0001398344-13-005049.txt : 20131030 0001398344-13-005049.hdr.sgml : 20131030 20131030145905 ACCESSION NUMBER: 0001398344-13-005049 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131030 DATE AS OF CHANGE: 20131030 EFFECTIVENESS DATE: 20131030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Management Professionals, Inc. CENTRAL INDEX KEY: 0001568132 IRS NUMBER: 742467408 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15131 FILM NUMBER: 131178989 BUSINESS ADDRESS: STREET 1: 6034 W. COURTYARD DR. STREET 2: SUITE 380 CITY: AUSTIN STATE: TX ZIP: 78730 BUSINESS PHONE: 512-329-5174 MAIL ADDRESS: STREET 1: 6034 W. COURTYARD DR. STREET 2: SUITE 380 CITY: AUSTIN STATE: TX ZIP: 78730 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001568132 XXXXXXXX 09-30-2013 09-30-2013 false Financial Management Professionals, Inc.

6034 W. Courtyard Dr. Suite 380 Austin TX 78730

13F HOLDINGS REPORT 028-15131 N H. Milton Hixson 512-329-5174 /s/ H. Milton Hixson Austin TX 10-30-2013 0 302 161490 INFORMATION TABLE 2 fp0008567_13fhr-table.xml 13F INFORMATION TABLE 1/100 BERKSHIRE HTWY CLA COM 084990175 341 200 SH SOLE 0 0 200 1ST FINANCIAL BANKSHARES COM 32020R109 82 1392 SH SOLE 0 0 1392 3M COMPANY COM 88579Y101 10 80 SH SOLE 0 0 80 A M R CORPORATION COM 001765106 82 20000 SH SOLE 0 0 20000 A T & T INC NEW COM 00206R102 120 3557 SH SOLE 0 0 3557 AEGON NV ORD REG AMER F ADR 007924103 10 1378 SH SOLE 0 0 1378 AGILENT TECHNOLOGIES INC COM 00846U101 0 07 SH SOLE 0 0 7 ALAMO TEX CMNTY COL 4%16 BMU 011415HU3 18 17000 SH SOLE 0 0 17000 ALLIANT ENERGY CORP COM 018802108 12 248 SH SOLE 0 0 248 ALLIANZGI CONV & INC FD CEM 018828103 11 1123 SH SOLE 0 0 1123 ALLSTATE CORPORATION COM 020002101 61 1200 SH SOLE 0 0 1200 ALLY BANK 0.15%13 CDO 02006LAB9 200 200000 SH SOLE 0 0 200000 ALPINE TOTAL DYNAMIC FD CEM 021060108 6 1500 SH SOLE 0 0 1500 ALPS TRUST ETF UIE 00162Q866 26 1504 SH SOLE 0 0 1504 ALTRIA GROUP INC COM 02209S103 168 4890 SH SOLE 0 0 4890 AMAZON COM INC COM 023135106 6 18 SH SOLE 0 0 18 AMER ELECTRIC PWR CO INC COM 25537101 11 264 SH SOLE 0 0 264 AMERICAN CAPITAL AGENCY RET 02503X105 4 189 SH SOLE 0 0 189 AMGEN INCORPORATED COM 031162100 21 187 SH SOLE 0 0 187 AMKOR TECHNOLOGY INC COM 031652100 0 30 SH SOLE 0 0 30 AOL INC COM 00184X105 0 04 SH SOLE 0 0 4 APPLE INC COM 037833100 323 678 SH SOLE 0 0 678 APPLIED MATERIALS INC COM 038222105 2 96 SH SOLE 0 0 96 ARMOUR RESIDENTIAL REIT RET 042315101 31 7493 SH SOLE 0 0 7493 AXIALL CORP COM 05463D100 4 116 SH SOLE 0 0 116 AZ GOLD & ONYX MINING CO COM 04051K105 0 01 SH SOLE 0 0 1 B P PRUDHOE BAY RLTY TR UIE 055630107 17 200 SH SOLE 0 0 200 BAKER HUGHES INC COM 057224107 18 375 SH SOLE 0 0 375 BANK OF AMERICA CORP COM 060505104 39 2854 SH SOLE 0 0 2854 BEACON POWER CORP NEW COM 073677205 0 13 SH SOLE 0 0 13 BECKMAN COULTER 2.5%36 BCO 075811AD1 4 3000 SH SOLE 0 0 3000 BERKSHIRE HATHAWAY B NEW COM 084670702 119 1050 SH SOLE 0 0 1050 BEST BUY INC COM 086516101 2 63 SH SOLE 0 0 63 BJ S RESTAURANTS INC COM 09180C106 4 143 SH SOLE 0 0 143 BLACKBERRY LTD F FGC 09228F103 2 200 SH SOLE 0 0 200 BP PLC ADR F ADR 055622104 18 428 SH SOLE 0 0 428 BRISTOL-MYERS SQUIBB CO COM 110122108 7 150 SH SOLE 0 0 150 BROCADE COMMUNS SYS NEW COM 111621306 0 05 SH SOLE 0 0 5 C S X CORP COM 126408103 28 1080 SH SOLE 0 0 1080 CALCASIEU PARISH 3.6%15 BMU 128616BG3 51 50000 SH SOLE 0 0 50000 CALCASIEU-CAMERON 4%18 BMU 128271AV5 109 100000 SH SOLE 0 0 100000 CALPINE CORP NEW COM 131347304 39 2000 SH SOLE 0 0 2000 CAPITAL ONE USA 5.0%13 CDO 140420KZ2 118 117000 SH SOLE 0 0 117000 CAPMARK BANK N A 3.5%14 CDS 140653G67 62 61000 SH SOLE 0 0 61000 CATERPILLAR INC COM 149123101 21 250 SH SOLE 0 0 250 CENTERPOINT ENERGY INC COM 15189T107 1 34 SH SOLE 0 0 34 CENTURYLINK INC COM 156700106 0 06 SH SOLE 0 0 6 CHESAPEAKE ENERGY CORP COM 165167107 0 02 SH SOLE 0 0 2 CHEVRON CORPORATION COM 166764100 452 3721 SH SOLE 0 0 3721 CHICOS FAS INC COM 168615102 5 280 SH SOLE 0 0 280 CHUYS HOLDINGS INC COM 171604101 7 200 SH SOLE 0 0 200 CIENA CORP NEW COM 171779309 25 1000 SH SOLE 0 0 1000 CISCO SYSTEMS INC COM 17275R102 84 3593 SH SOLE 0 0 3593 CITADEL BROADCASTING ^XX COM 17285T106 0 29 SH SOLE 0 0 29 CITIBANK NA 3%14 CDO 17312QPJ2 75 73000 SH SOLE 0 0 73000 CITIGROUP INC NEW COM 172967424 0 02 SH SOLE 0 0 2 CITIZENS BANK 2.65%15 CDO 174000BR9 52 50000 SH SOLE 0 0 50000 CITRIX SYSTEMS INC COM 177376100 2 32 SH SOLE 0 0 32 CLEAN ENERGY PATHWAYS COM 18451W105 0 10000 SH SOLE 0 0 10000 COACH INC COM 189754104 25 460 SH SOLE 0 0 460 COASTAL PACIFIC MINING F FGC 19049P107 0 20000 SH SOLE 0 0 20000 COCA COLA COMPANY COM 191216100 16 429 SH SOLE 0 0 429 COLGATE-PALMOLIVE CO COM 194162103 71 1200 SH SOLE 0 0 1200 CONOCOPHILLIPS COM 20825C104 124 1787 SH SOLE 0 0 1787 COPPELL TEX INDPT 0%17 BMU 217489N82 20 21000 SH SOLE 0 0 21000 CORINTHIAN COLLEGES INC COM 218868107 2 781 SH SOLE 0 0 781 CORPORATE PPTY ASSOC 17 RET 22003D102 54 5423 SH SOLE 0 0 5423 COVIDIEN PLC NEW F FGO G2554F113 3 50 SH SOLE 0 0 50 CYS INVESTMENTS INC COM 12673A108 16 2017 SH SOLE 0 0 2017 DALLAS TEX CONVENTI 0%18 BMU 235417AR3 14 16000 SH SOLE 0 0 16000 DELL INC COM 24702R101 294 21377 SH SOLE 0 0 21377 DIGERATI TECH NEW COM 25375L206 0 100 SH SOLE 0 0 100 DISCOVER BANK 0.3%14 CDO 254671VQ0 85 85000 SH SOLE 0 0 85000 DISCOVER BANK 0.25%14 CDO 254671RQ5 256 257000 SH SOLE 0 0 257000 DISNEY WALT CO COM 254687106 1 22 SH SOLE 0 0 22 DUKE ENERGY CORP NEW COM 26441C204 160 2391 SH SOLE 0 0 2391 DYADIC INTERNATIONAL COM 26745T101 11 6400 SH SOLE 0 0 6400 EAGLE BROADBAND INC NXXX COM 269437208 0 05 SH SOLE 0 0 5 EAGLE ROCK ENGY PARTNERS MLP 26985R104 7 1000 SH SOLE 0 0 1000 EAST BATON ROUG 3.625%15 BMU 270764AL7 51 50000 SH SOLE 0 0 50000 EATON VANCE TAX MANAGED CEM 27828N102 10 1000 SH SOLE 0 0 1000 ECOSPHERE TECHNOLOGIES COM 27922X105 2 5378 SH SOLE 0 0 5378 EL PASO PIPELINE PTNR LP MLP 283702108 23 550 SH SOLE 0 0 550 ELECTRONIC ARTS INC COM 285512109 10 400 SH SOLE 0 0 400 ENERGY & ENGINE TECH XXX COM 29267D108 0 10000 SH SOLE 0 0 10000 ENTERGY CORP NEW COM 29364G103 4 59 SH SOLE 0 0 59 ENTERPRISE PRD PRTNRS LP MLP 293792107 102 1665 SH SOLE 0 0 1665 ERHC ENERGY INC COM 26884J104 1 18000 SH SOLE 0 0 18000 EV TAX MAN GLB DIV EQTY CEM 27829F108 27 2828 SH SOLE 0 0 2828 EXCEL MARITIME CARR ORDF FGO V3267N107 4 14275 SH SOLE 0 0 14275 EXPRESS SCRIPTS HLDG CO COM 30219G108 60 972 SH SOLE 0 0 972 EXXON MOBIL CORPORATION COM 30231G102 2855 33187 SH SOLE 0 0 33187 FACEBOOK INC CLASS A COM 30303M102 32 634 SH SOLE 0 0 634 FAIRPOINT COMMUN INC XXX COM 305560104 0 06 SH SOLE 0 0 6 FEDEX CORPORATION COM 31428X106 4 38 SH SOLE 0 0 38 FIFTH THIRD BANK 0.25%14 CDS 316777GM7 70 70000 SH SOLE 0 0 70000 FIFTH THIRD BANK 0.25%14 CDS 316777JE2 63 63000 SH SOLE 0 0 63000 FIRSTENERGY CORP COM 337932107 177 4862 SH SOLE 0 0 4862 FIRSTHAND TECH VALUE FD CEM 33766Y100 11 441 SH SOLE 0 0 441 FORD MOTOR COMPANY NEW COM 345370860 7 425 SH SOLE 0 0 425 GALVESTON TEX WT 3.75%14 BMU 364564CA0 17 17000 SH SOLE 0 0 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SH SOLE 0 0 1000 INERGY MIDSTREAM LP MLP 45671U106 10 432 SH SOLE 0 0 432 INGERSOLL RAND CL A NEWF FGO G47791101 39 600 SH SOLE 0 0 600 INTEGRYS ENERGY GROUP COM 45822P105 6 100 SH SOLE 0 0 100 INTEL CORP COM 458140100 90 3928 SH SOLE 0 0 3928 INTL BUSINESS MACHINES COM 459200101 98 530 SH SOLE 0 0 530 INTL T M E RESOURCES F FGC 46049W105 0 667 SH SOLE 0 0 667 IRVING TEX INDP 4.125%20 BMU 463813LP8 17 16000 SH SOLE 0 0 16000 ISHARES CHINA LARGE-CAP UIE 464287184 28 750 SH SOLE 0 0 750 ISHARES CORE S&P ETF UIE 464287200 0 00 SH SOLE 0 0 0 ISHARES CORE S&P ETF UIE 464287507 4 30 SH SOLE 0 0 30 ISHARES GOLD TRUST UIE 464285105 67 5197 SH SOLE 0 0 5197 ISHARES MSCI BELGIUM UIE 464286301 41 2694 SH SOLE 0 0 2694 ISHARES MSCI EMRG MKT FD UIE 464287234 40 986 SH SOLE 0 0 986 ISHARES MSCI GRMNY UIE 464286806 42 1508 SH SOLE 0 0 1508 ISHARES MSCI HK ETF UIE 464286871 28 1400 SH SOLE 0 0 1400 ISHARES MSCI JPN ETF UIE 464286848 41 3432 SH SOLE 0 0 3432 ISHARES MSCI MEXICO ETF UIE 464286822 59 918 SH SOLE 0 0 918 ISHARES MSCI PAC EX JAPN UIE 464286665 7 150 SH SOLE 0 0 150 ISHARES MSCI SWEDEN ETF UIE 464286756 40 1168 SH SOLE 0 0 1168 ISHARES MSCI SWITZRLAND UIE 464286749 41 1299 SH SOLE 0 0 1299 ISHARES NASDAQ BIO ETF UIE 464287556 3264 15571 SH SOLE 0 0 15571 ISHARES RUSSELL VALUE UIE 464287473 41074 674331 SH SOLE 0 0 674331 ISHARES S&P 500 VALUE UIE 464287408 1605 20498 SH SOLE 0 0 20498 ISHARES S&P GBL CONSUMER UIE 464288745 2505 32110 SH SOLE 0 0 32110 ISHARES TR BOND UIE 464288679 24 217 SH SOLE 0 0 217 ISHARES TR MSCI EAFE UIE 464287465 70 1101 SH SOLE 0 0 1101 ISHARES TR REAL ESTATE UIE 464287739 5 83 SH SOLE 0 0 83 ISHARES TR RUSSELL 1000 UIE 464287622 6677 70906 SH SOLE 0 0 70906 ISHARES TR TIPS UIE 464287176 8 69 SH SOLE 0 0 69 ISHARES TR US FINANCIAL UIE 464287770 3384 45668 SH SOLE 0 0 45668 ISHARES TRUST UIE 464288273 3838 79119 SH SOLE 0 0 79119 JDS UNIPHASE CORP NEW COM 46612J507 18 1251 SH SOLE 0 0 1251 JEFFERIES GROUP 5.5%16 BCO 472319AB8 43 40000 SH SOLE 0 0 40000 JOHNSON & JOHNSON COM 478160104 4 50 SH SOLE 0 0 50 JPMORGAN CHASE & CO COM 46625H100 218 4215 SH SOLE 0 0 4215 JUNIPER NETWORKS INC COM 48203R104 2 100 SH SOLE 0 0 100 KIMBERLY-CLARK CORP COM 494368103 19 200 SH SOLE 0 0 200 KIMCO REALTY CORP RET 49446R109 81 4000 SH SOLE 0 0 4000 KINDER MORGAN ENERGY LP MLP 494550106 245 3068 SH SOLE 0 0 3068 KINDER MORGAN INC COM 49456B101 0 06 SH SOLE 0 0 6 KRAFT FOODS GROUP COM 50076Q106 6 112 SH SOLE 0 0 112 LA JOYA TEX INDPT 0%16 BMU 503462HD8 2 2000 SH SOLE 0 0 2000 LEHMAN BROS HLDGS 2XXX PRD 525ESCW62 0 10000 SH SOLE 0 0 10000 LSI CORPORATION COM 502161102 1 154 SH SOLE 0 0 154 LUMINEX CORP DEL COM 55027E102 18 910 SH SOLE 0 0 910 MAGELLAN MIDSTREAM PTNRS MLP 559080106 9 166 SH SOLE 0 0 166 MALLINCKRODT PUB F FGO G5785G107 0 06 SH SOLE 0 0 6 MARKWEST ENERGY PTNR LP MLP 570759100 72 1000 SH SOLE 0 0 1000 MC DONALDS CORP COM 580135101 103 1067 SH SOLE 0 0 1067 MELTRONIX INC COM 585730104 0 100 SH SOLE 0 0 100 MERCK & CO INC NEW COM 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