Chief Compliance Officer

0001568787-17-000005.txt : 20170727 0001568787-17-000005.hdr.sgml : 20170727 20170727131456 ACCESSION NUMBER: 0001568787-17-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170727 DATE AS OF CHANGE: 20170727 EFFECTIVENESS DATE: 20170727 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Warren Averett Asset Management, LLC CENTRAL INDEX KEY: 0001568787 IRS NUMBER: 631229657 STATE OF INCORPORATION: AL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15191 FILM NUMBER: 17985419 BUSINESS ADDRESS: STREET 1: 2500 ACTON ROAD CITY: BIRMINGHAM STATE: AL ZIP: 35243 BUSINESS PHONE: 205-979-4100 MAIL ADDRESS: STREET 1: 2500 ACTON ROAD CITY: BIRMINGHAM STATE: AL ZIP: 35243 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001568787 XXXXXXXX 06-30-2017 06-30-2017 Warren Averett Asset Management, LLC

2500 ACTON ROAD BIRMINGHAM AL 35243

13F HOLDINGS REPORT 028-15191 N Justin T. Russell Chief Compliance Officer 205-979-4100 Justin T. Russell, CCO Birmingham AL 07-27-2017 0 219 398171 false INFORMATION TABLE 2 waam13fhr_06302017.xml 3M CO COM 88579Y101 1420 6822 SH SOLE 0 0 6822 ABBOTT LABS COM 002824100 641 13182 SH SOLE 0 0 13182 ABBVIE INC COM 00287Y109 719 9921 SH SOLE 0 0 9921 ACI WORLDWIDE INC COM 004498101 965 43134 SH SOLE 0 0 43134 ADOBE SYS INC COM 00724F101 369 2612 SH SOLE 0 0 2612 AETNA INC NEW COM 00817Y108 509 3354 SH SOLE 0 0 3354 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 229 1622 SH SOLE 0 0 1622 ALLERGAN PLC SHS G0177J108 420 1726 SH SOLE 0 0 1726 ALPHABET INC CAP STK CL A 02079K305 2290 2463 SH SOLE 0 0 2463 ALPHABET INC CAP STK CL C 02079K107 783 862 SH SOLE 0 0 862 ALPS ETF TR ALERIAN MLP 00162Q866 184 15380 SH SOLE 0 0 15380 ALTRIA GROUP INC COM 02209S103 748 10045 SH SOLE 0 0 10045 AMAZON COM INC COM 023135106 1770 1828 SH SOLE 0 0 1828 AMERICAN AIRLS GROUP INC COM 02376R102 462 9186 SH SOLE 0 0 9186 AMERICAN EXPRESS CO COM 025816109 1703 20217 SH SOLE 0 0 20217 AMERICAN INTL GROUP INC COM NEW 026874784 282 4505 SH SOLE 0 0 4505 AMERICAN TOWER CORP NEW COM 03027X100 752 5684 SH SOLE 0 0 5684 AMERISOURCEBERGEN CORP COM 03073E105 703 7439 SH SOLE 0 0 7439 AMGEN INC COM 031162100 447 2597 SH SOLE 0 0 2597 ANALOG DEVICES INC COM 032654105 212 2723 SH SOLE 0 0 2723 ANTHEM INC COM 036752103 729 3875 SH SOLE 0 0 3875 ANTHEM INC NOTE 2.750%10/1 94973VBG1 39 15000 PRN SOLE 0 0 15000 APPLE INC COM 037833100 4365 30306 SH SOLE 0 0 30306 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 649 13014 SH SOLE 0 0 13014 AT&T INC COM 00206R102 1521 40302 SH SOLE 0 0 40302 AXIS CAPITAL HOLDINGS LTD SHS G0692U109 617 9549 SH SOLE 0 0 9549 BANCO SANTANDER SA ADR 05964H105 71 10640 SH SOLE 0 0 10640 BANK AMER CORP COM 060505104 1712 70554 SH SOLE 0 0 70554 BANK NEW YORK MELLON CORP COM 064058100 640 12549 SH SOLE 0 0 12549 BAXTER INTL INC COM 071813109 496 8193 SH SOLE 0 0 8193 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1156 6823 SH SOLE 0 0 6823 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1019 4 SH SOLE 0 0 4 BLACKROCK ENHANCED EQT DIV T COM 09251A104 94 10648 SH SOLE 0 0 10648 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 293 8772 SH SOLE 0 0 8772 BOEING CO COM 097023105 938 4743 SH SOLE 0 0 4743 BRISTOL MYERS SQUIBB CO COM 110122108 947 16987 SH SOLE 0 0 16987 BROADCOM LTD SHS Y09827109 705 3027 SH SOLE 0 0 3027 CAPITAL ONE FINL CORP COM 14040H105 269 3259 SH SOLE 0 0 3259 CARDINAL HEALTH INC COM 14149Y108 945 12126 SH SOLE 0 0 12126 CATERPILLAR INC DEL COM 149123101 776 7224 SH SOLE 0 0 7224 CBRE GROUP INC CL A 12504L109 447 12285 SH SOLE 0 0 12285 CBS CORP NEW CL B 124857202 1390 21799 SH SOLE 0 0 21799 CELGENE CORP COM 151020104 450 3462 SH SOLE 0 0 3462 CENTENE CORP DEL COM 15135B101 330 4136 SH SOLE 0 0 4136 CERNER CORP COM 156782104 244 3673 SH SOLE 0 0 3673 CHARTER COMMUNICATIONS INC N CL A 16119P108 255 758 SH SOLE 0 0 758 CHESAPEAKE ENERGY CORP COM 165167107 70 14000 SH SOLE 0 0 14000 CHEVRON CORP NEW COM 166764100 2309 22132 SH SOLE 0 0 22132 CHUBB LIMITED COM H1467J104 457 3141 SH SOLE 0 0 3141 CINCINNATI FINL CORP COM 172062101 323 4463 SH SOLE 0 0 4463 CISCO SYS INC COM 17275R102 860 27483 SH SOLE 0 0 27483 CITIGROUP INC COM NEW 172967424 766 11448 SH SOLE 0 0 11448 CLOROX CO DEL COM 189054109 547 4107 SH SOLE 0 0 4107 CME GROUP INC COM 12572Q105 338 2702 SH SOLE 0 0 2702 COCA COLA CO COM 191216100 2292 51093 SH SOLE 0 0 51093 COMCAST CORP NEW CL A 20030N101 533 13685 SH SOLE 0 0 13685 COMMERCE UN BANCSHARES INC COM 200828101 2254 94412 SH SOLE 0 0 94412 CONOCOPHILLIPS COM 20825C104 427 9709 SH SOLE 0 0 9709 COSTCO WHSL CORP NEW COM 22160K105 1228 7679 SH SOLE 0 0 7679 CROWN CASTLE INTL CORP NEW COM 22822V101 456 4554 SH SOLE 0 0 4554 CUMMINS INC COM 231021106 803 4948 SH SOLE 0 0 4948 CVS HEALTH CORP COM 126650100 1349 16760 SH SOLE 0 0 16760 DEERE & CO COM 244199105 1145 9265 SH SOLE 0 0 9265 DENTSPLY SIRONA INC COM 24906P109 248 3832 SH SOLE 0 0 3832 DIAGEO P L C SPON ADR NEW 25243Q205 217 1815 SH SOLE 0 0 1815 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 613 24301 SH SOLE 0 0 24301 DISNEY WALT CO COM DISNEY 254687106 1523 14336 SH SOLE 0 0 14336 DOW CHEM CO COM 260543103 213 3378 SH SOLE 0 0 3378 DU PONT E I DE NEMOURS & CO COM 263534109 951 11780 SH SOLE 0 0 11780 DUKE ENERGY CORP NEW COM NEW 26441C204 591 7075 SH SOLE 0 0 7075 ENBRIDGE INC COM 29250N105 266 6685 SH SOLE 0 0 6685 ENERGEN CORP COM 29265N108 1357 27483 SH SOLE 0 0 27483 ENERGY TRANSFER PARTNERS LP UNIT LTD PRT INT 29278N103 234 11495 SH SOLE 0 0 11495 ENSTAR GROUP LIMITED SHS G3075P101 814 4100 SH SOLE 0 0 4100 ENTERPRISE PRODS PARTNERS L COM 293792107 317 11711 SH SOLE 0 0 11711 ESSEX PPTY TR INC COM 297178105 223 867 SH SOLE 0 0 867 EVEREST RE GROUP LTD COM G3223R108 554 2175 SH SOLE 0 0 2175 EVERSOURCE ENERGY COM 30040W108 206 3396 SH SOLE 0 0 3396 EXXON MOBIL CORP COM 30231G102 2357 29192 SH SOLE 0 0 29192 FACEBOOK INC CL A 30303M102 1505 9968 SH SOLE 0 0 9968 GALLAGHER ARTHUR J & CO COM 363576109 397 6937 SH SOLE 0 0 6937 GENERAL ELECTRIC CO COM 369604103 2805 103854 SH SOLE 0 0 103854 GENUINE PARTS CO COM 372460105 740 7976 SH SOLE 0 0 7976 GILEAD SCIENCES INC COM 375558103 363 5134 SH SOLE 0 0 5134 GOLDMAN SACHS GROUP INC COM 38141G104 454 2045 SH SOLE 0 0 2045 GOODYEAR TIRE & RUBR CO COM 382550101 1384 39595 SH SOLE 0 0 39595 HALLIBURTON CO COM 406216101 854 20005 SH SOLE 0 0 20005 HENRY JACK & ASSOC INC COM 426281101 306 2945 SH SOLE 0 0 2945 HERSHEY CO COM 427866108 1252 11662 SH SOLE 0 0 11662 HILTON WORLDWIDE HLDGS INC COM 43300A203 478 7729 SH SOLE 0 0 7729 HOME DEPOT INC COM 437076102 827 5389 SH SOLE 0 0 5389 HONEYWELL INTL INC COM 438516106 821 6159 SH SOLE 0 0 6159 HORMEL FOODS CORP COM 440452100 829 24291 SH SOLE 0 0 24291 HORNBECK OFFSHORE SVCS INC N NOTE 1.500% 9/0 440543AN6 11 15000 PRN SOLE 0 0 15000 ILLINOIS TOOL WKS INC COM 452308109 808 5639 SH SOLE 0 0 5639 INTEL CORP COM 458140100 764 22656 SH SOLE 0 0 22656 INTERCONTINENTAL EXCHANGE IN COM 45866F104 224 3397 SH SOLE 0 0 3397 INTERNATIONAL BUSINESS MACHS COM 459200101 1163 7560 SH SOLE 0 0 7560 ISHARES MODERT ALLOC ETF 464289875 1284 34459 SH SOLE 0 0 34459 ISHARES GRWT ALLOCAT ETF 464289867 1196 27429 SH SOLE 0 0 27429 ISHARES AGGRES ALLOC ETF 464289859 1341 25895 SH SOLE 0 0 25895 ISHARES INC CORE MSCI EMKT 46434G103 3189 63732 SH SOLE 0 0 63732 ISHARES TR S&P MC 400VL ETF 464287705 1539 10360 SH SOLE 0 0 10360 ISHARES TR CORE S&P SCP ETF 464287804 543 7748 SH SOLE 0 0 7748 ISHARES TR S&P 500 VAL ETF 464287408 398 3793 SH SOLE 0 0 3793 ISHARES TR CORE S&P500 ETF 464287200 1668 6855 SH SOLE 0 0 6855 ISHARES TR S&P 500 GRWT ETF 464287309 749 5473 SH SOLE 0 0 5473 ISHARES TR RUS 1000 ETF 464287622 372 2753 SH SOLE 0 0 2753 ISHARES TR RUS 1000 VAL ETF 464287598 2013 17287 SH SOLE 0 0 17287 ISHARES TR RUS 1000 GRW ETF 464287614 466 3917 SH SOLE 0 0 3917 ISHARES TR RUSSELL 2000 ETF 464287655 2726 19345 SH SOLE 0 0 19345 ISHARES TR MSCI EAFE ETF 464287465 1389 21308 SH SOLE 0 0 21308 ISHARES TR RUS MID CAP ETF 464287499 425 2215 SH SOLE 0 0 2215 ISHARES TR IBOXX INV CP ETF 464287242 275 2283 SH SOLE 0 0 2283 ISHARES TR S&P 100 ETF 464287101 387 3617 SH SOLE 0 0 3617 ISHARES TR CORE US AGGBD ET 464287226 55682 508467 SH SOLE 0 0 508467 ISHARES TR EAFE SML CP ETF 464288273 2109 36461 SH SOLE 0 0 36461 ISHARES TR CORE MSCI EAFE 46432F842 1770 29068 SH SOLE 0 0 29068 JOHNSON & JOHNSON COM 478160104 1972 14905 SH SOLE 0 0 14905 JOHNSON CTLS INTL PLC SHS G51502105 395 9114 SH SOLE 0 0 9114 JONES LANG LASALLE INC COM 48020Q107 905 7236 SH SOLE 0 0 7236 JPMORGAN CHASE & CO COM 46625H100 1461 15990 SH SOLE 0 0 15990 KIMBERLY CLARK CORP COM 494368103 815 6313 SH SOLE 0 0 6313 LEUCADIA NATL CORP COM 527288104 256 9783 SH SOLE 0 0 9783 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 230 3876 SH SOLE 0 0 3876 LOCKHEED MARTIN CORP COM 539830109 1442 5194 SH SOLE 0 0 5194 MARATHON PETE CORP COM 56585A102 646 12353 SH SOLE 0 0 12353 MARSH & MCLENNAN COS INC COM 571748102 486 6234 SH SOLE 0 0 6234 MASTERCARD INCORPORATED CL A 57636Q104 976 8040 SH SOLE 0 0 8040 MCDONALDS CORP COM 580135101 347 2264 SH SOLE 0 0 2264 MCKESSON CORP COM 58155Q103 1071 6510 SH SOLE 0 0 6510 MEDTRONIC PLC SHS G5960L103 986 11115 SH SOLE 0 0 11115 MERCK & CO INC COM 58933Y105 1422 22194 SH SOLE 0 0 22194 MICROSOFT CORP COM 594918104 2762 40073 SH SOLE 0 0 40073 MONDELEZ INTL INC CL A 609207105 208 4810 SH SOLE 0 0 4810 MONSANTO CO NEW COM 61166W101 236 1998 SH SOLE 0 0 1998 MOODYS CORP COM 615369105 565 4646 SH SOLE 0 0 4646 NATIONAL OILWELL VARCO INC COM 637071101 1022 31016 SH SOLE 0 0 31016 NEWELL BRANDS INC COM 651229106 307 5724 SH SOLE 0 0 5724 NEXTERA ENERGY INC COM 65339F101 205 1463 SH SOLE 0 0 1463 NIKE INC CL B 654106103 763 12934 SH SOLE 0 0 12934 NORFOLK SOUTHERN CORP COM 655844108 227 1868 SH SOLE 0 0 1868 NORTHROP GRUMMAN CORP COM 666807102 209 814 SH SOLE 0 0 814 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 378 27267 SH SOLE 0 0 27267 OLD REP INTL CORP NOTE 3.750% 3/1 680223AH7 19 15000 PRN SOLE 0 0 15000 ORACLE CORP COM 68389X105 3902 77828 SH SOLE 0 0 77828 PARKER HANNIFIN CORP COM 701094104 383 2398 SH SOLE 0 0 2398 PAYPAL HLDGS INC COM 70450Y103 611 11390 SH SOLE 0 0 11390 PEPSICO INC COM 713448108 723 6256 SH SOLE 0 0 6256 PFIZER INC COM 717081103 1019 30327 SH SOLE 0 0 30327 PHILIP MORRIS INTL INC COM 718172109 1229 10465 SH SOLE 0 0 10465 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 293 11156 SH SOLE 0 0 11156 PNC FINL SVCS GROUP INC COM 693475105 305 2440 SH SOLE 0 0 2440 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 384 3712 SH SOLE 0 0 3712 PRICELINE GRP INC COM NEW 741503403 376 201 SH SOLE 0 0 201 PROASSURANCE CORP COM 74267C106 1198 19698 SH SOLE 0 0 19698 PROCTER AND GAMBLE CO COM 742718109 1657 19017 SH SOLE 0 0 19017 PRUDENTIAL FINL INC COM 744320102 486 4490 SH SOLE 0 0 4490 QORVO INC COM 74736K101 650 10264 SH SOLE 0 0 10264 REGENERON PHARMACEUTICALS COM 75886F107 212 431 SH SOLE 0 0 431 REGIONS FINL CORP NEW COM 7591EP100 391 26696 SH SOLE 0 0 26696 REYNOLDS AMERICAN INC COM 761713106 396 6087 SH SOLE 0 0 6087 RPM INTL INC NOTE 2.250%12/1 749685AT0 33 28000 PRN SOLE 0 0 28000 RYDEX ETF TRUST GUG S&P500EQWTTE 78355W817 809 6486 SH SOLE 0 0 6486 SABRE CORP COM 78573M104 507 23274 SH SOLE 0 0 23274 SCANA CORP NEW COM 80589M102 707 10546 SH SOLE 0 0 10546 SCHLUMBERGER LTD COM 806857108 402 6108 SH SOLE 0 0 6108 SCHWAB CHARLES CORP NEW COM 808513105 685 15941 SH SOLE 0 0 15941 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 1390 25762 SH SOLE 0 0 25762 SCHWAB STRATEGIC TR US TIPS ETF 808524870 568 10307 SH SOLE 0 0 10307 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 2936 56183 SH SOLE 0 0 56183 SELECT COMFORT CORP COM 81616X103 791 22297 SH SOLE 0 0 22297 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1001 18294 SH SOLE 0 0 18294 SERVISFIRST BANCSHARES INC COM 81768T108 14367 389464 SH SOLE 0 0 389464 SHIRE PLC SPONSORED ADR 82481R106 261 1579 SH SOLE 0 0 1579 SKYWORKS SOLUTIONS INC COM 83088M102 222 2318 SH SOLE 0 0 2318 SOTHEBYS COM 835898107 457 8506 SH SOLE 0 0 8506 SOUTHERN CO COM 842587107 1420 29662 SH SOLE 0 0 29662 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 214 5570 SH SOLE 0 0 5570 SPDR S&P 500 ETF TR TR UNIT 78462F103 3877 16032 SH SOLE 0 0 16032 SPDR SERIES TRUST BLMBRG BR 1 3 MT 78464A680 260 5684 SH SOLE 0 0 5684 SPDR SERIES TRUST BLOMBRG BRC AGRT 78464A649 5902 102344 SH SOLE 0 0 102344 STARBUCKS CORP COM 855244109 345 5910 SH SOLE 0 0 5910 STATE STR CORP COM 857477103 890 9922 SH SOLE 0 0 9922 TE CONNECTIVITY LTD REG SHS H84989104 312 3961 SH SOLE 0 0 3961 TEXAS INSTRS INC COM 882508104 557 7236 SH SOLE 0 0 7236 THERMO FISHER SCIENTIFIC INC COM 883556102 231 1322 SH SOLE 0 0 1322 TORCHMARK CORP COM 891027104 205 2684 SH SOLE 0 0 2684 TRAVELERS COMPANIES INC COM 89417E109 210 1659 SH SOLE 0 0 1659 UNION PAC CORP COM 907818108 256 2349 SH SOLE 0 0 2349 UNITED TECHNOLOGIES CORP COM 913017109 724 5932 SH SOLE 0 0 5932 UNITEDHEALTH GROUP INC COM 91324P102 851 4591 SH SOLE 0 0 4591 US BANCORP DEL COM NEW 902973304 357 6868 SH SOLE 0 0 6868 VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 1153 9812 SH SOLE 0 0 9812 VANGUARD INDEX FDS VALUE ETF 922908744 3208 33222 SH SOLE 0 0 33222 VANGUARD INDEX FDS MID CAP ETF 922908629 5066 35548 SH SOLE 0 0 35548 VANGUARD INDEX FDS SM CP VAL ETF 922908611 2204 17931 SH SOLE 0 0 17931 VANGUARD INDEX FDS REIT ETF 922908553 247 2962 SH SOLE 0 0 2962 VANGUARD INDEX FDS SMALL CP ETF 922908751 3273 24145 SH SOLE 0 0 24145 VANGUARD INDEX FDS GROWTH ETF 922908736 34226 269410 SH SOLE 0 0 269410 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1375 9432 SH SOLE 0 0 9432 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 39447 335207 SH SOLE 0 0 335207 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 41098 399512 SH SOLE 0 0 399512 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 3107 13994 SH SOLE 0 0 13994 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2300 56325 SH SOLE 0 0 56325 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 1093 10109 SH SOLE 0 0 10109 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 3216 36737 SH SOLE 0 0 36737 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 10254 248170 SH SOLE 0 0 248170 VERIZON COMMUNICATIONS INC COM 92343V104 606 13566 SH SOLE 0 0 13566 VERTEX PHARMACEUTICALS INC COM 92532F100 286 2217 SH SOLE 0 0 2217 VIRTUS INVT PARTNERS INC COM 92828Q109 408 3678 SH SOLE 0 0 3678 VISA INC COM CL A 92826C839 1919 20466 SH SOLE 0 0 20466 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 311 10817 SH SOLE 0 0 10817 VULCAN MATLS CO COM 929160109 2373 18732 SH SOLE 0 0 18732 WAL-MART STORES INC COM 931142103 1382 18262 SH SOLE 0 0 18262 WASTE CONNECTIONS INC COM 94106B101 337 5227 SH SOLE 0 0 5227 WELLS FARGO CO NEW COM 949746101 2391 43149 SH SOLE 0 0 43149 WELLTOWER INC COM 95040Q104 249 3324 SH SOLE 0 0 3324 WHIRLPOOL CORP COM 963320106 1317 6871 SH SOLE 0 0 6871