0001568132-20-000003.txt : 20200424
0001568132-20-000003.hdr.sgml : 20200424
20200424112253
ACCESSION NUMBER: 0001568132-20-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200424
DATE AS OF CHANGE: 20200424
EFFECTIVENESS DATE: 20200424
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Financial Management Professionals, Inc.
CENTRAL INDEX KEY: 0001568132
IRS NUMBER: 742467408
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15131
FILM NUMBER: 20813342
BUSINESS ADDRESS:
STREET 1: 6034 W. COURTYARD DR.
STREET 2: SUITE 380
CITY: AUSTIN
STATE: TX
ZIP: 78730
BUSINESS PHONE: 512-329-5174
MAIL ADDRESS:
STREET 1: 6034 W. COURTYARD DR.
STREET 2: SUITE 380
CITY: AUSTIN
STATE: TX
ZIP: 78730
13F-HR
1
primary_doc.xml
13F-HR
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false
true
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0001568132
XXXXXXXX
03-31-2020
03-31-2020
Financial Management Professionals, Inc.
6034 W. COURTYARD DR.
SUITE 380
AUSTIN
TX
78730
13F HOLDINGS REPORT
028-15131
N
Kevin Hixson
Partner
5123295174
Kevin Hixson
Austin
TX
04-24-2020
0
329
235936
false
INFORMATION TABLE
2
FMP13F.xml
AT&T INC
COM
00206R102
155
5313
SH
SOLE
0
0
5313
ARK ETF TR
INNOVATION ETF
00214Q104
7
161
SH
SOLE
0
0
161
ARK ETF TR
AUTNMUS TECHNLGY
00214Q203
3
90
SH
SOLE
0
0
90
ARK ETF TR
NEXT GNRTN INTER
00214Q401
746
14143
SH
SOLE
0
0
14143
ABBOTT LABS
COM
002824100
43
550
SH
SOLE
0
0
550
ABBVIE INC
COM
00287Y109
52
684
SH
SOLE
0
0
684
ADVANCED MICRO DEVICES INC
COM
007903107
5
108
SH
SOLE
0
0
108
AGILENT TECHNOLOGIES INC
COM
00846U101
1
7
SH
SOLE
0
0
7
ALBEMARLE CORP
COM
012653101
3
50
SH
SOLE
0
0
50
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
54
278
SH
SOLE
0
0
278
ALLIANCE RES PARTNER L P
UT LTD PART
01877R108
5
1773
SH
SOLE
0
0
1773
ALLIANT ENERGY CORP
COM
018802108
24
496
SH
SOLE
0
0
496
ALPHABET INC
CAP STK CL C
02079K107
12
10
SH
SOLE
0
0
10
ALPHABET INC
CAP STK CL A
02079K305
6
5
SH
SOLE
0
0
5
ALTRIA GROUP INC
COM
02209S103
239
6190
SH
SOLE
0
0
6190
AMAZON COM INC
COM
023135106
242
124
SH
SOLE
0
0
124
AMERICAN AIRLS GROUP INC
COM
02376R102
223
18261
SH
SOLE
0
0
18261
AMERICAN ELEC PWR CO INC
COM
025537101
246
3073
SH
SOLE
0
0
3073
AMGEN INC
COM
031162100
7
35
SH
SOLE
0
0
35
APOLLO INVT CORP
COM NEW
03761U502
0
66
SH
SOLE
0
0
66
APHRIA INC
COM
03765K104
1
232
SH
SOLE
0
0
232
APPLE INC
COM
037833100
1076
4233
SH
SOLE
0
0
4233
ARISTA NETWORKS INC
COM
040413106
5
25
SH
SOLE
0
0
25
AURORA CANNABIS INC
COM
05156X108
3
3738
SH
SOLE
0
0
3738
AUTOMATIC DATA PROCESSING IN
COM
053015103
0
1
SH
SOLE
0
0
1
AVID BIOSERVICES INC
COM
05368M106
0
32
SH
SOLE
0
0
32
BP PLC
SPONSORED ADR
055622104
1
33
SH
SOLE
0
0
33
BAIN CAP SPECIALTY FIN INC
COM
05684B107
160
17231
SH
SOLE
0
0
17231
BALLARD PWR SYS INC NEW
COM
058586108
38
5000
SH
SOLE
0
0
5000
BK OF AMERICA CORP
COM
060505104
59
2802
SH
SOLE
0
0
2802
BARRICK GOLD CORPORATION
COM
067901108
3
150
SH
SOLE
0
0
150
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
262
1431
SH
SOLE
0
0
1431
BEST BUY INC
COM
086516101
4
70
SH
SOLE
0
0
70
BLACKROCK INC
COM
09247X101
2
4
SH
SOLE
0
0
4
BLACKROCK MUNIYIELD QLTY FD
COM
09254E103
13
1000
SH
SOLE
0
0
1000
BLACKSTONE GROUP INC
COM CL A
09260D107
2
50
SH
SOLE
0
0
50
BOEING CO
COM
097023105
9
60
SH
SOLE
0
0
60
BRISTOL-MYERS SQUIBB CO
COM
110122108
15
277
SH
SOLE
0
0
277
BRISTOL-MYERS SQUIBB CO
RIGHT 99/99/9999
110122157
0
127
SH
SOLE
0
0
127
BUSINESS FIRST BANCSHARES IN
COM
12326C105
191
14171
SH
SOLE
0
0
14171
CIGNA CORP NEW
COM
125523100
113
640
SH
SOLE
0
0
640
CSX CORP
COM
126408103
62
1080
SH
SOLE
0
0
1080
CVS HEALTH CORP
COM
126650100
11
191
SH
SOLE
0
0
191
CALIFORNIA RES CORP
COM NEW
13057Q206
0
9
SH
SOLE
0
0
9
CALLON PETE CO DEL
COM
13123X102
2
4000
SH
SOLE
0
0
4000
CAMBRIA ETF TR
SHSHLD YIELD ETF
132061201
2
91
SH
SOLE
0
0
91
CANOPY GROWTH CORP
COM
138035100
2
168
SH
SOLE
0
0
168
CAPITAL ONE FINL CORP
COM
14040H105
26
511
SH
SOLE
0
0
511
CENTURYLINK INC
COM
156700106
0
47
SH
SOLE
0
0
47
CERNER CORP
COM
156782104
76
1200
SH
SOLE
0
0
1200
CHEMOURS CO
COM
163851108
0
5
SH
SOLE
0
0
5
CHESAPEAKE ENERGY CORP
COM
165167107
0
80
SH
SOLE
0
0
80
CHEVRON CORP NEW
COM
166764100
70
968
SH
SOLE
0
0
968
CIENA CORP
COM NEW
171779309
40
1000
SH
SOLE
0
0
1000
CISCO SYS INC
COM
17275R102
124
3149
SH
SOLE
0
0
3149
CITRIX SYS INC
COM
177376100
5
32
SH
SOLE
0
0
32
COCA COLA CO
COM
191216100
70
1580
SH
SOLE
0
0
1580
COLGATE PALMOLIVE CO
COM
194162103
66
1000
SH
SOLE
0
0
1000
CONOCOPHILLIPS
COM
20825C104
82
2669
SH
SOLE
0
0
2669
COSTCO WHSL CORP NEW
COM
22160K105
10
36
SH
SOLE
0
0
36
CRESTWOOD EQUITY PARTNERS LP
UNIT LTD PARTNER
226344208
2
568
SH
SOLE
0
0
568
CRONOS GROUP INC
COM
22717L101
3
591
SH
SOLE
0
0
591
CULLEN FROST BANKERS INC
COM
229899109
3
50
SH
SOLE
0
0
50
CUMMINS INC
COM
231021106
4
30
SH
SOLE
0
0
30
DBX ETF TR
XTRACK USD HIGH
233051432
1
18
SH
SOLE
0
0
18
DXC TECHNOLOGY CO
COM
23355L106
1
54
SH
SOLE
0
0
54
DARDEN RESTAURANTS INC
COM
237194105
4
71
SH
SOLE
0
0
71
DELL TECHNOLOGIES INC
CL C
24703L202
66
1659
SH
SOLE
0
0
1659
DELTA AIR LINES INC DEL
COM NEW
247361702
5
187
SH
SOLE
0
0
187
DISNEY WALT CO
COM DISNEY
254687106
6
59
SH
SOLE
0
0
59
DISCOVER FINL SVCS
COM
254709108
4
122
SH
SOLE
0
0
122
DOMINION ENERGY INC
COM
25746U109
41
570
SH
SOLE
0
0
570
DUKE ENERGY CORP NEW
COM NEW
26441C204
301
3721
SH
SOLE
0
0
3721
DUNKIN BRANDS GROUP INC
COM
265504100
1
19
SH
SOLE
0
0
19
DUPONT DE NEMOURS INC
COM
26614N102
24
712
SH
SOLE
0
0
712
ETF SER SOLUTIONS
US GLB JETS
26922A842
47
3172
SH
SOLE
0
0
3172
EATON VANCE TX MGD DIV EQ IN
COM
27828N102
9
1000
SH
SOLE
0
0
1000
EATON VANCE TAX-MANAGED GLOB
COM
27829F108
18
2828
SH
SOLE
0
0
2828
ELECTRONIC ARTS INC
COM
285512109
40
400
SH
SOLE
0
0
400
EMERSON ELEC CO
COM
291011104
51
1060
SH
SOLE
0
0
1060
ENBRIDGE INC
COM
29250N105
60
2053
SH
SOLE
0
0
2053
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
16
3576
SH
SOLE
0
0
3576
ENTERPRISE PRODS PARTNERS L
COM
293792107
59
4144
SH
SOLE
0
0
4144
ETSY INC
COM
29786A106
0
4
SH
SOLE
0
0
4
EXELON CORP
COM
30161N101
4
100
SH
SOLE
0
0
100
EXXON MOBIL CORP
COM
30231G102
1163
30619
SH
SOLE
0
0
30619
FACEBOOK INC
CL A
30303M102
133
799
SH
SOLE
0
0
799
FIRST FINL BANKSHARES
COM
32020R109
149
5568
SH
SOLE
0
0
5568
FISERV INC
COM
337738108
29
303
SH
SOLE
0
0
303
FIRSTENERGY CORP
COM
337932107
0
9
SH
SOLE
0
0
9
FITBIT INC
CL A
33812L102
1
100
SH
SOLE
0
0
100
FLAHERTY & CRUMRINE DYN PFD
SHS
33848W106
9
450
SH
SOLE
0
0
450
FORD MTR CO DEL
COM
345370860
2
400
SH
SOLE
0
0
400
FORUM ENERGY TECHNOLOGIES IN
COM
34984V100
50
283001
SH
SOLE
0
0
283001
GAMING & LEISURE PPTYS INC
COM
36467J108
2
85
SH
SOLE
0
0
85
GENERAL ELECTRIC CO
COM
369604103
38
4738
SH
SOLE
0
0
4738
GENERAL MLS INC
COM
370334104
6
120
SH
SOLE
0
0
120
GENESIS ENERGY L P
UNIT LTD PARTN
371927104
10
2600
SH
SOLE
0
0
2600
GENUINE PARTS CO
COM
372460105
3
44
SH
SOLE
0
0
44
GILEAD SCIENCES INC
COM
375558103
26
350
SH
SOLE
0
0
350
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
16
434
SH
SOLE
0
0
434
GLOBALSCAPE INC
COM
37940G109
1
98
SH
SOLE
0
0
98
GLOBE LIFE INC
COM
37959E102
2361
32800
SH
SOLE
0
0
32800
GOLDMAN SACHS ETF TR
ACTIVEBETA US LG
381430503
24653
472377
SH
SOLE
0
0
472377
GOODYEAR TIRE & RUBR CO
COM
382550101
2
317
SH
SOLE
0
0
317
GOPRO INC
CL A
38268T103
1
200
SH
SOLE
0
0
200
HP INC
COM
40434L105
11
632
SH
SOLE
0
0
632
HALLIBURTON CO
COM
406216101
1
132
SH
SOLE
0
0
132
HARMONY GOLD MNG LTD
SPONSORED ADR
413216300
1
500
SH
SOLE
0
0
500
HARSCO CORP
COM
415864107
0
8
SH
SOLE
0
0
8
HASBRO INC
COM
418056107
25
350
SH
SOLE
0
0
350
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
6
632
SH
SOLE
0
0
632
HILLTOP HOLDINGS INC
COM
432748101
23
1500
SH
SOLE
0
0
1500
HOME DEPOT INC
COM
437076102
8
43
SH
SOLE
0
0
43
HONEYWELL INTL INC
COM
438516106
40
300
SH
SOLE
0
0
300
INGERSOLL RAND INC
COM
45687V106
13
529
SH
SOLE
0
0
529
INTEL CORP
COM
458140100
125
2303
SH
SOLE
0
0
2303
INTERNATIONAL BUSINESS MACHS
COM
459200101
11
98
SH
SOLE
0
0
98
INTL PAPER CO
COM
460146103
3
100
SH
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0
0
100
INVESCO QQQ TR
UNIT SER 1
46090E103
10
50
SH
SOLE
0
0
50
INVESCO QUALITY MUNI INC TRS
COM
46133G107
12
1000
SH
SOLE
0
0
1000
INVESCO EXCHANGE TRADED FD T
WILDERHIL CLAN
46137V134
2506
93471
SH
SOLE
0
0
93471
INVESCO DB COMMDY INDX TRCK
UNIT
46138B103
1
112
SH
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0
0
112
INVESCO EXCHANGE-TRADED FD T
GBL CLEAN ENRG
46138G847
2
200
SH
SOLE
0
0
200
IQIYI INC
SPONSORED ADS
46267X108
1
50
SH
SOLE
0
0
50
ISHARES GOLD TRUST
ISHARES
464285105
28
1891
SH
SOLE
0
0
1891
ISHARES INC
MSCI MEXICO ETF
464286822
3
100
SH
SOLE
0
0
100
ISHARES TR
TIPS BD ETF
464287176
2
18
SH
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0
0
18
ISHARES TR
CORE S&P500 ETF
464287200
2
6
SH
SOLE
0
0
6
ISHARES TR
MSCI EMG MKT ETF
464287234
6
184
SH
SOLE
0
0
184
ISHARES TR
IBOXX INV CP ETF
464287242
4
32
SH
SOLE
0
0
32
ISHARES TR
S&P 500 GRWT ETF
464287309
1
3
SH
SOLE
0
0
3
ISHARES TR
S&P 500 VAL ETF
464287408
46
480
SH
SOLE
0
0
480
ISHARES TR
20 YR TR BD ETF
464287432
11
67
SH
SOLE
0
0
67
ISHARES TR
BARCLAYS 7 10 YR
464287440
29
236
SH
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0
0
236
ISHARES TR
1 3 YR TREAS BD
464287457
235
2714
SH
SOLE
0
0
2714
ISHARES TR
MSCI EAFE ETF
464287465
48
891
SH
SOLE
0
0
891
ISHARES TR
CORE S&P MCP ETF
464287507
4
30
SH
SOLE
0
0
30
ISHARES TR
RUS 1000 ETF
464287622
15244
107710
SH
SOLE
0
0
107710
ISHARES TR
RUSSELL 3000 ETF
464287689
1
8
SH
SOLE
0
0
8
ISHARES TR
U.S. ENERGY ETF
464287796
3
185
SH
SOLE
0
0
185
ISHARES TR
MSCI ACWI ETF
464288257
6304
100758
SH
SOLE
0
0
100758
ISHARES TR
JPMORGAN USD EMG
464288281
16
166
SH
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0
0
166
ISHARES TR
3 7 YR TREAS BD
464288661
18
132
SH
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0
0
132
ISHARES TR
SHORT TREAS BD
464288679
358
3221
SH
SOLE
0
0
3221
ISHARES TR
PFD AND INCM SEC
464288687
22
700
SH
SOLE
0
0
700
ISHARES TR
US HOME CONS ETF
464288752
1552
53651
SH
SOLE
0
0
53651
ISHARES TR
EAFE GRWTH ETF
464288885
4021
56548
SH
SOLE
0
0
56548
ISHARES INC
MSCI RUSSIA ETF
46434G798
16
567
SH
SOLE
0
0
567
ISHARES TR
MULTIFACTOR USA
46434V290
6933
232743
SH
SOLE
0
0
232743
ISHARES TR
CORE TOTAL USD
46434V613
83
1573
SH
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0
0
1573
ISHARES TR
MSCI UK ETF NEW
46435G334
44
1826
SH
SOLE
0
0
1826
JPMORGAN CHASE & CO
COM
46625H100
221
2455
SH
SOLE
0
0
2455
JOHNSON & JOHNSON
COM
478160104
72
548
SH
SOLE
0
0
548
JUNIPER NETWORKS INC
COM
48203R104
2
100
SH
SOLE
0
0
100
KKR & CO INC
CL A
48251W104
1
57
SH
SOLE
0
0
57
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
0
3
SH
SOLE
0
0
3
KIMBERLY CLARK CORP
COM
494368103
13
100
SH
SOLE
0
0
100
KIMCO RLTY CORP
COM
49446R109
39
4000
SH
SOLE
0
0
4000
KINDER MORGAN INC DEL
COM
49456B101
2
149
SH
SOLE
0
0
149
L3HARRIS TECHNOLOGIES INC
COM
502431109
42
235
SH
SOLE
0
0
235
LILLY ELI & CO
COM
532457108
208
1500
SH
SOLE
0
0
1500
LOGMEIN INC
COM
54142L109
0
5
SH
SOLE
0
0
5
LUMENTUM HLDGS INC
COM
55024U109
28
375
SH
SOLE
0
0
375
LUMINEX CORP DEL
COM
55027E102
25
910
SH
SOLE
0
0
910
LYFT INC
CL A COM
55087P104
2
72
SH
SOLE
0
0
72
MPLX LP
COM UNIT REP LTD
55336V100
13
1090
SH
SOLE
0
0
1090
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
6
166
SH
SOLE
0
0
166
MAIN STR CAP CORP
COM
56035L104
519
25317
SH
SOLE
0
0
25317
MASTERCARD INC
CL A
57636Q104
29
120
SH
SOLE
0
0
120
MATADOR RES CO
COM
576485205
3
1400
SH
SOLE
0
0
1400
MCDONALDS CORP
COM
580135101
23
140
SH
SOLE
0
0
140
MCEWEN MNG INC
COM
58039P107
0
100
SH
SOLE
0
0
100
MERCK & CO. INC
COM
58933Y105
159
2070
SH
SOLE
0
0
2070
METLIFE INC
COM
59156R108
3
99
SH
SOLE
0
0
99
MICRO FOCUS INTL PLC
SPON ADR NEW
594837403
0
71
SH
SOLE
0
0
71
MICROSOFT CORP
COM
594918104
326
2069
SH
SOLE
0
0
2069
MONDELEZ INTL INC
CL A
609207105
7
138
SH
SOLE
0
0
138
MORGAN STANLEY
COM NEW
617446448
8
225
SH
SOLE
0
0
225
MOTOROLA SOLUTIONS INC
COM NEW
620076307
8
63
SH
SOLE
0
0
63
NIO INC
SPON ADS
62914V106
38
13538
SH
SOLE
0
0
13538
NATIONAL INSTRS CORP
COM
636518102
99
2999
SH
SOLE
0
0
2999
NETFLIX INC
COM
64110L106
42
112
SH
SOLE
0
0
112
NEXTERA ENERGY INC
COM
65339F101
96
400
SH
SOLE
0
0
400
NIKE INC
CL B
654106103
2
21
SH
SOLE
0
0
21
NOKIA CORP
SPONSORED ADR
654902204
0
40
SH
SOLE
0
0
40
NORFOLK SOUTHERN CORP
COM
655844108
75
517
SH
SOLE
0
0
517
NOVARTIS A G
SPONSORED ADR
66987V109
45
550
SH
SOLE
0
0
550
NUVEEN SELECT TAX FREE INCOM
SH BEN INT
67063C106
10
700
SH
SOLE
0
0
700
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
35
2556
SH
SOLE
0
0
2556
NVIDIA CORP
COM
67066G104
12
47
SH
SOLE
0
0
47
NUVEEN MUNICIPAL CREDIT INC
COM SH BEN INT
67070X101
21
1500
SH
SOLE
0
0
1500
OCCIDENTAL PETE CORP
COM
674599105
3
300
SH
SOLE
0
0
300
OKTA INC
CL A
679295105
2
16
SH
SOLE
0
0
16
ONEOK INC NEW
COM
682680103
2
110
SH
SOLE
0
0
110
OPEN TEXT CORP
COM
683715106
1
16
SH
SOLE
0
0
16
ORACLE CORP
COM
68389X105
54
1127
SH
SOLE
0
0
1127
OWL ROCK CAPITAL CORPORATION
COM
69121K104
0
15
SH
SOLE
0
0
15
PG&E CORP
COM
69331C108
0
8
SH
SOLE
0
0
8
PIMCO ENRGY TACTICAL CR OPP
COM SHS BEN INT
69346N107
21
3916
SH
SOLE
0
0
3916
PNC FINL SVCS GROUP INC
COM
693475105
0
3
SH
SOLE
0
0
3
PPL CORP
COM
69351T106
5
200
SH
SOLE
0
0
200
PAYPAL HLDGS INC
COM
70450Y103
0
5
SH
SOLE
0
0
5
PELOTON INTERACTIVE INC
CL A COM
70614W100
0
8
SH
SOLE
0
0
8
PENN NATL GAMING INC
COM
707569109
1
42
SH
SOLE
0
0
42
PEPSICO INC
COM
713448108
255
2120
SH
SOLE
0
0
2120
PERSPECTA INC
COM
715347100
0
27
SH
SOLE
0
0
27
PFIZER INC
COM
717081103
193
5904
SH
SOLE
0
0
5904
PHILIP MORRIS INTL INC
COM
718172109
219
3000
SH
SOLE
0
0
3000
PHILLIPS 66
COM
718546104
96
1791
SH
SOLE
0
0
1791
PIMCO MUN INCOME FD II
COM
72200W106
5
400
SH
SOLE
0
0
400
PIMCO ETF TR
ENHNCD LW DUR AC
72201R718
39
394
SH
SOLE
0
0
394
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
16
182
SH
SOLE
0
0
182
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
899
9080
SH
SOLE
0
0
9080
PIMCO DYNAMIC INCOME FD
SHS
72201Y101
15
700
SH
SOLE
0
0
700
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
9
1740
SH
SOLE
0
0
1740
PLUG POWER INC
COM NEW
72919P202
18
5000
SH
SOLE
0
0
5000
POPULAR INC
COM NEW
733174700
7
207
SH
SOLE
0
0
207
PROCTER & GAMBLE CO
COM
742718109
63
570
SH
SOLE
0
0
570
PROSHARES TR
SHORT S&P 500 NE
74347B425
30483
1102073
SH
SOLE
0
0
1102073
PROTO LABS INC
COM
743713109
2
27
SH
SOLE
0
0
27
QUALCOMM INC
COM
747525103
24
360
SH
SOLE
0
0
360
RAYMOND JAMES FINANCIAL INC
COM
754730109
9
150
SH
SOLE
0
0
150
REALTY INCOME CORP
COM
756109104
4
85
SH
SOLE
0
0
85
RESTAURANT BRANDS INTL INC
COM
76131D103
4
108
SH
SOLE
0
0
108
RITE AID CORP
COM
767754872
1
50
SH
SOLE
0
0
50
RIVERNORTH / DOUBLELINE STRA
COM
76882G107
13
1000
SH
SOLE
0
0
1000
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
33
1000
SH
SOLE
0
0
1000
SPDR S&P 500 ETF TR
TR UNIT
78462F103
405
1573
SH
SOLE
0
0
1573
SPDR GOLD TRUST
GOLD SHS
78463V107
124
835
SH
SOLE
0
0
835
SPDR INDEX SHS FDS
ASIA PACIF ETF
78463X301
2
20
SH
SOLE
0
0
20
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
43
1494
SH
SOLE
0
0
1494
SPDR SER TR
PORTFOLIO INTRMD
78464A375
0
7
SH
SOLE
0
0
7
SPDR SER TR
S&P PHARMAC
78464A722
2727
75603
SH
SOLE
0
0
75603
SPDR SER TR
S&P SEMICNDCTR
78464A862
1941
23118
SH
SOLE
0
0
23118
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
7
30
SH
SOLE
0
0
30
SPDR SER TR
SPDR BLOOMBERG
78468R663
18
200
SH
SOLE
0
0
200
SPDR SER TR
NUVEEN BLMBRG SR
78468R739
2021
41322
SH
SOLE
0
0
41322
SAN JUAN BASIN RTY TR
UNIT BEN INT
798241105
2
1000
SH
SOLE
0
0
1000
SCHLUMBERGER LTD
COM
806857108
76
5670
SH
SOLE
0
0
5670
SCHWAB CHARLES CORP
COM
808513105
44
1300
SH
SOLE
0
0
1300
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
37
617
SH
SOLE
0
0
617
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
44851
732261
SH
SOLE
0
0
732261
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
19855
249281
SH
SOLE
0
0
249281
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
6
151
SH
SOLE
0
0
151
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
1
24
SH
SOLE
0
0
24
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
2
111
SH
SOLE
0
0
111
SCHWAB STRATEGIC TR
SCHWB FDT EMK LG
808524730
1
47
SH
SOLE
0
0
47
SCHWAB STRATEGIC TR
SCHWB FDT INT SC
808524748
1
46
SH
SOLE
0
0
46
SCHWAB STRATEGIC TR
SCHWB FDT INT LG
808524755
2
85
SH
SOLE
0
0
85
SCHWAB STRATEGIC TR
SCHWAB FDT US SC
808524763
2
66
SH
SOLE
0
0
66
SCHWAB STRATEGIC TR
SCHWAB FDT US LG
808524771
3
86
SH
SOLE
0
0
86
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
68
1515
SH
SOLE
0
0
1515
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
3
129
SH
SOLE
0
0
129
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
21917
403856
SH
SOLE
0
0
403856
SCHWAB STRATEGIC TR
US REIT ETF
808524847
1
20
SH
SOLE
0
0
20
SCHWAB STRATEGIC TR
INTRM TRM TRES
808524854
2
33
SH
SOLE
0
0
33
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
25
492
SH
SOLE
0
0
492
SCHWAB STRATEGIC TR
US TIPS ETF
808524870
2
37
SH
SOLE
0
0
37
SCHWAB STRATEGIC TR
INTL SCEQT ETF
808524888
1
27
SH
SOLE
0
0
27
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
1789
20197
SH
SOLE
0
0
20197
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
1663
79880
SH
SOLE
0
0
79880
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
1766
21969
SH
SOLE
0
0
21969
SHERWIN WILLIAMS CO
COM
824348106
404
880
SH
SOLE
0
0
880
SIMON PPTY GROUP INC NEW
COM
828806109
23
416
SH
SOLE
0
0
416
SONY CORP
SPONSORED ADR
835699307
2
39
SH
SOLE
0
0
39
SOUTHERN CO
COM
842587107
435
8034
SH
SOLE
0
0
8034
SOUTHWEST AIRLS CO
COM
844741108
59
1653
SH
SOLE
0
0
1653
SPLUNK INC
COM
848637104
23
180
SH
SOLE
0
0
180
STARBUCKS CORP
COM
855244109
26
398
SH
SOLE
0
0
398
SYNCHRONY FINL
COM
87165B103
1
54
SH
SOLE
0
0
54
TC PIPELINES LP
UT COM LTD PRT
87233Q108
30
1100
SH
SOLE
0
0
1100
TAPESTRY INC
COM
876030107
6
460
SH
SOLE
0
0
460
TARGET CORP
COM
87612E106
9
101
SH
SOLE
0
0
101
TELLURIAN INC NEW
COM
87968A104
0
500
SH
SOLE
0
0
500
TESLA INC
COM
88160R101
41
78
SH
SOLE
0
0
78
TEXAS INSTRS INC
COM
882508104
95
950
SH
SOLE
0
0
950
TEXAS PAC LD TR
SUB CTF PROP I T
882610108
124
326
SH
SOLE
0
0
326
TEXTRON INC
COM
883203101
9
352
SH
SOLE
0
0
352
3M CO
COM
88579Y101
2
12
SH
SOLE
0
0
12
TILRAY INC
COM CL 2
88688T100
1
124
SH
SOLE
0
0
124
TRUIST FINL CORP
COM
89832Q109
3
88
SH
SOLE
0
0
88
UBER TECHNOLOGIES INC
COM
90353T100
3
100
SH
SOLE
0
0
100
UBIQUITI INC
COM
90353W103
1
8
SH
SOLE
0
0
8
ULTA BEAUTY INC
COM
90384S303
8
47
SH
SOLE
0
0
47
UNITED TECHNOLOGIES CORP
COM
913017109
24
259
SH
SOLE
0
0
259
UNITEDHEALTH GROUP INC
COM
91324P102
89
356
SH
SOLE
0
0
356
VALE S A
SPONSORED ADS
91912E105
6
700
SH
SOLE
0
0
700
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
35
1521
SH
SOLE
0
0
1521
VANECK VECTORS ETF TR
JP MORGAN MKTS
92189H300
0
17
SH
SOLE
0
0
17
VANGUARD ADMIRAL FDS INC
SMLCP 600 VAL
921932778
6954
80384
SH
SOLE
0
0
80384
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
40
714
SH
SOLE
0
0
714
VANGUARD INTL EQUITY INDEX F
GLB EX US ETF
922042676
0
10
SH
SOLE
0
0
10
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
7602
121045
SH
SOLE
0
0
121045
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
3371
82190
SH
SOLE
0
0
82190
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
2
51
SH
SOLE
0
0
51
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
4
74
SH
SOLE
0
0
74
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
3167
13375
SH
SOLE
0
0
13375
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
1
20
SH
SOLE
0
0
20
VANGUARD INDEX FDS
MID CAP ETF
922908629
3524
26769
SH
SOLE
0
0
26769
VANGUARD INDEX FDS
GROWTH ETF
922908736
3210
20485
SH
SOLE
0
0
20485
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
57
445
SH
SOLE
0
0
445
VERACYTE INC
COM
92337F107
24
1000
SH
SOLE
0
0
1000
VIRTUS TOTAL RETURN FUND INC
COM
92835W107
1
172
SH
SOLE
0
0
172
VMWARE INC
CL A COM
928563402
1
11
SH
SOLE
0
0
11
WP CAREY INC
COM
92936U109
86
1483
SH
SOLE
0
0
1483
WEC ENERGY GROUP INC
COM
92939U106
10
112
SH
SOLE
0
0
112
WABTEC
COM
929740108
1
25
SH
SOLE
0
0
25
WAITR HLDGS INC
COM
930752100
47
38121
SH
SOLE
0
0
38121
WALMART INC
COM
931142103
84
741
SH
SOLE
0
0
741
WASHINGTON PRIME GROUP NEW
COM
93964W108
0
208
SH
SOLE
0
0
208
WEINGARTEN RLTY INVS
SH BEN INT
948741103
10
675
SH
SOLE
0
0
675
WENDYS CO
COM
95058W100
6
425
SH
SOLE
0
0
425
WESTERN ASSET INVESTMENT GRA
COM
95766T100
12
925
SH
SOLE
0
0
925
WESTLAKE CHEM PARTNERS LP
COM UNIT RP LP
960417103
7
500
SH
SOLE
0
0
500
WILHELMINA INTL INC
COM NEW
968235200
0
71
SH
SOLE
0
0
71
WILLIAMS COS INC
COM
969457100
0
16
SH
SOLE
0
0
16
XCEL ENERGY INC
COM
98389B100
63
1045
SH
SOLE
0
0
1045
YUM BRANDS INC
COM
988498101
9
126
SH
SOLE
0
0
126
YUM CHINA HLDGS INC
COM
98850P109
5
123
SH
SOLE
0
0
123
ZENDESK INC
COM
98936J101
3
49
SH
SOLE
0
0
49
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
12
84
SH
SOLE
0
0
84
ALLEGION PLC
ORD SHS
G0176J109
18
200
SH
SOLE
0
0
200
ALLERGAN PLC
SHS
G0177J108
9
51
SH
SOLE
0
0
51
TRANE TECHNOLOGIES PLC
SHS
G8994E103
50
600
SH
SOLE
0
0
600
ALCON INC
ORD SHS
H01301128
6
110
SH
SOLE
0
0
110
GARMIN LTD
SHS
H2906T109
4
49
SH
SOLE
0
0
49
TRANSOCEAN LTD
REG SHS
H8817H100
0
242
SH
SOLE
0
0
242
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
3
100
SH
SOLE
0
0
100