0001568787-19-000004.txt : 20190506 0001568787-19-000004.hdr.sgml : 20190506 20190503183307 ACCESSION NUMBER: 0001568787-19-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190506 DATE AS OF CHANGE: 20190503 EFFECTIVENESS DATE: 20190506 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Warren Averett Asset Management, LLC CENTRAL INDEX KEY: 0001568787 IRS NUMBER: 631229657 STATE OF INCORPORATION: AL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15191 FILM NUMBER: 19797668 BUSINESS ADDRESS: STREET 1: 2500 ACTON ROAD CITY: BIRMINGHAM STATE: AL ZIP: 35243 BUSINESS PHONE: 205-979-4100 MAIL ADDRESS: STREET 1: 2500 ACTON ROAD CITY: BIRMINGHAM STATE: AL ZIP: 35243 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001568787 XXXXXXXX 03-31-2019 03-31-2019 Warren Averett Asset Management, LLC

2500 ACTON ROAD BIRMINGHAM AL 35243

13F HOLDINGS REPORT 028-15191 N Andrea W. Johnson 205-769-3469 Andrea W. Johnson, CCO Birmingham AL 05-03-2019 0 127 646091 false INFORMATION TABLE 2 waam13fhr_03312019.xml 3M CO COM 88579Y101 376 1810 SH SOLE 0 0 1810 ALPHABET INC CAP STK CL A 02079K305 217 184 SH SOLE 0 0 184 ALPHABET INC CAP STK CL C 02079K107 425 362 SH SOLE 0 0 362 ALTRIA GROUP INC COM 02209S103 267 4654 SH SOLE 0 0 4654 AMAZON COM INC COM 023135106 703 395 SH SOLE 0 0 395 ANTHEM INC NOTE 2.750%10/1 94973VBG1 60 15000 PRN SOLE 0 0 15000 APPLE INC COM 037833100 3905 20558 SH SOLE 0 0 20558 AT&T INC COM 00206R102 780 24871 SH SOLE 0 0 24871 AUTOMATIC DATA PROCESSING IN COM 053015103 260 1629 SH SOLE 0 0 1629 BANK AMER CORP COM 060505104 275 9957 SH SOLE 0 0 9957 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 644 3204 SH SOLE 0 0 3204 BIOCRYST PHARMACEUTICALS COM 09058V103 183 22429 SH SOLE 0 0 22429 BLACKROCK ENHANCED EQT DIV T COM 09251A104 169 19812 SH SOLE 0 0 19812 BLACKROCK RES & COMM STRAT T SHS 09257A108 132 16171 SH SOLE 0 0 16171 BOEING CO COM 097023105 291 762 SH SOLE 0 0 762 CATERPILLAR INC DEL COM 149123101 227 1679 SH SOLE 0 0 1679 CELGENE CORP COM 151020104 202 2146 SH SOLE 0 0 2146 CHEVRON CORP NEW COM 166764100 263 2132 SH SOLE 0 0 2132 COCA COLA CO COM 191216100 1201 25622 SH SOLE 0 0 25622 DISNEY WALT CO COM DISNEY 254687106 417 3752 SH SOLE 0 0 3752 EMERSON ELEC CO COM 291011104 254 3706 SH SOLE 0 0 3706 ENSTAR GROUP LIMITED SHS G3075P101 713 4100 SH SOLE 0 0 4100 EXXON MOBIL CORP COM 30231G102 726 8989 SH SOLE 0 0 8989 GENERAL DYNAMICS CORP COM 369550108 253 1494 SH SOLE 0 0 1494 GENERAL ELECTRIC CO COM 369604103 364 36413 SH SOLE 0 0 36413 GOLDMAN SACHS ETF TR ACCES TREASURY 381430529 305 3042 SH SOLE 0 0 3042 HOME DEPOT INC COM 437076102 563 2934 SH SOLE 0 0 2934 HONEYWELL INTL INC COM 438516106 229 1441 SH SOLE 0 0 1441 HORNBECK OFFSHORE SVCS INC N NOTE 1.500% 9/0 440543AN6 14 15000 PRN SOLE 0 0 15000 HUNTINGTON BANCSHARES INC COM 446150104 145 11424 SH SOLE 0 0 11424 ILLINOIS TOOL WKS INC COM 452308109 282 1965 SH SOLE 0 0 1965 INTEL CORP COM 458140100 552 10274 SH SOLE 0 0 10274 INTERNATIONAL BUSINESS MACHS COM 459200101 451 3194 SH SOLE 0 0 3194 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 555 5315 SH SOLE 0 0 5315 INVESCO EXCHANGE TRADED FD T DWA MOMENTUM 46137V837 334 5885 SH SOLE 0 0 5885 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 26012 203872 SH SOLE 0 0 203872 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 71497 630648 SH SOLE 0 0 630648 INVESCO EXCHNG TRADED FD TR FTSE RAFI DEV 46138E743 4017 99145 SH SOLE 0 0 99145 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 461 8755 SH SOLE 0 0 8755 INVESCO EXCHNG TRADED FD TR FTSE RAFI EMNG 46138E727 27133 1267312 SH SOLE 0 0 1267312 ISHARES INC CORE MSCI EMKT 46434G103 4589 88749 SH SOLE 0 0 88749 ISHARES TR NATIONAL MUN ETF 464288414 2522 22679 SH SOLE 0 0 22679 ISHARES TR EAFE SML CP ETF 464288273 8183 142462 SH SOLE 0 0 142462 ISHARES TR RUS 2000 VAL ETF 464287630 5718 47694 SH SOLE 0 0 47694 ISHARES TR CORE TOTAL USD 46434V613 461 9105 SH SOLE 0 0 9105 ISHARES TR RUSSELL 3000 ETF 464287689 13450 80681 SH SOLE 0 0 80681 ISHARES TR S&P 100 ETF 464287101 513 4093 SH SOLE 0 0 4093 ISHARES TR GRWT ALLOCAT ETF 464289867 3075 68794 SH SOLE 0 0 68794 ISHARES TR RUS 1000 VAL ETF 464287598 26856 217477 SH SOLE 0 0 217477 ISHARES TR RUS MDCP VAL ETF 464287473 7750 89222 SH SOLE 0 0 89222 ISHARES TR CORE US AGGBD ET 464287226 10071 92339 SH SOLE 0 0 92339 ISHARES TR IBOXX HI YD ETF 464288513 303 3502 SH SOLE 0 0 3502 ISHARES TR AGGRES ALLOC ETF 464289859 2305 43059 SH SOLE 0 0 43059 ISHARES TR S&P 500 GRWT ETF 464287309 240 1395 SH SOLE 0 0 1395 ISHARES TR CORE MSCI EAFE 46432F842 1207 19867 SH SOLE 0 0 19867 ISHARES TR RUS 1000 ETF 464287622 549 3491 SH SOLE 0 0 3491 ISHARES TR RUS MID CAP ETF 464287499 486 9005 SH SOLE 0 0 9005 ISHARES TR MSCI EMG MKT ETF 464287234 2138 49818 SH SOLE 0 0 49818 ISHARES TR MSCI ACWI ETF 464288257 302 4182 SH SOLE 0 0 4182 ISHARES TR RUS 1000 GRW ETF 464287614 7303 48248 SH SOLE 0 0 48248 ISHARES TR RUSSELL 2000 ETF 464287655 8019 52383 SH SOLE 0 0 52383 ISHARES TR S&P MC 400VL ETF 464287705 1306 8317 SH SOLE 0 0 8317 ISHARES TR RUS MD CP GR ETF 464287481 2022 14904 SH SOLE 0 0 14904 ISHARES TR MSCI EAFE ETF 464287465 7267 112046 SH SOLE 0 0 112046 ISHARES TR EAFE VALUE ETF 464288877 7056 144355 SH SOLE 0 0 144355 ISHARES TR CORE S&P500 ETF 464287200 11046 38819 SH SOLE 0 0 38819 ISHARES TR MODERT ALLOC ETF 464289875 1408 36999 SH SOLE 0 0 36999 JOHNSON & JOHNSON COM 478160104 848 6063 SH SOLE 0 0 6063 JPMORGAN CHASE & CO COM 46625H100 516 5101 SH SOLE 0 0 5101 KIMBERLY CLARK CORP COM 494368103 575 4642 SH SOLE 0 0 4642 MCDONALDS CORP COM 580135101 418 2203 SH SOLE 0 0 2203 MERCK & CO INC COM 58933Y105 360 4330 SH SOLE 0 0 4330 MFS CHARTER INCOME TR SH BEN INT 552727109 87 11020 SH SOLE 0 0 11020 MICROSOFT CORP COM 594918104 1318 11179 SH SOLE 0 0 11179 NIKE INC CL B 654106103 274 3252 SH SOLE 0 0 3252 NORFOLK SOUTHERN CORP COM 655844108 248 1325 SH SOLE 0 0 1325 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 233 17643 SH SOLE 0 0 17643 NVIDIA CORP COM 67066G104 288 1605 SH SOLE 0 0 1605 ORACLE CORP COM 68389X105 418 7792 SH SOLE 0 0 7792 PFIZER INC COM 717081103 566 13331 SH SOLE 0 0 13331 PHILIP MORRIS INTL INC COM 718172109 404 4574 SH SOLE 0 0 4574 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1461 14386 SH SOLE 0 0 14386 PROASSURANCE CORP COM 74267C106 890 25723 SH SOLE 0 0 25723 PROCTER AND GAMBLE CO COM 742718109 396 3808 SH SOLE 0 0 3808 REGIONS FINL CORP NEW COM 7591EP100 292 20623 SH SOLE 0 0 20623 RELIANT BANCORP INC COM 75956B101 1845 82662 SH SOLE 0 0 82662 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 1744 62900 SH SOLE 0 0 62900 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 1699 31585 SH SOLE 0 0 31585 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 4149 79964 SH SOLE 0 0 79964 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 240 9342 SH SOLE 0 0 9342 SERVISFIRST BANCSHARES INC COM 81768T108 2788 82581 SH SOLE 0 0 82581 SIRIUS XM HLDGS INC COM 82968B103 63 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SH SOLE 0 0 107005 VANGUARD INDEX FDS MID CAP ETF 922908629 3706 23055 SH SOLE 0 0 23055 VANGUARD INDEX FDS SML CP GRW ETF 922908595 2605 14494 SH SOLE 0 0 14494 VANGUARD INDEX FDS SMALL CP ETF 922908751 2311 15123 SH SOLE 0 0 15123 VANGUARD INDEX FDS TOTAL STK MKT 922908769 3147 21746 SH SOLE 0 0 21746 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 54628 506375 SH SOLE 0 0 506375 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 7209 27774 SH SOLE 0 0 27774 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 45178 316442 SH SOLE 0 0 316442 VANGUARD INDEX FDS SM CP VAL ETF 922908611 3409 26481 SH SOLE 0 0 26481 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 411 5620 SH SOLE 0 0 5620 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 1244 11942 SH SOLE 0 0 11942 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 12289 289156 SH SOLE 0 0 289156 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 44586 343284 SH SOLE 0 0 343284 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 9348 75998 SH SOLE 0 0 75998 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 7189 82758 SH SOLE 0 0 82758 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 39311 961844 SH SOLE 0 0 961844 VERIZON COMMUNICATIONS INC COM 92343V104 208 3519 SH SOLE 0 0 3519 VISA INC COM CL A 92826C839 375 2402 SH SOLE 0 0 2402 VULCAN MATLS CO COM 929160109 1969 16632 SH SOLE 0 0 16632 WALMART INC COM 931142103 612 6277 SH SOLE 0 0 6277 WELLS FARGO CO NEW COM 949746101 275 5692 SH SOLE 0 0 5692