The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Aspen Aerogels, Inc. (ASPN) | Common | 04523Y105 | 274 | 37,642 | SH | DFND | 37,642 | 0 | 0 | ||
Bazaarvoice, Inc (BV) | Common | 073271108 | 896 | 158,542 | SH | DFND | 158,542 | 0 | 0 | ||
Norwegian Cruise Line Holdings Ltd (NCLH) | Common | G66721104 | 3,602 | 66,688 | SH | DFND | 66,688 | 0 | 0 | ||
Alcoa Inc. | Common | 013817101 | 33,129 | 2,570,207 | SH | DFND | 2,570,207 | 0 | 0 |