0000899243-19-027228.txt : 20191113
0000899243-19-027228.hdr.sgml : 20191113
20191113191044
ACCESSION NUMBER: 0000899243-19-027228
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191111
FILED AS OF DATE: 20191113
DATE AS OF CHANGE: 20191113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kariv Tomer
CENTRAL INDEX KEY: 0001568077
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39122
FILM NUMBER: 191215782
MAIL ADDRESS:
STREET 1: C/O ARNO THERAPEUTICS, INC.
STREET 2: 200 ROUTE 31 NORTH, SUITE 104
CITY: FLEMINGTON
STATE: NJ
ZIP: 08822
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pontifax (Israel) V, L.P.
CENTRAL INDEX KEY: 0001792890
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39122
FILM NUMBER: 191215783
BUSINESS ADDRESS:
STREET 1: 14 SHENKAR STREET, BEIT OFEK
CITY: HERZLIYA PITUACH
STATE: L3
ZIP: L3 46140
BUSINESS PHONE: 972-9-9725617
MAIL ADDRESS:
STREET 1: 14 SHENKAR STREET, BEIT OFEK
CITY: HERZLIYA PITUACH
STATE: L3
ZIP: L3 46140
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pontifax (Cayman) V, L.P.
CENTRAL INDEX KEY: 0001792893
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39122
FILM NUMBER: 191215784
BUSINESS ADDRESS:
STREET 1: 14 SHENKAR STREET, BEIT OFEK
CITY: HERZLIYA PITUACH
STATE: L3
ZIP: L3 46140
BUSINESS PHONE: 972-9-9725617
MAIL ADDRESS:
STREET 1: 14 SHENKAR STREET, BEIT OFEK
CITY: HERZLIYA PITUACH
STATE: L3
ZIP: L3 46140
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pontifax (China) V, L.P.
CENTRAL INDEX KEY: 0001792891
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39122
FILM NUMBER: 191215785
BUSINESS ADDRESS:
STREET 1: 14 SHENKAR STREET, BEIT OFEK
CITY: HERZLIYA PITUACH
STATE: L3
ZIP: L# 56140
BUSINESS PHONE: 972-9-9725617
MAIL ADDRESS:
STREET 1: 14 SHENKAR STREET, BEIT OFEK
CITY: HERZLIYA PITUACH
STATE: L3
ZIP: L# 56140
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pontifax 5 G.P. L.P.
CENTRAL INDEX KEY: 0001792892
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39122
FILM NUMBER: 191215786
BUSINESS ADDRESS:
STREET 1: 14 SHENKAR STREET, BEIT OFEK
CITY: HERZLIYA PITUACH
STATE: L3
ZIP: L3 46140
BUSINESS PHONE: 972-9-9725617
MAIL ADDRESS:
STREET 1: 14 SHENKAR STREET, BEIT OFEK
CITY: HERZLIYA PITUACH
STATE: L3
ZIP: L3 46140
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pontifax Management 4 G.P. (2015) Ltd.
CENTRAL INDEX KEY: 0001726334
STATE OF INCORPORATION: L3
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39122
FILM NUMBER: 191215787
BUSINESS ADDRESS:
STREET 1: 14 SHENKAR STREET, BEIT OFEK
CITY: HERZLIYA PITUACH
STATE: L3
ZIP: 46140
BUSINESS PHONE: 972-9-9725617
MAIL ADDRESS:
STREET 1: 14 SHENKAR STREET, BEIT OFEK
CITY: HERZLIYA PITUACH
STATE: L3
ZIP: 46140
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pontifax Late Stage GP Ltd.
CENTRAL INDEX KEY: 0001793770
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39122
FILM NUMBER: 191215788
BUSINESS ADDRESS:
STREET 1: 14 SHENKAR STREET
STREET 2: BEIT OFEK
CITY: HERZLIYA PITUACH
STATE: L3
ZIP: L3 46140
BUSINESS PHONE: 972-9-9725617
MAIL ADDRESS:
STREET 1: 14 SHENKAR STREET
STREET 2: BEIT OFEK
CITY: HERZLIYA PITUACH
STATE: L3
ZIP: L3 46140
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pontifax Late Stage Fund L.P.
CENTRAL INDEX KEY: 0001793769
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39122
FILM NUMBER: 191215789
BUSINESS ADDRESS:
STREET 1: 14 SHENKAR STREET
STREET 2: BEIT OFEK
CITY: HERZLIYA PITUACH
STATE: L3
ZIP: L3 46140
BUSINESS PHONE: 972-9-9725617
MAIL ADDRESS:
STREET 1: 14 SHENKAR STREET
STREET 2: BEIT OFEK
CITY: HERZLIYA PITUACH
STATE: L3
ZIP: L3 46140
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 89bio, Inc.
CENTRAL INDEX KEY: 0001785173
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 831114349
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 535 MISSION STREET
STREET 2: 14TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 4155004614
MAIL ADDRESS:
STREET 1: 535 MISSION STREET
STREET 2: 14TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-11-11
0
0001785173
89bio, Inc.
ETNB
0001568077
Kariv Tomer
14 SHENKAR STREET, BEIT OFEK
HERZLIYA PITUACH
L3
L3 46140
ISRAEL
1
0
1
0
0001792890
Pontifax (Israel) V, L.P.
14 SHENKAR STREET, BEIT OFEK
HERZLIYA PITUACH
L3
L3 46140
ISRAEL
0
0
1
0
0001792893
Pontifax (Cayman) V, L.P.
14 SHENKAR STREET, BEIT OFEK
HERZLIYA PITUACH
L3
L3 46140
ISRAEL
0
0
1
0
0001792891
Pontifax (China) V, L.P.
14 SHENKAR STREET, BEIT OFEK
HERZLIYA PITUACH
L3
L3 46140
ISRAEL
0
0
1
0
0001792892
Pontifax 5 G.P. L.P.
14 SHENKAR STREET, BEIT OFEK
HERZLIYA PITUACH
L3
L3 46140
ISRAEL
0
0
1
0
0001726334
Pontifax Management 4 G.P. (2015) Ltd.
14 SHENKAR STREET, BEIT OFEK
HERZLIYA PITUACH
L3
L3 46140
ISRAEL
0
0
1
0
0001793770
Pontifax Late Stage GP Ltd.
14 SHENKAR STREET, BEIT OFEK
HERZLIYA PITUACH
L3
L3 46140
ISRAEL
0
0
1
0
0001793769
Pontifax Late Stage Fund L.P.
14 SHENKAR STREET, BEIT OFEK
HERZLIYA PITUACH
L3
L3 46140
ISRAEL
0
0
1
0
Common Stock
2019-11-11
4
P
0
250000
16.00
A
250000
I
See footnotes
Common Stock
2019-11-13
4
C
0
884671
A
1134671
I
See footnotes
Series A Preferred Stock
2019-11-13
4
C
0
5500001
0.00
D
Common Stock
884671
0
I
See footnotes
On November 11, 2019, Pontifax (Israel) V, L.P. purchased 134,390 shares of the Issuer's common stock, Pontifax (Cayman) V, L.P. purchased 35,897 shares of the Issuer's common stock, Pontifax (China) V, L.P. (collectively, the "Pontifax Entities") purchased 52,213 shares of the Issuer's common stock and Pontifax Late Stage Fund L.P. ("Late Stage L.P.") purchased 27,500 shares of the Issuer's common stock at a price of $16.00 per share in the Issuer's initial public offering.
The Series A Preferred Stock automatically converted into shares of the Issuer's common stock on a one-for-6.217 basis immediately prior the closing of the Issuer's initial public offering on November 13, 2019 and had no expiration date.
Includes (a) 134,390 shares held by Pontifax (Israel) V, L.P., (b) 35,897 shares held by Pontifax (Cayman) V, L.P., (c) 52,213 shares held by Pontifax (China) V, L.P. and (d) 27,500 shares held by Late Stage L.P.
Includes (a) 668,732 shares held by Pontifax (Israel) V, L.P., (b) 178,623 shares held by Pontifax (Cayman) V, L.P., (c) 259,816 shares held by Pontifax (China) V, L.P. and (d) 27,500 shares held by Late Stage L.P.
Includes (a) 534,342 shares held by Pontifax (Israel) V, L.P., (b) 142,726 shares held by Pontifax (Cayman) V, L.P. and (c) 207,603 shares held by Pontifax (China) V, L.P.
Pontifax 5 G.P. L.P. ("Pontifax 5 GP") is the general partner of each of the Pontifax Entities, and Pontifax Management 4 G.P. (2015) Ltd. ("Pontifax Management") is the general partner of Pontifax 5 GP. Mr. Tomer Kariv is one of two Managing Partners of Pontifax Management and, as a result, may be deemed to share voting and investment power with respect to the shares held by each of the Pontifax Entities. Mr. Kariv disclaims beneficial ownership of those shares held by the Pontifax Entities, except to the extent of his pecuniary interest therein. Late Stage L.P. invests side by side with Pontifax 5 GP pursuant to a Strategic Alliance Agreement with Pontifax 5 GP. Pontifax Late Stage GP Ltd. ("Late Stage GP") is the general partner of Late Stage L.P.
(Continued from footnote 6) and the sole shareholder of Late Stage GP is Mr. Shlomo Karako. By virtue of the strategic relationship, each of Pontifax 5 GP, Pontifax Management, Ran Nussbaum, and Tomer Kariv may be deemed to share voting and dispositive power with respect to the shares held by Late Stage L.P. in a manner similar to the voting and investment power with respect to the shares held by each of the Pontifax Entities. In that context, Mr. Kariv disclaims beneficial ownership of such shares, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise.
/s/ Tomer Kariv
2019-11-13
Pontifax (Israel) V, L.P.; By /s/ Tomer Kariv, Chief Executive Officer
2019-11-13
Pontifax (Cayman) V, L.P.; By /s/ Tomer Kariv, Chief Executive Officer
2019-11-13
Pontifax (China) V, L.P.; By /s/ Tomer Kariv, Chief Executive Officer
2019-11-13
Pontifax 5 G.P. L.P.; By /s/ Tomer Kariv, Chief Executive Officer
2019-11-13
Pontifax Management 4 G.P. (2015) Ltd.; By /s/ Tomer Kariv, Chief Executive Officer
2019-11-13
Pontifax Late Stage GP Ltd.; By /s/ Tomer Kariv, Authorized Signatory
2019-11-13
Pontifax Late Stage Fund L.P.; By /s/ Tomer Kariv, Authorized Signatory
2019-11-13