Chief Compliance Officer

0001568787-15-000003.txt : 20150810 0001568787-15-000003.hdr.sgml : 20150810 20150810111133 ACCESSION NUMBER: 0001568787-15-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150810 DATE AS OF CHANGE: 20150810 EFFECTIVENESS DATE: 20150810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Warren Averett Asset Management, LLC CENTRAL INDEX KEY: 0001568787 IRS NUMBER: 631229657 STATE OF INCORPORATION: AL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15191 FILM NUMBER: 151039668 BUSINESS ADDRESS: STREET 1: 2500 ACTON ROAD CITY: BIRMINGHAM STATE: AL ZIP: 35243 BUSINESS PHONE: 205-979-4100 MAIL ADDRESS: STREET 1: 2500 ACTON ROAD CITY: BIRMINGHAM STATE: AL ZIP: 35243 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001568787 XXXXXXXX 06-30-2015 06-30-2015 Warren Averett Asset Management, LLC

2500 ACTON ROAD BIRMINGHAM AL 35243

13F HOLDINGS REPORT 028-15191 N Justin T. Russell Chief Compliance Officer 205-979-4100 Justin T. 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16 15000 PRN SOLE 0 0 15000 DIREXION SHS ETF TR DLY FIN BULL NEW 25459Y694 5 144 SH SOLE 0 0 144 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 62 1982 SH SOLE 0 0 1982 DISH NETWORK CORP CL A 25470M109 49 730 SH SOLE 0 0 730 DISNEY WALT CO COM DISNEY 254687106 67 587 SH SOLE 0 0 587 DIVERSIFIED REAL ASSET INC F COM SHS 25533B108 24 1344 SH SOLE 0 0 1344 DOVER CORP COM 260003108 37 532 SH SOLE 0 0 532 DREYFUS HIGH YIELD STRATEGIE SH BEN INT 26200S101 3 1000 SH SOLE 0 0 1000 DU PONT E I DE NEMOURS & CO COM 263534109 47 730 SH SOLE 0 0 730 DUKE ENERGY CORP NEW COM NEW 26441C204 77 1097 SH SOLE 0 0 1097 E M C CORP MASS COM 268648102 29 1100 SH SOLE 0 0 1100 EATON VANCE CORP COM NON VTG 278265103 22 568 SH SOLE 0 0 568 EDGEWATER TECHNOLOGY INC COM 280358102 0 67 SH SOLE 0 0 67 EDWARDS LIFESCIENCES CORP COM 28176E108 8 58 SH SOLE 0 0 58 ELECTRONIC ARTS INC COM 285512109 0 6 SH SOLE 0 0 6 EMERSON ELEC CO COM 291011104 21 380 SH SOLE 0 0 380 ENERGEN CORP COM 29265N108 28 403 SH SOLE 0 0 403 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INGALLS INDS INC COM 446413106 3 26 SH SOLE 0 0 26 HUNTSMAN CORP COM 447011107 11 500 SH SOLE 0 0 500 INTEL CORP SDCV 12/1 458140AD2 20 17000 PRN SOLE 0 0 17000 INTEL CORP COM 458140100 47 1546 SH SOLE 0 0 1546 INTERNATIONAL BUSINESS MACHS COM 459200101 49 300 SH SOLE 0 0 300 INTERNATIONAL SPEEDWAY CORP CL A 460335201 7 179 SH SOLE 0 0 179 IROBOT CORP COM 462726100 3 101 SH SOLE 0 0 101 ISHARES MSCI AUST ETF 464286103 8 400 SH SOLE 0 0 400 ISHARES MSCI CDA ETF 464286509 13 500 SH SOLE 0 0 500 ISHARES INTL SEL DIV ETF 464288448 27 850 SH SOLE 0 0 850 ISHARES EAFE GRWTH ETF 464288885 30 432 SH SOLE 0 0 432 ISHARES U.S. PFD STK ETF 464288687 85 2167 SH SOLE 0 0 2167 ISHARES MSCI SZ CAP ETF 464286749 101 3075 SH SOLE 0 0 3075 ISHARES MICRO-CAP ETF 464288869 103 1268 SH SOLE 0 0 1268 ISHARES AGGRES ALLOC ETF 464289859 179 3770 SH SOLE 0 0 3770 ISHARES CONSER ALLOC ETF 464289883 226 6954 SH SOLE 0 0 6954 ISHARES EAFE SML CP ETF 464288273 302 5927 SH SOLE 0 0 5927 ISHARES MODERT ALLOC ETF 464289875 647 18341 SH SOLE 0 0 18341 ISHARES GRWT ALLOCAT ETF 464289867 799 19706 SH SOLE 0 0 19706 ISHARES INC CORE MSCI EMKT 46434G103 400 8329 SH SOLE 0 0 8329 ISHARES SILVER TRUST ISHARES 46428Q109 9 600 SH SOLE 0 0 600 ISHARES TR S&P 500 GRWT ETF 464287309 34 298 SH SOLE 0 0 298 ISHARES TR RUS 1000 VAL ETF 464287598 36 349 SH SOLE 0 0 349 ISHARES TR U.S. REAL ES ETF 464287739 40 568 SH SOLE 0 0 568 ISHARES TR MSCI EMG MKT ETF 464287234 46 1150 SH SOLE 0 0 1150 ISHARES TR TIPS BD ETF 464287176 52 462 SH SOLE 0 0 462 ISHARES TR RUS 2000 VAL ETF 464287630 77 754 SH SOLE 0 0 754 ISHARES TR RUS 2000 GRW ETF 464287648 95 612 SH SOLE 0 0 612 ISHARES TR RUS 1000 GRW ETF 464287614 259 2611 SH SOLE 0 0 2611 ISHARES TR CORE S&P500 ETF 464287200 262 1267 SH SOLE 0 0 1267 ISHARES TR S&P 100 ETF 464287101 282 3107 SH SOLE 0 0 3107 ISHARES TR RUS 1000 ETF 464287622 302 2605 SH SOLE 0 0 2605 ISHARES TR RUS MID-CAP ETF 464287499 327 1921 SH SOLE 0 0 1921 ISHARES TR RUSSELL 2000 ETF 464287655 920 7372 SH SOLE 0 0 7372 ISHARES TR CORE US AGGBD ET 464287226 1523 14000 SH SOLE 0 0 14000 ISHARES TR S&P MC 400VL ETF 464287705 1647 12772 SH SOLE 0 0 12772 ISHARES TR IBOXX INV CP ETF 464287242 1951 16857 SH SOLE 0 0 16857 ISHARES TR MSCI EAFE ETF 464287465 2389 37621 SH SOLE 0 0 37621 JOHNSON & JOHNSON COM 478160104 325 3334 SH SOLE 0 0 3334 JOHNSON CTLS INC COM 478366107 15 300 SH SOLE 0 0 300 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 12 300 SH SOLE 0 0 300 KEYCORP NEW COM 493267108 15 1000 SH SOLE 0 0 1000 KIMBERLY CLARK CORP COM 494368103 460 4339 SH SOLE 0 0 4339 KINDER MORGAN INC DEL COM 49456B101 81 2117 SH SOLE 0 0 2117 KKR & CO L P DEL COM UNITS 48248M102 0 5 SH SOLE 0 0 5 KRAFT FOODS GROUP INC COM 50076Q106 20 230 SH SOLE 0 0 230 LEAR CORP COM NEW 521865204 39 350 SH SOLE 0 0 350 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 61 10548 SH SOLE 0 0 10548 LIBERTY INTERACTIVE CORP LBT VENT COM A 53071M880 11 270 SH SOLE 0 0 270 LIBERTY TRIPADVISOR HLDGS IN COM SER A 531465102 9 270 SH SOLE 0 0 270 LILLY ELI & CO COM 532457108 18 213 SH SOLE 0 0 213 LINDSAY CORP COM 535555106 30 340 SH SOLE 0 0 340 LINN ENERGY LLC UNIT LTD LIAB 536020100 24 2638 SH SOLE 0 0 2638 LIVE NATION ENTERTAINMENT IN COM 538034109 1 25 SH SOLE 0 0 25 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 4 712 SH SOLE 0 0 712 MACQUARIE INFRASTRUCTURE COR COM 55608B105 28 333 SH SOLE 0 0 333 MACYS INC COM 55616P104 13 200 SH SOLE 0 0 200 MANNKIND CORP COM 56400P201 2 334 SH SOLE 0 0 334 MARATHON OIL CORP COM 565849106 11 430 SH SOLE 0 0 430 MARATHON PETE CORP COM 56585A102 33 630 SH SOLE 0 0 630 MASTERCARD INC CL A 57636Q104 65 692 SH SOLE 0 0 692 MCDONALDS CORP COM 580135101 74 783 SH SOLE 0 0 783 MERCK & CO INC NEW COM 58933Y105 45 799 SH SOLE 0 0 799 METLIFE INC COM 59156R108 16 292 SH SOLE 0 0 292 MFS CHARTER INCOME TR SH BEN INT 552727109 53 6292 SH SOLE 0 0 6292 MFS HIGH INCOME MUN TR SH BEN INT 59318D104 9 2000 SH SOLE 0 0 2000 MICROSOFT CORP COM 594918104 105 2370 SH SOLE 0 0 2370 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CO COM NEW 755111507 48 500 SH SOLE 0 0 500 REALTY INCOME CORP COM 756109104 34 768 SH SOLE 0 0 768 REGIONS FINL CORP NEW COM 7591EP100 196 18878 SH SOLE 0 0 18878 REYNOLDS AMERICAN INC COM 761713106 66 880 SH SOLE 0 0 880 ROGERS COMMUNICATIONS INC CL B 775109200 2 50 SH SOLE 0 0 50 ROYAL BK CDA MONTREAL QUE COM 780087102 63 1031 SH SOLE 0 0 1031 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 9 150 SH SOLE 0 0 150 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 14 244 SH SOLE 0 0 244 RPM INTL INC NOTE 2.250%12/1 749685AT0 33 28000 PRN SOLE 0 0 28000 RYANAIR HLDGS PLC SPONSORED ADR 783513104 4 59 SH SOLE 0 0 59 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 9 118 SH SOLE 0 0 118 SANDISK CORP NOTE 1.500% 8/1 80004CAD3 27 21000 PRN SOLE 0 0 21000 SANOFI SPONSORED ADR 80105N105 4 83 SH SOLE 0 0 83 SAP SE SPON ADR 803054204 4 63 SH SOLE 0 0 63 SCHWAB CHARLES CORP NEW COM 808513105 33 1000 SH SOLE 0 0 1000 SCHWAB STRATEGIC TR US TIPS ETF 808524870 242 4463 SH SOLE 0 0 4463 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 1900 36730 SH SOLE 0 0 36730 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 2610 48676 SH SOLE 0 0 48676 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 13 196 SH SOLE 0 0 196 SEACOR HOLDINGS INC NOTE 2.500%12/1 811904AM3 15 15000 PRN SOLE 0 0 15000 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 22 528 SH SOLE 0 0 528 SERVISFIRST BANCSHARES INC COM 81768T108 2550 67884 SH SOLE 0 0 67884 SIGNET JEWELERS LIMITED SHS G81276100 4 32 SH SOLE 0 0 32 SNAP ON INC COM 833034101 2 15 SH SOLE 0 0 15 SOUTHERN CO COM 842587107 707 16862 SH SOLE 0 0 16862 SOUTHWEST AIRLS CO COM 844741108 0 4 SH SOLE 0 0 4 SPDR GOLD TRUST GOLD SHS 78463V107 49 437 SH SOLE 0 0 437 SPDR S&P 500 ETF TR TR UNIT 78462F103 1283 6234 SH SOLE 0 0 6234 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 5 17 SH SOLE 0 0 17 SPDR SER TR INV GRD FLT RT 78468R200 4 137 SH SOLE 0 0 137 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 54 1404 SH SOLE 0 0 1404 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 75 1600 SH SOLE 0 0 1600 SPDR SERIES TRUST BRCLYS AGG ETF 78464A649 488 8508 SH SOLE 0 0 8508 STAPLES INC COM 855030102 15 1000 SH SOLE 0 0 1000 STARWOOD PPTY TR INC NOTE 4.550% 3/0 85571BAA3 18 17000 PRN SOLE 0 0 17000 STATE STR CORP COM 857477103 60 775 SH SOLE 0 0 775 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 5 544 SH SOLE 0 0 544 SUN LIFE FINL INC COM 866796105 4 125 SH SOLE 0 0 125 SUNCOR ENERGY INC NEW COM 867224107 17 608 SH SOLE 0 0 608 SUNPOWER CORP COM 867652406 0 1 SH SOLE 0 0 1 SYMANTEC CORP COM 871503108 19 800 SH SOLE 0 0 800 SYNOVUS FINL CORP COM NEW 87161C501 35 1129 SH SOLE 0 0 1129 TC PIPELINES LP UT COM LTD PRT 87233Q108 76 1340 SH SOLE 0 0 1340 TEARLAB CORP COM 878193101 0 20 SH SOLE 0 0 20 TELEFONICA S A SPONSORED ADR 879382208 0 3 SH SOLE 0 0 3 TERADATA CORP DEL COM 88076W103 7 182 SH SOLE 0 0 182 TIME WARNER INC COM NEW 887317303 9 102 SH SOLE 0 0 102 TJX COS INC NEW COM 872540109 13 200 SH SOLE 0 0 200 TOLL BROS FIN CORP NOTE 0.500% 9/1 88947EAM2 12 12000 PRN SOLE 0 0 12000 TORCHMARK CORP COM 891027104 161 2769 SH SOLE 0 0 2769 TORONTO DOMINION BK ONT COM NEW 891160509 27 645 SH SOLE 0 0 645 TRANSOCEAN LTD REG SHS H8817H100 7 446 SH SOLE 0 0 446 TRAVELERS COMPANIES INC COM 89417E109 80 823 SH SOLE 0 0 823 TRINITY INDS INC COM 896522109 59 2250 SH SOLE 0 0 2250 TRUSTMARK CORP COM 898402102 15 593 SH SOLE 0 0 593 TUPPERWARE BRANDS CORP COM 899896104 19 298 SH SOLE 0 0 298 TWITTER INC COM 90184L102 7 205 SH SOLE 0 0 205 UGI CORP NEW COM 902681105 93 2700 SH SOLE 0 0 2700 UNDER ARMOUR INC CL A 904311107 67 800 SH SOLE 0 0 800 UNILEVER N V N Y SHS NEW 904784709 31 751 SH SOLE 0 0 751 UNILEVER PLC SPON ADR NEW 904767704 4 92 SH SOLE 0 0 92 UNION PAC CORP COM 907818108 57 600 SH SOLE 0 0 600 UNITED PARCEL SERVICE INC CL B 911312106 24 250 SH SOLE 0 0 250 UNITED STATES OIL FUND LP UNITS 91232N108 0 1000 SH Call SOLE 0 0 1000 UNITED TECHNOLOGIES CORP COM 913017109 82 740 SH SOLE 0 0 740 VANGUARD INDEX FDS TOTAL STK MKT 922908769 15 137 SH SOLE 0 0 137 VANGUARD INDEX FDS SML CP GRW ETF 922908595 77 577 SH SOLE 0 0 577 VANGUARD INDEX FDS SM CP VAL ETF 922908611 135 1254 SH SOLE 0 0 1254 VANGUARD INDEX FDS REIT ETF 922908553 337 4511 SH SOLE 0 0 4511 VANGUARD INDEX FDS VALUE ETF 922908744 354 4243 SH SOLE 0 0 4243 VANGUARD INDEX FDS SMALL CP ETF 922908751 1015 8356 SH SOLE 0 0 8356 VANGUARD INDEX FDS MID CAP ETF 922908629 3331 26140 SH SOLE 0 0 26140 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 13514 71561 SH SOLE 0 0 71561 VANGUARD INDEX FDS GROWTH ETF 922908736 27931 260913 SH SOLE 0 0 260913 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 33497 369848 SH SOLE 0 0 369848 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 33568 314982 SH SOLE 0 0 314982 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 1036 10164 SH SOLE 0 0 10164 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1645 40248 SH SOLE 0 0 40248 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 428 5017 SH SOLE 0 0 5017 VANGUARD STAR FD VG TL INTL STK F 921909768 5 96 SH SOLE 0 0 96 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 3194 80545 SH SOLE 0 0 80545 VANGUARD WORLD FDS ENERGY ETF 92204A306 45 420 SH SOLE 0 0 420 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 54 430 SH SOLE 0 0 430 VERIZON COMMUNICATIONS INC COM 92343V104 177 3788 SH SOLE 0 0 3788 VISA INC COM CL A 92826C839 114 1696 SH SOLE 0 0 1696 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 31 853 SH SOLE 0 0 853 VULCAN MATLS CO COM 929160109 221 2634 SH SOLE 0 0 2634 WADDELL & REED FINL INC CL A 930059100 12 260 SH SOLE 0 0 260 WAL-MART STORES INC COM 931142103 295 4164 SH SOLE 0 0 4164 WEB COM GROUP INC COM 94733A104 1 55 SH SOLE 0 0 55 WELLPOINT INC NOTE 2.750%10/1 94973VBG1 33 15000 PRN SOLE 0 0 15000 WELLS FARGO & CO NEW COM 949746101 143 2537 SH SOLE 0 0 2537 WESTERN ASSET HIGH INCM OPP COM 95766K109 82 15986 SH SOLE 0 0 15986 WILLIAMS COS INC DEL COM 969457100 54 940 SH SOLE 0 0 940 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 19 400 SH SOLE 0 0 400 XENIA HOTELS & RESORTS INC COM 984017103 3 134 SH SOLE 0 0 134 XEROX CORP COM 984121103 11 1000 SH SOLE 0 0 1000 YAHOO INC COM 984332106 32 825 SH SOLE 0 0 825 YUM BRANDS INC COM 988498101 47 524 SH SOLE 0 0 524 ZIMMER BIOMET HLDGS INC COM 98956P102 16 150 SH SOLE 0 0 150 ZOES KITCHEN INC COM 98979J109 8 200 SH SOLE 0 0 200