0001398344-14-005646.txt : 20141103 0001398344-14-005646.hdr.sgml : 20141103 20141103173018 ACCESSION NUMBER: 0001398344-14-005646 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141103 DATE AS OF CHANGE: 20141103 EFFECTIVENESS DATE: 20141103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Management Professionals, Inc. CENTRAL INDEX KEY: 0001568132 IRS NUMBER: 742467408 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15131 FILM NUMBER: 141190457 BUSINESS ADDRESS: STREET 1: 6034 W. COURTYARD DR. STREET 2: SUITE 380 CITY: AUSTIN STATE: TX ZIP: 78730 BUSINESS PHONE: 512-329-5174 MAIL ADDRESS: STREET 1: 6034 W. COURTYARD DR. STREET 2: SUITE 380 CITY: AUSTIN STATE: TX ZIP: 78730 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001568132 XXXXXXXX 09-30-2014 09-30-2014 false Financial Management Professionals, Inc.

6034 W. Courtyard Dr. Suite 380 Austin TX 78730

13F HOLDINGS REPORT 028-15131 N H. Milton Hixson 512-329-5174 /s/ H. Milton Hixson Austin TX 11-03-2014 0 304 146575 INFORMATION TABLE 2 fp0012101_13fhr-table.xml 13F INFORMATION TABLE 1/100 BERKSHIRE HTWY CLA COM 084990175 413 200 SH SOLE 0 0 200 1ST FINANCIAL BANKSHARES COM 32020R109 77 2784 SH SOLE 0 0 2784 3M COMPANY COM 88579Y101 1 12 SH SOLE 0 0 12 A M R CORPORATION XXX RES 001ESC102 0 20000 SH SOLE 0 0 20000 A T & T INC NEW COM 00206R102 106 3025 SH SOLE 0 0 3025 AEGON NV ORD REG AMER F ADR 007924103 11 1378 SH SOLE 0 0 1378 AGILENT TECHNOLOGIES INC COM 00846U101 0 7 SH SOLE 0 0 7 ALAMO CCD 4%16 BMU 011415HU3 17 17000 SH SOLE 0 0 17000 ALCATEL LUCENT ADR F ADR 013904305 0 19 SH SOLE 0 0 19 ALIBABA GROUP HLDG ADR F ADR 01609W102 8 100 SH SOLE 0 0 100 ALLEGION PUBLIC LTD CO F FGO G0176J109 9 200 SH SOLE 0 0 200 ALLIANCE HOLDINGS GP LP MLP 01861G100 81 1200 SH SOLE 0 0 1200 ALLIANT ENERGY CORP COM 018802108 13 248 SH SOLE 0 0 248 ALLIANZGI CONV & INC FD CEM 018828103 20 2149 SH SOLE 0 0 2149 ALLSTATE CORPORATION COM 020002101 36 600 SH SOLE 0 0 600 ALLY BANK 1.5%15 CDS 02005QSQ7 22 22000 SH SOLE 0 0 22000 ALLY BANK 0.35%14 CDS 02005QX73 120 120000 SH SOLE 0 0 120000 ALPINE TOTAL DYN FD NEW CEM 021060207 6 750 SH SOLE 0 0 750 ALTRIA GROUP INC COM 02209S103 155 3390 SH SOLE 0 0 3390 AMAZON COM INC COM 023135106 5 18 SH SOLE 0 0 18 AMER ELECTRIC PWR CO INC COM 025537101 13 264 SH SOLE 0 0 264 AMERICAN AIRLS GROUP INC COM 02376R102 354 10000 SH SOLE 0 0 10000 AMKOR TECHNOLOGY INC COM 031652100 0 30 SH SOLE 0 0 30 AOL INC COM 00184X105 0 4 SH SOLE 0 0 4 APPLE INC COM 037833100 254 2522 SH SOLE 0 0 2522 APPLIED MATERIALS INC COM 038222105 2 96 SH SOLE 0 0 96 ARMOUR RESIDENTIAL REIT RET 042315101 24 6493 SH SOLE 0 0 6493 AXIALL CORP COM 05463D100 4 116 SH SOLE 0 0 116 AZ GOLD & ONYX MINING CO COM 04051K105 0 1 SH SOLE 0 0 1 B P PRUDHOE BAY RLTY TR UIE 055630107 18 200 SH SOLE 0 0 200 BAKER HUGHES INC COM 057224107 21 330 SH SOLE 0 0 330 BANK OF AMERICA CORP COM 060505104 64 3754 SH SOLE 0 0 3754 BEACON POWER CORP NEW COM 073677205 0 13 SH SOLE 0 0 13 BERKSHIRE HATHAWAY B NEW COM 084670702 145 1050 SH SOLE 0 0 1050 BEST BUY INC COM 086516101 2 64 SH SOLE 0 0 64 BMW BANK NO AMER 2.05%15 CDS 05568PYM3 60 60000 SH SOLE 0 0 60000 BOULDER BRANDS INC COM 101405108 2 215 SH SOLE 0 0 215 BP PLC ADR F ADR 055622104 10 237 SH SOLE 0 0 237 BRISTOL-MYERS SQUIBB CO COM 110122108 7 150 SH SOLE 0 0 150 BROCADE COMMUNS SYS NEW COM 111621306 0 5 SH SOLE 0 0 5 C S X CORP COM 126408103 34 1080 SH SOLE 0 0 1080 CARTER VALIDUS MSN REIT RET 146996012 61 6174 SH SOLE 0 0 6174 CATERPILLAR INC COM 149123101 14 150 SH SOLE 0 0 150 CENTERPOINT ENERGY INC COM 15189T107 0 34 SH SOLE 0 0 34 CENTURYLINK INC COM 156700106 0 6 SH SOLE 0 0 6 CHELSEA OIL & GAS LTD F FGC 163384100 0 362 SH SOLE 0 0 362 CHESAPEAKE ENERGY CORP COM 165167107 0 2 SH SOLE 0 0 2 CHEVRON CORPORATION COM 166764100 304 2556 SH SOLE 0 0 2556 CHUYS HOLDINGS INC COM 171604101 3 100 SH SOLE 0 0 100 CIENA CORP NEW COM 171779309 16 1000 SH SOLE 0 0 1000 CISCO SYSTEMS INC COM 17275R102 90 3593 SH SOLE 0 0 3593 CITIBANK N.A. 3%14 CDS 17312QPJ2 73 73000 SH SOLE 0 0 73000 CITIGROUP INC NEW COM 172967424 0 2 SH SOLE 0 0 2 CITIZENS BK LOGA 2.65%15 CDS 174000BR9 50 50000 SH SOLE 0 0 50000 CITRIX SYSTEMS INC COM 177376100 2 32 SH SOLE 0 0 32 CLEAN ENERGY PATHWAYS COM 18451W105 0 10000 SH SOLE 0 0 10000 COACH INC COM 189754104 16 460 SH SOLE 0 0 460 COCA COLA COMPANY COM 191216100 18 429 SH SOLE 0 0 429 COLGATE-PALMOLIVE CO COM 194162103 78 1200 SH SOLE 0 0 1200 COMMUNITY & SOUT 0.35%15 CDS 20344CAB2 67 68000 SH SOLE 0 0 68000 CONOCOPHILLIPS COM 20825C104 213 2796 SH SOLE 0 0 2796 COPPELL IDS 0%17 BMU 217489N82 20 21000 SH SOLE 0 0 21000 CORPORATE PPTY ASSOC 17 RET 22003D102 55 5813 SH SOLE 0 0 5813 CREDIT SUISSE NEW ETN F UIE 22539T613 0 250 SH SOLE 0 0 250 CRESTWOOD EQUITY LP MLP 226344109 10 1000 SH SOLE 0 0 1000 CRESTWOOD MID LP NEW MLP 226378107 9 432 SH SOLE 0 0 432 CYS INVESTMENTS INC RET 12673A108 13 1657 SH SOLE 0 0 1657 DALLAS CONV CTR HOT 0%18 BMU 235417AR3 14 16000 SH SOLE 0 0 16000 DIGERATI TECH NEW COM 25375L206 0 100 SH SOLE 0 0 100 DISCOVER BK 1%15 CDS 2546703Q3 66 66000 SH SOLE 0 0 66000 DISCOVER BK 0.75%15 CDS 254671TV2 65 65000 SH SOLE 0 0 65000 DISNEY WALT CO COM 254687106 1 22 SH SOLE 0 0 22 DUKE ENERGY CORP NEW COM 26441C204 178 2391 SH SOLE 0 0 2391 E M C CORP MASS COM 268648102 8 300 SH SOLE 0 0 300 EAGLE BROADBAND INC NXXX COM 269437208 0 5 SH SOLE 0 0 5 EAGLE ROCK ENGY PARTNERS MLP 26985R104 3 1000 SH SOLE 0 0 1000 EATON VANCE TAX MANAGED CEM 27828N102 11 1000 SH SOLE 0 0 1000 EL PASO PIPELINE PTNR LP MLP 283702108 22 550 SH SOLE 0 0 550 ELECTRONIC ARTS INC COM 285512109 14 400 SH SOLE 0 0 400 ENERGY & ENGINE TECH XXX COM 29267D108 0 10000 SH SOLE 0 0 10000 ENERGY TRANSFER PARTNERS MLP 29273R109 9 142 SH SOLE 0 0 142 ENTERGY CORP NEW COM 29364G103 4 59 SH SOLE 0 0 59 ENTERPRISE PRD PRTNRS LP MLP 293792107 89 2224 SH SOLE 0 0 2224 ERHC ENERGY INC COM 26884J104 0 18000 SH SOLE 0 0 18000 EV TAX MAN GLB DIV EQTY CEM 27829F108 28 2828 SH SOLE 0 0 2828 EXPRESS SCRIPTS HLDG CO COM 30219G108 68 972 SH SOLE 0 0 972 EXXON MOBIL CORPORATION COM 30231G102 3290 34989 SH SOLE 0 0 34989 FACEBOOK INC CLASS A COM 30303M102 90 1150 SH SOLE 0 0 1150 FAIRPOINT COMMUN INC XXX COM 305560104 0 6 SH SOLE 0 0 6 FEDEX CORPORATION COM 31428X106 6 38 SH SOLE 0 0 38 FIRST TR DJ INTERNET FD UIE 33733E302 53 880 SH SOLE 0 0 880 FIRSTENERGY CORP COM 337932107 0 18 SH SOLE 0 0 18 FLUSHING SVGS BK 0.75%15 CDS 344030ER8 61 61000 SH SOLE 0 0 61000 FORD MOTOR COMPANY NEW COM 345370860 6 426 SH SOLE 0 0 426 FORUM ENERGY TECH INC COM 34984V100 8662 283001 SH SOLE 0 0 283001 FS INVESTMENT CORP II CEM 35952V105 86 8133 SH SOLE 0 0 8133 GAMESTOP CORP CL A NEW COM 36467W109 0 5 SH SOLE 0 0 5 GENERAL ELECTRIC COMPANY COM 369604103 196 7682 SH SOLE 0 0 7682 GENERAL MILLS INC COM 370334104 5 109 SH SOLE 0 0 109 GILEAD SCIENCES INC COM 375558103 26 250 SH SOLE 0 0 250 GLOBALSCAPE INC COM 37940G109 0 98 SH SOLE 0 0 98 GNMA PL 001790M 8%24 GIN 36202B7B5 0 125000 SH SOLE 0 0 125000 GNMA PL 002032M 7%25 GIN 36202CHH9 0 56000 SH SOLE 0 0 56000 GNMA PL 002247M 7%26 GIN 36202CP80 0 40000 SH SOLE 0 0 40000 GOLDMAN SACHS BK 1.05%15 CDS 38143AYT6 61 61000 SH SOLE 0 0 61000 GOLDMAN SACHS BK 1.65%15 CDS 3814267P4 20 20000 SH SOLE 0 0 20000 GOLDMAN SACHS BK US 5%15 CDS 381426MR3 52 50000 SH SOLE 0 0 50000 GOOGLE INC CL C NON VTG COM 38259P706 5 10 SH SOLE 0 0 10 GOOGLE INC CLASS A VTG COM 38259P508 5 10 SH SOLE 0 0 10 GOOSE CREEK CONSLDT 4%15 BMU 382604VH6 16 16000 SH SOLE 0 0 16000 GREAT PLAINS ENERGY INC COM 391164100 1 73 SH SOLE 0 0 73 GRIFFIN CAP ESSENTIAL RET 398994202 104 10152 SH SOLE 0 0 10152 GRIFFIN-AMERN HEALTH II RET 398179101 85 8356 SH SOLE 0 0 8356 HALLIBURTON CO HLDG CO COM 406216101 8 132 SH SOLE 0 0 132 HARRIS COUNTY 0%17 BMU 414004MK4 16 17000 SH SOLE 0 0 17000 HEWLETT-PACKARD COMPANY COM 428236103 22 632 SH SOLE 0 0 632 HILLENBRAND INC COM 431571108 5 183 SH SOLE 0 0 183 HILLTOP HOLDINGS INC COM 432748101 48 2430 SH SOLE 0 0 2430 HIMAX TECHNOLOGIES ADR F ADR 43289P106 0 0 SH SOLE 0 0 0 HOME BANCORP INC COM 43689E107 35 1549 SH SOLE 0 0 1549 HOME DEPOT INC COM 437076102 3 43 SH SOLE 0 0 43 HSBC HOLDING 8.125% PFD PRE 404280703 26 1000 SH SOLE 0 0 1000 HUBBELL INC CLASS B COM 443510201 28 240 SH SOLE 0 0 240 INGERSOLL RAND CL A NEWF FGO G47791101 33 600 SH SOLE 0 0 600 INTEGRYS ENERGY GROUP COM 45822P105 6 100 SH SOLE 0 0 100 INTEL CORP COM 458140100 116 3335 SH SOLE 0 0 3335 INTL BUSINESS MACHINES COM 459200101 97 516 SH SOLE 0 0 516 IRVING IDS 4.125%20 BMU 463813LP8 16 16000 SH SOLE 0 0 16000 ISHARES CHINA LARGE-CAP UIE 464287184 28 750 SH SOLE 0 0 750 ISHARES CORE S&P ETF UIE 464287200 0 0 SH SOLE 0 0 0 ISHARES CORE S&P ETF UIE 464287507 4 30 SH SOLE 0 0 30 ISHARES GOLD TRUST UIE 464285105 65 5595 SH SOLE 0 0 5595 ISHARES MSCI BELGIUM UIE 464286301 37 2273 SH SOLE 0 0 2273 ISHARES MSCI EMRG MKT FD UIE 464287234 6 146 SH SOLE 0 0 146 ISHARES MSCI GRMNY UIE 464286806 33 1215 SH SOLE 0 0 1215 ISHARES MSCI HK ETF UIE 464286871 28 1400 SH SOLE 0 0 1400 ISHARES MSCI ITALY ETF UIE 464286855 36 2333 SH SOLE 0 0 2333 ISHARES MSCI MEXICO ETF UIE 464286822 63 918 SH SOLE 0 0 918 ISHARES MSCI PAC EX JAPN UIE 464286665 6 150 SH SOLE 0 0 150 ISHARES MSCI SPAIN ETF UIE 464286764 38 988 SH SOLE 0 0 988 ISHARES MSCI VALUE ETF UIE 464288877 3928 71852 SH SOLE 0 0 71852 ISHARES NASDAQ BIO ETF UIE 464287556 65 238 SH SOLE 0 0 238 ISHARES S&P 500 VALUE UIE 464287408 2053 22803 SH SOLE 0 0 22803 ISHARES TR BOND UIE 464288679 0 0 SH SOLE 0 0 0 ISHARES TR MSCI EAFE UIE 464287465 62 967 SH SOLE 0 0 967 ISHARES TR REAL ESTATE UIE 464287739 5 83 SH SOLE 0 0 83 ISHARES TR RUSSELL 1000 UIE 464287622 8431 76739 SH SOLE 0 0 76739 ISHARES TR RUSSELL 2000 UIE 464287648 1210 9331 SH SOLE 0 0 9331 ISHARES TR TIPS UIE 464287176 27 242 SH SOLE 0 0 242 ISHARES TRUST TECHNOLOGY UIE 464287721 2872 28511 SH SOLE 0 0 28511 ISHARES US HOME CONST UIE 464288752 7 325 SH SOLE 0 0 325 JAMMIN JAVA CORP COM 470751108 6 29411 SH SOLE 0 0 29411 JDS UNIPHASE CORP NEW COM 46612J507 16 1251 SH SOLE 0 0 1251 JEFFERIES GROUP L 5.5%16 BCO 472319AB8 42 40000 SH SOLE 0 0 40000 JOHNSON & JOHNSON COM 478160104 5 50 SH SOLE 0 0 50 JPMORGAN CHASE & CO COM 46625H100 217 3615 SH SOLE 0 0 3615 JUNIPER NETWORKS INC COM 48203R104 2 100 SH SOLE 0 0 100 KEYBANK NA 0.35%15 CDS 49306STD8 31 32000 SH SOLE 0 0 32000 KIMBERLY-CLARK CORP COM 494368103 21 200 SH SOLE 0 0 200 KIMCO REALTY CORP RET 49446R109 87 4000 SH SOLE 0 0 4000 KINDER MORGAN ENERGY LP MLP 494550106 286 3068 SH SOLE 0 0 3068 KINDER MORGAN INC COM 49456B101 0 6 SH SOLE 0 0 6 KITE REALTY GRP TR NEW RET 49803T300 103 4267 SH SOLE 0 0 4267 KRAFT FOODS GROUP COM 50076Q106 6 112 SH SOLE 0 0 112 LA JOYA ISD 0%16 BMU 503462HD8 1 2000 SH SOLE 0 0 2000 LEHMAN BROS HLDGS 2XXX PRD 525ESCW62 0 10000 SH SOLE 0 0 10000 LIQUEFIED NAT GAS ORD F UFO Q5570T107 0 218 SH SOLE 0 0 218 LUMINEX CORP DEL COM 55027E102 17 910 SH SOLE 0 0 910 MAGELLAN MIDSTREAM PTNRS MLP 559080106 13 166 SH SOLE 0 0 166 MARATHON OIL CORP COM 565849106 0 0 SH SOLE 0 0 0 MARATHON PETE CORP COM 56585A102 8 96 SH SOLE 0 0 96 MARKWEST ENERGY PTNR LP MLP 570759100 76 1000 SH SOLE 0 0 1000 MC DONALDS CORP COM 580135101 101 1067 SH SOLE 0 0 1067 MELTRONIX INC COM 585730104 0 100 SH SOLE 0 0 100 MERCK & CO INC NEW COM 58933Y105 8 139 SH SOLE 0 0 139 MICROSOFT CORP COM 594918104 73 1577 SH SOLE 0 0 1577 MONDELEZ INTL INC CL A COM 609207105 11 338 SH SOLE 0 0 338 MOTOROLA SOLUTIONS INC COM 620076307 24 391 SH SOLE 0 0 391 NETFLIX INC COM 64110L106 15 35 SH SOLE 0 0 35 NEWMONT MINING CORP COM 651639106 6 300 SH SOLE 0 0 300 NOKIA CORP SPON ADR F ADR 654902204 0 40 SH SOLE 0 0 40 NORTEL NETWORKS CP NEW F FGC 656568508 0 1000 SH SOLE 0 0 1000 NOVARTIS A G SPON ADR F ADR 66987V109 59 635 SH SOLE 0 0 635 NRG ENERGY INC NEW COM 629377508 0 3 SH SOLE 0 0 3 NUVEEN MUN VALUE FD INC CEM 670928100 2 266 SH SOLE 0 0 266 NUVEEN SELECT TAX FREE CEM 67063C106 9 700 SH SOLE 0 0 700 OCCIDENTAL PETE CORP COM 674599105 19 200 SH SOLE 0 0 200 ONEOK PARTNERS LP MLP 68268N103 6 122 SH SOLE 0 0 122 OPEN TEXT CORP F FGC 683715106 0 8 SH SOLE 0 0 8 ORACLE CORPORATION COM 68389X105 39 1027 SH SOLE 0 0 1027 P G & E CORP COM 69331C108 180 4009 SH SOLE 0 0 4009 PARTS.COM INC NEW XXX COM 702140203 0 20 SH SOLE 0 0 20 PEABODY ENERGY CORP COM 704549104 33 2700 SH SOLE 0 0 2700 PEPSICO INCORPORATED COM 713448108 1582 16995 SH SOLE 0 0 16995 PEREGRINE PHARMA INC NEW COM 713661304 0 220 SH SOLE 0 0 220 PERMIAN BASIN ROYALTY TR UIE 714236106 294 21707 SH SOLE 0 0 21707 PFIZER INCORPORATED COM 717081103 133 4524 SH SOLE 0 0 4524 PFLUGERVILLE IDS 4%18 BMU 717095P56 8 8000 SH SOLE 0 0 8000 PHILIP MORRIS INTL INC COM 718172109 266 3200 SH SOLE 0 0 3200 PHILLIPS 66 COM 718546104 127 1562 SH SOLE 0 0 1562 PIMCO DYNAMIC INCOME FD CEM 72201Y101 2 65 SH SOLE 0 0 65 PIMCO MUNI INCOME FD II CEM 72200W106 4 400 SH SOLE 0 0 400 PINNACLE ENTERTAINMENT COM 723456109 2 100 SH SOLE 0 0 100 PNC FINL SERVICES GP INC COM 693475105 0 2 SH SOLE 0 0 2 POWERSHS EXCH TRAD FD TR UIE 73935X500 52 8267 SH SOLE 0 0 8267 POWERSHS EXCH TRAD FD TR UIE 73935X823 50 2023 SH SOLE 0 0 2023 POWERSHS EXCH TRAD FD TR UIE 73935X658 1197 35883 SH SOLE 0 0 35883 POWERSHS EXCH TRAD FD TR UIE 73935X427 4634 83848 SH SOLE 0 0 83848 POWERSHS EXCH TRAD FD TR UIE 73935X385 4617 79723 SH SOLE 0 0 79723 POWERSHS EXCH TRAD FD TR UIE 73935X369 51 1123 SH SOLE 0 0 1123 POWERSHS EXCH TRAD FD TR UIE 73936Q207 3109 166525 SH SOLE 0 0 166525 POWERSHS EXCH TRAD FD TR UIE 73936T615 2 200 SH SOLE 0 0 200 POWERSHS QQQ TRUST SER 1 UIE 73935A104 0 5 SH SOLE 0 0 5 PPL CORPORATION COM 69351T106 6 200 SH SOLE 0 0 200 PROCTER & GAMBLE COM 742718109 10 131 SH SOLE 0 0 131 PROGRESSIVE CORP OHIO COM 743315103 10 400 SH SOLE 0 0 400 PROSHARES ULTRA ETF NEW UIE 74347W346 961 32455 SH SOLE 0 0 32455 PROSPECT CAPITAL CORP COM 74348T102 17 1790 SH SOLE 0 0 1790 QUALCOMM INC COM 747525103 22 300 SH SOLE 0 0 300 REGIONS FINANCIAL CP NEW COM 7591EP100 6 661 SH SOLE 0 0 661 RITE AID CORPORATION COM 767754104 4 1000 SH SOLE 0 0 1000 ROSAMOND CMTY SVC 7.5%02 BMU 776802BU3 0 10000 SH SOLE 0 0 10000 ROYAL BANK SCOT 3.95%15F UDD 78010XAG6 41 40000 SH SOLE 0 0 40000 SABINE ROYALTY TRUST UIE 785688102 27 500 SH SOLE 0 0 500 SAFRA NATL BANK 0.45%16 CDS 78658QGN7 0 0 SH SOLE 0 0 0 SAFRA NATL BANK N 0.2%15 CDS 78658QCA9 62 63000 SH SOLE 0 0 63000 SCH US REIT ETF UIE 808524847 3130 91920 SH SOLE 0 0 91920 SCHW EMG MKT EQ ETF UIE 808524706 30 1207 SH SOLE 0 0 1207 SCHW US BRD MKT ETF UIE 808524102 5022 105631 SH SOLE 0 0 105631 SCHW US LCAP ETF UIE 808524201 19841 422250 SH SOLE 0 0 422250 SCHW US LCAP VAL ETF UIE 808524409 37709 884335 SH SOLE 0 0 884335 SCHW US SCAP ETF UIE 808524607 255 4979 SH SOLE 0 0 4979 SECTOR SPDR TECH SELECT UIE 81369Y803 0 0 SH SOLE 0 0 0 SHERWIN WILLIAMS CO COM 824348106 556 2539 SH SOLE 0 0 2539 SIMON PPTY GROUP NEW RET 828806109 68 416 SH SOLE 0 0 416 SIRIUS XM HLDGS INC COM 82968B103 34 9750 SH SOLE 0 0 9750 SONICBLUE INC XXX COM 83546Q109 0 182 SH SOLE 0 0 182 SOUTHCROSS ENERGY LP MLP 84130C100 42 2000 SH SOLE 0 0 2000 SOUTHWEST AIRLINES CO COM 844741108 61 1829 SH SOLE 0 0 1829 SPDR DOW JONES INDL AVG UIE 78467X109 5 30 SH SOLE 0 0 30 SPDR GOLD TRUST UIE 78463V107 56 489 SH SOLE 0 0 489 SPDR S&P SEMICONDUCTOR UIE 78464A862 3506 47762 SH SOLE 0 0 47762 SPDR S&P TRANSPORTATION UIE 78464A532 3365 36126 SH SOLE 0 0 36126 SPECTRA ENERGY CORP COM 847560109 3 88 SH SOLE 0 0 88 SPENCER PHARMA INC COM 848224101 0 2000 SH SOLE 0 0 2000 SPRINT CORPORATION COM 85207U105 0 26 SH SOLE 0 0 26 STARBUCKS CORP COM 855244109 22 300 SH SOLE 0 0 300 SUSSER PETROLEUM PTNR LP MLP 869239103 17 315 SH SOLE 0 0 315 SYCAMORE NETWRKS INC NEW COM 871206405 0 10 SH SOLE 0 0 10 T C PIPELINES LP MLP 87233Q108 0 7 SH SOLE 0 0 7 TELEFONICA EMI 5.877%19F UDD 87938WAH6 45 40000 SH SOLE 0 0 40000 TESLA MOTORS INC COM 88160R101 130 536 SH SOLE 0 0 536 TEX PAC LAND SUB CTF COM 882610108 9 47 SH SOLE 0 0 47 TEXTRON INCORPORATED COM 883203101 12 352 SH SOLE 0 0 352 THE SOUTHERN COMPANY COM 842587107 174 4000 SH SOLE 0 0 4000 THE WENDYS COMPANY COM 95058W100 3 425 SH SOLE 0 0 425 THORNBURG MORTGAGE NEXXX RET 885218800 0 150 SH SOLE 0 0 150 TIM HORTONS INC F FGC 88706M103 10 135 SH SOLE 0 0 135 TIME INC COM 887228104 0 2 SH SOLE 0 0 2 TIME WARNER CABLE COM 88732J207 0 5 SH SOLE 0 0 5 TIME WARNER INC NEW COM 887317303 1 23 SH SOLE 0 0 23 TIMKEN COMPANY COM 887389104 8 200 SH SOLE 0 0 200 TIMKENSTEEL CORP COM 887399103 4 100 SH SOLE 0 0 100 TRANS ALLIANCE BK 0.2%15 CDS 89387W6M2 69 70000 SH SOLE 0 0 70000 TRANSWITCH CORP NEW COM 894065309 0 7 SH SOLE 0 0 7 TWITTER INC COM 90184L102 12 240 SH SOLE 0 0 240 U S BANCORP DEL NEW COM 902973304 16 404 SH SOLE 0 0 404 U S SHIPPING PARTNERSXXX MLP 903417103 0 300 SH SOLE 0 0 300 UNDER ARMOUR INC CL A COM 904311107 5 80 SH SOLE 0 0 80 UNION PACIFIC CORP COM 907818108 21 200 SH SOLE 0 0 200 UNITED ST NAT GAS FD NEW UIE 912318201 138 6280 SH SOLE 0 0 6280 UNITEDHEALTH GROUP INC COM 91324P102 30 356 SH SOLE 0 0 356 UNIVERSAL HLTH SVCS CL B COM 913903100 10 96 SH SOLE 0 0 96 VALERO ENERGY CORP NEW COM 91913Y100 8 175 SH SOLE 0 0 175 VALUESTAR CORP XXX COM 919910109 0 6000 SH SOLE 0 0 6000 VANGUARD DIV APPRCIATION UIE 921908844 3 45 SH SOLE 0 0 45 VANGUARD INTL EQTY INDEX UIE 922042775 1945 39502 SH SOLE 0 0 39502 VANGUARD MID CAP UIE 922908629 2168 18488 SH SOLE 0 0 18488 VANGUARD TOTAL STOCK MKT UIE 922908769 6253 61772 SH SOLE 0 0 61772 VANGUARD TOTAL WORLD UIE 922042742 6032 99905 SH SOLE 0 0 99905 VANGUARD UTILITIES UIE 92204A876 3 38 SH SOLE 0 0 38 VELATEL GLOBAL COMM NEW COM 92256R207 0 50 SH SOLE 0 0 50 VIRTUS TOTAL RETURN FD CEM 92829A103 6 1402 SH SOLE 0 0 1402 W P CAREY INC RET 92936U109 18 294 SH SOLE 0 0 294 WA FUNDING TR III XXX ESC 939ESC968 0 25 SH SOLE 0 0 25 WAL-MART STORES INC COM 931142103 63 825 SH SOLE 0 0 825 WASHINGTON PRIME GROUP COM 939647103 3 208 SH SOLE 0 0 208 WCALCASIEU CAMERON 4%18 BMU 128271AV5 109 100000 SH SOLE 0 0 100000 WEINGARTEN RLTY INVS SBI RET 948741103 21 675 SH SOLE 0 0 675 WESTERN ASSET INCOME FD CEM 95766T100 12 925 SH SOLE 0 0 925 WESTLAKE CHEMICAL PRTNRS MLP 960417103 14 500 SH SOLE 0 0 500 WHITING USA TRUST I UIE 966389108 1 500 SH SOLE 0 0 500 WHOLE FOODS MARKET INC COM 966837106 37 974 SH SOLE 0 0 974 WILHELMINA INTL NEW COM 968235200 0 71 SH SOLE 0 0 71 WILLIAMS PARTNERS LP MLP 96950F104 5 100 SH SOLE 0 0 100 WINDSTREAM HLDGS INC COM 97382A101 75 7000 SH SOLE 0 0 7000 WISDOMTREE EMERGING MKTS UIE 97717W315 11 242 SH SOLE 0 0 242 WMI HOLDINGS CORP COM 92936P100 0 1 SH SOLE 0 0 1 XCEL ENERGY INC COM 98389B100 2 88 SH SOLE 0 0 88 YTB INTERNATIONAL CL XXX COM 98425R200 0 214 SH SOLE 0 0 214 YUM BRANDS INC COM 988498101 449 6242 SH SOLE 0 0 6242 ZAZA ENERGY CORP NEW COM 98919T407 1 500 SH SOLE 0 0 500 ZEOX CORP F FGC 98944A100 0 16800 SH SOLE 0 0 16800 ZOETIS INC COM 98978V103 0 21 SH SOLE 0 0 21