0001398344-13-003639.txt : 20130808 0001398344-13-003639.hdr.sgml : 20130808 20130808163848 ACCESSION NUMBER: 0001398344-13-003639 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130808 DATE AS OF CHANGE: 20130808 EFFECTIVENESS DATE: 20130808 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Management Professionals, Inc. CENTRAL INDEX KEY: 0001568132 IRS NUMBER: 742467408 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15131 FILM NUMBER: 131022762 BUSINESS ADDRESS: STREET 1: 6034 W. COURTYARD DR. STREET 2: SUITE 380 CITY: AUSTIN STATE: TX ZIP: 78730 BUSINESS PHONE: 512-329-5174 MAIL ADDRESS: STREET 1: 6034 W. COURTYARD DR. STREET 2: SUITE 380 CITY: AUSTIN STATE: TX ZIP: 78730 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001568132 XXXXXXXX 06-30-2013 06-30-2013 false Financial Management Professionals, Inc.

6034 W. Courtyard Dr. Suite 380 Austin TX 78730

13F HOLDINGS REPORT 028-15131 N H. Milton Hixson 512-329-5174 /s/ H. Milton Hixson Austin TX 08-08-2013 0 309 135981 INFORMATION TABLE 2 fp0007912_13fhr-table.xml 13F INFORMATION TABLE 1/100 BERKSHIRE HTWY CLA COM 084990175 337 200 SH SOLE 0 0 200 1ST FINANCIAL BANKSHARES COM 32020R109 77 1392 SH SOLE 0 0 1392 3M COMPANY COM 88579Y101 9 80 SH SOLE 0 0 80 A M R CORPORATION COM 001765106 81 20000 SH SOLE 0 0 20000 A T & T INC NEW COM 00206R102 114 3230 SH SOLE 0 0 3230 AEGON NV ORD REG AMER F ADR 007924103 9 1351 SH SOLE 0 0 1351 AGILENT TECHNOLOGIES INC COM 00846U101 0 7 SH SOLE 0 0 7 ALAMO TEX CMNTY COL 4%16 BMU 011415HU3 18 17000 SH SOLE 0 0 17000 ALCATEL LUCENT ADR F ADR 013904305 4 2000 SH SOLE 0 0 2000 ALLIANT ENERGY CORP COM 018802108 13 248 SH SOLE 0 0 248 ALLIANZGI CONV & INC FD CEM 018828103 10 1095 SH SOLE 0 0 1095 ALLSTATE CORPORATION COM 020002101 58 1200 SH SOLE 0 0 1200 ALLY BK 1.5%13 CDO 02004MN74 87 87000 SH SOLE 0 0 87000 ALPINE TOTAL DYNAMIC FD CEM 021060108 6 1500 SH SOLE 0 0 1500 ALPS TRUST ETF UIE 00162Q866 27 1504 SH SOLE 0 0 1504 ALTRIA GROUP INC COM 02209S103 154 4390 SH SOLE 0 0 4390 AMAZON COM INC COM 023135106 5 18 SH SOLE 0 0 18 AMERICAN CAPITAL AGENCY RET 02503X105 2 90 SH SOLE 0 0 90 AMERN FINANCIAL GP NEW COM 025932104 14 287 SH SOLE 0 0 287 AMGEN INCORPORATED COM 031162100 18 187 SH SOLE 0 0 187 AMKOR TECHNOLOGY INC COM 031652100 0 30 SH SOLE 0 0 30 AOL INC COM 00184X105 0 4 SH SOLE 0 0 4 APPLE INC COM 037833100 289 728 SH SOLE 0 0 728 APPLIED MATERIALS INC COM 038222105 1 96 SH SOLE 0 0 96 ARMOUR RESIDENTIAL REIT RET 042315101 34 7138 SH SOLE 0 0 7138 AXIALL CORP COM 05463D100 5 116 SH SOLE 0 0 116 AZ GOLD & ONYX MINING CO COM 04051K105 0 1 SH SOLE 0 0 1 B P PRUDHOE BAY RLTY TR UIE 055630107 19 200 SH SOLE 0 0 200 BAKER HUGHES INC COM 057224107 17 375 SH SOLE 0 0 375 BANK OF AMERICA CORP COM 060505104 37 2854 SH SOLE 0 0 2854 BARCLAYS BANK IPATH ETN UIE 06739H412 0 0 SH SOLE 0 0 0 BARCLAYS BANK IPATH ETN UIE 06739G851 0 0 SH SOLE 0 0 0 BEACON POWER CORP NEW COM 073677205 0 13 SH SOLE 0 0 13 BECKMAN COULTER 2.5%36 BCO 075811AD1 4 3000 SH SOLE 0 0 3000 BERKSHIRE HATHAWAY B NEW COM 084670702 118 1050 SH SOLE 0 0 1050 BEST BUY INC COM 086516101 2 63 SH SOLE 0 0 63 BJ S RESTAURANTS INC COM 09180C106 5 143 SH SOLE 0 0 143 BP PLC ADR F ADR 055622104 18 428 SH SOLE 0 0 428 BRISTOL-MYERS SQUIBB CO COM 110122108 7 150 SH SOLE 0 0 150 BROCADE COMMUNS SYS NEW COM 111621306 0 5 SH SOLE 0 0 5 C S X CORP COM 126408103 25 1080 SH SOLE 0 0 1080 CACI INTL 2.125%14 BCO 127190AD8 0 0 SH SOLE 0 0 0 CALCASIEU PARISH 3.6%15 BMU 128616BG3 51 50000 SH SOLE 0 0 50000 CALCASIEU-CAMERON 4%18 BMU 128271AV5 109 100000 SH SOLE 0 0 100000 CALPINE CORP NEW COM 131347304 42 2000 SH SOLE 0 0 2000 CAPITAL ONE USA 5.0%13 CDO 140420KZ2 119 117000 SH SOLE 0 0 117000 CAPMARK BANK N A 3.5%14 CDS 140653G67 62 61000 SH SOLE 0 0 61000 CATERPILLAR INC COM 149123101 21 250 SH SOLE 0 0 250 CENTERPOINT ENERGY INC COM 15189T107 1 34 SH SOLE 0 0 34 CENTURYLINK INC COM 156700106 0 6 SH SOLE 0 0 6 CHESAPEAKE ENERGY CORP COM 165167107 0 2 SH SOLE 0 0 2 CHEVRON CORPORATION COM 166764100 439 3712 SH SOLE 0 0 3712 CHICOS FAS INC COM 168615102 5 280 SH SOLE 0 0 280 CHUYS HOLDINGS INC COM 171604101 8 200 SH SOLE 0 0 200 CISCO SYSTEMS INC COM 17275R102 87 3593 SH SOLE 0 0 3593 CITADEL BROADCASTING ^XX COM 17285T106 0 29 SH SOLE 0 0 29 CITIBANK NA 3%14 CDO 17312QPJ2 75 73000 SH SOLE 0 0 73000 CITIGROUP INC NEW COM 172967424 0 2 SH SOLE 0 0 2 CITIZENS BANK 2.65%15 CDO 174000BR9 52 50000 SH SOLE 0 0 50000 CITRIX SYSTEMS INC COM 177376100 2 32 SH SOLE 0 0 32 CLEAN ENERGY PATHWAYS COM 18451W105 0 10000 SH SOLE 0 0 10000 COACH INC COM 189754104 26 460 SH SOLE 0 0 460 COASTAL PACIFIC MINING F FGC 19049P107 0 20000 SH SOLE 0 0 20000 COCA COLA COMPANY COM 191216100 17 429 SH SOLE 0 0 429 COLGATE-PALMOLIVE CO COM 194162103 69 1200 SH SOLE 0 0 1200 CONOCOPHILLIPS COM 20825C104 108 1777 SH SOLE 0 0 1777 COPPELL TEX INDPT 0%17 BMU 217489N82 19 21000 SH SOLE 0 0 21000 CORINTHIAN COLLEGES INC COM 218868107 2 781 SH SOLE 0 0 781 COVIDIEN PLC NEW F FGO G2554F113 3 50 SH SOLE 0 0 50 CURRENCYSHARES JAPANESE UIE 23130A102 0 0 SH SOLE 0 0 0 CYS INVESTMENTS INC COM 12673A108 15 1580 SH SOLE 0 0 1580 DALLAS TEX CONVENTI 0%18 BMU 235417AR3 14 16000 SH SOLE 0 0 16000 DELL INC COM 24702R101 285 21377 SH SOLE 0 0 21377 DIGERATI TECH NEW COM 25375L206 0 100 SH SOLE 0 0 100 DISCOVER BANK 0.25%14 CDO 254671RQ5 257 257000 SH SOLE 0 0 257000 DISCOVER BANK N A 5.0%13 CDO 25469JUE7 15 15000 SH SOLE 0 0 15000 DISCOVER BANK N A 5.1%13 CDO 25469JSC4 135 134000 SH SOLE 0 0 134000 DISCOVER BANK NA 5.05%13 CDO 25469JTC3 5 5000 SH SOLE 0 0 5000 DISNEY WALT CO COM 254687106 1 22 SH SOLE 0 0 22 DUKE ENERGY CORP NEW COM 26441C204 161 2391 SH SOLE 0 0 2391 DYADIC INTERNATIONAL COM 26745T101 11 6400 SH SOLE 0 0 6400 EAGLE BROADBAND INC NXXX COM 269437208 0 5 SH SOLE 0 0 5 EAGLE ROCK ENGY PARTNERS MLP 26985R104 8 1000 SH SOLE 0 0 1000 EAST BATON ROUG 3.625%15 BMU 270764AL7 51 50000 SH SOLE 0 0 50000 EATON CORP PLC F FGO G29183103 18 272 SH SOLE 0 0 272 EATON VANCE TAX MANAGED CEM 27828N102 10 1000 SH SOLE 0 0 1000 EL PASO PIPELINE PTNR LP MLP 283702108 24 550 SH SOLE 0 0 550 ELECTRONIC ARTS INC COM 285512109 9 400 SH SOLE 0 0 400 ENERGY & ENGINE TECH XXX COM 29267D108 0 10000 SH SOLE 0 0 10000 ENTERGY CORP NEW COM 29364G103 4 59 SH SOLE 0 0 59 ENTERPRISE PRD PRTNRS LP MLP 293792107 103 1665 SH SOLE 0 0 1665 ERHC ENERGY INC COM 26884J104 1 18000 SH SOLE 0 0 18000 EV TAX MAN GLB DIV EQTY CEM 27829F108 26 2828 SH SOLE 0 0 2828 EXCEL MARITIME CARR ORDF FGO V3267N107 0 14275 SH SOLE 0 0 14275 EXPRESS SCRIPTS HLDG CO COM 30219G108 60 972 SH SOLE 0 0 972 EXXON MOBIL CORPORATION COM 30231G102 2995 33154 SH SOLE 0 0 33154 FACEBOOK INC CLASS A COM 30303M102 16 633 SH SOLE 0 0 633 FAIRPOINT COMMUN INC XXX COM 305560104 0 6 SH SOLE 0 0 6 FIFTH THIRD BANK 0.25%14 CDS 316777GM7 70 70000 SH SOLE 0 0 70000 FIFTH THIRD BANK 0.25%14 CDS 316777JE2 63 63000 SH SOLE 0 0 63000 FIRSTENERGY CORP COM 337932107 182 4862 SH SOLE 0 0 4862 FIRSTHAND TECH VALUE FD CEM 33766Y100 9 441 SH SOLE 0 0 441 FORD MOTOR COMPANY NEW COM 345370860 10 675 SH SOLE 0 0 675 FRONTIER COMMUNICATIONS COM 35906A108 11 2624 SH SOLE 0 0 2624 GALVESTON TEX WT 3.75%14 BMU 364564CA0 17 17000 SH SOLE 0 0 17000 GENERAL ELECTRIC COMPANY COM 369604103 206 8882 SH SOLE 0 0 8882 GENERAL MILLS INC COM 370334104 39 795 SH SOLE 0 0 795 GLOBALSCAPE INC COM 37940G109 0 98 SH SOLE 0 0 98 GOLDMAN SACHS BK 5.0%13 CDS 381426PW9 133 131000 SH SOLE 0 0 131000 GOOGLE INC CLASS A COM 38259P508 9 10 SH SOLE 0 0 10 GOOSE CREEK TEX CON 4%15 BMU 382604VH6 17 16000 SH SOLE 0 0 16000 GUGGENHEIM EXCH TRD FD UIE 18383M878 0 0 SH SOLE 0 0 0 HALLIBURTON CO HLDG CO COM 406216101 6 132 SH SOLE 0 0 132 HARRIS CNTY TEX 0%17 BMU 414004MK4 16 17000 SH SOLE 0 0 17000 HARRIS CNTY TEX MUN 4%17 BMU 413954CP1 16 16000 SH SOLE 0 0 16000 HEWLETT-PACKARD COMPANY COM 428236103 40 1632 SH SOLE 0 0 1632 HILLTOP HOLDINGS INC COM 432748101 40 2430 SH SOLE 0 0 2430 HOME BANCORP INC COM 43689E107 29 1549 SH SOLE 0 0 1549 HOME DEPOT INC COM 437076102 3 43 SH SOLE 0 0 43 HSBC HOLDINGS 8.125% F PRE 404280703 25 1000 SH SOLE 0 0 1000 HUBBELL INC CLASS B COM 443510201 24 240 SH SOLE 0 0 240 INERGY LP MLP 456615103 16 1000 SH SOLE 0 0 1000 INERGY MIDSTREAM LP MLP 45671U106 10 432 SH SOLE 0 0 432 INGERSOLL RAND CL A NEWF FGO G47791101 33 600 SH SOLE 0 0 600 INTEGRYS ENERGY GROUP COM 45822P105 6 100 SH SOLE 0 0 100 INTEL CORP COM 458140100 95 3928 SH SOLE 0 0 3928 INTL BUSINESS MACHINES COM 459200101 106 553 SH SOLE 0 0 553 INTL T M E RESOURCES F FGC 46049W105 0 667 SH SOLE 0 0 667 IRVING TEX INDP 4.125%20 BMU 463813LP8 17 16000 SH SOLE 0 0 16000 ISHARES CORE S&P ETF UIE 464287507 3 30 SH SOLE 0 0 30 ISHARES CORE S&P ETF UIE 464287200 0 0 SH SOLE 0 0 0 ISHARES DJ US HOME CONST UIE 464288752 3078 137515 SH SOLE 0 0 137515 ISHARES FTSE CHINA 25 UIE 464287184 24 750 SH SOLE 0 0 750 ISHARES GOLD TRUST UIE 464285105 62 5197 SH SOLE 0 0 5197 ISHARES MSCI AUS IDX FD UIE 464286103 31 1375 SH SOLE 0 0 1375 ISHARES MSCI BELGIUM UIE 464286301 37 2694 SH SOLE 0 0 2694 ISHARES MSCI EMRG MKT FD UIE 464287234 38 986 SH SOLE 0 0 986 ISHARES MSCI GRMNY IDX UIE 464286806 37 1508 SH SOLE 0 0 1508 ISHARES MSCI HK IDX FD UIE 464286871 26 1400 SH SOLE 0 0 1400 ISHARES MSCI MEXICO UIE 464286822 60 918 SH SOLE 0 0 918 ISHARES MSCI PAC EX JAPN UIE 464286665 6 150 SH SOLE 0 0 150 ISHARES MSCI SPAIN IDX UIE 464286764 34 1231 SH SOLE 0 0 1231 ISHARES MSCI SWITZRLND UIE 464286749 37 1299 SH SOLE 0 0 1299 ISHARES MSCI UTD KINGDM UIE 464286699 4488 254114 SH SOLE 0 0 254114 ISHARES NASDAQ BIO FD UIE 464287556 2694 15491 SH SOLE 0 0 15491 ISHARES RUSSELL VALUE UIE 464287473 38391 662822 SH SOLE 0 0 662822 ISHARES S&P 500 VALUE UIE 464287408 1523 20102 SH SOLE 0 0 20102 ISHARES S&P CITIGROUP UIE 464288125 0 0 SH SOLE 0 0 0 ISHARES S&P GBL CONSUMER UIE 464288745 2250 31866 SH SOLE 0 0 31866 ISHARES TR BARCLAYS BOND UIE 464288679 192 1746 SH SOLE 0 0 1746 ISHARES TR BARCLAYS TIPS UIE 464287176 8 69 SH SOLE 0 0 69 ISHARES TR DJ US FINL UIE 464287770 3272 45746 SH SOLE 0 0 45746 ISHARES TR DOW JONES RE UIE 464287739 6 83 SH SOLE 0 0 83 ISHARES TR MSCI EAFE FD UIE 464287465 63 1101 SH SOLE 0 0 1101 ISHARES TR RUSSELL 1000 UIE 464287622 6233 69312 SH SOLE 0 0 69312 ISHARES TR S&P GLOBAL UIE 464287333 2313 47711 SH SOLE 0 0 47711 ISHARES TR S&P LATN AMER UIE 464287390 98 2665 SH SOLE 0 0 2665 ISHARES TRUST UIE 464288273 3251 77513 SH SOLE 0 0 77513 ISHARES TRUST ETF UIE 464288281 0 0 SH SOLE 0 0 0 JDS UNIPHASE CORP NEW COM 46612J507 0 1 SH SOLE 0 0 1 JEFFERIES GROUP 5.5%16 BCO 472319AB8 43 40000 SH SOLE 0 0 40000 JPMORGAN CHASE & CO COM 46625H100 238 4515 SH SOLE 0 0 4515 JUNIPER NETWORKS INC COM 48203R104 2 100 SH SOLE 0 0 100 KIMBERLY-CLARK CORP COM 494368103 10 100 SH SOLE 0 0 100 KIMCO REALTY CORP RET 49446R109 86 4000 SH SOLE 0 0 4000 KINDER MORGAN ENERGY LP MLP 494550106 262 3068 SH SOLE 0 0 3068 KINDER MORGAN INC COM 49456B101 0 6 SH SOLE 0 0 6 KRAFT FOODS GROUP COM 50076Q106 6 112 SH SOLE 0 0 112 LA JOYA TEX INDPT 0%16 BMU 503462HD8 2 2000 SH SOLE 0 0 2000 LEHMAN BROS HLDGS 2XXX PRD 525ESCW62 0 10000 SH SOLE 0 0 10000 LINEAR TECH CORP 3%27 BCO 535678AC0 0 0 SH SOLE 0 0 0 LSI CORPORATION COM 502161102 1 154 SH SOLE 0 0 154 LUMINEX CORP DEL COM 55027E102 19 910 SH SOLE 0 0 910 MAGELLAN MIDSTREAM PTNRS MLP 559080106 9 166 SH SOLE 0 0 166 MARKET VECTORS ETF UIE 57060U522 0 0 SH SOLE 0 0 0 MARKWEST ENERGY PTNR LP MLP 570759100 67 1000 SH SOLE 0 0 1000 MC DONALDS CORP COM 580135101 106 1067 SH SOLE 0 0 1067 MELTRONIX INC COM 585730104 0 100 SH SOLE 0 0 100 MERCEDES TEX INDP 3.5%13 BMU 587703LK3 17 17000 SH SOLE 0 0 17000 MERCK & CO INC NEW COM 58933Y105 6 139 SH SOLE 0 0 139 MICROSOFT CORP COM 594918104 137 3977 SH SOLE 0 0 3977 MONDELEZ INTL INC CL A COM 609207105 10 338 SH SOLE 0 0 338 MORGAN STANLEY COM 617446448 5 200 SH SOLE 0 0 200 MOTOROLA SOLUTIONS INC COM 620076307 23 391 SH SOLE 0 0 391 NATIONAL OILWELL VARCO COM 637071101 5 68 SH SOLE 0 0 68 NETFLIX INC COM 64110L106 12 56 SH SOLE 0 0 56 NEWMONT MINING CORP COM 651639106 6 200 SH SOLE 0 0 200 NOKIA CORP SPON ADR F ADR 654902204 0 40 SH SOLE 0 0 40 NOVARTIS A G SPON ADR F ADR 66987V109 25 357 SH SOLE 0 0 357 NRG ENERGY INC NEW COM 629377508 0 3 SH SOLE 0 0 3 NUVEEN MUN VALUE FD INC CEM 670928100 3 266 SH SOLE 0 0 266 NUVEEN SELECT TAX FREE CEM 67063C106 9 700 SH SOLE 0 0 700 OCCIDENTAL PETE CORP COM 674599105 18 200 SH SOLE 0 0 200 ONEOK PARTNERS LP MLP 68268N103 6 122 SH SOLE 0 0 122 OPEN TEXT CORP F FGC 683715106 0 4 SH SOLE 0 0 4 ORACLE CORPORATION COM 68389X105 32 1027 SH SOLE 0 0 1027 P G & E CORP COM 69331C108 183 4009 SH SOLE 0 0 4009 PARK STERLING BK 2.1%14 CDO 70086WDQ9 58 57000 SH SOLE 0 0 57000 PARK STERLING BK 0.25%14 CDO 70086WFE4 62 62000 SH SOLE 0 0 62000 PARTS.COM INC NEW XXX COM 702140203 0 20 SH SOLE 0 0 20 PEABODY ENERGY CORP COM 704549104 40 2700 SH SOLE 0 0 2700 PEPSICO INCORPORATED COM 713448108 1421 17377 SH SOLE 0 0 17377 PEREGRINE PHARMA INC NEW COM 713661304 0 220 SH SOLE 0 0 220 PERMIAN BASIN ROYALTY TR UIE 714236106 288 21707 SH SOLE 0 0 21707 PFIZER INCORPORATED COM 717081103 116 4143 SH SOLE 0 0 4143 PFLUGERVILLE TEX IN 4%18 BMU 717095P56 8 8000 SH SOLE 0 0 8000 PHILIP MORRIS INTL INC COM 718172109 277 3200 SH SOLE 0 0 3200 PHILLIPS 66 COM 718546104 68 1148 SH SOLE 0 0 1148 PILGRIMS PRIDE CORP NEW COM 72147K108 30 2000 SH SOLE 0 0 2000 PIMCO MUNI INCOME FD II CEM 72200W106 5 400 SH SOLE 0 0 400 PNC FINL SERVICES GP INC COM 693475105 0 2 SH SOLE 0 0 2 POLYMET MINING 13RTSF WAR 731916110 0 2000 SH SOLE 0 0 2000 POLYMET MINING CORP F FGC 731916102 1 2000 SH SOLE 0 0 2000 POWERSHARES S&P ETF UIE 73937B779 75 2413 SH SOLE 0 0 2413 POWERSHS DB COMMDTY INDX UIE 73935S105 0 0 SH SOLE 0 0 0 POWERSHS EXCH TRAD FD TR UIE 73935X500 2 280 SH SOLE 0 0 280 POWERSHS EXCH TRAD FD TR UIE 73935X823 2888 137740 SH SOLE 0 0 137740 POWERSHS EXCH TRAD FD TR UIE 73935X369 4095 107972 SH SOLE 0 0 107972 POWERSHS EXCH TRAD FD TR UIE 73936T615 2 200 SH SOLE 0 0 200 POWERSHS EXCH TRAD FD TR UIE 73936Q207 52 2879 SH SOLE 0 0 2879 POWERSHS QQQ TRUST SER 1 UIE 73935A104 0 5 SH SOLE 0 0 5 PPL CORPORATION COM 69351T106 6 200 SH SOLE 0 0 200 PROCTER & GAMBLE COM 742718109 74 957 SH SOLE 0 0 957 PROGRESSIVE CORP OHIO COM 743315103 10 400 SH SOLE 0 0 400 PROSHS ULTRASHRT QQQ NEW UIE 74347X237 9 400 SH SOLE 0 0 400 PROSPECT CAPITAL CORP COM 74348T102 5 505 SH SOLE 0 0 505 QUALCOMM INC COM 747525103 18 300 SH SOLE 0 0 300 REALTY INCOME CORP RET 756109104 11 274 SH SOLE 0 0 274 RESEARCH IN MOTION LTD F FGC 760975102 6 600 SH SOLE 0 0 600 RITE AID CORPORATION COM 767754104 3 1000 SH SOLE 0 0 1000 ROSAMOND CALIF CM 7.5%02 BMU 776802BU3 1 10000 SH SOLE 0 0 10000 ROYAL BK SCOT 3.95%15F UDD 78010XAG6 42 40000 SH SOLE 0 0 40000 SABINE ROYALTY TRUST UIE 785688102 16 300 SH SOLE 0 0 300 SAFRA NATL BK NY 0.45%14 CDO 7865805T3 127 127000 SH SOLE 0 0 127000 SAINT MARTIN PARI 3.5%14 BMU 792146HP0 51 50000 SH SOLE 0 0 50000 SCH US REIT ETF UIE 808524847 0 0 SH SOLE 0 0 0 SCHW EMG MKT EQ ETF UIE 808524706 20 867 SH SOLE 0 0 867 SCHW US LCAP ETF UIE 808524201 7287 190817 SH SOLE 0 0 190817 SCHW US SCAP ETF UIE 808524607 16469 374371 SH SOLE 0 0 374371 SECTOR SPDR TECH SELECT UIE 81369Y803 0 0 SH SOLE 0 0 0 SECTOR SPDR UTIL SELECT UIE 81369Y886 12 311 SH SOLE 0 0 311 SIMON PPTY GROUP NEW RET 828806109 73 463 SH SOLE 0 0 463 SIRIUS XM RADIO INC COM 82967N108 35 10450 SH SOLE 0 0 10450 SONICBLUE INC XXX COM 83546Q109 0 182 SH SOLE 0 0 182 SOUTHWEST AIRLINES CO COM 844741108 20 1574 SH SOLE 0 0 1574 SPDR DOW JONES INDL AVG UIE 78467X109 4 30 SH SOLE 0 0 30 SPDR GOLD TRUST UIE 78463V107 58 489 SH SOLE 0 0 489 SPDR S&P BRIC 40 ETF UIE 78463X798 5 228 SH SOLE 0 0 228 SPDR S&P GLOBAL ETF UIE 78463X541 96 2135 SH SOLE 0 0 2135 SPDR S&P HOMEBUILDERS UIE 78464A888 40 1369 SH SOLE 0 0 1369 SPDR S&P TRANSPORTATION UIE 78464A532 2882 43239 SH SOLE 0 0 43239 SPECTRA ENERGY CORP COM 847560109 3 88 SH SOLE 0 0 88 SPENCER PHARMA INC COM 848224101 0 2000 SH SOLE 0 0 2000 SPRINT NEXTEL CORP COM 852061100 1 103 SH SOLE 0 0 103 STARBUCKS CORP COM 855244109 20 300 SH SOLE 0 0 300 SUSSER HOLDINGS CORP COM 869233106 9 196 SH SOLE 0 0 196 SUSSER PETROLEUM PTNR LP MLP 869239103 9 315 SH SOLE 0 0 315 SYCAMORE NETWRKS INC NEW COM 871206405 0 10 SH SOLE 0 0 10 T C PIPELINES LP MLP 87233Q108 0 7 SH SOLE 0 0 7 TELEFONICA EMI 5.877%19F UDD 87938WAH6 43 40000 SH SOLE 0 0 40000 TENET HEALTHCARE NEW COM 88033G407 14 306 SH SOLE 0 0 306 TESLA MOTORS INC COM 88160R101 54 500 SH SOLE 0 0 500 TEVA PHARM FIN 0.25%24 BCO 88164RAB3 0 0 SH SOLE 0 0 0 TEVA PHARM INDS LTD ADRF ADR 881624209 33 846 SH SOLE 0 0 846 TEX PAC LAND SUB CTF COM 882610108 4 45 SH SOLE 0 0 45 TEXTRON INCORPORATED COM 883203101 9 352 SH SOLE 0 0 352 THE SOUTHERN COMPANY COM 842587107 177 4000 SH SOLE 0 0 4000 THE WENDYS COMPANY COM 95058W100 2 425 SH SOLE 0 0 425 THORNBURG MORTGAGE NEXXX RET 885218800 0 150 SH SOLE 0 0 150 TIM HORTONS INC F FGC 88706M103 7 135 SH SOLE 0 0 135 TIME WARNER CABLE COM 88732J207 1 5 SH SOLE 0 0 5 TIME WARNER INC NEW COM 887317303 1 23 SH SOLE 0 0 23 TRANSWITCH CORP NEW COM 894065309 0 7 SH SOLE 0 0 7 TRAVIS CNTY TEX 4.375%24 BMU 89438VVB9 18 18000 SH SOLE 0 0 18000 U S BANCORP DEL NEW COM 902973304 15 404 SH SOLE 0 0 404 U S SHIPPING PARTNERSXXX MLP 903417103 0 300 SH SOLE 0 0 300 UNDER ARMOUR INC CL A COM 904311107 2 40 SH SOLE 0 0 40 UNITED ST NAT GAS FD NEW UIE 912318201 119 6280 SH SOLE 0 0 6280 UNITEDHEALTH GROUP INC COM 91324P102 23 356 SH SOLE 0 0 356 UNIVERSAL HLTH SVCS CL B COM 913903100 6 96 SH SOLE 0 0 96 UST INFL IDX 2%07/14 TIP 912828CP3 25 20000 SH SOLE 0 0 20000 UVALDE TEX CONS 4.25%20 BMU 918135HN7 9 9000 SH SOLE 0 0 9000 VALUESTAR CORP XXX COM 919910109 0 6000 SH SOLE 0 0 6000 VANGUARD FTSE EMERGING UIE 922042858 4438 114385 SH SOLE 0 0 114385 VANGUARD INTL EQTY INDEX UIE 922042775 1401 31673 SH SOLE 0 0 31673 VANGUARD MID CAP UIE 922908629 1621 17036 SH SOLE 0 0 17036 VANGUARD TOTAL STOCK MKT UIE 922908769 32 391 SH SOLE 0 0 391 VANGUARD UTILITIES UIE 92204A876 3 38 SH SOLE 0 0 38 VELATEL GLOBAL COMM NEW COM 92256R207 0 50 SH SOLE 0 0 50 VIRTUS TOTAL RETURN FD CEM 92829A103 5 1402 SH SOLE 0 0 1402 WA FUNDING TR III XXX ESC 939ESC968 0 25 SH SOLE 0 0 25 WAL-MART STORES INC COM 931142103 62 829 SH SOLE 0 0 829 WEBMD HEALTH CORP COM 94770V102 10 346 SH SOLE 0 0 346 WEINGARTEN RLTY INVS SBI RET 948741103 21 675 SH SOLE 0 0 675 WESTERN ASSET INCOME FD CEM 95766T100 12 925 SH SOLE 0 0 925 WHARTON TEX INDPT 4%14 BMU 962421DM2 17 17000 SH SOLE 0 0 17000 WHOLE FOODS MARKET INC COM 966837106 50 974 SH SOLE 0 0 974 WILHELMINA INTL COM 968235101 0 1430 SH SOLE 0 0 1430 WILLIAMS PARTNERS LP MLP 96950F104 5 100 SH SOLE 0 0 100 WINDSTREAM CORPORATION COM 97381W104 46 6000 SH SOLE 0 0 6000 WISDOMTREE DIVIDEND UIE 97717W406 0 0 SH SOLE 0 0 0 WISDOMTREE EMERGING MKTS UIE 97717W315 12314 254798 SH SOLE 0 0 254798 WMI HOLDINGS CORP COM 92936P100 0 1 SH SOLE 0 0 1 YAHOO INC COM 984332106 10 400 SH SOLE 0 0 400 YTB INTERNATIONAL CL A COM 98425R200 0 214 SH SOLE 0 0 214 YUM BRANDS INC COM 988498101 444 6400 SH SOLE 0 0 6400 ZAZA ENERGY CORP COM 98919T100 1 500 SH SOLE 0 0 500 ZEOX CORP F FGC 98944A100 0 15000 SH SOLE 0 0 15000 ZOETIS INC COM 98978V103 1 21 SH SOLE 0 0 21