0001398344-14-000344.txt : 20140123 0001398344-14-000344.hdr.sgml : 20140123 20140123111539 ACCESSION NUMBER: 0001398344-14-000344 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140123 DATE AS OF CHANGE: 20140123 EFFECTIVENESS DATE: 20140123 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Management Professionals, Inc. CENTRAL INDEX KEY: 0001568132 IRS NUMBER: 742467408 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15131 FILM NUMBER: 14541954 BUSINESS ADDRESS: STREET 1: 6034 W. COURTYARD DR. STREET 2: SUITE 380 CITY: AUSTIN STATE: TX ZIP: 78730 BUSINESS PHONE: 512-329-5174 MAIL ADDRESS: STREET 1: 6034 W. COURTYARD DR. STREET 2: SUITE 380 CITY: AUSTIN STATE: TX ZIP: 78730 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001568132 XXXXXXXX 12-31-2013 12-31-2013 false Financial Management Professionals, Inc.

6034 W. Courtyard Dr. Suite 380 Austin TX 78730

13F HOLDINGS REPORT 028-15131 N H. Milton Hixson 512-329-5174 /s/ H. Milton Hixson Austin TX 01-23-2014 0 305 148200 INFORMATION TABLE 2 fp0009245_13fhr-table.xml 13F INFORMATION TABLE 1/100 BERKSHIRE HTWY CLA COM 084990175 356 200 SH SOLE 0 0 200 1ST FINANCIAL BANKSHARES COM 32020R109 92 1392 SH SOLE 0 0 1392 3M COMPANY COM 88579Y101 11 80 SH SOLE 0 0 80 A M R CORPORATION XXX RES 001ESC102 0 20000 SH SOLE 0 0 20000 A T & T INC NEW COM 00206R102 106 3015 SH SOLE 0 0 3015 AEGON NV ORD REG AMER F ADR 007924103 13 1378 SH SOLE 0 0 1378 AGILENT TECHNOLOGIES INC COM 00846U101 0 7 SH SOLE 0 0 7 ALAMO CCD 4%16 BMU 011415HU3 18 17000 SH SOLE 0 0 17000 ALCATEL LUCENT ADR F ADR 013904305 0 19 SH SOLE 0 0 19 ALLEGION PUBLIC LTD CO F FGO G0176J109 9 200 SH SOLE 0 0 200 ALLIANCE HOLDINGS GP LP MLP 01861G100 70 1200 SH SOLE 0 0 1200 ALLIANT ENERGY CORP COM 018802108 13 248 SH SOLE 0 0 248 ALLIANZGI CONV & INC FD CEM 018828103 21 2149 SH SOLE 0 0 2149 ALLSTATE CORPORATION COM 020002101 33 600 SH SOLE 0 0 600 ALLY BANK 0.35%14 CDS 02005QX73 120 120000 SH SOLE 0 0 120000 ALPINE TOTAL DYNAMIC FD CEM 021060108 6 1500 SH SOLE 0 0 1500 ALPS TRUST ETF UIE 00162Q866 27 1504 SH SOLE 0 0 1504 ALTRIA GROUP INC COM 02209S103 130 3390 SH SOLE 0 0 3390 AMAZON COM INC COM 023135106 7 18 SH SOLE 0 0 18 AMER ELECTRIC PWR CO INC COM 025537101 12 264 SH SOLE 0 0 264 AMERICAN AIRLS GROUP INC COM 02376R102 34 1330 SH SOLE 0 0 1330 AMGEN INCORPORATED COM 031162100 4 37 SH SOLE 0 0 37 AMKOR TECHNOLOGY INC COM 031652100 0 30 SH SOLE 0 0 30 AOL INC COM 00184X105 0 4 SH SOLE 0 0 4 APPLE INC COM 037833100 324 578 SH SOLE 0 0 578 APPLIED MATERIALS INC COM 038222105 2 96 SH SOLE 0 0 96 ARMOUR RESIDENTIAL REIT RET 042315101 26 6493 SH SOLE 0 0 6493 AXIALL CORP COM 05463D100 6 116 SH SOLE 0 0 116 AZ GOLD & ONYX MINING CO COM 04051K105 0 1 SH SOLE 0 0 1 B P PRUDHOE BAY RLTY TR UIE 055630107 16 200 SH SOLE 0 0 200 BAKER HUGHES INC COM 057224107 21 375 SH SOLE 0 0 375 BANK OF AMERICA CORP COM 060505104 45 2921 SH SOLE 0 0 2921 BATON ROUGE/PAR 3.625%15 BMU 270764AL7 51 50000 SH SOLE 0 0 50000 BEACON POWER CORP NEW COM 073677205 0 13 SH SOLE 0 0 13 BECKMAN COULTER 2.5XXX REB 07599ACQ0 0 3000 SH SOLE 0 0 3000 BERKSHIRE HATHAWAY B NEW COM 084670702 124 1050 SH SOLE 0 0 1050 BEST BUY INC COM 086516101 3 63 SH SOLE 0 0 63 BJ S RESTAURANTS INC COM 09180C106 4 143 SH SOLE 0 0 143 BLACKBERRY LTD F FGC 09228F103 1 200 SH SOLE 0 0 200 BOEING CO COM 97023105 10 70 SH SOLE 0 0 70 BP PLC ADR F ADR 055622104 12 237 SH SOLE 0 0 237 BRISTOL-MYERS SQUIBB CO COM 110122108 8 150 SH SOLE 0 0 150 BROCADE COMMUNS SYS NEW COM 111621306 0 5 SH SOLE 0 0 5 C S X CORP COM 126408103 31 1080 SH SOLE 0 0 1080 CALCASIEU PARISH 3.6%15 BMU 128616BG3 51 50000 SH SOLE 0 0 50000 CAPMARK BANK 3.5%14 CDS 140653G67 61 61000 SH SOLE 0 0 61000 CATERPILLAR INC COM 149123101 23 250 SH SOLE 0 0 250 CENTERPOINT ENERGY INC COM 15189T107 1 34 SH SOLE 0 0 34 CENTURYLINK INC COM 156700106 0 6 SH SOLE 0 0 6 CHELSEA OIL & GAS LTD F FGC 163384100 0 362 SH SOLE 0 0 362 CHESAPEAKE ENERGY CORP COM 165167107 0 2 SH SOLE 0 0 2 CHEVRON CORPORATION COM 166764100 466 3729 SH SOLE 0 0 3729 CHICOS FAS INC COM 168615102 5 280 SH SOLE 0 0 280 CHUYS HOLDINGS INC COM 171604101 4 100 SH SOLE 0 0 100 CIENA CORP NEW COM 171779309 24 1000 SH SOLE 0 0 1000 CISCO SYSTEMS INC COM 17275R102 81 3593 SH SOLE 0 0 3593 CITADEL BROADCASTING ^XX COM 17285T106 0 29 SH SOLE 0 0 29 CITIBANK N.A. 3%14 CDS 17312QPJ2 75 73000 SH SOLE 0 0 73000 CITIGROUP INC NEW COM 172967424 0 2 SH SOLE 0 0 2 CITIZENS BK LOGA 2.65%15 CDS 174000BR9 51 50000 SH SOLE 0 0 50000 CITRIX SYSTEMS INC COM 177376100 2 32 SH SOLE 0 0 32 CITY OF GALVESTO 3.75%14 BMU 364564CA0 17 17000 SH SOLE 0 0 17000 CLEAN ENERGY PATHWAYS COM 18451W105 0 10000 SH SOLE 0 0 10000 COACH INC COM 189754104 26 460 SH SOLE 0 0 460 COASTAL PACIFIC MINING F FGC 19049P107 0 20000 SH SOLE 0 0 20000 COCA COLA COMPANY COM 191216100 18 429 SH SOLE 0 0 429 COLGATE-PALMOLIVE CO COM 194162103 78 1200 SH SOLE 0 0 1200 CONOCOPHILLIPS COM 20825C104 147 2086 SH SOLE 0 0 2086 COPPELL IDS 0%17 BMU 217489N82 20 21000 SH SOLE 0 0 21000 CORINTHIAN COLLEGES INC COM 218868107 1 781 SH SOLE 0 0 781 CORPORATE PPTY ASSOC 17 RET 22003D102 55 5515 SH SOLE 0 0 5515 CREDIT SUISSE NEW ETN F UIE 22539T613 0 0 SH SOLE 0 0 0 CRESTWOOD EQUITY LP MLP 226344109 14 1000 SH SOLE 0 0 1000 CRESTWOOD MID LP NEW MLP 226378107 11 432 SH SOLE 0 0 432 CYS INVESTMENTS INC COM 12673A108 12 1657 SH SOLE 0 0 1657 DALLAS CONV CTR H 0%18 BMU 235417AR3 14 16000 SH SOLE 0 0 16000 DIGERATI TECH NEW COM 25375L206 0 100 SH SOLE 0 0 100 DISCOVER BANK 0.3%14 CDS 254671VQ0 85 85000 SH SOLE 0 0 85000 DISCOVER BANK 0.25%14 CDS 254671RQ5 257 257000 SH SOLE 0 0 257000 DISNEY WALT CO COM 254687106 2 22 SH SOLE 0 0 22 DUKE ENERGY CORP NEW COM 26441C204 165 2391 SH SOLE 0 0 2391 DYADIC INTERNATIONAL COM 26745T101 10 6400 SH SOLE 0 0 6400 E M C CORP MASS COM 268648102 8 300 SH SOLE 0 0 300 EAGLE BROADBAND INC NXXX COM 269437208 0 5 SH SOLE 0 0 5 EAGLE ROCK ENGY PARTNERS MLP 26985R104 6 1000 SH SOLE 0 0 1000 EATON VANCE TAX MANAGED CEM 27828N102 11 1000 SH SOLE 0 0 1000 EL PASO PIPELINE PTNR LP MLP 283702108 20 550 SH SOLE 0 0 550 ELECTRONIC ARTS INC COM 285512109 9 400 SH SOLE 0 0 400 ENERGY & ENGINE TECH XXX COM 29267D108 0 10000 SH SOLE 0 0 10000 ENTERGY CORP NEW COM 29364G103 4 59 SH SOLE 0 0 59 ENTERPRISE PRD PRTNRS LP MLP 293792107 124 1867 SH SOLE 0 0 1867 ERHC ENERGY INC COM 26884J104 1 18000 SH SOLE 0 0 18000 EV TAX MAN GLB DIV EQTY CEM 27829F108 28 2828 SH SOLE 0 0 2828 EXCEL MARITIME CARR ORDF FGO V3267N107 3 14275 SH SOLE 0 0 14275 EXPRESS SCRIPTS HLDG CO COM 30219G108 68 972 SH SOLE 0 0 972 EXXON MOBIL CORPORATION COM 30231G102 3237 31991 SH SOLE 0 0 31991 FACEBOOK INC CLASS A COM 30303M102 35 634 SH SOLE 0 0 634 FAIRPOINT COMMUN INC XXX COM 305560104 0 6 SH SOLE 0 0 6 FEDEX CORPORATION COM 31428X106 5 38 SH SOLE 0 0 38 FIFTH THIRD BANK 0.25%14 CDS 316777GM7 70 70000 SH SOLE 0 0 70000 FIFTH THIRD BANK 0.25%14 CDS 316777JE2 63 63000 SH SOLE 0 0 63000 FIRST TR DJ INTERNET FD UIE 33733E302 3356 56063 SH SOLE 0 0 56063 FIRSTENERGY CORP COM 337932107 160 4862 SH SOLE 0 0 4862 FORD MOTOR COMPANY NEW COM 345370860 7 425 SH SOLE 0 0 425 FORUM ENERGY TECH INC COM 34984V100 3476 123001 SH SOLE 0 0 123001 GENERAL ELECTRIC COMPANY COM 369604103 215 7682 SH SOLE 0 0 7682 GENERAL MILLS INC COM 370334104 5 107 SH SOLE 0 0 107 GILEAD SCIENCES INC COM 375558103 19 250 SH SOLE 0 0 250 GLOBALSCAPE INC COM 37940G109 0 98 SH SOLE 0 0 98 GOOGLE INC CLASS A COM 38259P508 11 10 SH SOLE 0 0 10 GOOSE CREEK CONSL 4%15 BMU 382604VH6 17 16000 SH SOLE 0 0 16000 GREAT PLAINS ENERGY INC COM 391164100 2 73 SH SOLE 0 0 73 HALLIBURTON CO HLDG CO COM 406216101 21 405 SH SOLE 0 0 405 HARRIS COUNTY 0%17 BMU 414004MK4 16 17000 SH SOLE 0 0 17000 HEWLETT-PACKARD COMPANY COM 428236103 18 632 SH SOLE 0 0 632 HILL ROM HOLDINGS INC COM 431475102 7 166 SH SOLE 0 0 166 HILLENBRAND INC COM 431571108 5 183 SH SOLE 0 0 183 HILLTOP HOLDINGS INC COM 432748101 56 2430 SH SOLE 0 0 2430 HOME BANCORP INC COM 43689E107 29 1549 SH SOLE 0 0 1549 HOME DEPOT INC COM 437076102 4 43 SH SOLE 0 0 43 HSBC HOLDING 8.125% PFD PRE 404280703 26 1000 SH SOLE 0 0 1000 HUBBELL INC CLASS B COM 443510201 26 240 SH SOLE 0 0 240 INGERSOLL RAND CL A NEWF FGO G47791101 37 600 SH SOLE 0 0 600 INTEGRYS ENERGY GROUP COM 45822P105 5 100 SH SOLE 0 0 100 INTEL CORP COM 458140100 102 3928 SH SOLE 0 0 3928 INTL BUSINESS MACHINES COM 459200101 96 511 SH SOLE 0 0 511 IRVING IDS 4.125%20 BMU 463813LP8 17 16000 SH SOLE 0 0 16000 ISHARES AERO & DEF ETF UIE 464288760 1287 12176 SH SOLE 0 0 12176 ISHARES CHINA LARGE-CAP UIE 464287184 29 750 SH SOLE 0 0 750 ISHARES CORE S&P ETF UIE 464287507 4 30 SH SOLE 0 0 30 ISHARES CORE S&P ETF UIE 464287200 0 0 SH SOLE 0 0 0 ISHARES GOLD TRUST UIE 464285105 61 5197 SH SOLE 0 0 5197 ISHARES MSCI EMRG MKT FD UIE 464287234 6 146 SH SOLE 0 0 146 ISHARES MSCI FRANCE ETF UIE 464286707 38 1341 SH SOLE 0 0 1341 ISHARES MSCI HK ETF UIE 464286871 29 1400 SH SOLE 0 0 1400 ISHARES MSCI JPN ETF UIE 464286848 37 3046 SH SOLE 0 0 3046 ISHARES MSCI MEXICO ETF UIE 464286822 62 918 SH SOLE 0 0 918 ISHARES MSCI NETHERLNDS UIE 464286814 39 1496 SH SOLE 0 0 1496 ISHARES MSCI PAC EX JAPN UIE 464286665 7 150 SH SOLE 0 0 150 ISHARES MSCI SPAIN ETF UIE 464286764 38 988 SH SOLE 0 0 988 ISHARES MSCI SWITZRLAND UIE 464286749 38 1147 SH SOLE 0 0 1147 ISHARES NASDAQ BIO ETF UIE 464287556 3492 15378 SH SOLE 0 0 15378 ISHARES S&P 500 VALUE UIE 464287408 1763 20634 SH SOLE 0 0 20634 ISHARES S&P GBL CONSUMER UIE 464288745 2713 32266 SH SOLE 0 0 32266 ISHARES TR BOND UIE 464288679 6 54 SH SOLE 0 0 54 ISHARES TR MSCI EAFE UIE 464287465 65 967 SH SOLE 0 0 967 ISHARES TR REAL ESTATE UIE 464287739 5 83 SH SOLE 0 0 83 ISHARES TR RUSSELL 1000 UIE 464287622 7292 70682 SH SOLE 0 0 70682 ISHARES TR RUSSELL 2000 UIE 464287648 42436 313160 SH SOLE 0 0 313160 ISHARES TR TIPS UIE 464287176 8 69 SH SOLE 0 0 69 ISHARES TRUST UIE 464288273 3927 77024 SH SOLE 0 0 77024 ISHARES US BROKER UIE 464288794 1735 44901 SH SOLE 0 0 44901 JDS UNIPHASE CORP NEW COM 46612J507 16 1251 SH SOLE 0 0 1251 JEFFERIES GROUP L 5.5%16 BCO 472319AB8 43 40000 SH SOLE 0 0 40000 JOHNSON & JOHNSON COM 478160104 5 50 SH SOLE 0 0 50 JPMORGAN CHASE & CO COM 46625H100 211 3615 SH SOLE 0 0 3615 JUNIPER NETWORKS INC COM 48203R104 2 100 SH SOLE 0 0 100 KIMBERLY-CLARK CORP COM 494368103 21 200 SH SOLE 0 0 200 KIMCO REALTY CORP RET 49446R109 79 4000 SH SOLE 0 0 4000 KINDER MORGAN ENERGY LP MLP 494550106 247 3068 SH SOLE 0 0 3068 KINDER MORGAN INC COM 49456B101 0 6 SH SOLE 0 0 6 KRAFT FOODS GROUP COM 50076Q106 6 112 SH SOLE 0 0 112 LA JOYA ISD 0%16 BMU 503462HD8 2 2000 SH SOLE 0 0 2000 LEHMAN BROS HLDGS 2XXX PRD 525ESCW62 0 10000 SH SOLE 0 0 10000 LSI CORPORATION COM 502161102 2 169 SH SOLE 0 0 169 LUMINEX CORP DEL COM 55027E102 18 910 SH SOLE 0 0 910 MAGELLAN MIDSTREAM PTNRS MLP 559080106 11 166 SH SOLE 0 0 166 MARATHON PETE CORP COM 56585A102 9 96 SH SOLE 0 0 96 MARKWEST ENERGY PTNR LP MLP 570759100 66 1000 SH SOLE 0 0 1000 MC DONALDS CORP COM 580135101 104 1067 SH SOLE 0 0 1067 MELTRONIX INC COM 585730104 0 100 SH SOLE 0 0 100 MERCK & CO INC NEW COM 58933Y105 7 139 SH SOLE 0 0 139 MICROSOFT CORP COM 594918104 134 3577 SH SOLE 0 0 3577 MONDELEZ INTL INC CL A COM 609207105 12 338 SH SOLE 0 0 338 MORGAN STANLEY COM 617446448 6 200 SH SOLE 0 0 200 MOTOROLA SOLUTIONS INC COM 620076307 26 391 SH SOLE 0 0 391 NATIONAL OILWELL VARCO COM 637071101 5 68 SH SOLE 0 0 68 NETFLIX INC COM 64110L106 21 56 SH SOLE 0 0 56 NEWMONT MINING CORP COM 651639106 7 300 SH SOLE 0 0 300 NOKIA CORP SPON ADR F ADR 654902204 0 40 SH SOLE 0 0 40 NORTEL NETWORKS CP NEW F FGC 656568508 0 1000 SH SOLE 0 0 1000 NOVARTIS A G SPON ADR F ADR 66987V109 29 357 SH SOLE 0 0 357 NRG ENERGY INC NEW COM 629377508 0 3 SH SOLE 0 0 3 NUVEEN MUN VALUE FD INC CEM 670928100 2 266 SH SOLE 0 0 266 NUVEEN SELECT TAX FREE CEM 67063C106 9 700 SH SOLE 0 0 700 OCCIDENTAL PETE CORP COM 674599105 19 200 SH SOLE 0 0 200 ONEOK PARTNERS LP MLP 68268N103 6 122 SH SOLE 0 0 122 OPEN TEXT CORP F FGC 683715106 0 4 SH SOLE 0 0 4 ORACLE CORPORATION COM 68389X105 39 1027 SH SOLE 0 0 1027 P G & E CORP COM 69331C108 161 4009 SH SOLE 0 0 4009 PARK STERLING BA 0.25%14 CDS 70086WFE4 62 62000 SH SOLE 0 0 62000 PARK STERLING BAN 2.1%14 CDS 70086WDQ9 57 57000 SH SOLE 0 0 57000 PARTS.COM INC NEW XXX COM 702140203 0 20 SH SOLE 0 0 20 PEABODY ENERGY CORP COM 704549104 53 2700 SH SOLE 0 0 2700 PENNEY J C CO INC COM 708160106 9 1000 SH SOLE 0 0 1000 PEPSICO INCORPORATED COM 713448108 1337 16120 SH SOLE 0 0 16120 PEREGRINE PHARMA INC NEW COM 713661304 0 220 SH SOLE 0 0 220 PERMIAN BASIN ROYALTY TR UIE 714236106 279 21707 SH SOLE 0 0 21707 PFIZER INCORPORATED COM 717081103 139 4524 SH SOLE 0 0 4524 PFLUGERVILLE IDS 4%18 BMU 717095P56 8 8000 SH SOLE 0 0 8000 PHILIP MORRIS INTL INC COM 718172109 279 3200 SH SOLE 0 0 3200 PHILLIPS 66 COM 718546104 89 1148 SH SOLE 0 0 1148 PILGRIMS PRIDE CORP NEW COM 72147K108 33 2000 SH SOLE 0 0 2000 PIMCO MUNI INCOME FD II CEM 72200W106 4 400 SH SOLE 0 0 400 PNC FINL SERVICES GP INC COM 693475105 0 2 SH SOLE 0 0 2 POWERSHARES S&P ETF UIE 73937B779 80 2413 SH SOLE 0 0 2413 POWERSHS EXCH TRAD FD TR UIE 73936Q207 52 2879 SH SOLE 0 0 2879 POWERSHS EXCH TRAD FD TR UIE 73935X823 3622 135998 SH SOLE 0 0 135998 POWERSHS EXCH TRAD FD TR UIE 73935X369 5108 107062 SH SOLE 0 0 107062 POWERSHS EXCH TRAD FD TR UIE 73936T615 2 200 SH SOLE 0 0 200 POWERSHS EXCH TRAD FD TR UIE 73935X500 3235 506226 SH SOLE 0 0 506226 POWERSHS QQQ TRUST SER 1 UIE 73935A104 0 5 SH SOLE 0 0 5 PPL CORPORATION COM 69351T106 6 200 SH SOLE 0 0 200 PROCTER & GAMBLE COM 742718109 49 599 SH SOLE 0 0 599 PROGRESSIVE CORP OHIO COM 743315103 11 400 SH SOLE 0 0 400 PROSPECT CAPITAL CORP COM 74348T102 11 1020 SH SOLE 0 0 1020 QUALCOMM INC COM 747525103 22 300 SH SOLE 0 0 300 REALTY INCOME CORP RET 756109104 10 274 SH SOLE 0 0 274 RITE AID CORPORATION COM 767754104 5 1000 SH SOLE 0 0 1000 ROSAMOND CMTY SVC 7.5%02 BMU 776802BU3 1 10000 SH SOLE 0 0 10000 ROYAL BANK SCOT 3.95%15F UDD 78010XAG6 42 40000 SH SOLE 0 0 40000 SABINE ROYALTY TRUST UIE 785688102 25 500 SH SOLE 0 0 500 SAFRA NATL BANK 0.25%14 CDS 78658ALJ5 138 138000 SH SOLE 0 0 138000 SAFRA NATL BANK 0.45%14 CDS 7865805T3 127 127000 SH SOLE 0 0 127000 SCH US REIT ETF UIE 808524847 0 0 SH SOLE 0 0 0 SCHW EMG MKT EQ ETF UIE 808524706 30 1207 SH SOLE 0 0 1207 SCHW US BRD MKT ETF UIE 808524102 0 11 SH SOLE 0 0 11 SCHW US LCAP ETF UIE 808524201 12725 288686 SH SOLE 0 0 288686 SCHW US SCAP ETF UIE 808524607 19276 367163 SH SOLE 0 0 367163 SECTOR SPDR FINCL SELECT UIE 81369Y605 2642 120854 SH SOLE 0 0 120854 SECTOR SPDR TECH SELECT UIE 81369Y803 0 0 SH SOLE 0 0 0 SECTOR SPDR UTIL SELECT UIE 81369Y886 12 311 SH SOLE 0 0 311 SHERWIN WILLIAMS CO COM 824348106 466 2539 SH SOLE 0 0 2539 SIMON PPTY GROUP NEW RET 828806109 70 463 SH SOLE 0 0 463 SIRIUS XM HLDGS INC COM 82968B103 34 9750 SH SOLE 0 0 9750 SONICBLUE INC XXX COM 83546Q109 0 182 SH SOLE 0 0 182 SOUTHCROSS ENERGY LP MLP 84130C100 18 1000 SH SOLE 0 0 1000 SOUTHWEST AIRLINES CO COM 844741108 34 1829 SH SOLE 0 0 1829 SPDR BARCLAYS ETF UIE 78464A334 4 117 SH SOLE 0 0 117 SPDR DOW JONES INDL AVG UIE 78467X109 5 30 SH SOLE 0 0 30 SPDR GOLD TRUST UIE 78463V107 57 489 SH SOLE 0 0 489 SPDR S&P BRIC 40 ETF UIE 78463X798 5 228 SH SOLE 0 0 228 SPDR S&P HOMEBUILDERS UIE 78464A888 46 1369 SH SOLE 0 0 1369 SPECTRA ENERGY CORP COM 847560109 3 88 SH SOLE 0 0 88 SPENCER PHARMA INC COM 848224101 0 2000 SH SOLE 0 0 2000 SPRINT CORPORATION COM 85207U105 0 26 SH SOLE 0 0 26 ST MARTIN PARISH 3.5%14 BMU 792146HP0 50 50000 SH SOLE 0 0 50000 STARBUCKS CORP COM 855244109 24 300 SH SOLE 0 0 300 SUSSER HOLDINGS CORP COM 869233106 13 196 SH SOLE 0 0 196 SUSSER PETROLEUM PTNR LP MLP 869239103 10 315 SH SOLE 0 0 315 SYCAMORE NETWRKS INC NEW COM 871206405 0 10 SH SOLE 0 0 10 T C PIPELINES LP MLP 87233Q108 0 7 SH SOLE 0 0 7 TELEFONICA EMI 5.877%19F UDD 87938WAH6 45 40000 SH SOLE 0 0 40000 TENET HEALTHCARE NEW COM 88033G407 13 306 SH SOLE 0 0 306 TESLA MOTORS INC COM 88160R101 81 536 SH SOLE 0 0 536 TEVA PHARM INDS LTD ADRF ADR 881624209 34 846 SH SOLE 0 0 846 TEX PAC LAND SUB CTF COM 882610108 4 45 SH SOLE 0 0 45 TEXTRON INCORPORATED COM 883203101 13 352 SH SOLE 0 0 352 THE SOUTHERN COMPANY COM 842587107 164 4000 SH SOLE 0 0 4000 THE WENDYS COMPANY COM 95058W100 4 425 SH SOLE 0 0 425 THORNBURG MORTGAGE NEXXX RET 885218800 0 150 SH SOLE 0 0 150 TIM HORTONS INC F FGC 88706M103 8 135 SH SOLE 0 0 135 TIME WARNER CABLE COM 88732J207 1 5 SH SOLE 0 0 5 TIME WARNER INC NEW COM 887317303 2 23 SH SOLE 0 0 23 TIMKEN COMPANY COM 887389104 11 200 SH SOLE 0 0 200 TRANSWITCH CORP NEW COM 894065309 0 7 SH SOLE 0 0 7 TRAVIS CNTY WTR 4.375%24 BMU 89438VVB9 18 18000 SH SOLE 0 0 18000 TWITTER INC COM 90184L102 3 40 SH SOLE 0 0 40 U S BANCORP DEL NEW COM 902973304 16 404 SH SOLE 0 0 404 U S SHIPPING PARTNERSXXX MLP 903417103 0 300 SH SOLE 0 0 300 UNDER ARMOUR INC CL A COM 904311107 3 40 SH SOLE 0 0 40 UNION PACIFIC CORP COM 907818108 17 100 SH SOLE 0 0 100 UNITED ST NAT GAS FD NEW UIE 912318201 130 6280 SH SOLE 0 0 6280 UNITEDHEALTH GROUP INC COM 91324P102 27 356 SH SOLE 0 0 356 UNIVERSAL HLTH SVCS CL B COM 913903100 8 96 SH SOLE 0 0 96 UST INFL IDX 2%07/14 TIP 912828CP3 25 20000 SH SOLE 0 0 20000 VALERO ENERGY CORP NEW COM 91913Y100 9 175 SH SOLE 0 0 175 VALUESTAR CORP XXX COM 919910109 0 6000 SH SOLE 0 0 6000 VANGUARD DIV APPRCIATION UIE 921908844 3 45 SH SOLE 0 0 45 VANGUARD FTSE EMERGING UIE 922042858 5089 123696 SH SOLE 0 0 123696 VANGUARD INTL EQTY INDEX UIE 922042775 1667 32869 SH SOLE 0 0 32869 VANGUARD MID CAP UIE 922908629 1896 17231 SH SOLE 0 0 17231 VANGUARD TOTAL STOCK MKT UIE 922908769 38 397 SH SOLE 0 0 397 VANGUARD TOTAL WORLD UIE 922042742 5755 96888 SH SOLE 0 0 96888 VANGUARD UTILITIES UIE 92204A876 3 38 SH SOLE 0 0 38 VELATEL GLOBAL COMM NEW COM 92256R207 0 50 SH SOLE 0 0 50 VIRTUS TOTAL RETURN FD CEM 92829A103 6 1402 SH SOLE 0 0 1402 WA FUNDING TR III XXX ESC 939ESC968 0 25 SH SOLE 0 0 25 WAL-MART STORES INC COM 931142103 65 829 SH SOLE 0 0 829 WCALCASIEU CAMERO 4%18 BMU 128271AV5 110 100000 SH SOLE 0 0 100000 WEINGARTEN RLTY INVS SBI RET 948741103 19 675 SH SOLE 0 0 675 WESTERN ASSET INCOME FD CEM 95766T100 12 925 SH SOLE 0 0 925 WHARTON IDS 4%14 BMU 962421DM2 17 17000 SH SOLE 0 0 17000 WHITING USA TRUST I COM 966389108 3 500 SH SOLE 0 0 500 WHOLE FOODS MARKET INC COM 966837106 56 974 SH SOLE 0 0 974 WILHELMINA INTL COM 968235101 0 1430 SH SOLE 0 0 1430 WILLIAMS PARTNERS LP MLP 96950F104 5 100 SH SOLE 0 0 100 WINDSTREAM HLDGS INC COM 97382A101 56 7000 SH SOLE 0 0 7000 WISDOMTREE EMERGING MKTS UIE 97717W315 459 8998 SH SOLE 0 0 8998 WMI HOLDINGS CORP COM 92936P100 0 1 SH SOLE 0 0 1 YTB INTERNATIONAL CL A COM 98425R200 0 214 SH SOLE 0 0 214 YUM BRANDS INC COM 988498101 469 6200 SH SOLE 0 0 6200 ZAZA ENERGY CORP COM 98919T100 4 4500 SH SOLE 0 0 4500 ZEOX CORP F FGC 98944A100 0 16800 SH SOLE 0 0 16800 ZOETIS INC COM 98978V103 1 21 SH SOLE 0 0 21