0001568219-13-000008.txt : 20130410 0001568219-13-000008.hdr.sgml : 20130410 20130410161206 ACCESSION NUMBER: 0001568219-13-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20130410 DATE AS OF CHANGE: 20130410 EFFECTIVENESS DATE: 20130410 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TD Ameritrade Trust Co CENTRAL INDEX KEY: 0001568219 IRS NUMBER: 200937408 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15163 FILM NUMBER: 13753900 BUSINESS ADDRESS: STREET 1: 717 17TH STREET CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-294-5349 MAIL ADDRESS: STREET 1: PO BOX 17748 CITY: DENVER STATE: CO ZIP: 80217-0748 13F-HR 1 TDATC13FHR033112.txt TDATC 13FHR 03312012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE Report for Calendar Year or the Quarter Ended: March 31, 2012 Check here if Amendment [ ]; Amendment Number: 1 This Amendment (check only one): [ ] is a restatement [_] adds new holdings entries Institutional Investment Manager Filing this Report: Name: TD Ameritrade Trust Company Address: 717 17th Street, Suite 1700 Denver, CO 80202 Form 13F File Number: 28-15163 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Reporting Manager: Name: David Rigsby Title: Associate General Counsel Phone: 303-294-5349 Signature, Place, and Date of Signing: David Rigsby Denver, Colorado March 19, 2013 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [_] 13F NOTICE. [_] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: FORM 13 F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Table Entry Total: 29 Form 13F Information Table Value Total: 172,641 List of Other Included Managers:None TD Ameritrade Trust Company Form 13F March 31 2012
Column 1 Column2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Name of Title of CUSIP Value Shares/ SH/PRN PUT/CALL Investment Other Manager Voting Authority Issuer Class (x$1000) Prn Amt Discretion Sole Shared None BARCLAYS BK PLC IPATH DYNM VIX 06741L609 4885 84419 SH Sole 84419 CLAYMORE EXCHANGE TRD FD TR GUGG TIMBER ETF 18383Q879 3172 168386 SH Sole 168386 FLEXSHARES TR IBOXX 3R TARGT 33939L506 6924 272801 SH Sole 272801 ISHARES TR BARCLYS 1-3 YR 464287457 1442 17105 SH Sole 17105 ISHARES TR BARCLYS INTER GV 464288612 2 18 SH Sole 18 ISHARES TR BARCLYS TIPS BD 464287176 11155 94816 SH Sole 94816 ISHARES TR EPRA/NAR DEV R/E 464288489 1073 37320 SH Sole 37320 ISHARES TR HIGH YLD CORP 464288513 6562 72331 SH Sole 72331 ISHARES TR IBOXX INV CPBD 464287242 9424 81498 SH Sole 81498 ISHARES TR RUSSELL 2000 464287655 25 302 SH Sole 302 ISHARES TR RUSSELL1000GRW 464287614 3542 53605 SH Sole 53605 ISHARES TR RUSSELL1000VAL 464287598 350 5000 SH Sole 5000 ISHARES TR S&P 500 VALUE 464287408 16231 249970 SH Sole 249970 ISHARES TR S&P MIDCAP 400 464287507 21131 212967 SH Sole 212967 ISHARES TR S&P NA NAT RES 464287374 1 27 SH Sole 27 ISHARES TR S&P SMLCAP 600 464287804 13045 170943 SH Sole 170943 ISHARES TR S&P500 GRW 464287309 16731 221986 SH Sole 221986 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 2283 92895 SH Sole 92895 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 4549 123559 SH Sole 123559 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 6610 125500 SH Sole 125500 SPDR SERIES TRUST BARC CAPTL ETF 78464A474 3132 102584 SH Sole 102584 SPDR SERIES TRUST DB INT GVT ETF 78464A490 3438 56869 SH Sole 56869 SPDR SERIES TRUST DJ REIT ETF 78464A607 3841 54234 SH Sole 54234 VANGUARD INDEX FDS GROWTH ETF 922908736 1 19 SH Sole 19 VANGUARD INDEX FDS REIT ETF 922908553 2 27 SH Sole 27 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 20485 463253 SH Sole 463253 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 3324 37358 SH Sole 37358 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 4690 107880 SH Sole 107880 WISDOMTREE TR EM LCL DEBT FD 97717X867 4591 88479 SH Sole 88479