Chief Compliance Officer

0001568787-18-000002.txt : 20180212 0001568787-18-000002.hdr.sgml : 20180212 20180209180240 ACCESSION NUMBER: 0001568787-18-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180212 DATE AS OF CHANGE: 20180209 EFFECTIVENESS DATE: 20180212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Warren Averett Asset Management, LLC CENTRAL INDEX KEY: 0001568787 IRS NUMBER: 631229657 STATE OF INCORPORATION: AL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15191 FILM NUMBER: 18593279 BUSINESS ADDRESS: STREET 1: 2500 ACTON ROAD CITY: BIRMINGHAM STATE: AL ZIP: 35243 BUSINESS PHONE: 205-979-4100 MAIL ADDRESS: STREET 1: 2500 ACTON ROAD CITY: BIRMINGHAM STATE: AL ZIP: 35243 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001568787 XXXXXXXX 12-31-2017 12-31-2017 Warren Averett Asset Management, LLC

2500 ACTON ROAD BIRMINGHAM AL 35243

13F HOLDINGS REPORT 028-15191 N Justin T. Russell Chief Compliance Officer 205-979-4100 Justin T. 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COM 74736K101 1171 17579 SH SOLE 0 0 17579 QUALCOMM INC COM 747525103 21 327 SH SOLE 0 0 327 QUALITY CARE PPTYS INC COM 747545101 1 45 SH SOLE 0 0 45 RANGE RES CORP COM 75281A109 2 119 SH SOLE 0 0 119 REALTY INCOME CORP COM 756109104 6 104 SH SOLE 0 0 104 REGIONS FINL CORP NEW COM 7591EP100 593 34280 SH SOLE 0 0 34280 ROCKWELL AUTOMATION INC COM 773903109 12 63 SH SOLE 0 0 63 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 268 3920 SH SOLE 0 0 3920 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 301 4516 SH SOLE 0 0 4516 RPM INTL INC NOTE 2.250%12/1 749685AT0 32 28000 PRN SOLE 0 0 28000 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 544 5388 SH SOLE 0 0 5388 RYDEX ETF TRUST GUG S&P500EQWTTE 78355W817 927 6486 SH SOLE 0 0 6486 S&P GLOBAL INC COM 78409V104 42 250 SH SOLE 0 0 250 SABRA HEALTH CARE REIT I COM 78573L106 1 61 SH SOLE 0 0 61 SABRE CORP COM 78573M104 1067 52065 SH SOLE 0 0 52065 SALESFORCE COM INC COM 79466L302 438 4288 SH SOLE 0 0 4288 SAP SE SPON ADR 803054204 38 340 SH SOLE 0 0 340 SCANA CORP NEW COM 80589M102 422 10616 SH SOLE 0 0 10616 SCHLUMBERGER LTD COM 806857108 446 6619 SH SOLE 0 0 6619 SCHWAB CHARLES CORP NEW COM 808513105 829 16129 SH SOLE 0 0 16129 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 0 0 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 0 0 SH SOLE 0 0 0 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 1892 63770 SH SOLE 0 0 63770 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 4520 86863 SH SOLE 0 0 86863 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 1854 34772 SH SOLE 0 0 34772 SEALED AIR CORP NEW COM 81211K100 204 4134 SH SOLE 0 0 4134 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1184 18509 SH SOLE 0 0 18509 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 12 222 SH SOLE 0 0 222 SERVICENOW INC COM 81762P102 11 83 SH SOLE 0 0 83 SERVISFIRST BANCSHARES INC COM 81768T108 17996 433644 SH SOLE 0 0 433644 SHIRE PLC SPONSORED ADR 82481R106 9 57 SH SOLE 0 0 57 SIRIUS XM HLDGS INC COM 82968B103 24 4544 SH SOLE 0 0 4544 SKYWORKS SOLUTIONS INC COM 83088M102 687 7240 SH SOLE 0 0 7240 SLEEP NUMBER CORP COM 83125X103 1044 27770 SH SOLE 0 0 27770 SOTHEBYS COM 835898107 400 7761 SH SOLE 0 0 7761 SOUTHERN CO COM 842587107 1720 35750 SH SOLE 0 0 35750 SOUTHWEST AIRLS CO COM 844741108 207 3167 SH SOLE 0 0 3167 SPDR GOLD TRUST GOLD SHS 78463V107 31 252 SH SOLE 0 0 252 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 227 5570 SH SOLE 0 0 5570 SPDR S&P 500 ETF TR TR UNIT 78462F103 4536 16997 SH SOLE 0 0 16997 SPDR SER TR SPDR BLOOMBERG 78468R663 283 3096 SH SOLE 0 0 3096 SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 9769 339897 SH SOLE 0 0 339897 STARBUCKS CORP COM 855244109 365 6345 SH SOLE 0 0 6345 STATE STR CORP COM 857477103 806 8262 SH SOLE 0 0 8262 STRYKER CORP COM 863667101 37 239 SH SOLE 0 0 239 SUN LIFE FINL INC COM 866796105 54 1308 SH SOLE 0 0 1308 SUNTRUST BKS INC COM 867914103 211 3261 SH SOLE 0 0 3261 SYNERGY PHARMACEUTICALS COM NEW 871639308 8 3500 SH SOLE 0 0 3500 SYNOVUS FINL CORP COM NEW 87161C501 1167 24333 SH SOLE 0 0 24333 TD AMERITRADE HLDG CORP COM 87236Y108 19 369 SH SOLE 0 0 369 TE CONNECTIVITY LTD REG SHS H84989104 379 3989 SH SOLE 0 0 3989 TESLA INC COM 88160R101 8 25 SH SOLE 0 0 25 TEVA PHARMACEUTICAL INDS SPONSORED ADR 881624209 3 180 SH SOLE 0 0 180 TEXAS INSTRS INC COM 882508104 868 8316 SH SOLE 0 0 8316 THERMO FISHER SCIENTIFIC INC COM 883556102 238 1252 SH SOLE 0 0 1252 TORCHMARK CORP COM 891027104 243 2684 SH SOLE 0 0 2684 TOTAL S A SPONSORED ADR 89151E109 14 246 SH SOLE 0 0 246 TOTAL SYS SVCS INC COM 891906109 421 5315 SH SOLE 0 0 5315 TRACON PHARMACEUTICALS I COM 89237H100 71 21318 SH SOLE 0 0 21318 TRAVELERS COMPANIES INC COM 89417E109 283 2087 SH SOLE 0 0 2087 TUPPERWARE BRANDS CORP COM 899896104 5 79 SH SOLE 0 0 79 UBS AG LONDON BRH ETRAC ALER MLP 90267B682 1 36 SH SOLE 0 0 36 UNION PAC CORP COM 907818108 350 2611 SH SOLE 0 0 2611 UNITED PARCEL SERVICE IN CL B 911312106 68 568 SH SOLE 0 0 568 UNITED TECHNOLOGIES CORP COM 913017109 808 6330 SH SOLE 0 0 6330 UNITEDHEALTH GROUP INC COM 91324P102 1717 7790 SH SOLE 0 0 7790 US BANCORP DEL COM NEW 902973304 536 10002 SH SOLE 0 0 10002 VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 1284 10038 SH SOLE 0 0 10038 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 1 7 SH SOLE 0 0 7 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 2 27 SH SOLE 0 0 27 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 7383 30102 SH SOLE 0 0 30102 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 60039 538128 SH SOLE 0 0 538128 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 44432 347880 SH SOLE 0 0 347880 VANGUARD INDEX FDS REIT ETF 922908553 207 2500 SH SOLE 0 0 2500 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1998 12423 SH SOLE 0 0 12423 VANGUARD INDEX FDS SM CP VAL ETF 922908611 2972 22387 SH SOLE 0 0 22387 VANGUARD INDEX FDS MID CAP ETF 922908629 5339 34491 SH SOLE 0 0 34491 VANGUARD INDEX FDS GROWTH ETF 922908736 56761 403562 SH SOLE 0 0 403562 VANGUARD INDEX FDS VALUE ETF 922908744 8355 78585 SH SOLE 0 0 78585 VANGUARD INDEX FDS SMALL CP ETF 922908751 3838 25966 SH SOLE 0 0 25966 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2980 21707 SH SOLE 0 0 21707 VANGUARD INTL EQUITY IND TT WRLD ST ETF 922042742 7 90 SH SOLE 0 0 90 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 1091 9149 SH SOLE 0 0 9149 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 9191 200200 SH SOLE 0 0 200200 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1 13 SH SOLE 0 0 13 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 10114 82705 SH SOLE 0 0 82705 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 46808 382171 SH SOLE 0 0 382171 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 4659 53308 SH SOLE 0 0 53308 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 39386 877982 SH SOLE 0 0 877982 VENTAS INC COM 92276F100 13 222 SH SOLE 0 0 222 VERIZON COMMUNICATIONS INC COM 92343V104 766 14477 SH SOLE 0 0 14477 VERTEX PHARMACEUTICALS INC COM 92532F100 333 2225 SH SOLE 0 0 2225 VISA INC COM CL A 92826C839 2261 19828 SH SOLE 0 0 19828 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 330 10347 SH SOLE 0 0 10347 VULCAN MATLS CO COM 929160109 3176 24740 SH SOLE 0 0 24740 WABTEC CORP COM 929740108 42 510 SH SOLE 0 0 510 WAL-MART STORES INC COM 931142103 1936 19610 SH SOLE 0 0 19610 WASTE CONNECTIONS INC COM 94106B101 371 5227 SH SOLE 0 0 5227 WASTE MGMT INC DEL COM 94106L109 10 120 SH SOLE 0 0 120 WEC ENERGY GROUP INC COM 92939U106 22 331 SH SOLE 0 0 331 WELLS FARGO CO NEW COM 949746101 2653 43717 SH SOLE 0 0 43717 WELLTOWER INC COM 95040Q104 234 3673 SH SOLE 0 0 3673 WEYERHAEUSER CO COM 962166104 55 1552 SH SOLE 0 0 1552 WHIRLPOOL CORP COM 963320106 1155 6849 SH SOLE 0 0 6849 WILLIAMS COS INC DEL COM 969457100 9 305 SH SOLE 0 0 305 WILLIS TOWERS WATSON PUB SHS G96629103 58 385 SH SOLE 0 0 385 XEROX CORP COM NEW 984121608 5 161 SH SOLE 0 0 161 YELP INC CL A 985817105 2 51 SH SOLE 0 0 51 YUM BRANDS INC COM 988498101 7 88 SH SOLE 0 0 88 YUM CHINA HLDGS INC COM 98850P109 4 88 SH SOLE 0 0 88