0001568132-19-000005.txt : 20191011
0001568132-19-000005.hdr.sgml : 20191011
20191011152519
ACCESSION NUMBER: 0001568132-19-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191011
DATE AS OF CHANGE: 20191011
EFFECTIVENESS DATE: 20191011
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Financial Management Professionals, Inc.
CENTRAL INDEX KEY: 0001568132
IRS NUMBER: 742467408
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15131
FILM NUMBER: 191148084
BUSINESS ADDRESS:
STREET 1: 6034 W. COURTYARD DR.
STREET 2: SUITE 380
CITY: AUSTIN
STATE: TX
ZIP: 78730
BUSINESS PHONE: 512-329-5174
MAIL ADDRESS:
STREET 1: 6034 W. COURTYARD DR.
STREET 2: SUITE 380
CITY: AUSTIN
STATE: TX
ZIP: 78730
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001568132
XXXXXXXX
09-30-2019
09-30-2019
Financial Management Professionals, Inc.
6034 W. COURTYARD DR.
SUITE 380
AUSTIN
TX
78730
13F HOLDINGS REPORT
028-15131
N
Kevin Hixson
Partner
5123295174
Kevin Hixson
Austin
TX
10-11-2019
0
313
271245
false
INFORMATION TABLE
2
FMP13F.xml
AT&T INC
COM
00206R102
210
5554
SH
SOLE
0
0
5554
ARK ETF TR
INNOVATION ETF
00214Q104
7
161
SH
SOLE
0
0
161
ARK ETF TR
INDL INNOVATIN
00214Q203
3
90
SH
SOLE
0
0
90
ABBOTT LABS
COM
002824100
65
780
SH
SOLE
0
0
780
ABBVIE INC
COM
00287Y109
50
655
SH
SOLE
0
0
655
ADVANSIX INC
COM
00773T101
1
20
SH
SOLE
0
0
20
ADVANCED MICRO DEVICES INC
COM
007903107
3
100
SH
SOLE
0
0
100
AGILENT TECHNOLOGIES INC
COM
00846U101
1
7
SH
SOLE
0
0
7
ALBEMARLE CORP
COM
012653101
3
50
SH
SOLE
0
0
50
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
41
248
SH
SOLE
0
0
248
ALLIANCE RES PARTNER L P
UT LTD PART
01877R108
28
1773
SH
SOLE
0
0
1773
ALLIANT ENERGY CORP
COM
018802108
27
496
SH
SOLE
0
0
496
ALPHABET INC
CAP STK CL C
02079K107
12
10
SH
SOLE
0
0
10
ALTRIA GROUP INC
COM
02209S103
253
6190
SH
SOLE
0
0
6190
AMAZON COM INC
COM
023135106
142
82
SH
SOLE
0
0
82
AMERICAN AIRLS GROUP INC
COM
02376R102
358
13256
SH
SOLE
0
0
13256
AMERICAN ELEC PWR CO INC
COM
025537101
288
3073
SH
SOLE
0
0
3073
APOLLO INVT CORP
COM NEW
03761U502
1
66
SH
SOLE
0
0
66
APHRIA INC
COM
03765K104
9
1732
SH
SOLE
0
0
1732
APPLE INC
COM
037833100
1050
4688
SH
SOLE
0
0
4688
APPLIED MATLS INC
COM
038222105
4
82
SH
SOLE
0
0
82
ARISTA NETWORKS INC
COM
040413106
6
25
SH
SOLE
0
0
25
ARROWHEAD PHARMACEUTICALS IN
COM
04280A100
14
491
SH
SOLE
0
0
491
AURORA CANNABIS INC
COM
05156X108
13
3001
SH
SOLE
0
0
3001
AUTOMATIC DATA PROCESSING IN
COM
053015103
0
1
SH
SOLE
0
0
1
AVID BIOSERVICES INC
COM
05368M106
0
32
SH
SOLE
0
0
32
BP PLC
SPONSORED ADR
055622104
11
289
SH
SOLE
0
0
289
BAIN CAP SPECIALTY FIN INC
COM
05684B107
327
17231
SH
SOLE
0
0
17231
BANK AMER CORP
COM
060505104
91
3108
SH
SOLE
0
0
3108
BARRICK GOLD CORPORATION
COM
067901108
3
150
SH
SOLE
0
0
150
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
275
1320
SH
SOLE
0
0
1320
BEST BUY INC
COM
086516101
5
70
SH
SOLE
0
0
70
BLACKROCK INC
COM
09247X101
2
4
SH
SOLE
0
0
4
BLACKROCK MUNIYIELD QLTY FD
COM
09254E103
14
1000
SH
SOLE
0
0
1000
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
28
2583
SH
SOLE
0
0
2583
BLACKSTONE GROUP INC
COM CL A
09260D107
2
50
SH
SOLE
0
0
50
BLUEBIRD BIO INC
COM
09609G100
2
20
SH
SOLE
0
0
20
BRISTOL MYERS SQUIBB CO
COM
110122108
10
201
SH
SOLE
0
0
201
BROADCOM INC
COM
11135F101
3
10
SH
SOLE
0
0
10
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
38
935
SH
SOLE
0
0
935
BUSINESS FIRST BANCSHARES IN
COM
12326C105
407
16667
SH
SOLE
0
0
16667
CIGNA CORP NEW
COM
125523100
97
640
SH
SOLE
0
0
640
CSX CORP
COM
126408103
75
1080
SH
SOLE
0
0
1080
CALIFORNIA RES CORP
COM NEW
13057Q206
0
9
SH
SOLE
0
0
9
CAMBRIA ETF TR
SHSHLD YIELD ETF
132061201
3
91
SH
SOLE
0
0
91
CANOPY GROWTH CORP
COM
138035100
2
68
SH
SOLE
0
0
68
CAPITAL ONE FINL CORP
COM
14040H105
17
191
SH
SOLE
0
0
191
CARRIZO OIL & GAS INC
COM
144577103
5
550
SH
SOLE
0
0
550
CELGENE CORP
COM
151020104
13
127
SH
SOLE
0
0
127
CENTURYLINK INC
COM
156700106
1
47
SH
SOLE
0
0
47
CERNER CORP
COM
156782104
82
1200
SH
SOLE
0
0
1200
CHEMOURS CO
COM
163851108
0
5
SH
SOLE
0
0
5
CHEVRON CORP NEW
COM
166764100
244
2058
SH
SOLE
0
0
2058
CIENA CORP
COM NEW
171779309
39
1000
SH
SOLE
0
0
1000
CISCO SYS INC
COM
17275R102
151
3049
SH
SOLE
0
0
3049
CITRIX SYS INC
COM
177376100
3
32
SH
SOLE
0
0
32
COCA COLA CO
COM
191216100
86
1580
SH
SOLE
0
0
1580
COLGATE PALMOLIVE CO
COM
194162103
74
1000
SH
SOLE
0
0
1000
CONOCOPHILLIPS
COM
20825C104
175
3066
SH
SOLE
0
0
3066
COSTCO WHSL CORP NEW
COM
22160K105
10
36
SH
SOLE
0
0
36
CRESTWOOD EQUITY PARTNERS LP
UNIT LTD PARTNER
226344208
21
568
SH
SOLE
0
0
568
CRONOS GROUP INC
COM
22717L101
3
324
SH
SOLE
0
0
324
DBX ETF TR
XTRACK USD HIGH
233051432
1
18
SH
SOLE
0
0
18
DXC TECHNOLOGY CO
COM
23355L106
2
54
SH
SOLE
0
0
54
DARDEN RESTAURANTS INC
COM
237194105
8
71
SH
SOLE
0
0
71
DEERE & CO
COM
244199105
3
16
SH
SOLE
0
0
16
DELL TECHNOLOGIES INC
CL C
24703L202
86
1659
SH
SOLE
0
0
1659
DELTA AIR LINES INC DEL
COM NEW
247361702
11
187
SH
SOLE
0
0
187
DENNYS CORP
COM
24869P104
5
214
SH
SOLE
0
0
214
DISNEY WALT CO
COM DISNEY
254687106
9
66
SH
SOLE
0
0
66
DISCOVER FINL SVCS
COM
254709108
8
97
SH
SOLE
0
0
97
DOLLAR GEN CORP NEW
COM
256677105
2
13
SH
SOLE
0
0
13
DOMINION ENERGY INC
COM
25746U109
48
592
SH
SOLE
0
0
592
DUKE ENERGY CORP NEW
COM NEW
26441C204
357
3724
SH
SOLE
0
0
3724
DUPONT DE NEMOURS INC
COM
26614N102
51
712
SH
SOLE
0
0
712
EATON VANCE TX MGD DIV EQ IN
COM
27828N102
12
1000
SH
SOLE
0
0
1000
EATON VANCE TAX MNGD GBL DV
COM
27829F108
23
2828
SH
SOLE
0
0
2828
ELECTRONIC ARTS INC
COM
285512109
39
400
SH
SOLE
0
0
400
EMERSON ELEC CO
COM
291011104
71
1060
SH
SOLE
0
0
1060
ENBRIDGE INC
COM
29250N105
74
2106
SH
SOLE
0
0
2106
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
47
3576
SH
SOLE
0
0
3576
ENTERPRISE PRODS PARTNERS L
COM
293792107
118
4144
SH
SOLE
0
0
4144
EXELON CORP
COM
30161N101
5
100
SH
SOLE
0
0
100
EXXON MOBIL CORP
COM
30231G102
2189
31008
SH
SOLE
0
0
31008
FACEBOOK INC
CL A
30303M102
142
799
SH
SOLE
0
0
799
FIRST FINL BANKSHARES
COM
32020R109
186
5568
SH
SOLE
0
0
5568
FIRST TR EXCHANGE TRADED FD
TECH ALPHADEX
33734X176
2138
32810
SH
SOLE
0
0
32810
FIRST TR EXCHANGE TRADED FD
FIRST TR ENH NEW
33739Q408
50
833
SH
SOLE
0
0
833
FISERV INC
COM
337738108
31
303
SH
SOLE
0
0
303
FIRSTENERGY CORP
COM
337932107
0
9
SH
SOLE
0
0
9
FITBIT INC
CL A
33812L102
0
100
SH
SOLE
0
0
100
FLAHERTY & CRUMRINE DYN PFD
SHS
33848W106
56
2150
SH
SOLE
0
0
2150
FORD MTR CO DEL
COM
345370860
4
400
SH
SOLE
0
0
400
FORTINET INC
COM
34959E109
14
178
SH
SOLE
0
0
178
FORUM ENERGY TECHNOLOGIES IN
COM
34984V100
439
283001
SH
SOLE
0
0
283001
FREEPORT-MCMORAN INC
CL B
35671D857
3
300
SH
SOLE
0
0
300
GAMING & LEISURE PPTYS INC
COM
36467J108
3
85
SH
SOLE
0
0
85
GAMESTOP CORP NEW
CL A
36467W109
0
5
SH
SOLE
0
0
5
GARRETT MOTION INC
COM
366505105
0
45
SH
SOLE
0
0
45
GENERAL ELECTRIC CO
COM
369604103
42
4738
SH
SOLE
0
0
4738
GENERAL MLS INC
COM
370334104
7
120
SH
SOLE
0
0
120
GENESIS ENERGY L P
UNIT LTD PARTN
371927104
56
2600
SH
SOLE
0
0
2600
GILEAD SCIENCES INC
COM
375558103
22
350
SH
SOLE
0
0
350
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
18
430
SH
SOLE
0
0
430
GLOBALSCAPE INC
COM
37940G109
1
98
SH
SOLE
0
0
98
GLOBE LIFE INC
COM
37959E102
3532
36880
SH
SOLE
0
0
36880
GOLDMAN SACHS ETF TR
EQUITY ETF
381430503
24243
404800
SH
SOLE
0
0
404800
GOPRO INC
CL A
38268T103
1
205
SH
SOLE
0
0
205
HP INC
COM
40434L105
12
632
SH
SOLE
0
0
632
HALLIBURTON CO
COM
406216101
2
132
SH
SOLE
0
0
132
HARSCO CORP
COM
415864107
0
8
SH
SOLE
0
0
8
HASBRO INC
COM
418056107
53
450
SH
SOLE
0
0
450
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
10
632
SH
SOLE
0
0
632
HILLTOP HOLDINGS INC
COM
432748101
36
1500
SH
SOLE
0
0
1500
HOME DEPOT INC
COM
437076102
10
43
SH
SOLE
0
0
43
HONEYWELL INTL INC
COM
438516106
59
350
SH
SOLE
0
0
350
INTEL CORP
COM
458140100
119
2303
SH
SOLE
0
0
2303
INTERNATIONAL BUSINESS MACHS
COM
459200101
14
98
SH
SOLE
0
0
98
INVESCO QQQ TR
UNIT SER 1
46090E103
24
125
SH
SOLE
0
0
125
INVESCO QUALITY MUNI INC TRS
COM
46133G107
13
1000
SH
SOLE
0
0
1000
INVESCO EXCHANGE TRADED FD T
WILDERHIL CLAN
46137V134
3453
118365
SH
SOLE
0
0
118365
INVESCO EXCHANGE TRADED FD T
DYNMC SOFTWARE
46137V639
3462
37197
SH
SOLE
0
0
37197
INVESCO EXCHANGE TRADED FD T
DYNMC ENRG EXP
46137V761
29
1886
SH
SOLE
0
0
1886
INVESCO EXCHNG TRADED FD TR
S&P MIDCP LOW
46138E198
10
191
SH
SOLE
0
0
191
INVESCO EXCHNG TRADED FD TR
S&P SMLCP LOW
46138G102
10
197
SH
SOLE
0
0
197
INVESCO EXCHNG TRADED FD TR
GBL CLEAN ENRG
46138G847
2
200
SH
SOLE
0
0
200
ISHARES GOLD TRUST
ISHARES
464285105
48
3396
SH
SOLE
0
0
3396
ISHARES INC
MSCI PAC JP ETF
464286665
9065
202659
SH
SOLE
0
0
202659
ISHARES TR
CORE S&P500 ETF
464287200
2
6
SH
SOLE
0
0
6
ISHARES TR
MSCI EMG MKT ETF
464287234
7
175
SH
SOLE
0
0
175
ISHARES TR
S&P 500 GRWT ETF
464287309
4229
23488
SH
SOLE
0
0
23488
ISHARES TR
1 3 YR TREAS BD
464287457
221
2600
SH
SOLE
0
0
2600
ISHARES TR
MSCI EAFE ETF
464287465
4
68
SH
SOLE
0
0
68
ISHARES TR
CORE S&P MCP ETF
464287507
8
42
SH
SOLE
0
0
42
ISHARES TR
RUS 1000 ETF
464287622
18545
112706
SH
SOLE
0
0
112706
ISHARES TR
RUSSELL 3000 ETF
464287689
1
8
SH
SOLE
0
0
8
ISHARES TR
SHRT NAT MUN ETF
464288158
43
400
SH
SOLE
0
0
400
ISHARES TR
JPMORGAN USD EMG
464288281
12236
107947
SH
SOLE
0
0
107947
ISHARES TR
RESIDNL REAL EST
464288562
3989
50199
SH
SOLE
0
0
50199
ISHARES TR
SHORT TREAS BD
464288679
412
3721
SH
SOLE
0
0
3721
ISHARES TR
PFD AND INCM SEC
464288687
19
500
SH
SOLE
0
0
500
ISHARES TR
US HOME CONS ETF
464288752
4014
92692
SH
SOLE
0
0
92692
ISHARES TR
MIN VOL EAFE ETF
46429B689
4834
65972
SH
SOLE
0
0
65972
ISHARES INC
MSCI RUSSIA ETF
46434G798
22
567
SH
SOLE
0
0
567
ISHARES INC
MSCI GBL GOLD MN
46434G855
2777
128964
SH
SOLE
0
0
128964
ISHARES TR
CORE TOTAL USD
46434V613
82
1573
SH
SOLE
0
0
1573
ISHARES TR
CORE DIV GRWTH
46434V621
16
418
SH
SOLE
0
0
418
ISHARES TR
HDG MSCI EAFE
46434V803
21
717
SH
SOLE
0
0
717
JPMORGAN CHASE & CO
COM
46625H100
281
2386
SH
SOLE
0
0
2386
JOHNSON & JOHNSON
COM
478160104
98
754
SH
SOLE
0
0
754
JUNIPER NETWORKS INC
COM
48203R104
2
100
SH
SOLE
0
0
100
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
0
3
SH
SOLE
0
0
3
KIMBERLY CLARK CORP
COM
494368103
14
100
SH
SOLE
0
0
100
KIMCO RLTY CORP
COM
49446R109
84
4000
SH
SOLE
0
0
4000
KINDER MORGAN INC DEL
COM
49456B101
3
149
SH
SOLE
0
0
149
KONTOOR BRANDS INC
COM
50050N103
0
3
SH
SOLE
0
0
3
L3HARRIS TECHNOLOGIES INC
COM
502431109
59
285
SH
SOLE
0
0
285
LILLY ELI & CO
COM
532457108
168
1500
SH
SOLE
0
0
1500
LOGMEIN INC
COM
54142L109
0
5
SH
SOLE
0
0
5
LOWES COS INC
COM
548661107
2
16
SH
SOLE
0
0
16
LUMENTUM HLDGS INC
COM
55024U109
20
375
SH
SOLE
0
0
375
LUMINEX CORP DEL
COM
55027E102
19
910
SH
SOLE
0
0
910
LYFT INC
CL A COM
55087P104
3
72
SH
SOLE
0
0
72
MPLX LP
COM UNIT REP LTD
55336V100
31
1090
SH
SOLE
0
0
1090
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
11
166
SH
SOLE
0
0
166
MAIN STREET CAPITAL CORP
COM
56035L104
1131
26183
SH
SOLE
0
0
26183
MASTERCARD INC
CL A
57636Q104
33
120
SH
SOLE
0
0
120
MATADOR RES CO
COM
576485205
3
200
SH
SOLE
0
0
200
MCEWEN MNG INC
COM
58039P107
0
100
SH
SOLE
0
0
100
MERCK & CO INC
COM
58933Y105
185
2200
SH
SOLE
0
0
2200
MICRO FOCUS INTERNATIONAL PL
SPON ADR NEW
594837403
1
71
SH
SOLE
0
0
71
MICROSOFT CORP
COM
594918104
287
2063
SH
SOLE
0
0
2063
MOLSON COORS BREWING CO
CL B
60871R209
2
42
SH
SOLE
0
0
42
MONDELEZ INTL INC
CL A
609207105
8
138
SH
SOLE
0
0
138
MORGAN STANLEY
COM NEW
617446448
10
225
SH
SOLE
0
0
225
MOTOROLA SOLUTIONS INC
COM NEW
620076307
11
63
SH
SOLE
0
0
63
NIO INC
SPON ADS
62914V106
21
13538
SH
SOLE
0
0
13538
NATIONAL INSTRS CORP
COM
636518102
126
2999
SH
SOLE
0
0
2999
NETFLIX INC
COM
64110L106
35
132
SH
SOLE
0
0
132
NEXTERA ENERGY INC
COM
65339F101
105
450
SH
SOLE
0
0
450
NIKE INC
CL B
654106103
2
21
SH
SOLE
0
0
21
NOKIA CORP
SPONSORED ADR
654902204
0
40
SH
SOLE
0
0
40
NORFOLK SOUTHERN CORP
COM
655844108
93
517
SH
SOLE
0
0
517
NOVARTIS A G
SPONSORED ADR
66987V109
48
550
SH
SOLE
0
0
550
NUVEEN SELECT TAX FREE INCM
SH BEN INT
67063C106
10
700
SH
SOLE
0
0
700
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
37
2556
SH
SOLE
0
0
2556
NVIDIA CORP
COM
67066G104
8
47
SH
SOLE
0
0
47
NUVEEN MUNICIPAL CREDIT INC
COM SH BEN INT
67070X101
24
1500
SH
SOLE
0
0
1500
OCCIDENTAL PETE CORP
COM
674599105
9
200
SH
SOLE
0
0
200
ONEOK INC NEW
COM
682680103
8
110
SH
SOLE
0
0
110
OPEN TEXT CORP
COM
683715106
1
16
SH
SOLE
0
0
16
ORACLE CORP
COM
68389X105
68
1227
SH
SOLE
0
0
1227
PNC FINL SVCS GROUP INC
COM
693475105
0
3
SH
SOLE
0
0
3
PPL CORP
COM
69351T106
6
200
SH
SOLE
0
0
200
PENN NATL GAMING INC
COM
707569109
1
42
SH
SOLE
0
0
42
PEPSICO INC
COM
713448108
291
2120
SH
SOLE
0
0
2120
PERSPECTA INC
COM
715347100
1
27
SH
SOLE
0
0
27
PFIZER INC
COM
717081103
214
5965
SH
SOLE
0
0
5965
PHILIP MORRIS INTL INC
COM
718172109
228
3000
SH
SOLE
0
0
3000
PHILLIPS 66
COM
718546104
227
2217
SH
SOLE
0
0
2217
PIMCO MUN INCOME FD II
COM
72200W106
6
400
SH
SOLE
0
0
400
PIMCO ETF TR
ENHNCD LW DUR AC
72201R718
40
394
SH
SOLE
0
0
394
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
16641
166807
SH
SOLE
0
0
166807
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
873
8580
SH
SOLE
0
0
8580
PIMCO DYNAMIC INCOME FD
SHS
72201Y101
15
450
SH
SOLE
0
0
450
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
36
1740
SH
SOLE
0
0
1740
POPULAR INC
COM NEW
733174700
12
225
SH
SOLE
0
0
225
PROCTER & GAMBLE CO
COM
742718109
74
591
SH
SOLE
0
0
591
PROTO LABS INC
COM
743713109
3
27
SH
SOLE
0
0
27
QUALCOMM INC
COM
747525103
27
360
SH
SOLE
0
0
360
RAYMOND JAMES FINANCIAL INC
COM
754730109
12
150
SH
SOLE
0
0
150
REALTY INCOME CORP
COM
756109104
7
85
SH
SOLE
0
0
85
RESIDEO TECHNOLOGIES INC
COM
76118Y104
1
75
SH
SOLE
0
0
75
RESTAURANT BRANDS INTL INC
COM
76131D103
8
108
SH
SOLE
0
0
108
RITE AID CORP
COM
767754872
0
50
SH
SOLE
0
0
50
RIVERNORTH DOUBLELINE STRATE
COM
76882G107
17
1000
SH
SOLE
0
0
1000
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
60
1000
SH
SOLE
0
0
1000
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
2
33
SH
SOLE
0
0
33
SPDR S&P 500 ETF TR
TR UNIT
78462F103
420
1415
SH
SOLE
0
0
1415
SPDR GOLD TRUST
GOLD SHS
78463V107
31
220
SH
SOLE
0
0
220
SPDR INDEX SHS FDS
ASIA PACIF ETF
78463X301
1
8
SH
SOLE
0
0
8
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
12
348
SH
SOLE
0
0
348
SPDR SERIES TRUST
NUV HGHYLD MUN
78464A284
1200
20220
SH
SOLE
0
0
20220
SPDR SERIES TRUST
PORTFOLIO INTRMD
78464A375
0
7
SH
SOLE
0
0
7
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
8
30
SH
SOLE
0
0
30
SPDR SERIES TRUST
SPDR BLOOMBERG
78468R663
569
6208
SH
SOLE
0
0
6208
SAILPOINT TECHNLGIES HLDGS I
COM
78781P105
1
69
SH
SOLE
0
0
69
SAN JUAN BASIN RTY TR
UNIT BEN INT
798241105
3
1000
SH
SOLE
0
0
1000
SCHLUMBERGER LTD
COM
806857108
194
5670
SH
SOLE
0
0
5670
THE CHARLES SCHWAB CORPORATI
COM
808513105
24
571
SH
SOLE
0
0
571
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
10
144
SH
SOLE
0
0
144
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
58238
821062
SH
SOLE
0
0
821062
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
26155
311337
SH
SOLE
0
0
311337
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
14785
261503
SH
SOLE
0
0
261503
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
2
24
SH
SOLE
0
0
24
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
2
67
SH
SOLE
0
0
67
SCHWAB STRATEGIC TR
SCHWB FDT EMK LG
808524730
1
42
SH
SOLE
0
0
42
SCHWAB STRATEGIC TR
SCHWB FDT INT SC
808524748
1
38
SH
SOLE
0
0
38
SCHWAB STRATEGIC TR
SCHWB FDT INT LG
808524755
2
75
SH
SOLE
0
0
75
SCHWAB STRATEGIC TR
SCHWAB FDT US SC
808524763
2
57
SH
SOLE
0
0
57
SCHWAB STRATEGIC TR
SCHWAB FDT US LG
808524771
3
87
SH
SOLE
0
0
87
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
60
1100
SH
SOLE
0
0
1100
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
3
85
SH
SOLE
0
0
85
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
15427
286474
SH
SOLE
0
0
286474
SCHWAB STRATEGIC TR
US REIT ETF
808524847
1
20
SH
SOLE
0
0
20
SCHWAB STRATEGIC TR
INTRM TRM TRES
808524854
2
42
SH
SOLE
0
0
42
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
25
492
SH
SOLE
0
0
492
SCHWAB STRATEGIC TR
US TIPS ETF
808524870
2
37
SH
SOLE
0
0
37
SCHWAB STRATEGIC TR
INTL SCEQT ETF
808524888
1
27
SH
SOLE
0
0
27
SEALED AIR CORP NEW
COM
81211K100
11
265
SH
SOLE
0
0
265
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
2246
36576
SH
SOLE
0
0
36576
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
2183
18083
SH
SOLE
0
0
18083
SHERWIN WILLIAMS CO
COM
824348106
698
1270
SH
SOLE
0
0
1270
SIMON PPTY GROUP INC NEW
COM
828806109
65
416
SH
SOLE
0
0
416
SONY CORP
SPONSORED ADR
835699307
2
39
SH
SOLE
0
0
39
SOUTHERN CO
COM
842587107
496
8034
SH
SOLE
0
0
8034
SOUTHWEST AIRLS CO
COM
844741108
87
1613
SH
SOLE
0
0
1613
SPLUNK INC
COM
848637104
33
280
SH
SOLE
0
0
280
STARBUCKS CORP
COM
855244109
27
306
SH
SOLE
0
0
306
STATE STR CORP
COM
857477103
2
41
SH
SOLE
0
0
41
TC PIPELINES LP
UT COM LTD PRT
87233Q108
45
1100
SH
SOLE
0
0
1100
TAPESTRY INC
COM
876030107
12
460
SH
SOLE
0
0
460
TESLA INC
COM
88160R101
19
78
SH
SOLE
0
0
78
TEXAS INSTRS INC
COM
882508104
123
950
SH
SOLE
0
0
950
TEXAS PAC LD TR
SUB CTF PROP I T
882610108
179
275
SH
SOLE
0
0
275
TEXTRON INC
COM
883203101
17
352
SH
SOLE
0
0
352
3M CO
COM
88579Y101
2
12
SH
SOLE
0
0
12
TILRAY INC
COM CL 2
88688T100
1
24
SH
SOLE
0
0
24
TWITTER INC
COM
90184L102
8
200
SH
SOLE
0
0
200
ULTA BEAUTY INC
COM
90384S303
12
47
SH
SOLE
0
0
47
UNION PACIFIC CORP
COM
907818108
3
16
SH
SOLE
0
0
16
UNITED STS COMMODITY IDX FDT
CM REP COPP FD
911718104
9
565
SH
SOLE
0
0
565
UNITED TECHNOLOGIES CORP
COM
913017109
35
259
SH
SOLE
0
0
259
UNITEDHEALTH GROUP INC
COM
91324P102
77
356
SH
SOLE
0
0
356
V F CORP
COM
918204108
2
22
SH
SOLE
0
0
22
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
22
821
SH
SOLE
0
0
821
VANECK VECTORS ETF TR
JP MORGAN MKTS
92189H300
1
17
SH
SOLE
0
0
17
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
42
714
SH
SOLE
0
0
714
VANGUARD INTL EQUITY INDEX F
GLB EX US ETF
922042676
1
10
SH
SOLE
0
0
10
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
9307
124394
SH
SOLE
0
0
124394
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
4158
83331
SH
SOLE
0
0
83331
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
2
34
SH
SOLE
0
0
34
VANGUARD INDEX FDS
MID CAP ETF
922908629
4627
27605
SH
SOLE
0
0
27605
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
67
443
SH
SOLE
0
0
443
VERACYTE INC
COM
92337F107
24
1000
SH
SOLE
0
0
1000
VIRTUS TOTAL RETURN FUND INC
COM
92837G100
2
166
SH
SOLE
0
0
166
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
1
67
SH
SOLE
0
0
67
W P CAREY INC
COM
92936U109
133
1483
SH
SOLE
0
0
1483
WEC ENERGY GROUP INC
COM
92939U106
11
112
SH
SOLE
0
0
112
WABTEC CORP
COM
929740108
2
25
SH
SOLE
0
0
25
WAITR HLDGS INC
COM
930752100
47
36756
SH
SOLE
0
0
36756
WALMART INC
COM
931142103
90
757
SH
SOLE
0
0
757
WASHINGTON PRIME GROUP NEW
COM
93964W108
1
208
SH
SOLE
0
0
208
WEINGARTEN RLTY INVS
SH BEN INT
948741103
20
675
SH
SOLE
0
0
675
WELLS FARGO CO NEW
COM
949746101
3
61
SH
SOLE
0
0
61
WENDYS CO
COM
95058W100
8
425
SH
SOLE
0
0
425
WESTERN ASSET INVESTMENT GRA
COM
95766T100
15
925
SH
SOLE
0
0
925
WESTLAKE CHEM PARTNERS LP
COM UNIT RP LP
960417103
12
500
SH
SOLE
0
0
500
WILHELMINA INTL INC
COM NEW
968235200
0
71
SH
SOLE
0
0
71
WILLIAMS COS INC DEL
COM
969457100
0
16
SH
SOLE
0
0
16
XCEL ENERGY INC
COM
98389B100
68
1045
SH
SOLE
0
0
1045
YUM BRANDS INC
COM
988498101
16
140
SH
SOLE
0
0
140
YUM CHINA HLDGS INC
COM
98850P109
6
137
SH
SOLE
0
0
137
ZENDESK INC
COM
98936J101
4
49
SH
SOLE
0
0
49
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
6
76
SH
SOLE
0
0
76
ALLEGION PUB LTD CO
ORD SHS
G0176J109
21
200
SH
SOLE
0
0
200
ALLERGAN PLC
SHS
G0177J108
9
51
SH
SOLE
0
0
51
INGERSOLL-RAND PLC
SHS
G47791101
74
600
SH
SOLE
0
0
600
INVESCO LTD
SHS
G491BT108
3
170
SH
SOLE
0
0
170
MEDTRONIC PLC
SHS
G5960L103
3
29
SH
SOLE
0
0
29
ALCON INC
ORD SHS
H01301128
6
110
SH
SOLE
0
0
110
TRANSOCEAN LTD
REG SHS
H8817H100
2
482
SH
SOLE
0
0
482
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
11
100
SH
SOLE
0
0
100