CCO

0001568787-15-000004.txt : 20151102 0001568787-15-000004.hdr.sgml : 20151102 20151102152257 ACCESSION NUMBER: 0001568787-15-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151102 DATE AS OF CHANGE: 20151102 EFFECTIVENESS DATE: 20151102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Warren Averett Asset Management, LLC CENTRAL INDEX KEY: 0001568787 IRS NUMBER: 631229657 STATE OF INCORPORATION: AL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15191 FILM NUMBER: 151190453 BUSINESS ADDRESS: STREET 1: 2500 ACTON ROAD CITY: BIRMINGHAM STATE: AL ZIP: 35243 BUSINESS PHONE: 205-979-4100 MAIL ADDRESS: STREET 1: 2500 ACTON ROAD CITY: BIRMINGHAM STATE: AL ZIP: 35243 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001568787 XXXXXXXX 09-30-2015 09-30-2015 Warren Averett Asset Management, LLC

2500 ACTON ROAD BIRMINGHAM AL 35243

13F HOLDINGS REPORT 028-15191 N Justin T. Russell CCO 205-979-4100 Justin T. Russell, CCO Birmingham AL 11-02-2015 0 441 145008 false INFORMATION TABLE 2 waam13fhr_09302015.xml ABBOTT LABS COM 002824100 58 1434 SH SOLE 0 0 1434 ABBVIE INC COM 00287Y109 56 1026 SH SOLE 0 0 1026 ABERDEEN ASIA PACIFIC INCOM COM 003009107 5 1000 SH SOLE 0 0 1000 ACADIA PHARMACEUTICALS INC COM 004225108 3 100 SH SOLE 0 0 100 ACI WORLDWIDE INC COM 004498101 50 2390 SH SOLE 0 0 2390 AETNA INC NEW COM 00817Y108 80 735 SH SOLE 0 0 735 AGL RES INC COM 001204106 188 3074 SH SOLE 0 0 3074 AIR PRODS & CHEMS INC COM 009158106 26 202 SH SOLE 0 0 202 AKAMAI TECHNOLOGIES INC COM 00971T101 17 250 SH SOLE 0 0 250 ALCATEL-LUCENT SPONSORED ADR 013904305 1 282 SH SOLE 0 0 282 ALCOA INC COM 013817101 1 100 SH SOLE 0 0 100 ALEXION PHARMACEUTICALS INC COM 015351109 10 65 SH SOLE 0 0 65 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 4 72 SH SOLE 0 0 72 ALLERGAN PLC SHS G0177J108 31 115 SH SOLE 0 0 115 ALLIANCE DATA SYSTEMS CORP COM 018581108 19 73 SH SOLE 0 0 73 ALLSTATE CORP COM 020002101 29 500 SH 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SOLE 0 0 352 PPL CORP COM 69351T106 19 570 SH SOLE 0 0 570 PRAXAIR INC COM 74005P104 5 54 SH SOLE 0 0 54 PRICE T ROWE GROUP INC COM 74144T108 41 591 SH SOLE 0 0 591 PRICELINE GRP INC COM NEW 741503403 84 68 SH SOLE 0 0 68 PRINCIPAL FINL GROUP INC COM 74251V102 11 229 SH SOLE 0 0 229 PROASSURANCE CORP COM 74267C106 644 13132 SH SOLE 0 0 13132 PROCTER & GAMBLE CO COM 742718109 244 3390 SH SOLE 0 0 3390 PROSHARES TR II ULSHT BLOOMB OIL 74347W668 1 6 SH SOLE 0 0 6 PROSHARES TR II ULTRASHRT EURO 74347W882 4 152 SH SOLE 0 0 152 PROSPECT CAPITAL CORPORATION COM 74348T102 0 5 SH SOLE 0 0 5 PROSPECT CAPITAL CORPORATION NOTE 5.500% 8/1 74348TAD4 18 18000 PRN SOLE 0 0 18000 PRUDENTIAL FINL INC COM 744320102 23 300 SH SOLE 0 0 300 PRUDENTIAL PLC ADR 74435K204 6 146 SH SOLE 0 0 146 PUBLIC SVC ENTERPRISE GROUP COM 744573106 48 1145 SH SOLE 0 0 1145 QUALCOMM INC COM 747525103 58 1078 SH SOLE 0 0 1078 RAYONIER ADVANCED MATLS INC COM 75508B104 9 1454 SH SOLE 0 0 1454 RAYTHEON CO COM NEW 755111507 55 500 SH SOLE 0 0 500 REGIONS FINL CORP NEW COM 7591EP100 170 18878 SH SOLE 0 0 18878 RELIANCE STEEL & ALUMINUM CO COM 759509102 24 452 SH SOLE 0 0 452 REYNOLDS AMERICAN INC COM 761713106 100 2259 SH SOLE 0 0 2259 ROBERT HALF INTL INC COM 770323103 23 455 SH SOLE 0 0 455 ROGERS COMMUNICATIONS INC CL B 775109200 2 50 SH SOLE 0 0 50 ROYAL BK CDA MONTREAL QUE COM 780087102 57 1031 SH SOLE 0 0 1031 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 7 150 SH SOLE 0 0 150 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 12 246 SH SOLE 0 0 246 RPM INTL INC NOTE 2.250%12/1 749685AT0 31 28000 PRN SOLE 0 0 28000 SAFETY INS GROUP INC COM 78648T100 17 312 SH SOLE 0 0 312 SANOFI SPONSORED ADR 80105N105 4 83 SH SOLE 0 0 83 SAP SE SPON ADR 803054204 4 63 SH SOLE 0 0 63 SCHLUMBERGER LTD COM 806857108 23 337 SH SOLE 0 0 337 SCHWAB CHARLES CORP NEW COM 808513105 14 500 SH SOLE 0 0 500 SCHWAB STRATEGIC TR US TIPS ETF 808524870 243 4524 SH SOLE 0 0 4524 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 1818 34869 SH SOLE 0 0 34869 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 2544 46679 SH SOLE 0 0 46679 SCHWEITZER-MAUDUIT INTL INC COM 808541106 17 480 SH SOLE 0 0 480 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 23 528 SH SOLE 0 0 528 SERVISFIRST BANCSHARES INC COM 81768T108 2328 56057 SH SOLE 0 0 56057 SIGNET JEWELERS LIMITED SHS G81276100 4 32 SH SOLE 0 0 32 SIMON PPTY GROUP INC NEW COM 828806109 36 196 SH SOLE 0 0 196 SKYWORKS SOLUTIONS INC COM 83088M102 46 544 SH SOLE 0 0 544 SNAP ON INC COM 833034101 29 193 SH SOLE 0 0 193 SOUTHERN CO COM 842587107 945 21147 SH SOLE 0 0 21147 SOUTHWEST AIRLS CO COM 844741108 34 902 SH SOLE 0 0 902 SPDR GOLD TRUST GOLD SHS 78463V107 47 437 SH SOLE 0 0 437 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 27 678 SH SOLE 0 0 678 SPDR S&P 500 ETF TR TR UNIT 78462F103 1195 6234 SH SOLE 0 0 6234 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 4 17 SH SOLE 0 0 17 SPDR SER TR INV GRD FLT RT 78468R200 4 137 SH SOLE 0 0 137 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 50 1404 SH SOLE 0 0 1404 SPDR SERIES TRUST BRCLYS AGG ETF 78464A649 1179 20397 SH SOLE 0 0 20397 STATE STR CORP COM 857477103 52 775 SH SOLE 0 0 775 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 4 544 SH SOLE 0 0 544 SUNCOR ENERGY INC NEW COM 867224107 16 608 SH SOLE 0 0 608 SUNEDISON INC COM 86732Y109 7 1043 SH SOLE 0 0 1043 SUNPOWER CORP COM 867652406 0 1 SH SOLE 0 0 1 SUNTRUST BKS INC COM 867914103 24 638 SH SOLE 0 0 638 SYMANTEC CORP COM 871503108 16 800 SH SOLE 0 0 800 SYNOVUS FINL CORP COM NEW 87161C501 61 2067 SH SOLE 0 0 2067 TC PIPELINES LP UT COM LTD PRT 87233Q108 64 1340 SH SOLE 0 0 1340 TEARLAB CORP COM 878193101 0 20 SH SOLE 0 0 20 TELEFONICA S A SPONSORED ADR 879382208 0 3 SH SOLE 0 0 3 TERADATA CORP DEL COM 88076W103 5 182 SH SOLE 0 0 182 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 33 583 SH SOLE 0 0 583 TEXTRON INC COM 883203101 24 634 SH SOLE 0 0 634 THE ADT CORPORATION COM 00101J106 17 567 SH SOLE 0 0 567 TIME WARNER INC COM NEW 887317303 7 102 SH SOLE 0 0 102 TJX COS INC NEW COM 872540109 14 200 SH SOLE 0 0 200 TORCHMARK CORP COM 891027104 156 2769 SH SOLE 0 0 2769 TORONTO DOMINION BK ONT COM NEW 891160509 25 645 SH SOLE 0 0 645 TRANSOCEAN LTD REG SHS H8817H100 6 446 SH SOLE 0 0 446 TRAVELERS COMPANIES INC COM 89417E109 108 1084 SH SOLE 0 0 1084 TRINITY INDS INC COM 896522109 68 3000 SH SOLE 0 0 3000 TRUSTCO BK CORP N Y COM 898349105 17 2901 SH SOLE 0 0 2901 TRUSTMARK CORP COM 898402102 34 1457 SH SOLE 0 0 1457 TUPPERWARE BRANDS CORP COM 899896104 27 549 SH SOLE 0 0 549 TWITTER INC COM 90184L102 0 5 SH SOLE 0 0 5 UGI CORP NEW COM 902681105 94 2700 SH SOLE 0 0 2700 UNDER ARMOUR INC CL A 904311107 77 800 SH SOLE 0 0 800 UNILEVER N V N Y SHS NEW 904784709 22 546 SH SOLE 0 0 546 UNILEVER PLC SPON ADR NEW 904767704 4 92 SH SOLE 0 0 92 UNION PAC CORP COM 907818108 53 600 SH SOLE 0 0 600 UNITED BANKSHARES INC WEST V COM 909907107 21 560 SH SOLE 0 0 560 UNITED PARCEL SERVICE INC CL B 911312106 25 250 SH SOLE 0 0 250 UNITED TECHNOLOGIES CORP COM 913017109 66 740 SH SOLE 0 0 740 UNITEDHEALTH GROUP INC COM 91324P102 34 294 SH SOLE 0 0 294 UNIVERSAL CORP VA COM 913456109 24 491 SH SOLE 0 0 491 VALLEY NATL BANCORP COM 919794107 21 2132 SH SOLE 0 0 2132 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 76 936 SH SOLE 0 0 936 VANGUARD INDEX FDS TOTAL STK MKT 922908769 33 330 SH SOLE 0 0 330 VANGUARD INDEX FDS SML CP GRW ETF 922908595 142 1205 SH SOLE 0 0 1205 VANGUARD INDEX FDS SM CP VAL ETF 922908611 268 2769 SH SOLE 0 0 2769 VANGUARD INDEX FDS REIT ETF 922908553 378 5008 SH SOLE 0 0 5008 VANGUARD INDEX FDS SMALL CP ETF 922908751 937 8681 SH SOLE 0 0 8681 VANGUARD INDEX FDS VALUE ETF 922908744 719 9366 SH SOLE 0 0 9366 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2394 13623 SH SOLE 0 0 13623 VANGUARD INDEX FDS MID CAP ETF 922908629 2597 22259 SH SOLE 0 0 22259 VANGUARD INDEX FDS GROWTH ETF 922908736 26305 262294 SH SOLE 0 0 262294 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 30479 313348 SH SOLE 0 0 313348 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 30845 370555 SH SOLE 0 0 370555 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 884 9750 SH SOLE 0 0 9750 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1321 39933 SH SOLE 0 0 39933 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1288 15071 SH SOLE 0 0 15071 VANGUARD STAR FD VG TL INTL STK F 921909768 4 96 SH SOLE 0 0 96 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 3687 103453 SH SOLE 0 0 103453 VANGUARD WORLD FDS ENERGY ETF 92204A306 31 362 SH SOLE 0 0 362 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 52 430 SH SOLE 0 0 430 VERIZON COMMUNICATIONS INC COM 92343V104 169 3883 SH SOLE 0 0 3883 VIAVI SOLUTIONS INC COM 925550105 1 102 SH SOLE 0 0 102 VISA INC COM CL A 92826C839 118 1696 SH SOLE 0 0 1696 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 8 237 SH SOLE 0 0 237 VULCAN MATLS CO COM 929160109 235 2634 SH SOLE 0 0 2634 WADDELL & REED FINL INC CL A 930059100 9 260 SH SOLE 0 0 260 WAL-MART STORES INC COM 931142103 284 4377 SH SOLE 0 0 4377 WEB COM GROUP INC COM 94733A104 1 55 SH SOLE 0 0 55 WELLPOINT INC NOTE 2.750%10/1 94973VBG1 28 15000 PRN SOLE 0 0 15000 WELLS FARGO & CO NEW COM 949746101 146 2839 SH SOLE 0 0 2839 WESTERN ASSET HIGH INCM OPP COM 95766K109 75 15986 SH SOLE 0 0 15986 WILLIAMS COS INC DEL COM 969457100 35 940 SH SOLE 0 0 940 WISDOMTREE TR MIDCAP DIVI FD 97717W505 4 50 SH SOLE 0 0 50 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 58 1056 SH SOLE 0 0 1056 WYNDHAM WORLDWIDE CORP COM 98310W108 24 331 SH SOLE 0 0 331 XENIA HOTELS & RESORTS INC COM 984017103 2 134 SH SOLE 0 0 134 XEROX CORP COM 984121103 30 3084 SH SOLE 0 0 3084 XPO LOGISTICS INC COM 983793100 19 782 SH SOLE 0 0 782 YAHOO INC COM 984332106 38 1325 SH SOLE 0 0 1325 YANDEX N V SHS CLASS A N97284108 21 2000 SH SOLE 0 0 2000 YUM BRANDS INC COM 988498101 42 524 SH SOLE 0 0 524 ZEBRA TECHNOLOGIES CORP CL A 989207105 24 309 SH SOLE 0 0 309 ZIMMER BIOMET HLDGS INC COM 98956P102 14 150 SH SOLE 0 0 150 ZOES KITCHEN INC COM 98979J109 8 200 SH SOLE 0 0 200