0001398344-15-003052.txt : 20150505 0001398344-15-003052.hdr.sgml : 20150505 20150505171708 ACCESSION NUMBER: 0001398344-15-003052 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150505 DATE AS OF CHANGE: 20150505 EFFECTIVENESS DATE: 20150505 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Management Professionals, Inc. CENTRAL INDEX KEY: 0001568132 IRS NUMBER: 742467408 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15131 FILM NUMBER: 15834060 BUSINESS ADDRESS: STREET 1: 6034 W. COURTYARD DR. STREET 2: SUITE 380 CITY: AUSTIN STATE: TX ZIP: 78730 BUSINESS PHONE: 512-329-5174 MAIL ADDRESS: STREET 1: 6034 W. COURTYARD DR. STREET 2: SUITE 380 CITY: AUSTIN STATE: TX ZIP: 78730 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001568132 XXXXXXXX 03-31-2015 03-31-2015 false Financial Management Professionals, Inc.

6034 W. Courtyard Dr. Suite 380 Austin TX 78730

13F HOLDINGS REPORT 028-15131 N H. Milton Hixson 512-329-5174 /s/ H. Milton Hixson Austin TX 05-05-2015 0 326 213457 INFORMATION TABLE 2 fp0014335_13fhr-table.xml 13F INFORMATION TABLE 1/100 BERKSHIRE HTWY CLA COM 084990175 435 200 SH SOLE 0 0 200 1ST FINANCIAL BANKSHARES COM 32020R109 77 2784 SH SOLE 0 0 2784 3M COMPANY COM 88579Y101 2 12 SH SOLE 0 0 12 A M R CORPORATION XXX RES 001ESC102 0 20000 SH SOLE 0 0 20000 A T & T INC NEW COM 00206R102 99 3031 SH SOLE 0 0 3031 AEGON NV ORD REG AMER F ADR 007924103 11 1378 SH SOLE 0 0 1378 AGILENT TECHNOLOGIES INC COM 00846U101 0 7 SH SOLE 0 0 7 ALAMO TEX CMNTY CLG 4%16 BMU 011415HU3 18 17000 SH SOLE 0 0 17000 ALCATEL LUCENT ADR F ADR 013904305 0 19 SH SOLE 0 0 19 ALIBABA GROUP HLDG ADR F ADR 01609W102 17 200 SH SOLE 0 0 200 ALLEGION PUBLIC LTD CO F FGO G0176J109 12 200 SH SOLE 0 0 200 ALLIANCE HOLDINGS GP LP MLP 01861G100 62 1200 SH SOLE 0 0 1200 ALLIANT ENERGY CORP COM 018802108 16 248 SH SOLE 0 0 248 ALLIANZGI CONV & INCOME CEM 018825109 17 2000 SH SOLE 0 0 2000 ALLSTATE CORPORATION COM 020002101 43 600 SH SOLE 0 0 600 ALLY BANK 1.5%15 CDS 02005QSQ7 22 22000 SH SOLE 0 0 22000 ALPINE TOTAL DYN FD NEW CEM 021060207 7 750 SH SOLE 0 0 750 ALTRIA GROUP INC COM 02209S103 170 3390 SH SOLE 0 0 3390 AMAZON COM INC COM 023135106 9 23 SH SOLE 0 0 23 AMER ELECTRIC PWR CO INC COM 025537101 15 264 SH SOLE 0 0 264 AMERICAN AIRLS GROUP INC COM 02376R102 582 11020 SH SOLE 0 0 11020 AMERICAN FD CAP MPL 140193103 24 408 SH SOLE 0 0 408 AMERICAN INTL GP 21WTS WAR 026874156 1 59 SH SOLE 0 0 59 AMERICAN INTL GROUP NEW COM 026874784 7 133 SH SOLE 0 0 133 AMERICAN TOWER CORP RET 03027X100 8 90 SH SOLE 0 0 90 AMKOR TECHNOLOGY INC COM 031652100 0 30 SH SOLE 0 0 30 AMTRUST FINANCIAL SVCS COM 032359309 17 300 SH SOLE 0 0 300 AOL INC COM 00184X105 0 4 SH SOLE 0 0 4 APPLE INC COM 037833100 329 2643 SH SOLE 0 0 2643 APPLIED MATERIALS INC COM 038222105 2 96 SH SOLE 0 0 96 ARMOUR RESIDENTIAL REIT RET 042315101 23 7293 SH SOLE 0 0 7293 AXIALL CORP COM 05463D100 5 116 SH SOLE 0 0 116 AZ GOLD & ONYX MINING CO COM 04051K105 0 1 SH SOLE 0 0 1 B P PRUDHOE BAY RLTY TR UIE 055630107 12 200 SH SOLE 0 0 200 BAKER HUGHES INC COM 057224107 21 330 SH SOLE 0 0 330 BANCO POPULAR DE 0.75%16 CDS 05967EY45 70 70000 SH SOLE 0 0 70000 BANK OF AMERICA CORP COM 060505104 44 2854 SH SOLE 0 0 2854 BANK OF NY MELLON CP NEW COM 064058100 6 156 SH SOLE 0 0 156 BEACON POWER CORP NEW COM 073677205 0 13 SH SOLE 0 0 13 BEBE STORES INC COM 075571109 2 511 SH SOLE 0 0 511 BERKSHIRE HATHAWAY B NEW COM 084670702 152 1050 SH SOLE 0 0 1050 BEST BUY INC COM 086516101 2 65 SH SOLE 0 0 65 BMW BANK NO AMER 2.05%15 CDS 05568PYM3 60 60000 SH SOLE 0 0 60000 BOULDER BRANDS INC COM 101405108 0 15 SH SOLE 0 0 15 BP PLC ADR F ADR 55622104 9 237 SH SOLE 0 0 237 BRISTOL-MYERS SQUIBB CO COM 110122108 10 150 SH SOLE 0 0 150 BROADRIDGE FINL SOLUTION COM 11133T103 11 200 SH SOLE 0 0 200 BROCADE COMMUNS SYS NEW COM 111621306 0 5 SH SOLE 0 0 5 C S X CORP COM 126408103 36 1080 SH SOLE 0 0 1080 CALCASU-CAMERON LA 4%18 BMU 128271AV5 108 100000 SH SOLE 0 0 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SH SOLE 0 0 2817 COPPELL TX ISD 0%17 BMU 217489N82 20 21000 SH SOLE 0 0 21000 CORPORATE PPTY ASSOC 17 RET 22003D102 57 6025 SH SOLE 0 0 6025 CRESTWOOD EQUITY LP MLP 226344109 6 1000 SH SOLE 0 0 1000 CRESTWOOD MID LP NEW MLP 226378107 6 432 SH SOLE 0 0 432 CYS INVESTMENTS INC RET 12673A108 15 1657 SH SOLE 0 0 1657 DALLAS TX CONV HOTE 0%18 BMU 235417AR3 15 16000 SH SOLE 0 0 16000 DIGERATI TECH NEW COM 25375L206 0 100 SH SOLE 0 0 100 DISCOVER BK 0.75%15 CDS 254671TV2 65 65000 SH SOLE 0 0 65000 DISNEY WALT CO COM 254687106 2 22 SH SOLE 0 0 22 DUKE ENERGY CORP NEW COM 26441C204 184 2391 SH SOLE 0 0 2391 E M C CORP MASS COM 268648102 8 300 SH SOLE 0 0 300 EAGLE BROADBAND INC NXXX COM 269437208 0 5 SH SOLE 0 0 5 EAGLE ROCK ENGY PARTNERS MLP 26985R104 2 1000 SH SOLE 0 0 1000 EATON VANCE FLOATING MPB 277923645 48 4413 SH SOLE 0 0 4413 EATON VANCE TAX MANAGED CEM 27828N102 11 1000 SH SOLE 0 0 1000 ELECTRONIC ARTS INC COM 285512109 24 400 SH SOLE 0 0 400 ENERGY & ENGINE TECH XXX COM 29267D108 0 10000 SH SOLE 0 0 10000 ENERGY TRANSFER PARTNERS MLP 29273R109 8 142 SH SOLE 0 0 142 ENTERGY CORP NEW COM 29364G103 5 59 SH SOLE 0 0 59 ENTERPRISE PRD PRTNRS LP MLP 293792107 43 1304 SH SOLE 0 0 1304 ERHC ENERGY INC COM 26884J104 0 18000 SH SOLE 0 0 18000 EV TAX MAN GLB DIV EQTY CEM 27829F108 27 2828 SH SOLE 0 0 2828 EXPRESS SCRIPTS HLDG CO COM 30219G108 84 972 SH SOLE 0 0 972 EXXON MOBIL CORPORATION COM 30231G102 3080 36237 SH SOLE 0 0 36237 FACEBOOK INC CLASS A COM 30303M102 107 1300 SH SOLE 0 0 1300 FAIRPOINT COMMUN INC XXX COM 305560104 0 6 SH SOLE 0 0 6 FEDEX CORPORATION COM 31428X106 6 38 SH SOLE 0 0 38 FIRST KENTUCKY B 0.35%16 CDS 32065TAJ0 65 65000 SH SOLE 0 0 65000 FIRST TR EXCH TRADED FD UIE 33734X119 2938 65820 SH SOLE 0 0 65820 FIRST TR NYSE ARCA UIE 33733E207 3925 33198 SH SOLE 0 0 33198 FIRSTENERGY CORP COM 337932107 1 18 SH SOLE 0 0 18 FLUSHING SVGS BK 0.75%15 CDS 344030ER8 61 61000 SH SOLE 0 0 61000 FORD MOTOR COMPANY NEW COM 345370860 6 400 SH SOLE 0 0 400 FORUM ENERGY TECH INC COM 34984V100 5547 283001 SH SOLE 0 0 283001 FS INVESTMENT CORP COM 302635107 4472 441065 SH SOLE 0 0 441065 FS INVESTMENT CORP II CEM 35952V105 86 8133 SH SOLE 0 0 8133 GAMESTOP CORP CL A NEW COM 36467W109 0 5 SH SOLE 0 0 5 GENERAL ELECTRIC COMPANY COM 369604103 204 8208 SH SOLE 0 0 8208 GENERAL MILLS INC COM 370334104 6 111 SH SOLE 0 0 111 GENTEX CORP COM 371901109 7 400 SH SOLE 0 0 400 GILEAD SCIENCES INC COM 375558103 32 328 SH SOLE 0 0 328 GLOBALSCAPE INC COM 37940G109 0 98 SH SOLE 0 0 98 GNMA PL 001790M 8%24 GIN 36202B7B5 0 125000 SH SOLE 0 0 125000 GNMA PL 002032M 7%25 GIN 36202CHH9 0 56000 SH SOLE 0 0 56000 GNMA PL 002247M 7%26 GIN 36202CP80 0 40000 SH SOLE 0 0 40000 GOLDMAN SACHS BK 0.5%16 CDS 38147JUN0 107 107000 SH SOLE 0 0 107000 GOLDMAN SACHS BK 1.65%15 CDS 3814267P4 20 20000 SH SOLE 0 0 20000 GOLDMAN SACHS BK US 5%15 CDS 381426MR3 51 50000 SH SOLE 0 0 50000 GOOGLE INC CL C NON VTG COM 38259P706 5 10 SH SOLE 0 0 10 GOOGLE INC CLASS A VTG COM 38259P508 6 10 SH SOLE 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ENERGY GROUP COM 45822P105 7 100 SH SOLE 0 0 100 INTEL CORP COM 458140100 104 3335 SH SOLE 0 0 3335 INTL BUSINESS MACHINES COM 459200101 84 520 SH SOLE 0 0 520 INVESCO GOLD & PRECIOUS MPL 00142F840 0 0 SH SOLE 0 0 0 IRVING TX ISD 4.125%20 BMU 463813LP8 17 16000 SH SOLE 0 0 16000 ISHARES CHINA LARGE-CAP UIE 464287184 33 750 SH SOLE 0 0 750 ISHARES CORE S&P ETF UIE 464287200 0 0 SH SOLE 0 0 0 ISHARES CORE S&P ETF UIE 464287507 5 30 SH SOLE 0 0 30 ISHARES ETF UIE 46434V803 4298 154168 SH SOLE 0 0 154168 ISHARES GOLD TRUST UIE 464285105 47 4145 SH SOLE 0 0 4145 ISHARES MSCI EMRG MKT FD UIE 464287234 6 146 SH SOLE 0 0 146 ISHARES MSCI HK ETF UIE 464286871 31 1400 SH SOLE 0 0 1400 ISHARES MSCI MEXICO ETF UIE 464286822 53 918 SH SOLE 0 0 918 ISHARES MSCI PAC EX JAPN UIE 464286665 7 150 SH SOLE 0 0 150 ISHARES RUSSELL GROWTH UIE 464287481 41834 427180 SH SOLE 0 0 427180 ISHARES RUSSELL VALUE UIE 464287473 13 177 SH SOLE 0 0 177 ISHARES S&P 500 GROWTH UIE 464287309 2206 19361 SH SOLE 0 0 19361 ISHARES S&P 500 VALUE UIE 464287408 2 20 SH SOLE 0 0 20 ISHARES TR BOND UIE 464288679 231 2095 SH SOLE 0 0 2095 ISHARES TR MSCI EAFE UIE 464287465 3 50 SH SOLE 0 0 50 ISHARES TR REAL ESTATE UIE 464287739 7 83 SH SOLE 0 0 83 ISHARES TR RUSSELL 1000 UIE 464287622 9093 78492 SH SOLE 0 0 78492 ISHARES TR RUSSELL 2000 UIE 464287648 13 85 SH SOLE 0 0 85 ISHARES TR TIPS UIE 464287176 27 242 SH SOLE 0 0 242 JAMMIN JAVA CORP COM 470751108 5 29411 SH SOLE 0 0 29411 JDS UNIPHASE CORP NEW COM 46612J507 16 1251 SH SOLE 0 0 1251 JEFFERIES GROUP L 5.5%16 BCO 472319AB8 41 40000 SH SOLE 0 0 40000 JOHNSON & JOHNSON COM 478160104 5 50 SH SOLE 0 0 50 JPMORGAN CHASE & CO COM 46625H100 219 3615 SH SOLE 0 0 3615 JUNIPER NETWORKS INC COM 48203R104 2 100 SH SOLE 0 0 100 KEYBANK NA 0.35%15 CDS 49306STD8 32 32000 SH SOLE 0 0 32000 KEYSIGHT TECHNOLOGIES COM 49338L103 0 3 SH SOLE 0 0 3 KIMBERLY-CLARK CORP COM 494368103 21 200 SH SOLE 0 0 200 KIMCO REALTY CORP RET 49446R109 107 4000 SH SOLE 0 0 4000 KINDER MORGAN INC COM 49456B101 287 6828 SH SOLE 0 0 6828 KITE REALTY GRP TR NEW RET 49803T300 120 4267 SH SOLE 0 0 4267 KRAFT FOODS GROUP COM 50076Q106 10 112 SH SOLE 0 0 112 LA JOYA TX ISD 0%16 BMU 503462HD8 2 2000 SH SOLE 0 0 2000 LEHMAN BROS HLDGS 2XXX PRD 525ESCW62 0 10000 SH SOLE 0 0 10000 LIQUEFIED NAT GAS ORD F UFO Q5570T107 1 329 SH SOLE 0 0 329 LUMINEX CORP DEL COM 55027E102 15 910 SH SOLE 0 0 910 MAGELLAN MIDSTREAM PTNRS MLP 559080106 13 166 SH SOLE 0 0 166 MAIN STREET CAPITAL CORP COM 56035L104 4707 152333 SH SOLE 0 0 152333 MARATHON OIL CORP COM 565849106 39 1500 SH SOLE 0 0 1500 MARKWEST ENERGY PTNR LP MLP 570759100 66 1000 SH SOLE 0 0 1000 MASTERCARD INC COM 57636Q104 9 105 SH SOLE 0 0 105 MC DONALDS CORP COM 580135101 104 1067 SH SOLE 0 0 1067 MEDTRONIC PLC F FGO G5960L103 8 100 SH SOLE 0 0 100 MELTRONIX INC COM 585730104 0 100 SH SOLE 0 0 100 MERCK & CO INC NEW COM 58933Y105 8 139 SH SOLE 0 0 139 MICROSOFT CORP COM 594918104 64 1583 SH SOLE 0 0 1583 MONDELEZ INTL INC CL A COM 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INC COM 83088M102 10 106 SH SOLE 0 0 106 SONICBLUE INC XXX COM 83546Q109 0 182 SH SOLE 0 0 182 SOUTHCROSS ENERGY LP MLP 84130C100 84 6000 SH SOLE 0 0 6000 SOUTHWEST AIRLINES CO COM 844741108 81 1829 SH SOLE 0 0 1829 SPDR DOW JONES INDL AVG UIE 78467X109 5 30 SH SOLE 0 0 30 SPDR GOLD TRUST UIE 78463V107 56 489 SH SOLE 0 0 489 SPDR S&P 400 MID CAP UIE 78464A839 55 633 SH SOLE 0 0 633 SPDR S&P TRANSPORTATION UIE 78464A532 3641 34249 SH SOLE 0 0 34249 SPECTRA ENERGY CORP COM 847560109 3 88 SH SOLE 0 0 88 SPENCER PHARMA INC COM 848224101 0 2000 SH SOLE 0 0 2000 SPRINT CORPORATION COM 85207U105 0 26 SH SOLE 0 0 26 STARBUCKS CORP COM 855244109 35 371 SH SOLE 0 0 371 STONEMOR PARTNERS MLP 86183Q100 14 500 SH SOLE 0 0 500 SUNOCO LP MLP 86765K109 16 315 SH SOLE 0 0 315 SYCAMORE NETWRKS INC NEW COM 871206405 0 10 SH SOLE 0 0 10 TCP CAPITAL CORP COM 87238Q103 1059 66098 SH SOLE 0 0 66098 TD AMERITRADE HOLDING CP COM 87236Y108 6 170 SH SOLE 0 0 170 TELEFONICA EMI 5.877%19F UDD 87938WAH6 46 40000 SH SOLE 0 0 40000 TELEFONICA S A SPON ADRF ADR 879382208 4 257 SH SOLE 0 0 257 TESLA MOTORS INC COM 88160R101 101 536 SH SOLE 0 0 536 TEX PAC LAND SUB CTF COM 882610108 17 120 SH SOLE 0 0 120 TEXTRON INCORPORATED COM 883203101 16 352 SH SOLE 0 0 352 THE SOUTHERN COMPANY COM 842587107 177 4000 SH SOLE 0 0 4000 THE WENDYS COMPANY COM 95058W100 5 425 SH SOLE 0 0 425 THORNBURG MORTGAGE NEXXX RET 885218800 0 150 SH SOLE 0 0 150 TIME INC COM 887228104 0 2 SH SOLE 0 0 2 TIME WARNER CABLE COM 88732J207 1 5 SH SOLE 0 0 5 TIME WARNER INC NEW COM 887317303 2 23 SH SOLE 0 0 23 TIMKEN COMPANY COM 887389104 8 200 SH SOLE 0 0 200 TIMKENSTEEL CORP COM 887399103 3 100 SH SOLE 0 0 100 TRANSWITCH CORP NEW COM 894065309 0 7 SH SOLE 0 0 7 TUPPERWARE BRANDS CORP COM 899896104 7 100 SH SOLE 0 0 100 TWITTER INC COM 90184L102 2 40 SH SOLE 0 0 40 U S BANCORP DEL NEW COM 902973304 18 404 SH SOLE 0 0 404 U S SHIPPING PARTNERSXXX MLP 903417103 0 300 SH SOLE 0 0 300 UBS GROUP AG F FGO H42097107 15 800 SH SOLE 0 0 800 UNDER ARMOUR INC CL A COM 904311107 6 80 SH SOLE 0 0 80 UNION PACIFIC CORP COM 907818108 22 200 SH SOLE 0 0 200 UNITED ST NAT GAS FD NEW UIE 912318201 83 6280 SH SOLE 0 0 6280 UNITEDHEALTH GROUP INC COM 91324P102 42 356 SH SOLE 0 0 356 UNIVERSAL HLTH SVCS CL B COM 913903100 11 96 SH SOLE 0 0 96 VALUESTAR CORP XXX COM 919910109 0 6000 SH SOLE 0 0 6000 VANGRD RUSSELL 3000 ETF UIE 92206C599 32 329 SH SOLE 0 0 329 VANGUARD DIV APPRCIATION UIE 921908844 4 45 SH SOLE 0 0 45 VANGUARD INTL EQTY INDEX UIE 922042775 2207 45297 SH SOLE 0 0 45297 VANGUARD MID CAP UIE 922908629 2472 18629 SH SOLE 0 0 18629 VANGUARD TOTAL STOCK MKT UIE 922908769 43 404 SH SOLE 0 0 404 VANGUARD TOTAL WORLD UIE 922042742 12681 205886 SH SOLE 0 0 205886 VANGUARD UTILITIES UIE 92204A876 4 38 SH SOLE 0 0 38 VELATEL GLOBAL COMM NEW COM 92256R207 0 50 SH SOLE 0 0 50 VERIZON COMMUNICATIONS COM 92343V104 5 108 SH SOLE 0 0 108 VIRTUS TOTAL RETURN FD CEM 92829A103 6 1402 SH SOLE 0 0 1402 W P CAREY INC RET 92936U109 20 294 SH 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