 SH SOLE 0 0 10201 SERVISFIRST BANCSHARES INC COM 81768T108 2831 82623 SH SOLE 0 0 82623 SIRIUS XM HLDGS INC COM 82968B103 62 11135 SH SOLE 0 0 11135 SOUTHERN CO COM 842587107 904 16362 SH SOLE 0 0 16362 SPDR S&P 500 ETF TR TR UNIT 78462F103 2744 9365 SH SOLE 0 0 9365 SPDR SERIES TRUST SPDR BLOOMBERG 78468R663 299 3263 SH SOLE 0 0 3263 SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 16162 554069 SH SOLE 0 0 554069 SPDR SERIES TRUST BLOOMBERG SRT TR 78468R408 2191 80477 SH SOLE 0 0 80477 TEXAS INSTRS INC COM 882508104 349 3042 SH SOLE 0 0 3042 THERMO FISHER SCIENTIFIC INC COM 883556102 379 1289 SH SOLE 0 0 1289 TORCHMARK CORP COM 891027104 236 2636 SH SOLE 0 0 2636 TOTAL SYS SVCS INC COM 891906109 2010 15670 SH SOLE 0 0 15670 UNITED TECHNOLOGIES CORP COM 913017109 427 3276 SH SOLE 0 0 3276 UNITEDHEALTH GROUP INC COM 91324P102 881 3612 SH SOLE 0 0 3612 US BANCORP DEL COM NEW 902973304 204 3893 SH SOLE 0 0 3893 VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 1334 10163 SH SOLE 0 0 10163 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 210 3668 SH SOLE 0 0 3668 VANGUARD INDEX FDS GROWTH ETF 922908736 66733 408427 SH SOLE 0 0 408427 VANGUARD INDEX FDS VALUE ETF 922908744 12294 110837 SH SOLE 0 0 110837 VANGUARD INDEX FDS MID CAP ETF 922908629 3897 23314 SH SOLE 0 0 23314 VANGUARD INDEX FDS SML CP GRW ETF 922908595 2790 14982 SH SOLE 0 0 14982 VANGUARD INDEX FDS SMALL CP ETF 922908751 2379 15188 SH SOLE 0 0 15188 VANGUARD INDEX FDS TOTAL STK MKT 922908769 3281 21859 SH SOLE 0 0 21859 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 57469 516157 SH SOLE 0 0 516157 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 7577 28152 SH SOLE 0 0 28152 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 47649 319127 SH SOLE 0 0 319127 VANGUARD INDEX FDS SM CP VAL ETF 922908611 3606 27626 SH SOLE 0 0 27626 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 443 5895 SH SOLE 0 0 5895 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 1268 12043 SH SOLE 0 0 12043 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 12109 284717 SH SOLE 0 0 284717 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 45373 336821 SH SOLE 0 0 336821 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 9485 75904 SH SOLE 0 0 75904 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 7862 87502 SH SOLE 0 0 87502 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 41196 987682 SH SOLE 0 0 987682 VISA INC COM CL A 92826C839 442 2549 SH SOLE 0 0 2549 VULCAN MATLS CO COM 929160109 2284 16632 SH SOLE 0 0 16632 WALMART INC COM 931142103 680 6152 SH SOLE 0 0 6152 WELLS FARGO CO NEW COM 949746101 281 5937 SH SOLE 0 0 5937