0001085146-13-000788.txt : 20130424 0001085146-13-000788.hdr.sgml : 20130424 20130423183333 ACCESSION NUMBER: 0001085146-13-000788 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130424 DATE AS OF CHANGE: 20130423 EFFECTIVENESS DATE: 20130424 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Guild Investment Management, Inc. CENTRAL INDEX KEY: 0001567909 IRS NUMBER: 953209001 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15164 FILM NUMBER: 13777395 BUSINESS ADDRESS: STREET 1: 12400 WILSHIRE BOULEVARD STREET 2: SUITE 1080 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-826-8600 MAIL ADDRESS: STREET 1: 12400 WILSHIRE BOULEVARD STREET 2: SUITE 1080 CITY: LOS ANGELES STATE: CA ZIP: 90025 13F-HR 1 guild1q2013.txt GUILD INVESTMENT MANAGEMENT, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Guild Investment Management, Inc. Address: 12400 Wilshire Blvd., Suite 1080 Los Angeles, CA 90025 13F File Number: 028-15164 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Anthony Danaher Title: President / Chief Compliance Officer Phone: (310) 826-8600 Signature, Place, and Date of Signing: /s/ Anthony Danaher Los Angeles, CA April 18, 2013 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 46 Form 13F Information Table Value Total: $122,744 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AMERICAN INTL GROUP INC COM NEW 026874784 991 25540 SH SOLE 25540 0 0 AMERICAN RLTY CAP PPTYS INC COM 02917t104 2434 165920 SH SOLE 165920 0 0 AMPIO PHARMACEUTICALS INC COM 03209t109 96 21100 SH SOLE 21100 0 0 ANNALY CAP MGMT INC COM 035710409 1147 72200 SH SOLE 72200 0 0 APPLE INC COM 037833100 1687 3812 SH SOLE 3812 0 0 BANK OF AMERICA CORPORATION COM 060505104 1329 109140 SH SOLE 109140 0 0 BELLATRIX EXPLORATION LTD COM 078314101 322 50000 SH SOLE 50000 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 4664 113230 SH SOLE 113230 0 0 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 1722 162310 SH SOLE 162310 0 0 COMCAST CORP NEW CL A 20030n101 622 14820 SH SOLE 14820 0 0 DOLLAR GEN CORP NEW COM 256677105 619 12240 SH SOLE 12240 0 0 EBAY INC COM 278642103 766 14120 SH SOLE 14120 0 0 ETFS GOLD TR SHS 26922y105 11311 71832 SH SOLE 71832 0 0 GILEAD SCIENCES INC COM 375558103 1224 25000 SH SOLE 25000 0 0 HERTZ GLOBAL HOLDINGS INC COM 42805t105 3905 175430 SH SOLE 175430 0 0 HOLLY ENERGY PARTNERS L P COM UT LTD PTN 435763107 1394 34760 SH SOLE 34760 0 0 HOME DEPOT INC COM 437076102 4866 69730 SH SOLE 69730 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 1772 33220 SH SOLE 33220 0 0 ING ASIA PAC HGH DIVID EQ IN COM 44983j107 523 32900 SH SOLE 32900 0 0 ISHARES INC MSCI THAI CAPPED 464286624 893 9800 SH SOLE 9800 0 0 ISHARES INC MSCI MEXICO CAP 464286822 3192 42790 SH SOLE 42790 0 0 ISHARES TR DJ SEL DIV INX 464287168 5804 91550 SH SOLE 91550 0 0 KB HOME COM 48666k109 5348 245642 SH SOLE 245642 0 0 KCAP FINL INC COM 48668e101 1516 140740 SH SOLE 140740 0 0 KKR FINL HLDGS LLC COM 48248a306 1514 136770 SH SOLE 136770 0 0 LOWES COS INC COM 548661107 3090 81480 SH SOLE 81480 0 0 MERITAGE HOMES CORP COM 59001a102 1866 39820 SH SOLE 39820 0 0 NORTHSTAR RLTY FIN CORP COM 66704r100 2698 284580 SH SOLE 284580 0 0 PEMBINA PIPELINE CORP COM 706327103 2206 69820 SH SOLE 69820 0 0 PENNANTPARK INVT CORP COM 708062104 1163 102945 SH SOLE 102945 0 0 PROSPECT CAPITAL CORPORATION COM 74348t102 1892 173460 SH SOLE 173460 0 0 RADIAN GROUP INC COM 750236101 838 78200 SH SOLE 78200 0 0 ROSS STORES INC COM 778296103 634 10455 SH SOLE 10455 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369y605 1177 64660 SH SOLE 64660 0 0 SILVER WHEATON CORP COM 828336107 371 11850 SH SOLE 11850 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 21371 147060 SH SOLE 147060 0 0 SPDR GOLD TRUST GOLD SHS 78463v107 876 5670 SH SOLE 5670 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 2501 78660 SH SOLE 78660 0 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207h104 1408 104030 SH SOLE 104030 0 0 U S AIRWAYS GROUP INC COM 90341W108 2210 130250 SH SOLE 130250 0 0 UNITED RENTALS INC COM 911363109 1375 25022 SH SOLE 25022 0 0 UNITED STATES NATL GAS FUND UNIT PAR $0.001 912318201 1313 60000 SH SOLE 60000 0 0 VALERO ENERGY CORP NEW COM 91913y100 1820 40000 SH SOLE 40000 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 4914 74790 SH SOLE 74790 0 0 WISDOMTREE TR EM LCL DEBT FD 97717x867 3922 74660 SH SOLE 74660 0 0 WISDOMTREE TRUST EMERG MKTS ETF 97717w315 5438 98765 SH SOLE 98765 0 0