Chief Compliance Officer

0001568787-18-000005.txt : 20181105 0001568787-18-000005.hdr.sgml : 20181105 20181102183904 ACCESSION NUMBER: 0001568787-18-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181105 DATE AS OF CHANGE: 20181102 EFFECTIVENESS DATE: 20181105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Warren Averett Asset Management, LLC CENTRAL INDEX KEY: 0001568787 IRS NUMBER: 631229657 STATE OF INCORPORATION: AL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15191 FILM NUMBER: 181158358 BUSINESS ADDRESS: STREET 1: 2500 ACTON ROAD CITY: BIRMINGHAM STATE: AL ZIP: 35243 BUSINESS PHONE: 205-979-4100 MAIL ADDRESS: STREET 1: 2500 ACTON ROAD CITY: BIRMINGHAM STATE: AL ZIP: 35243 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001568787 XXXXXXXX 09-30-2018 09-30-2018 Warren Averett Asset Management, LLC

2500 ACTON ROAD BIRMINGHAM AL 35243

13F HOLDINGS REPORT 028-15191 N Justin T. Russell Chief Compliance Officer 205-979-4100 Justin T. Russell, CCO Birmingham AL 11-02-2018 0 193 677613 false INFORMATION TABLE 2 waam13fhr_09302018.xml 3M CO COM 88579Y101 1675 7948 SH SOLE 0 0 7948 ABBOTT LABS COM 002824100 934 12725 SH SOLE 0 0 12725 ABBVIE INC COM 00287Y109 592 6256 SH SOLE 0 0 6256 ACTIVISION BLIZZARD INC COM 00507V109 202 2429 SH SOLE 0 0 2429 ADOBE SYS INC COM 00724F101 480 1777 SH SOLE 0 0 1777 ALPHABET INC CAP STK CL C 02079K107 1115 934 SH SOLE 0 0 934 ALPHABET INC CAP STK CL A 02079K305 2003 1659 SH SOLE 0 0 1659 ALTRIA GROUP INC COM 02209S103 666 11036 SH SOLE 0 0 11036 AMAZON COM INC COM 023135106 3197 1596 SH SOLE 0 0 1596 AMERICAN EXPRESS CO COM 025816109 1784 16757 SH SOLE 0 0 16757 AMERICAN TOWER CORP NEW COM 03027X100 654 4498 SH SOLE 0 0 4498 AMGEN INC COM 031162100 537 2592 SH SOLE 0 0 2592 ANTHEM INC NOTE 2.750%10/1 94973VBG1 57 15000 PRN SOLE 0 0 15000 AT&T INC COM 00206R102 1165 34697 SH SOLE 0 0 34697 AUTOMATIC DATA PROCESSING IN COM 053015103 283 1879 SH SOLE 0 0 1879 BANK AMER CORP COM 060505104 1822 61838 SH SOLE 0 0 61838 BAXTER INTL INC COM 071813109 601 7791 SH SOLE 0 0 7791 BERKSHIRE HATHAWAY INC DEL CL A 084670108 960 3 SH SOLE 0 0 3 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1588 7418 SH SOLE 0 0 7418 BIOCRYST PHARMACEUTICALS COM 09058V103 171 22429 SH SOLE 0 0 22429 BLACKROCK ENHANCED EQT DIV T COM 09251A104 190 20062 SH SOLE 0 0 20062 BLACKROCK RES & COMM STRAT T SHS 09257A108 147 16171 SH SOLE 0 0 16171 BOEING CO COM 097023105 413 1110 SH SOLE 0 0 1110 BOOKING HLDGS INC COM 09857L108 290 146 SH SOLE 0 0 146 BP PLC SPONSORED ADR 055622104 218 4730 SH SOLE 0 0 4730 BRISTOL MYERS SQUIBB CO COM 110122108 713 11480 SH SOLE 0 0 11480 BROADCOM INC COM 11135F101 420 1701 SH SOLE 0 0 1701 CAPITAL ONE FINL CORP COM 14040H105 296 3119 SH SOLE 0 0 3119 CARDINAL HEALTH INC COM 14149Y108 396 7328 SH SOLE 0 0 7328 CATERPILLAR INC DEL COM 149123101 1371 8988 SH SOLE 0 0 8988 CBS CORP NEW CL B 124857202 1155 20098 SH SOLE 0 0 20098 CENTENE CORP DEL COM 15135B101 599 4136 SH SOLE 0 0 4136 CHEVRON CORP NEW COM 166764100 1178 9632 SH SOLE 0 0 9632 CISCO SYS INC COM 17275R102 555 11418 SH SOLE 0 0 11418 CITIGROUP INC COM NEW 172967424 523 7292 SH SOLE 0 0 7292 CLOROX CO DEL COM 189054109 762 5068 SH SOLE 0 0 5068 COCA COLA CO COM 191216100 2062 44644 SH SOLE 0 0 44644 COSTCO WHSL CORP NEW COM 22160K105 1437 6117 SH SOLE 0 0 6117 CROWN CASTLE INTL CORP NEW COM 22822V101 211 1892 SH SOLE 0 0 1892 CSX CORP COM 126408103 348 4698 SH SOLE 0 0 4698 CUMMINS INC COM 231021106 718 4914 SH SOLE 0 0 4914 DANAHER CORP DEL COM 235851102 310 2856 SH SOLE 0 0 2856 DEERE & CO COM 244199105 1293 8600 SH SOLE 0 0 8600 DISNEY WALT CO COM DISNEY 254687106 1694 14489 SH SOLE 0 0 14489 DOWDUPONT INC COM 26078J100 1129 17549 SH SOLE 0 0 17549 DXC TECHNOLOGY CO COM 23355L106 327 3495 SH SOLE 0 0 3495 EMERSON ELEC CO COM 291011104 375 4900 SH SOLE 0 0 4900 ENERGEN CORP COM 29265N108 1846 21427 SH SOLE 0 0 21427 ENSTAR GROUP LIMITED SHS G3075P101 855 4100 SH SOLE 0 0 4100 ESSEX PPTY TR INC COM 297178105 213 863 SH SOLE 0 0 863 EXXON MOBIL CORP COM 30231G102 2111 24827 SH SOLE 0 0 24827 FACEBOOK INC CL A 30303M102 1390 8454 SH SOLE 0 0 8454 FEDEX CORP COM 31428X106 381 1583 SH SOLE 0 0 1583 GALLAGHER ARTHUR J & CO COM 363576109 558 7490 SH SOLE 0 0 7490 GENERAL DYNAMICS CORP COM 369550108 290 1415 SH SOLE 0 0 1415 GENERAL ELECTRIC CO COM 369604103 614 54370 SH SOLE 0 0 54370 GENUINE PARTS CO COM 372460105 877 8827 SH SOLE 0 0 8827 GOLDMAN SACHS ETF TR ACCES TREASURY 381430529 305 3042 SH SOLE 0 0 3042 GOLDMAN SACHS GROUP INC COM 38141G104 231 1032 SH SOLE 0 0 1032 GOODYEAR TIRE & RUBR CO COM 382550101 879 37565 SH SOLE 0 0 37565 HALLIBURTON CO COM 406216101 704 17360 SH SOLE 0 0 17360 HERSHEY CO COM 427866108 1053 10326 SH SOLE 0 0 10326 HOME DEPOT INC COM 437076102 1112 5369 SH SOLE 0 0 5369 HONEYWELL INTL INC COM 438516106 903 5425 SH SOLE 0 0 5425 HORMEL FOODS CORP COM 440452100 955 24237 SH SOLE 0 0 24237 HORNBECK OFFSHORE SVCS INC N NOTE 1.500% 9/0 440543AN6 13 15000 PRN SOLE 0 0 15000 HUMANA INC COM 444859102 311 918 SH SOLE 0 0 918 HUNTINGTON BANCSHARES INC COM 446150104 170 11424 SH SOLE 0 0 11424 ILLINOIS TOOL WKS INC COM 452308109 865 6129 SH SOLE 0 0 6129 ILLUMINA INC COM 452327109 291 792 SH SOLE 0 0 792 INTEL CORP COM 458140100 1224 25877 SH SOLE 0 0 25877 INTERNATIONAL BUSINESS MACHS COM 459200101 1463 9677 SH SOLE 0 0 9677 INVESCO EXCHANGE TRADED FD T S&P MDCP400 EQ 46137V225 239 3500 SH SOLE 0 0 3500 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 576 5390 SH SOLE 0 0 5390 INVESCO EXCHANGE TRADED FD T DWA MOMENTUM 46137V837 351 5885 SH SOLE 0 0 5885 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 1092 6486 SH SOLE 0 0 6486 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 29373 206475 SH SOLE 0 0 206475 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 99376 836709 SH SOLE 0 0 836709 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 434 8755 SH SOLE 0 0 8755 INVESCO EXCHNG TRADED FD TR FTSE RAFI DEV 46138E743 3537 81743 SH SOLE 0 0 81743 INVESCO EXCHNG TRADED FD TR FTSE RAFI EMNG 46138E727 31867 1507433 SH SOLE 0 0 1507433 ISHARES INC CORE MSCI EMKT 46434G103 4072 78632 SH SOLE 0 0 78632 ISHARES TR RUS MID CAP ETF 464287499 503 2283 SH SOLE 0 0 2283 ISHARES TR RUS 1000 ETF 464287622 444 2743 SH SOLE 0 0 2743 ISHARES TR S&P 100 ETF 464287101 476 3675 SH SOLE 0 0 3675 ISHARES TR S&P 500 VAL ETF 464287408 607 5243 SH SOLE 0 0 5243 ISHARES TR S&P 500 GRWT ETF 464287309 1006 5680 SH SOLE 0 0 5680 ISHARES TR RUS 1000 GRW ETF 464287614 1036 6641 SH SOLE 0 0 6641 ISHARES TR CORE S&P500 ETF 464287200 2063 7047 SH SOLE 0 0 7047 ISHARES TR CORE S&P MCP ETF 464287507 1542 7661 SH SOLE 0 0 7661 ISHARES TR S&P MC 400VL ETF 464287705 1548 9251 SH SOLE 0 0 9251 ISHARES TR RUSSELL 2000 ETF 464287655 2582 15322 SH SOLE 0 0 15322 ISHARES TR RUS 1000 VAL ETF 464287598 2209 17442 SH SOLE 0 0 17442 ISHARES TR MSCI EAFE ETF 464287465 1448 21303 SH SOLE 0 0 21303 ISHARES TR CORE S&P SCP ETF 464287804 1966 22535 SH SOLE 0 0 22535 ISHARES TR AGGRES ALLOC ETF 464289859 1775 32494 SH SOLE 0 0 32494 ISHARES TR MODERT ALLOC ETF 464289875 1553 40998 SH SOLE 0 0 40998 ISHARES TR EAFE SML CP ETF 464288273 2570 41265 SH SOLE 0 0 41265 ISHARES TR GRWT ALLOCAT ETF 464289867 2691 59635 SH SOLE 0 0 59635 ISHARES TR CORE MSCI EAFE 46432F842 3996 62358 SH SOLE 0 0 62358 ISHARES TR CORE US AGGBD ET 464287226 7096 67249 SH SOLE 0 0 67249 JEFFERIES FINL GROUP INC COM 47233W109 215 9783 SH SOLE 0 0 9783 JOHNSON & JOHNSON COM 478160104 2127 15393 SH SOLE 0 0 15393 JOHNSON CTLS INTL PLC SHS G51502105 316 9038 SH SOLE 0 0 9038 JPMORGAN CHASE & CO COM 46625H100 1576 13965 SH SOLE 0 0 13965 KIMBERLY CLARK CORP COM 494368103 717 6306 SH SOLE 0 0 6306 LOCKHEED MARTIN CORP COM 539830109 1802 5209 SH SOLE 0 0 5209 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 202 2983 SH SOLE 0 0 2983 MARATHON PETE CORP COM 56585A102 922 11532 SH SOLE 0 0 11532 MARSH & MCLENNAN COS INC COM 571748102 211 2548 SH SOLE 0 0 2548 MCDONALDS CORP COM 580135101 451 2698 SH SOLE 0 0 2698 MEDTRONIC PLC SHS G5960L103 477 4848 SH SOLE 0 0 4848 MERCK & CO INC COM 58933Y105 1633 23025 SH SOLE 0 0 23025 MFS CHARTER INCOME TR SH BEN INT 552727109 86 11020 SH SOLE 0 0 11020 MICROSOFT CORP COM 594918104 3881 33934 SH SOLE 0 0 33934 MONDELEZ INTL INC CL A 609207105 214 4973 SH SOLE 0 0 4973 NETAPP INC COM 64110D104 206 2400 SH SOLE 0 0 2400 NETFLIX INC COM 64110L106 257 688 SH SOLE 0 0 688 NEXTERA ENERGY INC COM 65339F101 390 2329 SH SOLE 0 0 2329 NIKE INC CL B 654106103 870 10275 SH SOLE 0 0 10275 NORFOLK SOUTHERN CORP COM 655844108 496 2749 SH SOLE 0 0 2749 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 91 11437 SH SOLE 0 0 11437 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 254 17643 SH SOLE 0 0 17643 NVIDIA CORP COM 67066G104 872 3103 SH SOLE 0 0 3103 ORACLE CORP COM 68389X105 642 12444 SH SOLE 0 0 12444 PAYPAL HLDGS INC COM 70450Y103 491 5588 SH SOLE 0 0 5588 PEOPLES UNITED FINANCIAL INC COM 712704105 179 10474 SH SOLE 0 0 10474 PEPSICO INC COM 713448108 403 3604 SH SOLE 0 0 3604 PFIZER INC COM 717081103 1298 29463 SH SOLE 0 0 29463 PHILIP MORRIS INTL INC COM 718172109 727 8918 SH SOLE 0 0 8918 PROASSURANCE CORP COM 74267C106 1268 27001 SH SOLE 0 0 27001 PROCTER AND GAMBLE CO COM 742718109 1276 15326 SH SOLE 0 0 15326 PRUDENTIAL FINL INC COM 744320102 399 3935 SH SOLE 0 0 3935 QORVO INC COM 74736K101 283 3679 SH SOLE 0 0 3679 REGIONS FINL CORP NEW COM 7591EP100 644 35073 SH SOLE 0 0 35073 RELIANT BANCORP INC COM 75956B101 2114 82662 SH SOLE 0 0 82662 RPM INTL INC NOTE 2.250%12/1 749685AT0 34 28000 PRN SOLE 0 0 28000 SALESFORCE COM INC COM 79466L302 276 1737 SH SOLE 0 0 1737 SCANA CORP NEW COM 80589M102 410 10546 SH SOLE 0 0 10546 SCHLUMBERGER LTD COM 806857108 219 3598 SH SOLE 0 0 3598 SCHWAB CHARLES CORP NEW COM 808513105 699 14228 SH SOLE 0 0 14228 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 1730 33411 SH SOLE 0 0 33411 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 1813 62900 SH SOLE 0 0 62900 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 4361 86795 SH SOLE 0 0 86795 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 303 10977 SH SOLE 0 0 10977 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1403 18630 SH SOLE 0 0 18630 SERVISFIRST BANCSHARES INC COM 81768T108 4866 124300 SH SOLE 0 0 124300 SIRIUS XM HLDGS INC COM 82968B103 70 11135 SH SOLE 0 0 11135 SOUTHERN CO COM 842587107 673 15429 SH SOLE 0 0 15429 SOUTHWEST AIRLS CO COM 844741108 221 3545 SH SOLE 0 0 3545 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 271 7070 SH SOLE 0 0 7070 SPDR S&P 500 ETF TR TR UNIT 78462F103 5570 19161 SH SOLE 0 0 19161 SPDR SER TR SPDR BLOOMBERG 78468R663 299 3263 SH SOLE 0 0 3263 SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 13437 484922 SH SOLE 0 0 484922 TE CONNECTIVITY LTD REG SHS H84989104 334 3798 SH SOLE 0 0 3798 TEXAS INSTRS INC COM 882508104 700 6523 SH SOLE 0 0 6523 THERMO FISHER SCIENTIFIC INC COM 883556102 343 1405 SH SOLE 0 0 1405 TORCHMARK CORP COM 891027104 229 2636 SH SOLE 0 0 2636 TOTAL SYS SVCS INC COM 891906109 271 2746 SH SOLE 0 0 2746 TRACON PHARMACEUTICALS INC COM 89237H100 44 21318 SH SOLE 0 0 21318 TRAVELERS COMPANIES INC COM 89417E109 236 1818 SH SOLE 0 0 1818 UNITED PARCEL SERVICE INC CL B 911312106 207 1771 SH SOLE 0 0 1771 UNITED TECHNOLOGIES CORP COM 913017109 1062 7595 SH SOLE 0 0 7595 UNITEDHEALTH GROUP INC COM 91324P102 1640 6164 SH SOLE 0 0 6164 US BANCORP DEL COM NEW 902973304 456 8644 SH SOLE 0 0 8644 VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 1360 10007 SH SOLE 0 0 10007 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 405 5147 SH SOLE 0 0 5147 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 202 2500 SH SOLE 0 0 2500 VANGUARD INDEX FDS SML CP GRW ETF 922908595 2475 13211 SH SOLE 0 0 13211 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2690 17977 SH SOLE 0 0 17977 VANGUARD INDEX FDS SM CP VAL ETF 922908611 3279 23527 SH SOLE 0 0 23527 VANGUARD INDEX FDS SMALL CP ETF 922908751 4018 24714 SH SOLE 0 0 24714 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 7642 28615 SH SOLE 0 0 28615 VANGUARD INDEX FDS MID CAP ETF 922908629 5503 33516 SH SOLE 0 0 33516 VANGUARD INDEX FDS VALUE ETF 922908744 10594 95720 SH SOLE 0 0 95720 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 46922 329280 SH SOLE 0 0 329280 VANGUARD INDEX FDS GROWTH ETF 922908736 68383 424634 SH SOLE 0 0 424634 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 63456 561206 SH SOLE 0 0 561206 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 932 8310 SH SOLE 0 0 8310 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 7222 176139 SH SOLE 0 0 176139 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 10345 76447 SH SOLE 0 0 76447 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 6575 78717 SH SOLE 0 0 78717 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 46339 347213 SH SOLE 0 0 347213 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 42670 986132 SH SOLE 0 0 986132 VERIZON COMMUNICATIONS INC COM 92343V104 431 8074 SH SOLE 0 0 8074 VERTEX PHARMACEUTICALS INC COM 92532F100 405 2101 SH SOLE 0 0 2101 VISA INC COM CL A 92826C839 1055 7030 SH SOLE 0 0 7030 VULCAN MATLS CO COM 929160109 2711 24378 SH SOLE 0 0 24378 WALMART INC COM 931142103 1411 15020 SH SOLE 0 0 15020 WEC ENERGY GROUP INC COM 92939U106 233 3484 SH SOLE 0 0 3484 WELLS FARGO CO NEW COM 949746101 1914 36420 SH SOLE 0 0 36420 WEYERHAEUSER CO COM 962166104 208 6436 SH SOLE 0 0 6436 WHIRLPOOL CORP COM 963320106 808 6800 SH SOLE 0 0 6800