Compliance Administrator

0000909012-13-000435.txt : 20131114 0000909012-13-000435.hdr.sgml : 20131114 20131114133851 ACCESSION NUMBER: 0000909012-13-000435 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131114 DATE AS OF CHANGE: 20131114 EFFECTIVENESS DATE: 20131114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Carroll Financial Associates, Inc. CENTRAL INDEX KEY: 0001567784 IRS NUMBER: 561275416 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15116 FILM NUMBER: 131218642 BUSINESS ADDRESS: STREET 1: 4201 CONGRESS STREET, SUITE 210 CITY: CHARLOTTE STATE: NC ZIP: 28209 BUSINESS PHONE: 704-553-8006 MAIL ADDRESS: STREET 1: 4201 CONGRESS STREET, SUITE 210 CITY: CHARLOTTE STATE: NC ZIP: 28209 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001567784 XXXXXXXX 09-30-2013 09-30-2013 Carroll Financial Associates, Inc.

4201 CONGRESS STREET, SUITE 210 CHARLOTTE NC 28209

13F HOLDINGS REPORT 028-15116 N Dennis C. Adams Compliance Administrator 704 553 8006 /s/ DENNIS C. ADAMS Charlotte NC 11-14-2013 0 936 265284 false INFORMATION TABLE 2 aci_13f-2.xml ISHARES MSCI USA MINIMUM VOLATILITY (USMV) EXCHANGE TRADED PRODUCT 46429b697 19074 573968 SH SOLE 0 0 0 0 POWERSHARES FTSE RAFI US 1000 (PRF) EXCHANGE TRADED PRODUCT 73935x583 13846 183425 SH SOLE 0 0 0 0 EXXON MOBIL CORP COM COMMON EQUITY 30231g102 13332 154954 SH SOLE 0 0 0 0 JOHNSON & JOHNSON COM COMMON EQUITY 478160104 10393 119889 SH SOLE 0 0 0 0 HATTERAS FINL CORP COM COMMON EQUITY 41902r103 9450 505079 SH SOLE 0 0 0 0 JPMORGAN CHASE & ALERIAN MLP (AMJ) EXCHANGE TRADED PRODUCT 46625h365 9300 208533 SH SOLE 0 0 0 0 MICROSOFT CORP COM COMMON EQUITY 594918104 8616 258919 SH SOLE 0 0 0 0 BERKSHIRE HATHAWAY B COMMON EQUITY 084670702 7902 69617 SH SOLE 0 0 0 0 APPLE INC COM COMMON EQUITY 037833100 6757 14174 SH SOLE 0 0 0 0 STANDARD & POORS 500 (SPY) EXCHANGE TRADED PRODUCT 78462f103 6710 39941 SH SOLE 0 0 0 0 GENERAL ELECTRIC CO COM COMMON EQUITY 369604103 6631 277571 SH SOLE 0 0 0 0 SPECTRA ENERGY CORP COM COMMON EQUITY 847560109 5523 161378 SH SOLE 0 0 0 0 JP MORGAN CHASE & CO COMMON EQUITY 46625h100 5479 106015 SH SOLE 0 0 0 0 DOW CHEM CO COMMON EQUITY 260543103 5080 132296 SH SOLE 0 0 0 0 VANGUARD SPECIALIZED PORTFOLIOS DIV (VIG) EXCHANGE TRADED PRODUCT 921908844 3723 53489 SH SOLE 0 0 0 0 PFIZER INC COM COMMON EQUITY 717081103 3351 116662 SH SOLE 0 0 0 0 POWERSHARES DEVELOPED MARKETS RAFI (PXF) EXCHANGE TRADED PRODUCT 73936t789 3232 77863 SH SOLE 0 0 0 0 DUKE ENERGY COMMON EQUITY 26441c204 3223 48276 SH SOLE 0 0 0 0 APPLIED MATERIALS INC COMMON EQUITY 038222105 2830 161470 SH SOLE 0 0 0 0 PARK STERLING BANK COMMON EQUITY 70086y105 2766 431640 SH SOLE 0 0 0 0 ISHARES TR MSCI USA MOMENTUM FACTOR (MTUM) EXCHANGE TRADED PRODUCT 46432f396 2748 51010 SH SOLE 0 0 0 0 LOWES COS INC COMMON EQUITY 548661107 2549 53556 SH SOLE 0 0 0 0 BB & T CORP COMMON EQUITY 054937107 2498 74026 SH SOLE 0 0 0 0 BANK OF AMERICA PFD CLASS E FLOATING PREFERRED EQUITY 060505815 2321 112607 SH SOLE 0 0 0 0 UBS ALERIAN MLP INDEX (MLPI) EXCHANGE TRADED PRODUCT 902641646 2230 57450 SH SOLE 0 0 0 0 CHAMBERS STR PPTYS COM COMMON EQUITY 157842105 2213 252131 SH SOLE 0 0 0 0 AUTOMATIC DATA PROCESSING INC COMMON EQUITY 053015103 2207 30498 SH SOLE 0 0 0 0 PROCTER & GAMBLE CO COM COMMON EQUITY 742718109 2130 28188 SH SOLE 0 0 0 0 FIFTH ST FIN CORP COMMON EQUITY 31678a103 1950 189600 SH SOLE 0 0 0 0 BANK OF NEW YORK MELLON CORP COMMON EQUITY 064058100 1949 64585 SH SOLE 0 0 0 0 CISCO SYSTEMS INC COMMON EQUITY 17275R102 1871 79881 SH SOLE 0 0 0 0 RANGE RES CORP COM COMMON EQUITY 75281A109 1718 22646 SH SOLE 0 0 0 0 3M CO COM COMMON EQUITY 88579Y101 1705 14282 SH SOLE 0 0 0 0 FREEPORT MCMORAN COPPER & GOLD INC CLASS B COMMON EQUITY 35671D857 1682 50852 SH SOLE 0 0 0 0 NUCOR CORP COM COMMON EQUITY 670346105 1676 34199 SH SOLE 0 0 0 0 PEOPLES BK N C COM COMMON EQUITY 710577107 1599 129500 SH SOLE 0 0 0 0 GOLDMAN SACHS FLOATING PFD SERIES A PREFERRED EQUITY 38143y665 1589 79525 SH SOLE 0 0 0 0 CHEVRON CORP COMMON EQUITY 166764100 1573 12954 SH SOLE 0 0 0 0 ISHARES TR S&P 500 INDEX (IVV) EXCHANGE TRADED PRODUCT 464287200 1541 9127 SH SOLE 0 0 0 0 SYSCO CORP COMMON EQUITY 871829107 1535 48244 SH SOLE 0 0 0 0 WELLS FARGO & CO NEW COM COMMON EQUITY 949746101 1508 36508 SH SOLE 0 0 0 0 QUALCOMM INC COMMON EQUITY 747525103 1478 21969 SH SOLE 0 0 0 0 MORGAN STANLEY FLOATING SERIES A PREFERRED EQUITY 61747s504 1444 74000 SH SOLE 0 0 0 0 PEPSICO INC COMMON EQUITY 713448108 1406 17690 SH SOLE 0 0 0 0 WESTERN UN CO COM COMMON EQUITY 959802109 1362 73033 SH SOLE 0 0 0 0 MCDONALDS CORP COMMON EQUITY 580135101 1292 13429 SH SOLE 0 0 0 0 POWERSHARES DIVIDEND ACHIEVERS (PFM) EXCHANGE TRADED PRODUCT 73935x732 1273 68700 SH SOLE 0 0 0 0 UNITED PARCEL SVC INC CL B COMMON EQUITY 911312106 1260 13801 SH SOLE 0 0 0 0 PIEDMONT NAT GAS INC COM COMMON EQUITY 720186105 1227 37324 SH SOLE 0 0 0 0 INTERNATIONAL BUSINESS MACHINES COMMON EQUITY 459200101 1217 6574 SH SOLE 0 0 0 0 CONOCOPHILLIPS COM COMMON EQUITY 20825c104 1170 16842 SH SOLE 0 0 0 0 AT&T INC COMMON EQUITY 00206r102 1134 33558 SH SOLE 0 0 0 0 UNITED TECHNOLOGIES CORP DEL COM COMMON EQUITY 913017109 1113 10327 SH SOLE 0 0 0 0 BANK OF AMERICA COMMON EQUITY 060505104 1034 74946 SH SOLE 0 0 0 0 ROYAL BK CDA MONTREAL QUE COMMON EQUITY 780087102 1025 15976 SH SOLE 0 0 0 0 WILLIAMS COS INC COM COMMON EQUITY 969457100 1023 28150 SH SOLE 0 0 0 0 PHILIP MORRIS INTL INC COM COMMON EQUITY 718172109 1010 11671 SH SOLE 0 0 0 0 OCCIDENTAL PETROLEUM CORP COMMON EQUITY 674599105 978 10465 SH SOLE 0 0 0 0 COCA COLA COMPANY COMMON EQUITY 191216100 941 24859 SH SOLE 0 0 0 0 RIO TINTO PLC SPONSORED ADR COMMON EQUITY 767204100 941 19299 SH SOLE 0 0 0 0 SONOCO PRODUCTS CO COMMON EQUITY 835495102 936 24060 SH SOLE 0 0 0 0 SPDR INDEX EURO STOXX 50 (FEZ) EXCHANGE TRADED PRODUCT 78463x202 921 23985 SH SOLE 0 0 0 0 BAKER HUGHES INC COMMON EQUITY 057224107 914 18634 SH SOLE 0 0 0 0 SOUTHERN CO COM COMMON EQUITY 842587107 860 20904 SH SOLE 0 0 0 0 ISHARES INC MSCI EMG MKTS MIN VOL (EEMV) EXCHANGE TRADED PRODUCT 464286533 847 14430 SH SOLE 0 0 0 0 UNION BANKSHARES CORP COM COMMON EQUITY 90662p104 794 34011 SH SOLE 0 0 0 0 GUGGENHEIM BULLET 2015 HIGH YIELD (BSJF) EXCHANGE TRADED PRODUCT 18383m423 794 29738 SH SOLE 0 0 0 0 BULLETSHARES 2018 HIGH YIELD BOND (BSJI) EXCHANGE TRADED PRODUCT 18383m381 790 29800 SH SOLE 0 0 0 0 VANGUARD INDEX FDS VANGUARD GROWTH (VUG) EXCHANGE TRADED PRODUCT 922908736 690 8157 SH SOLE 0 0 0 0 VANGUARD INDEX FDS VANGUARD VALUE (VPL) EXCHANGE TRADED PRODUCT 922908744 617 8850 SH SOLE 0 0 0 0 MONSANTO CO NEW COM COMMON EQUITY 61166W101 607 5824 SH SOLE 0 0 0 0 BAXTER INTERNATIONAL INC COMMON EQUITY 071813109 569 8674 SH SOLE 0 0 0 0 ENTERPRISE PRODS PARTNERS L P COM COMMON EQUITY 293792107 559 9169 SH SOLE 0 0 0 0 HOME DEPOT INC COM COMMON EQUITY 437076102 553 7295 SH SOLE 0 0 0 0 SUPERIOR INDUSTRIES INTL INC COMMON EQUITY 868168105 547 30700 SH SOLE 0 0 0 0 VERIZON COMMUNICATIONS COM COMMON EQUITY 92343V104 542 11618 SH SOLE 0 0 0 0 ISHARES TR S&P MIDCAP 400 INDEX (IJH) EXCHANGE TRADED PRODUCT 464287507 515 4155 SH SOLE 0 0 0 0 BRISTOL MYERS SQUIBB CO COM COMMON EQUITY 110122108 515 11134 SH SOLE 0 0 0 0 LINCOLN NATL CORP IND COMMON EQUITY 534187109 506 12074 SH SOLE 0 0 0 0 EV RISK MGD DIVERSIFIED EQUITY (ETJ) EXCHANGE TRADED PRODUCT 27829g106 497 46000 SH SOLE 0 0 0 0 DU PONT E I DE NEMOURS & COMPANY COMMON EQUITY 263534109 486 8314 SH SOLE 0 0 0 0 WAL MART STORES INC COMMON EQUITY 931142103 475 6428 SH SOLE 0 0 0 0 SCANA CORP NEW COMMON EQUITY 80589M102 468 10170 SH SOLE 0 0 0 0 DISNEY WALT CO DISNEY COM COMMON EQUITY 254687106 467 7247 SH SOLE 0 0 0 0 TALISMAN ENERGY INC COM COMMON EQUITY 87425E103 467 40610 SH SOLE 0 0 0 0 COVIDIEN PLC COMMON EQUITY g2554f113 466 7656 SH SOLE 0 0 0 0 SECTOR SPDR INT TECHNOLOGY (XLK) EXCHANGE TRADED PRODUCT 81369y803 460 14377 SH SOLE 0 0 0 0 VANGUARD INDEX TOTAL STK MKT (VTV) EXCHANGE TRADED PRODUCT 922908769 433 4942 SH SOLE 0 0 0 0 KKR FINANCIAL COMMON EQUITY 48248a306 431 41800 SH SOLE 0 0 0 0 AFLAC INC COMMON EQUITY 001055102 430 6946 SH SOLE 0 0 0 0 UBS ETRACS MONTHLY PAY 2X MTG REIT (MORL) EXCHANGE TRADED PRODUCT 90269a302 417 21050 SH SOLE 0 0 0 0 ALTRIA GROUP INC COMMON EQUITY 02209s103 417 12157 SH SOLE 0 0 0 0 PHILLIPS 66 COMMON EQUITY 718546104 411 7116 SH SOLE 0 0 0 0 UBS 2X WELLS FARGO BUSINESS DLVP (BDCL) EXCHANGE TRADED PRODUCT 90267b765 397 14200 SH SOLE 0 0 0 0 AMGEN INC COMMON EQUITY 031162100 393 3512 SH SOLE 0 0 0 0 BECTON DICKINSON & CO COMMON EQUITY 075887109 391 3914 SH SOLE 0 0 0 0 BOEING CO COM COMMON EQUITY 097023105 373 3177 SH SOLE 0 0 0 0 ORACLE CORP COM COMMON EQUITY 68389X105 370 11162 SH SOLE 0 0 0 0 GOLDCORP INC COMMON EQUITY 380956409 367 14134 SH SOLE 0 0 0 0 INTEL CORP COM COMMON EQUITY 458140100 366 15983 SH SOLE 0 0 0 0 AMERICAN INTL GROUP INC COMMON EQUITY 026874784 365 7519 SH SOLE 0 0 0 0 VANGUARD INDEX FDS VANGUARD LARGE CAP (VV) EXCHANGE TRADED PRODUCT 922908637 355 4599 SH SOLE 0 0 0 0 KINDER MORGAN ENERGY PARTNERS LP COMMON EQUITY 494550106 349 4376 SH SOLE 0 0 0 0 VANGUARD INDEX FDS VANGUARD EXTENDED MKT E EXCHANGE TRADED PRODUCT 922908652 349 4527 SH SOLE 0 0 0 0 HATTERAS FINL CORP CUM REDEEMABLE PFD SER PREFERRED EQUITY 41902r400 347 15220 SH SOLE 0 0 0 0 BNC BANCORP COMMON EQUITY 05566T101 346 25966 SH SOLE 0 0 0 0 DOMINION RES INC VA COM COMMON EQUITY 25746U109 342 5474 SH SOLE 0 0 0 0 ISHARES DOW JONES SELECT DIVID INDEX (DVY) EXCHANGE TRADED PRODUCT 464287168 338 5097 SH SOLE 0 0 0 0 RYDEX S&P 500 EQUAL WEIGHT INDEX (RSP) EXCHANGE TRADED PRODUCT 78355w106 332 5100 SH SOLE 0 0 0 0 GOLUB CAP BDC INC COM COMMON EQUITY 38173m102 327 18900 SH SOLE 0 0 0 0 CVS CAREMARK CORP COMMON EQUITY 126650100 317 5603 SH SOLE 0 0 0 0 MERCK & CO INC NEW COM COMMON EQUITY 58933Y105 313 6576 SH SOLE 0 0 0 0 CENTURYTEL INC COM COMMON EQUITY 156700106 311 9921 SH SOLE 0 0 0 0 VISA INC COM CL A COMMON EQUITY 92826c839 311 1628 SH SOLE 0 0 0 0 STATE STREET CORP COM COMMON EQUITY 857477103 295 4500 SH SOLE 0 0 0 0 HARTFORD FINL SVCS COMMON EQUITY 416515104 293 9423 SH SOLE 0 0 0 0 NEWMONT MINING CORP (HLDG CO) COMMON EQUITY 651639106 290 10339 SH SOLE 0 0 0 0 SUNTRUST BKS INC COMMON EQUITY 867914103 290 8953 SH SOLE 0 0 0 0 SPDR SER TR S&P DIVID ETF (SDY) EXCHANGE TRADED PRODUCT 78464a763 286 4155 SH SOLE 0 0 0 0 SCHLUMBERGER LTD COM COMMON EQUITY 806857108 282 3194 SH SOLE 0 0 0 0 JOHNSON CONTROLS INC COM COMMON EQUITY 478366107 281 6785 SH SOLE 0 0 0 0 PRAXAIR INC COMMON EQUITY 74005P104 280 2331 SH SOLE 0 0 0 0 UBS ALERIAN 2X MLP INDEX (MLPL) EXCHANGE TRADED PRODUCT 902664200 279 5200 SH SOLE 0 0 0 0 EMERSON ELECTRIC COMMON EQUITY 291011104 277 4290 SH SOLE 0 0 0 0 AMERICAN TOWER REIT COMMON EQUITY 03027x100 261 3521 SH SOLE 0 0 0 0 RENT A CENTER INC COMMON EQUITY 76009n100 243 6400 SH SOLE 0 0 0 0 FIFTH THIRD BANCORP COMMON EQUITY 316773100 243 13497 SH SOLE 0 0 0 0 AMERICAN EXPRESS COMPANY COMMON EQUITY 025816109 240 3181 SH SOLE 0 0 0 0 DOLLAR TREE INC COMMON EQUITY 256746108 238 4170 SH SOLE 0 0 0 0 BEMIS INC COMMON EQUITY 081437105 237 6100 SH SOLE 0 0 0 0 POWERSHARES S&P LOW VOLATILITY PORTFOLIO EXCHANGE TRADED PRODUCT 73937b779 236 7590 SH SOLE 0 0 0 0 ONEOK PARTNERS L P UNIT LTD PARTNERSHIP COMMON EQUITY 68268n103 233 4400 SH SOLE 0 0 0 0 SELECTIVE INS GROUP COMMON EQUITY 816300107 226 9245 SH SOLE 0 0 0 0 UNION PACIFIC CORP COM COMMON EQUITY 907818108 223 1441 SH SOLE 0 0 0 0 POWERSHARES QQQ TR UNIT SER 1 (QQQQ) EXCHANGE TRADED PRODUCT 73935a104 221 2802 SH SOLE 0 0 0 0 AVAGO TECHNOLOGIES COMMON EQUITY y0486s104 215 5000 SH SOLE 0 0 0 0 BANK OF AMERICA CORP DEP SHS PREFERRED EQUITY 060505625 215 11900 SH SOLE 0 0 0 0 TRW AUTOMOTIVE HOLDINGS COM COMMON EQUITY 87264s106 213 3000 SH SOLE 0 0 0 0 VANGUARD EMERGING MARKETS ETF (VWO) EXCHANGE TRADED PRODUCT 922042858 213 5314 SH SOLE 0 0 0 0 NOVARTIS AG SPONSORED ADR COMMON EQUITY 66987V109 211 2756 SH SOLE 0 0 0 0 EXPRESS SCRIPTS INC COM COMMON EQUITY 30219g108 207 3364 SH SOLE 0 0 0 0 EXELON CORP COM COMMON EQUITY 30161n101 203 6875 SH SOLE 0 0 0 0 POWERSHARES AGG PREFERRED (PGX) EXCHANGE TRADED PRODUCT 73936t565 202 14825 SH SOLE 0 0 0 0 NIKE INC CLASS B COMMON EQUITY 654106103 196 2700 SH SOLE 0 0 0 0 iSHARES DOW JONES TECHNOLOGY SECTOR EXCHANGE TRADED PRODUCT 464287721 188 2394 SH SOLE 0 0 0 0 RAYMOND JAMES FINL INC COM COMMON EQUITY 754730109 187 4500 SH SOLE 0 0 0 0 KINDER MORGAN COMMON EQUITY 49456b101 182 5118 SH SOLE 0 0 0 0 SANDISK CORP COMMON EQUITY 80004C101 178 3000 SH SOLE 0 0 0 0 VANGUARD WORLD FDS CONSUM DIS ETF EXCHANGE TRADED PRODUCT 92204a108 173 1758 SH SOLE 0 0 0 0 GILEAD SCIENCES INC COMMON EQUITY 375558103 172 2751 SH SOLE 0 0 0 0 ZIMMER HLDGS INC COM COMMON EQUITY 98956p102 170 2077 SH SOLE 0 0 0 0 MONDELEZ INTL COMMON EQUITY 609207105 170 5426 SH SOLE 0 0 0 0 POWERSHARES FTSE RAFI US 1500 (PRFZ) EXCHANGE TRADED PRODUCT 73935x567 170 1900 SH SOLE 0 0 0 0 QEP RES INC COM COMMON EQUITY 74733v100 166 6000 SH SOLE 0 0 0 0 PREMIER COMMERCIAL BANK COMMON EQUITY 74046a108 160 20000 SH SOLE 0 0 0 0 TARGET CORP COMMON EQUITY 87612e106 156 2440 SH SOLE 0 0 0 0 FORD MOTOR CO COMMON EQUITY 345370860 154 9154 SH SOLE 0 0 0 0 PPG INDUSTRIES INC COMMON EQUITY 693506107 154 923 SH SOLE 0 0 0 0 GENUINE PARTS CO COMMON EQUITY 372460105 152 1885 SH SOLE 0 0 0 0 WPP PLC COMMON EQUITY 92937a102 152 1480 SH SOLE 0 0 0 0 ARCHER DANIELS MIDLAND CO COMMON EQUITY 039483102 148 4038 SH SOLE 0 0 0 0 HERSHEY CO COM COMMON EQUITY 427866108 148 1602 SH SOLE 0 0 0 0 LILLY ELI & CO COM COMMON EQUITY 532457108 148 2942 SH SOLE 0 0 0 0 ISHARES NASDAQ BIOTECHNOLOGY INDEX (IBB) EXCHANGE TRADED PRODUCT 464287556 142 681 SH SOLE 0 0 0 0 CONSOLIDATED EDISON INC COM COMMON EQUITY 209115104 142 2588 SH SOLE 0 0 0 0 ANADARKO PETE CORP COMMON EQUITY 032511107 141 1525 SH SOLE 0 0 0 0 PNC FINL SVCS GROUP INC COM COMMON EQUITY 693475105 139 1929 SH SOLE 0 0 0 0 AMERICA MOVIL COMMON EQUITY 02364w105 139 7022 SH SOLE 0 0 0 0 CLOROX CO COM COMMON EQUITY 189054109 138 1696 SH SOLE 0 0 0 0 DAIMLER AG COMMON EQUITY d1668r123 138 1777 SH SOLE 0 0 0 0 ISHARES TR MSCI ACWI INDEX EXCHANGE TRADED PRODUCT 464288257 137 2555 SH SOLE 0 0 0 0 NEWELL RUBBERMAID INC COM COMMON EQUITY 651229106 137 5000 SH SOLE 0 0 0 0 TEVA PHARMACEUTICAL INDUSTRIES LTD ADR ISI COMMON EQUITY 881624209 137 3632 SH SOLE 0 0 0 0 CITIGROUP COMMON EQUITY 172967424 136 2811 SH SOLE 0 0 0 0 OGE ENERGY CORP COMMON EQUITY 670837103 135 3766 SH SOLE 0 0 0 0 ING GROEP NV 7.375% PREFERRED EQUITY 456837707 132 5300 SH SOLE 0 0 0 0 ENERGY TRANSFER EQUITY UNITS COMMON EQUITY 29273v100 131 2000 SH SOLE 0 0 0 0 GOOGLE COMMON EQUITY 38259p508 131 150 SH SOLE 0 0 0 0 BANK OF COMMERCE NC COMMON EQUITY 061590105 130 41225 SH SOLE 0 0 0 0 LABORATORY CORP AMER HLDGS COMMON EQUITY 50540r409 128 1300 SH SOLE 0 0 0 0 ISHARES TR DOW JONES US REGIONAL BKS (IAT) EXCHANGE TRADED PRODUCT 464288778 128 4320 SH SOLE 0 0 0 0 DIAGEO PLC SPONSORED ADR COMMON EQUITY 25243Q205 127 1000 SH SOLE 0 0 0 0 NATIONAL BANKSHARES INC VA COM COMMON EQUITY 634865109 125 3500 SH SOLE 0 0 0 0 MARTIN MARIETTA MATERIAL INC COMMON EQUITY 573284106 117 1200 SH SOLE 0 0 0 0 WISDOMTREE TR EARNING 500 FD (EPS) EXCHANGE TRADED PRODUCT 97717w588 117 2000 SH SOLE 0 0 0 0 SOUTHWESTERN ENERGY CO COM COMMON EQUITY 845467109 116 3200 SH SOLE 0 0 0 0 CATERPILLAR INC COMMON EQUITY 149123101 116 1391 SH SOLE 0 0 0 0 EMC CORP (MASS) COM COMMON EQUITY 268648102 115 4521 SH SOLE 0 0 0 0 NORFOLK SOUTHERN CORP COMMON EQUITY 655844108 112 1460 SH SOLE 0 0 0 0 GLAXOSMITHKLINE PLC SPONS ADR COMMON EQUITY 37733w105 112 2234 SH SOLE 0 0 0 0 COMCAST CORP CL A COMMON EQUITY 20030N101 111 2467 SH SOLE 0 0 0 0 YUM BRANDS INC COM COMMON EQUITY 988498101 111 1555 SH SOLE 0 0 0 0 BLACKSTONE GROUP L P COM UNIT REPSTG (BX) COMMON EQUITY 09253u108 109 4400 SH SOLE 0 0 0 0 NUVEEN EQUITY PREM & GROWTH FD COM (JPG) EXCHANGE TRADED PRODUCT 6706ew100 108 8000 SH SOLE 0 0 0 0 NISOURCE INC HLDG CO COM STK COMMON EQUITY 65473p105 107 3491 SH SOLE 0 0 0 0 STARBUCKS CORP COM COMMON EQUITY 855244109 107 1401 SH SOLE 0 0 0 0 LOEWS CORP COM COMMON EQUITY 540424108 107 2307 SH SOLE 0 0 0 0 FIDUS INVT CORP COM COMMON EQUITY 316500107 105 5460 SH SOLE 0 0 0 0 TWENTY-FIRST CENTURY FOX INC B COMMON EQUITY 90130a200 103 3100 SH SOLE 0 0 0 0 ISHARES RUSSELL MIDCAP GROWTH INDEX (IWP) EXCHANGE TRADED PRODUCT 464287481 102 1305 SH SOLE 0 0 0 0 POWERSHARES FTSE RAFI EMERGING MKTS (PXH) EXCHANGE TRADED PRODUCT 73936t763 101 5000 SH SOLE 0 0 0 0 QUESTAR CORP COM COMMON EQUITY 748356102 101 4500 SH SOLE 0 0 0 0 CSX CORPORATION COMMON EQUITY 126408103 101 3930 SH SOLE 0 0 0 0 ROYAL DUTCH SHELL PLC SPONSORED ADR RESPTG COMMON EQUITY 780259206 100 1530 SH SOLE 0 0 0 0 PULTE GROUP 7.375% PREFERRED EQUITY 745867200 99 4000 SH SOLE 0 0 0 0 KRAFT FOODS GROUP COMMON EQUITY 50076q106 98 1885 SH SOLE 0 0 0 0 REGIONS FINL CORP NEW COM COMMON EQUITY 7591ep100 98 10597 SH SOLE 0 0 0 0 COSTCO WHSL CORP COMMON EQUITY 22160k105 97 846 SH SOLE 0 0 0 0 NEXTERA ENERGY INC COM COMMON EQUITY 65339f101 96 1207 SH SOLE 0 0 0 0 NOBLE CORP COMMON EQUITY H5833N103 96 2550 SH SOLE 0 0 0 0 SPDR GOLD TR GOLD SHS (GLD) EXCHANGE TRADED PRODUCT 78463v107 95 744 SH SOLE 0 0 0 0 CHARLES SCHWAB CORP COM NEW COMMON EQUITY 808513105 95 4500 SH SOLE 0 0 0 0 PREFORMED LINES PRODS CO COMMON EQUITY 740444104 93 1300 SH SOLE 0 0 0 0 EATON VANCE TAX MGD BUY WRITE OPP (ETV) EXCHANGE TRADED PRODUCT 27828y108 93 7150 SH SOLE 0 0 0 0 HONEYWELL INTL INC COMMON EQUITY 438516106 93 1123 SH SOLE 0 0 0 0 ALLSTATE CORP COMMON EQUITY 020002101 92 1834 SH SOLE 0 0 0 0 iSHARES TR RUSSELL 1000 VALUE INDEX (IWD) EXCHANGE TRADED PRODUCT 464287598 90 1052 SH SOLE 0 0 0 0 ROSS STORES INC COMMON EQUITY 778296103 88 1219 SH SOLE 0 0 0 0 VULCAN MATERIALS CO HLDG CO COM COMMON EQUITY 929160109 88 1700 SH SOLE 0 0 0 0 NUVEEN NC PREMIUM INCOME MUNI CLOSED END 67060P100 85 6946 SH SOLE 0 0 0 0 BLACKSTONE FINANCIAL (BGB) COMMON EQUITY 09257r101 84 4800 SH SOLE 0 0 0 0 O'REILLY AUTOMOTIVE INC COM COMMON EQUITY 67103h107 83 653 SH SOLE 0 0 0 0 SELECT SECTOR SPDR TR ENERGY (XLE) EXCHANGE TRADED PRODUCT 81369y506 82 998 SH SOLE 0 0 0 0 SUNCOR ENERGY INC NEW COM COMMON EQUITY 867224107 82 2300 SH SOLE 0 0 0 0 NAVIGANT CONSULTING COMMON EQUITY 63935n107 81 5300 SH SOLE 0 0 0 0 FMC CORP NEW COMMON EQUITY 302491303 81 1133 SH SOLE 0 0 0 0 CLECO CORP COMMON EQUITY 12561w105 80 1800 SH SOLE 0 0 0 0 ISHARES INC MSCI BRAZIL (EWZ) EXCHANGE TRADED PRODUCT 464286400 80 1676 SH SOLE 0 0 0 0 EATON CORP COMMON EQUITY g29183103 79 1162 SH SOLE 0 0 0 0 ING GROEP N V 8.5% PERPETUAL HYBRID CAP SE PREFERRED EQUITY 456837806 79 3125 SH SOLE 0 0 0 0 CATO CORP NEW CL A COMMON EQUITY 149205106 77 2763 SH SOLE 0 0 0 0 VIACOM INC CL B COMMON EQUITY 92553p201 77 924 SH SOLE 0 0 0 0 ISHARES TR RUSSELL 1000 GROWTH INDEX FD EXCHANGE TRADED PRODUCT 464287614 76 982 SH SOLE 0 0 0 0 FIRST FINL HLDGS INC NEW COM COMMON EQUITY 32023e105 76 1381 SH SOLE 0 0 0 0 ISHARES TR RUSSELL 2000 VALUE INDEX (IWN) EXCHANGE TRADED PRODUCT 464287630 75 825 SH SOLE 0 0 0 0 GOLDMAN SACHS GROUP COMMON EQUITY 38141g104 74 469 SH SOLE 0 0 0 0 CHUBB CORP COMMON EQUITY 171232101 73 820 SH SOLE 0 0 0 0 SHERWIN WILLIAMS CO COMMON EQUITY 824348106 72 400 SH SOLE 0 0 0 0 UNUMPROVIDENT CORP COMMON EQUITY 91529y106 71 2361 SH SOLE 0 0 0 0 CAPSTONE BK RALEIGH NC COMMON EQUITY 14069c102 71 6572 SH SOLE 0 0 0 0 GENERAL MILLS INC COM COMMON EQUITY 370334104 71 1484 SH SOLE 0 0 0 0 PAYCHEX INC COMMON EQUITY 704326107 70 1737 SH SOLE 0 0 0 0 VANGUARD WORLD CONSUMER STAPLES (VDC) EXCHANGE TRADED PRODUCT 92204a207 69 669 SH SOLE 0 0 0 0 POWERSHARES EMERGING MKT LOW VOL (EELV) EXCHANGE TRADED PRODUCT 73937b662 68 2500 SH SOLE 0 0 0 0 ISHARES TR S&P U S PFD STK INDEX (PFF) EXCHANGE TRADED PRODUCT 464288687 68 1800 SH SOLE 0 0 0 0 DEERE & CO COMMON EQUITY 244199105 68 838 SH SOLE 0 0 0 0 MARKET VECTORS ETF SHORT MUNI INDEX (SMB) EXCHANGE TRADED PRODUCT 57060u803 67 3871 SH SOLE 0 0 0 0 GRUMA SAB COMMON EQUITY 400131306 66 3000 SH SOLE 0 0 0 0 HALLIBURTON CO COM COMMON EQUITY 406216101 66 1379 SH SOLE 0 0 0 0 MEDTRONIC INC COMMON EQUITY 585055106 64 1220 SH SOLE 0 0 0 0 US BANCORP DEL COM COMMON EQUITY 902973304 64 1771 SH SOLE 0 0 0 0 POWERSHARES DYNAMIC TECHNOLOGY (PTF) EXCHANGE TRADED PRODUCT 73935x344 64 1980 SH SOLE 0 0 0 0 CENTRAL FD COMMON EQUITY 153501101 62 4270 SH SOLE 0 0 0 0 HENRY SCHEIN INC COMMON EQUITY 806407102 62 600 SH SOLE 0 0 0 0 SPDR WELLS FARGO PFD STOCK ETF (PSK) EXCHANGE TRADED PRODUCT 78464a292 61 1500 SH SOLE 0 0 0 0 INDEPENDENCE BANCSHARES INC COMMON EQUITY 45338e107 61 35000 SH SOLE 0 0 0 0 POWERSHARES US DOLLAR BULL (UUP) EXCHANGE TRADED PRODUCT 73936d107 60 2775 SH SOLE 0 0 0 0 ISHARES TR S&P SMALLCAP 600 INDEX (IJR) EXCHANGE TRADED PRODUCT 464287804 59 600 SH SOLE 0 0 0 0 PIONEER NAT RES CO COM COMMON EQUITY 723787107 59 316 SH SOLE 0 0 0 0 HILLSHIRE BRANDS CO COM COMMON EQUITY 432589109 59 1929 SH SOLE 0 0 0 0 ROCKWELL AUTOMATION INC COM FORMERLY ROCKW COMMON EQUITY 773903109 59 554 SH SOLE 0 0 0 0 POWERSHARES GLOBAL S-T HIGH YIELD (PGHY) COMMON EQUITY 73936q710 57 2300 SH SOLE 0 0 0 0 AMERICAN ELECTRIC POWER CO COMMON EQUITY 025537101 57 1326 SH SOLE 0 0 0 0 AMERISOURCEBERGEN CORP COMMON EQUITY 03073e105 57 937 SH SOLE 0 0 0 0 SIGMA ALDRICH COMMON EQUITY 826552101 57 670 SH SOLE 0 0 0 0 EASTMAN CHEMICAL CO COMMON EQUITY 277432100 56 730 SH SOLE 0 0 0 0 FIRST HORIZON NATL CORP COM COMMON EQUITY 320517105 56 5162 SH SOLE 0 0 0 0 POTASH CORP OF SASKATCHEWAN INC COM COMMON EQUITY 73755l107 56 1803 SH SOLE 0 0 0 0 FRANKLIN RESOURCES INC COMMON EQUITY 354613101 56 1113 SH SOLE 0 0 0 0 WISDOMTREE EMG MKTS YIELDING EQUITY (DEM) EXCHANGE TRADED PRODUCT 97717W315 55 1080 SH SOLE 0 0 0 0 WISDOMTREE TR INTL DIVID EX FINLS (DOO) EXCHANGE TRADED PRODUCT 97717w786 55 1220 SH SOLE 0 0 0 0 BAC CAP TR VIII 6% GTD CAP SEC INC SER A P PREFERRED EQUITY 05518t209 54 2200 SH SOLE 0 0 0 0 DR PEPPER SNAPPLE GROUP INC COMMON EQUITY 26138e109 53 1200 SH SOLE 0 0 0 0 BLDRS INDEX FDS TR ASIA 50 ADR INDEX FD COMMON EQUITY 09348r102 53 1850 SH SOLE 0 0 0 0 RAYTHEON CO COM NEW COMMON EQUITY 755111507 52 687 SH SOLE 0 0 0 0 SPECTRA ENERGY PARTNERS COMMON EQUITY 84756n109 52 1200 SH SOLE 0 0 0 0 WATERS CORP COM COMMON EQUITY 941848103 52 495 SH SOLE 0 0 0 0 FACEBOOK COMMON EQUITY 30303m102 52 1044 SH SOLE 0 0 0 0 BUCKEYE PARTNERS L.P COMMON EQUITY 118230101 52 800 SH SOLE 0 0 0 0 WACHOVIA PRF FDG CORP PERP PFD SECS SER A PREFERRED EQUITY 92977v206 52 2000 SH SOLE 0 0 0 0 ITT CORP COMMON EQUITY 450911201 52 1450 SH SOLE 0 0 0 0 ENSCO PLC A COMMON EQUITY g3157s106 51 960 SH SOLE 0 0 0 0 XCEL ENERGY INC COMMON EQUITY 98389b100 50 1838 SH SOLE 0 0 0 0 ZWEIG FD INC COM NEW EXCHANGE TRADED PRODUCT 989834205 50 3750 SH SOLE 0 0 0 0 XYLEM INC COMMON EQUITY 98419m100 50 1800 SH SOLE 0 0 0 0 LIBERTY MEDIA CORP DELAWARE CL A COMMON EQUITY 531229102 50 341 SH SOLE 0 0 0 0 OLDTOWN BANK CL B COMMON EQUITY 680540200 50 10000 SH SOLE 0 0 0 0 VANGUARD WHITEHALL FDS HIGH DIVIDEND YIELD EXCHANGE TRADED PRODUCT 921946406 49 865 SH SOLE 0 0 0 0 AUXILIUM PHARMACEUTICL COMMON EQUITY 05334d107 49 2700 SH SOLE 0 0 0 0 TEXAS INSTRUMENTS INC COMMON EQUITY 882508104 48 1211 SH SOLE 0 0 0 0 ISHARES TR GLOBAL UTILS (JXI) EXCHANGE TRADED PRODUCT 464288711 48 1111 SH SOLE 0 0 0 0 ISHARES TR S&P 500 VALUE EXCHANGE TRADED PRODUCT 464287408 48 620 SH SOLE 0 0 0 0 POWERSHS AGRICULTURE FUND (DBA) EXCHANGE TRADED PRODUCT 73936b408 48 1900 SH SOLE 0 0 0 0 METTLER TOLEDO INTL COM COMMON EQUITY 592688105 48 200 SH SOLE 0 0 0 0 JPMORGAN CHASE & CO DEP SHS REPSTG 5.50% PREFERRED EQUITY 48126e750 47 2230 SH SOLE 0 0 0 0 THERMO FISHER SCIENTIFIC INC COMMON EQUITY 883556102 47 520 SH SOLE 0 0 0 0 CNB CORP CDT COM ISSUE INACTIVE COMMON EQUITY 12612r105 47 1080 SH SOLE 0 0 0 0 PIMCO ETF TR 0-5 YR HIGH YIELD CORP (HYS) EXCHANGE TRADED PRODUCT 72201r783 47 450 SH SOLE 0 0 0 0 SELECT SECTOR SPDR HEALTHCARE EXCHANGE TRADED PRODUCT 81369y209 47 932 SH SOLE 0 0 0 0 LANCE INC COMMON EQUITY 833551104 47 1633 SH SOLE 0 0 0 0 NVR INC COM COMMON EQUITY 62944t105 45 50 SH SOLE 0 0 0 0 CORNING INC COM COMMON EQUITY 219350105 45 3110 SH SOLE 0 0 0 0 VANGUARD WORLD INFORMATION TECH (VGT) EXCHANGE TRADED PRODUCT 92204a702 45 560 SH SOLE 0 0 0 0 WISDOMTREE TR MIDCAP DIVIDEND FUND EXCHANGE TRADED PRODUCT 97717w505 45 650 SH SOLE 0 0 0 0 AON PLC SHARES COMMON EQUITY g0408v102 44 600 SH SOLE 0 0 0 0 DIEBOLD COMMON EQUITY 253651103 44 1500 SH SOLE 0 0 0 0 DIAMONDS TR UNIT SER 1 COMMON EQUITY 78467x109 43 288 SH SOLE 0 0 0 0 COHEN & STEERS CLOSED END OPPORTUNITY FD EXCHANGE TRADED PRODUCT 19248p106 43 3500 SH SOLE 0 0 0 0 BP PLC COMMON EQUITY 055622104 42 1021 SH SOLE 0 0 0 0 ABERCROMBIE & FITCH CO CL A COMMON EQUITY 002896207 42 1204 SH SOLE 0 0 0 0 CROWN CASTLE INTL CORP COM COMMON EQUITY 228227104 42 580 SH SOLE 0 0 0 0 KEYCORP NEW COM COMMON EQUITY 493267108 42 3710 SH SOLE 0 0 0 0 ABBVIE INC COMMON EQUITY 00287y109 42 942 SH SOLE 0 0 0 0 MALLINCKRODT PUB LTD CO SHS COMMON EQUITY g5785g107 42 953 SH SOLE 0 0 0 0 VANGUARD INDEX FDS REIT ETF (VNQ) EXCHANGE TRADED PRODUCT 922908553 41 633 SH SOLE 0 0 0 0 WISDOMTREE TR DIVID EX-FINANCIALS FD (DTN) EXCHANGE TRADED PRODUCT 97717w406 41 650 SH SOLE 0 0 0 0 BIOGEN IDEC INC COMMON EQUITY 09062x103 40 169 SH SOLE 0 0 0 0 WELLS FARGO & CO NEW DEP SHS PERP PRFD A PREFERRED EQUITY 949746747 40 1920 SH SOLE 0 0 0 0 MOLSON COORS BREWING CL B COMMON EQUITY 60871r209 40 805 SH SOLE 0 0 0 0 LORILLARD INC COM COMMON EQUITY 544147101 40 900 SH SOLE 0 0 0 0 ALPS ETF ALERIAN MLP (AMLP) EXCHANGE TRADED PRODUCT 00162q866 39 2262 SH SOLE 0 0 0 0 MCKESSON CORP COM COMMON EQUITY 58155q103 39 310 SH SOLE 0 0 0 0 COLGATE PALMOLIVE CO COMMON EQUITY 194162103 39 666 SH SOLE 0 0 0 0 BB&T CORP DEP SHS REPSTG (BBT PRG) PREFERRED EQUITY 054937800 39 2010 SH SOLE 0 0 0 0 RYDEX GUGGENHEIM S&P MIDCAP 400 GROWTH-RFG EXCHANGE TRADED PRODUCT 78355w601 39 353 SH SOLE 0 0 0 0 TWO HBRS INVT CORP COM COMMON EQUITY 90187b101 38 4000 SH SOLE 0 0 0 0 TERADATA CORP DEL COM COMMON EQUITY 88076w103 38 700 SH SOLE 0 0 0 0 BANCROFT FD LTD CLOSED END 059695106 38 2146 SH SOLE 0 0 0 0 TJX COMPANIES INC (NEW) COMMON EQUITY 872540109 38 680 SH SOLE 0 0 0 0 ROCKWELL COLLINS INC COM COMMON EQUITY 774341101 37 554 SH SOLE 0 0 0 0 DNP SELECT INCOME FD INC COM CLOSED END 23325p104 36 3849 SH SOLE 0 0 0 0 HUNTINGTON BANCSHARES INC COMMON EQUITY 446150104 36 4434 SH SOLE 0 0 0 0 SANOFI AVENTIS SPONSORED ADR COMMON EQUITY 80105n105 36 716 SH SOLE 0 0 0 0 ING GROEP N V COMMON EQUITY 456837103 36 3176 SH SOLE 0 0 0 0 CBS CORP CL B COMMON EQUITY 124857202 36 653 SH SOLE 0 0 0 0 HSBC HLDGS PLC ADR SER A REP 1/40 SER A 6. PREFERRED EQUITY 404280604 35 1450 SH SOLE 0 0 0 0 BHP BILLITON LTD COMMON EQUITY 088606108 35 535 SH SOLE 0 0 0 0 ISHARES MSCI AUSTRALIA INDEX (EWA) EXCHANGE TRADED PRODUCT 464286103 35 1403 SH SOLE 0 0 0 0 CAREFUSION CORP COM COMMON EQUITY 14170T101 35 959 SH SOLE 0 0 0 0 NICHOLAS FINL INC BC COM NEW COMMON EQUITY 65373j209 35 2172 SH SOLE 0 0 0 0 AVON PRODS INC COMMON EQUITY 054303102 35 1717 SH SOLE 0 0 0 0 MARKET VECTORS ETF TR OIL SVCS ETF EXCHANGE TRADED PRODUCT 57060u191 35 750 SH SOLE 0 0 0 0 MORGAN STANLEY CAP TR V CAP SECS PFD 5.75% PREFERRED EQUITY 617466206 35 1500 SH SOLE 0 0 0 0 POWERSHARES EXCHANGE TRADED INTL DIV (PID) EXCHANGE TRADED PRODUCT 73935x716 34 2000 SH SOLE 0 0 0 0 VANGUARD MID CAP (VO) EXCHANGE TRADED PRODUCT 922908629 34 334 SH SOLE 0 0 0 0 HARLEY DAVIDSON INC COMMON EQUITY 412822108 33 519 SH SOLE 0 0 0 0 CITIGROUP CAP IX TR PFD SECS 6.00% CALLABL PREFERRED EQUITY 173066200 32 1300 SH SOLE 0 0 0 0 POWERSHARES BLDG & CONSTRUCTION (PKB) EXCHANGE TRADED PRODUCT 73935x666 32 1600 SH SOLE 0 0 0 0 ADOBE SYSTEMS INC COMMON EQUITY 00724f101 32 622 SH SOLE 0 0 0 0 HEWLETT PACKARD COMMON EQUITY 428236103 32 1531 SH SOLE 0 0 0 0 VIRGINIA HERITAGE BANK COM COMMON EQUITY 927819102 32 2000 SH SOLE 0 0 0 0 ASTRAZENECA PLC COMMON EQUITY 046353108 31 616 SH SOLE 0 0 0 0 MERRILL LYNCH K SERIES 6.45% PREFERRED EQUITY 590199204 31 1300 SH SOLE 0 0 0 0 COCA COLA BOTTLING CO COMMON EQUITY 191098102 31 510 SH SOLE 0 0 0 0 COACH INC COM COMMON EQUITY 189754104 31 585 SH SOLE 0 0 0 0 DIRECT TV CLASS A COMMON EQUITY 25490a309 31 527 SH SOLE 0 0 0 0 WALGREEN CO COMMON EQUITY 931422109 31 585 SH SOLE 0 0 0 0 TOTAL S A SPONSORED ADR COMMON EQUITY 89151e109 31 542 SH SOLE 0 0 0 0 ASSURED GTY MUN HLDGS INC NT PREFERRED EQUITY 04623a403 31 1500 SH SOLE 0 0 0 0 REGENERON PHARMA COMMON EQUITY 75886f107 31 100 SH SOLE 0 0 0 0 ABBOTT LABORATORIES COMMON EQUITY 002824100 31 942 SH SOLE 0 0 0 0 ISHARES TR MORNINGSTAR LARGE VALUE (JKF) EXCHANGE TRADED PRODUCT 464288109 31 425 SH SOLE 0 0 0 0 METLIFE INC COM COMMON EQUITY 59156r108 31 664 SH SOLE 0 0 0 0 ULTRA PETE CORP COM COMMON EQUITY 903914109 30 1500 SH SOLE 0 0 0 0 VANGUARD INDEX MID-CAP GROWTH EXCHANGE TRADED PRODUCT 922908538 30 361 SH SOLE 0 0 0 0 GOLDMAN SACHS GROUP INC 5.95% PERPETUAL PF PREFERRED EQUITY 38145g209 30 1365 SH SOLE 0 0 0 0 SHANGHAI ERFANGJI LTD SPONSORED ADR COMMON EQUITY 819423104 30 5500 SH SOLE 0 0 0 0 AKZO NOBEL NV COMMON EQUITY 010199305 30 1392 SH SOLE 0 0 0 0 WINDSTREAM HLDGS INC COM COMMON EQUITY 97382a101 30 3780 SH SOLE 0 0 0 0 WHOLE FOODS MKT INC COMMON EQUITY 966837106 30 514 SH SOLE 0 0 0 0 PROTECTIVE LIFE CORP COMMON EQUITY 743674103 29 704 SH SOLE 0 0 0 0 MCGRAW HILL COMPANIES INC COMMON EQUITY 580645109 29 456 SH SOLE 0 0 0 0 RYDER SYS INC COMMON EQUITY 783549108 29 500 SH SOLE 0 0 0 0 BED BATH & BEYOND INC COMMON EQUITY 075896100 29 375 SH SOLE 0 0 0 0 TESLA MTRS INC COM COMMON EQUITY 88160r101 29 150 SH SOLE 0 0 0 0 TRIPADVISOR INC COMMON EQUITY 896945201 28 380 SH SOLE 0 0 0 0 ESTEE LAUDER COS COMMON EQUITY 518439104 28 410 SH SOLE 0 0 0 0 EDWARDS LIFESCIENCES COMMON EQUITY 28176e108 28 409 SH SOLE 0 0 0 0 GOLDMAN SACHS FLOATING PFD SERIES C PREFERRED EQUITY 38144x609 28 1400 SH SOLE 0 0 0 0 WP CAREY & CO COMMON EQUITY 92936u109 27 432 SH SOLE 0 0 0 0 POWERSHARES WATER RESOURCES (PHO) EXCHANGE TRADED PRODUCT 73935x575 27 1150 SH SOLE 0 0 0 0 INGERSOLL RAND PLC SHS COMMON EQUITY g47791101 27 423 SH SOLE 0 0 0 0 ING GLOBAL EQUITY DIVID & PREM OPP (IGD) EXCHANGE TRADED PRODUCT 45684e107 27 3000 SH SOLE 0 0 0 0 KIMBERLY CLARK COMMON EQUITY 494368103 26 286 SH SOLE 0 0 0 0 YAHOO INC COM COMMON EQUITY 984332106 26 800 SH SOLE 0 0 0 0 ISHARES TR MSCI EMERGING MKTS INDEX (EEM) EXCHANGE TRADED PRODUCT 464287234 26 649 SH SOLE 0 0 0 0 PARKER HANNIFIN CORP COM COMMON EQUITY 701094104 26 242 SH SOLE 0 0 0 0 EBAY INC COM COMMON EQUITY 278642103 26 467 SH SOLE 0 0 0 0 NORDSTROM COMMON EQUITY 655664100 25 455 SH SOLE 0 0 0 0 ISHARES S&P MIDCAP 400 GROWTH INDEX FD EXCHANGE TRADED PRODUCT 464287606 25 183 SH SOLE 0 0 0 0 BLACKROCK MUN INCOME TR II CLOSED END 09249n101 25 1816 SH SOLE 0 0 0 0 POWERSHARES DYNAMIC HEALTHCARE (PTH) EXCHANGE TRADED PRODUCT 73935X351 25 590 SH SOLE 0 0 0 0 PRUDENTIAL FINL INC COM COMMON EQUITY 744320102 25 323 SH SOLE 0 0 0 0 CLAYMORE/BNY MELLON FRONTIER MKTS (FRN) EXCHANGE TRADED PRODUCT 18383q838 25 1500 SH SOLE 0 0 0 0 ISHARES SILVER TR ISHARES (SLV) EXCHANGE TRADED PRODUCT 46428q109 25 1197 SH SOLE 0 0 0 0 SLM CORP COM COMMON EQUITY 78442p106 24 1000 SH SOLE 0 0 0 0 SWEDISH ELEMENTS ROGERS COMMODITY (RJI) EXCHANGE TRADED PRODUCT 870297801 24 3000 SH SOLE 0 0 0 0 VODAFONE GROUP PLC SPON ADR COMMON EQUITY 92857w209 24 704 SH SOLE 0 0 0 0 ISHARES TR S&P GLOBAL ENERGY SECTOR INDEX EXCHANGE TRADED PRODUCT 464287341 24 600 SH SOLE 0 0 0 0 SPDR MORGAN STANLEY TECHNOLOGY (MTK) EXCHANGE TRADED PRODUCT 78464a102 24 300 SH SOLE 0 0 0 0 HANES BRANDS INC COM COMMON EQUITY 410345102 23 385 SH SOLE 0 0 0 0 PENN WEST ENERGY TR TR UNIT COMMON EQUITY 707887105 23 2150 SH SOLE 0 0 0 0 MIDCAP SPDR TRUST UNIT SER 1 S&P (MDY) EXCHANGE TRADED PRODUCT 78467y107 23 105 SH SOLE 0 0 0 0 FPL GROUP CAP TR I PFD TR SECS CALLABLE PREFERRED EQUITY 30257v207 23 975 SH SOLE 0 0 0 0 ILLINOIS TOOL WORKS INC COM COMMON EQUITY 452308109 22 300 SH SOLE 0 0 0 0 FEDEX CORP COM COMMON EQUITY 31428x106 22 200 SH SOLE 0 0 0 0 MARKET VECTORS ETF TR COAL ETF COMMON EQUITY 57060u837 22 1187 SH SOLE 0 0 0 0 UNITEDHEALTH GROUP INC COM COMMON EQUITY 91324p102 22 310 SH SOLE 0 0 0 0 BLDRS INDEX FDS TR EMER MK 50 ADR COMMON EQUITY 09348r300 22 600 SH SOLE 0 0 0 0 MYLAN INC COM COMMON EQUITY 628530107 22 579 SH SOLE 0 0 0 0 V F CORP COMMON EQUITY 918204108 22 111 SH SOLE 0 0 0 0 CAROLINA BK LINCOLNTON NC COMMON EQUITY 144200102 21 7500 SH SOLE 0 0 0 0 FIRST AMERICAN FINANCIAL CORP COMMON EQUITY 31847r102 21 900 SH SOLE 0 0 0 0 VANGUARD TAX MGD EUROPE PACIFIC (VEA) EXCHANGE TRADED PRODUCT 921943858 21 550 SH SOLE 0 0 0 0 CORELOGIC INC COMMON EQUITY 21871d103 21 800 SH SOLE 0 0 0 0 ISHARES S&P NATL MUNI BOND EXCHANGE TRADED PRODUCT 464288414 21 207 SH SOLE 0 0 0 0 VAN KAMPEN AMERICAN CAPITAL MUNI OPP (VMO) EXCHANGE TRADED PRODUCT 46132c107 21 1829 SH SOLE 0 0 0 0 WELLS FARGO MULTI SECTOR INCOME FD (ERC) EXCHANGE TRADED PRODUCT 94987d101 21 1520 SH SOLE 0 0 0 0 RBS CAP FDG TR V GTD TR PFD SECS 5.90% PREFERRED EQUITY 74928K208 21 1000 SH SOLE 0 0 0 0 ISHARES TR MSCI EAFE INDEX FD (EFA) EXCHANGE TRADED PRODUCT 464287465 21 335 SH SOLE 0 0 0 0 INSURED MUN INCOME FD COM CLOSED END 84741t104 21 1200 SH SOLE 0 0 0 0 REAVES UTIL INCOME FD COM SHS BEN INT COMMON EQUITY 756158101 21 839 SH SOLE 0 0 0 0 OAKTREE CAP GROUP LLC COMMON EQUITY 674001201 20 400 SH SOLE 0 0 0 0 AEGON N V ORD AMER REG COMMON EQUITY 007924103 20 2766 SH SOLE 0 0 0 0 MARKET VECTORS ETF TR GOLD MINERS (GDX) EXCHANGE TRADED PRODUCT 57060u100 20 815 SH SOLE 0 0 0 0 CANADIAN NATL RY CO COM COMMON EQUITY 136375102 20 200 SH SOLE 0 0 0 0 LUCENT TECHNOLOGIES CAP TR I CONV TR PFD S PREFERRED EQUITY 549462307 20 20 SH SOLE 0 0 0 0 RYDEX GUGGENHEIM S&P 500 PURE GROWTH (RPG) EXCHANGE TRADED PRODUCT 78355w403 20 318 SH SOLE 0 0 0 0 ADEP TECHNOLOGY COMMON EQUITY 006854202 20 2800 SH SOLE 0 0 0 0 ISHARES TR S&P500 GRW (IVW) EXCHANGE TRADED PRODUCT 464287309 19 222 SH SOLE 0 0 0 0 ESTALISSEMENTS DELHAIZE FRERES ET CIE LE L COMMON EQUITY 29759w101 19 313 SH SOLE 0 0 0 0 SENSIENT TECHNOLOGIES CORP COM COMMON EQUITY 81725t100 19 400 SH SOLE 0 0 0 0 ING PRIME RATE TR SH BEN INT EXCHANGE TRADED PRODUCT 44977w106 19 3159 SH SOLE 0 0 0 0 SMUCKER J M CO COM NEW COMMON EQUITY 832696405 19 182 SH SOLE 0 0 0 0 PRICESMART INC COM COMMON EQUITY 741511109 19 200 SH SOLE 0 0 0 0 ING GROEP COMMON EQUITY n4578e413 18 1668 SH SOLE 0 0 0 0 INTUITIVE SURGICAL INC COM NEW COMMON EQUITY 46120e602 18 50 SH SOLE 0 0 0 0 HUMANA INC COMMON EQUITY 444859102 18 200 SH SOLE 0 0 0 0 NUVEEN QUALITY INCOME MUNICIPAL FD INC CLOSED END 670977107 18 1466 SH SOLE 0 0 0 0 ENERGY TRANSFER PART LP COMMON EQUITY 29273r109 18 351 SH SOLE 0 0 0 0 LINN ENERGY LLC UNIT LTD LIAB COMMON EQUITY 536020100 18 700 SH SOLE 0 0 0 0 ISHARES S&P GLOBAL CONS STAPLES EXCHANGE TRADED PRODUCT 464288737 18 220 SH SOLE 0 0 0 0 BARCLAYS BK PLC DJAIG CMDT ETN (DJP) EXCHANGE TRADED PRODUCT 06738c778 18 484 SH SOLE 0 0 0 0 AMPHENOL CORP A COMMON EQUITY 032095101 17 230 SH SOLE 0 0 0 0 AETNA US HEALTHCARE INC COMMON EQUITY 00817y108 17 277 SH SOLE 0 0 0 0 WISDOMTREE TR SMALLCAP EARNING FD (EES) EXCHANGE TRADED PRODUCT 97717W562 17 236 SH SOLE 0 0 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF EXCHANGE TRADED PRODUCT 92204a603 17 195 SH SOLE 0 0 0 0 MARSH & MCLENNAN COS INC COM COMMON EQUITY 571748102 17 400 SH SOLE 0 0 0 0 CELGENE CORP COMMON EQUITY 151020104 17 113 SH SOLE 0 0 0 0 MARATHON OIL CORP COM COMMON EQUITY 565849106 17 493 SH SOLE 0 0 0 0 SPX CORP COMMON EQUITY 784635104 16 200 SH SOLE 0 0 0 0 ISHARES MSCI CHILE (ECH) EXCHANGE TRADED PRODUCT 464286640 16 335 SH SOLE 0 0 0 0 SELECT SECTOR SPDR MATERIALS (XLB) EXCHANGE TRADED PRODUCT 81369y100 16 400 SH SOLE 0 0 0 0 VANGUARD NAT RES LLCCOM UNIT EXCHANGE TRADED PRODUCT 92205f106 16 600 SH SOLE 0 0 0 0 ISHARES TR FTSE XINHUA HK CHINA (FXI) EXCHANGE TRADED PRODUCT 464287184 16 450 SH SOLE 0 0 0 0 REPUBLIC SVCS INC COM COMMON EQUITY 760759100 16 500 SH SOLE 0 0 0 0 EOG RES INC COM COMMON EQUITY 26875p101 16 98 SH SOLE 0 0 0 0 RITE AID CORP COMMON EQUITY 767754104 16 3439 SH SOLE 0 0 0 0 POWERSHARES CHINA (PGJ) EXCHANGE TRADED PRODUCT 73935x401 16 568 SH SOLE 0 0 0 0 ISHARES S&P GLOBAL HEALTHCARE SECTOR (IXJ) EXCHANGE TRADED PRODUCT 464287325 16 203 SH SOLE 0 0 0 0 VANGUARD BD INDEX FD INC SHORT TERM BD ETF EXCHANGE TRADED PRODUCT 921937827 16 200 SH SOLE 0 0 0 0 MOTOROLA INC COMMON EQUITY 620076307 15 268 SH SOLE 0 0 0 0 LIBERTY MEDIA HLDG CRP INT COM SER A COMMON EQUITY 53071m104 15 673 SH SOLE 0 0 0 0 FRONTIER COMMUNICATION COM COMMON EQUITY 35906a108 15 3778 SH SOLE 0 0 0 0 BARRICK GOLD CORP COM COMMON EQUITY 067901108 15 843 SH SOLE 0 0 0 0 SAFEGUARD SCIENTIFIC INC COM NEW COMMON EQUITY 786449207 15 1000 SH SOLE 0 0 0 0 TIME WARNER CABLE INC COM COMMON EQUITY 88732j207 15 140 SH SOLE 0 0 0 0 HARRIS TEETER SUPERMARKETS INC COM COMMON EQUITY 414585109 15 317 SH SOLE 0 0 0 0 COHEN & STEERS REIT & PFD INCOME FD INC CO EXCHANGE TRADED PRODUCT 19247x100 15 1000 SH SOLE 0 0 0 0 PETSMART INC COMMON EQUITY 716768106 15 200 SH SOLE 0 0 0 0 COUNTRYWIDE CAP V GTD CAP SECS 7.00% 11/01 PREFERRED EQUITY 222388209 15 600 SH SOLE 0 0 0 0 MERRILL LYNCH PFD CAP TR III TR ORIG PFD S PREFERRED EQUITY 59021f206 14 600 SH SOLE 0 0 0 0 HARSCO CORP COMMON EQUITY 415864107 14 598 SH SOLE 0 0 0 0 SIMON PPTY GROUP INC NEW COM COMMON EQUITY 828806109 14 100 SH SOLE 0 0 0 0 JAZZ PHARMACEUTICALS PLC SHS COMMON EQUITY G50871105 14 160 SH SOLE 0 0 0 0 GOODYEAR TIRE & RUBBER COMPANY COMMON EQUITY 382550101 14 655 SH SOLE 0 0 0 0 ISHARES TR S&P GLOBAL 100 INDEX FD (IOO) EXCHANGE TRADED PRODUCT 464287572 14 203 SH SOLE 0 0 0 0 FLAHERTY & CRUMRINE CLAYMORE PFD SEC INC C PREFERRED EQUITY 338478100 14 800 SH SOLE 0 0 0 0 ISHARES INC MSCI PACIFIC EX JAPAN INDEX FD EXCHANGE TRADED PRODUCT 464286665 14 300 SH SOLE 0 0 0 0 GENESEE & WYO INC CL A COMMON EQUITY 371559105 13 150 SH SOLE 0 0 0 0 ISHARES TR RUSSELL 2000 INDEX (IWM) EXCHANGE TRADED PRODUCT 464287655 13 129 SH SOLE 0 0 0 0 TRANSCANADA CORP COMMON EQUITY 89353d107 13 311 SH SOLE 0 0 0 0 APACHE CORP COMMON EQUITY 037411105 13 158 SH SOLE 0 0 0 0 MRC GLOBAL INC COM COMMON EQUITY 55345k103 13 500 SH SOLE 0 0 0 0 GANNETT COMPANY INC COMMON EQUITY 364730101 13 500 SH SOLE 0 0 0 0 FOREST LABS INC COMMON EQUITY 345838106 13 310 SH SOLE 0 0 0 0 PINNACLE FOODS INC DEL COM COMMON EQUITY 72348p104 13 500 SH SOLE 0 0 0 0 EXPEDIA INC COMMON EQUITY 30212p303 12 250 SH SOLE 0 0 0 0 ULTA SALON COSMETICS & FRAGRANCE INC COM COMMON EQUITY 90384s303 12 108 SH SOLE 0 0 0 0 NATIONAL OILWELL VARCO INC COMMON EQUITY 637071101 12 165 SH SOLE 0 0 0 0 LIBERTY GLOBAL PLC SHS CL A COMMON EQUITY G5480u104 12 162 SH SOLE 0 0 0 0 MARATHON PETROLEUM CORP COMMON EQUITY 56585a102 12 198 SH SOLE 0 0 0 0 NEWS CORP NEW B COMMON EQUITY 65249b208 12 775 SH SOLE 0 0 0 0 REYNOLDS AMERN INC COM COMMON EQUITY 761713106 12 260 SH SOLE 0 0 0 0 VANGUARD WORLD HEALTH CARE (VHT) EXCHANGE TRADED PRODUCT 92204a504 12 136 SH SOLE 0 0 0 0 DISCOVER FINL SVCS COM INC COMMON EQUITY 254709108 12 250 SH SOLE 0 0 0 0 UNILEVER PLC SPON ADR COMMON EQUITY 904767704 12 324 SH SOLE 0 0 0 0 CLAYMORE GUGGENHEIM CHINA SMALL CAP (HAO) EXCHANGE TRADED PRODUCT 18383q853 12 500 SH SOLE 0 0 0 0 ISHARES DOW JONES US BASIC MATERIALS (IYM) EXCHANGE TRADED PRODUCT 464287838 12 165 SH SOLE 0 0 0 0 GOLDMAN SACHS GROUP INC NT 6 1/8% PREFERRED EQUITY 38145x111 12 500 SH SOLE 0 0 0 0 KLA TENCOR CORP COMMON EQUITY 482480100 12 200 SH SOLE 0 0 0 0 IBERDROLA SA COMMON EQUITY 450737101 12 522 SH SOLE 0 0 0 0 EXCEL TR INC COM COMMON EQUITY 30068c109 12 1000 SH SOLE 0 0 0 0 PAA NAT GAS STORAGE LP COM UNIT LTD PART I COMMON EQUITY 693139107 11 509 SH SOLE 0 0 0 0 MANITOWOC INC COMMON EQUITY 563571108 11 604 SH SOLE 0 0 0 0 UNILEVER N V N Y SHS NEW COMMON EQUITY 904784709 11 312 SH SOLE 0 0 0 0 SANDRIDGE ENERGY INC COM COMMON EQUITY 80007p307 11 2000 SH SOLE 0 0 0 0 CURRENCYSHS AUSTRALIAN AUSTRALIAN DOL COMMON EQUITY 23129u101 11 125 SH SOLE 0 0 0 0 VANGUARD INTL EQUITY TOTAL WORLD EXCHANGE TRADED PRODUCT 922042742 11 210 SH SOLE 0 0 0 0 RENAISSANCERE HOLDINGS LTD PREF SHS C 6.08 PREFERRED EQUITY g7498p309 11 500 SH SOLE 0 0 0 0 WISCONSIN ENERGY CORP COM COMMON EQUITY 976657106 11 285 SH SOLE 0 0 0 0 BGC PARTNERS COMMON EQUITY 05541t101 11 2000 SH SOLE 0 0 0 0 ISHARES S&P GLOBAL INFO TECHNOLOGY (IXN) EXCHANGE TRADED PRODUCT 464287291 11 150 SH SOLE 0 0 0 0 ISHARES TR NORTH AMER REAL ESTATE (IFNA) EXCHANGE TRADED PRODUCT 464288455 11 238 SH SOLE 0 0 0 0 MORGAN STANLEY COM NEW COMMON EQUITY 617446448 11 413 SH SOLE 0 0 0 0 CHINA MOBILE LTD COMMON EQUITY 16941m109 11 196 SH SOLE 0 0 0 0 HALOZYME THERAPEUTICS INC COM COMMON EQUITY 40637h109 11 1000 SH SOLE 0 0 0 0 COCA COLA ENTERPRISES INC NEW COM COMMON EQUITY 19122t109 11 274 SH SOLE 0 0 0 0 LULULEMON ATHLETICA INC COM COMMON EQUITY 550021109 10 150 SH SOLE 0 0 0 0 UNITED CONTL HLDGS INC COM COMMON EQUITY 910047109 10 355 SH SOLE 0 0 0 0 SEAGATE TECHNOLOGY COMMON EQUITY g7945m107 10 245 SH SOLE 0 0 0 0 BANCO SANTANDER SA COMMON EQUITY 05964h105 10 1300 SH SOLE 0 0 0 0 MFS CHARTER INCOME TRUST NEW CLOSED END 552727109 10 1182 SH SOLE 0 0 0 0 TCP CAP CORP COM COMMON EQUITY 87238q103 10 650 SH SOLE 0 0 0 0 NESTLE SA SPONSORED ADR COMMON EQUITY 641069406 10 150 SH SOLE 0 0 0 0 FEDERAL NATL MTG ASSN 8.25% SER T PFD SHS PREFERRED EQUITY 313586737 10 1300 SH SOLE 0 0 0 0 NUVEEN PREMIUM INCOME MUNI FD INC CLOSED END 67062T100 10 814 SH SOLE 0 0 0 0 UNITED STS STL CORP NEW COM COMMON EQUITY 912909108 10 500 SH SOLE 0 0 0 0 STARWOOD HOTELS & RESORTS WORLDWIDE INC CO COMMON EQUITY 85590a401 10 154 SH SOLE 0 0 0 0 DISCOVERY COMMUNICATIONS INC SER A COMMON EQUITY 25470f104 10 121 SH SOLE 0 0 0 0 CORPORATE BACKED TR CTFS DUKE CAP CORP NT PREFERRED EQUITY 21988g312 10 400 SH SOLE 0 0 0 0 SPRINT CORP COM SER 1 COMMON EQUITY 85207u105 10 1633 SH SOLE 0 0 0 0 CORPORATE BACKED TR CTFS 2003-7 BOEING CO PREFERRED EQUITY 21988g262 10 400 SH SOLE 0 0 0 0 PIMCO ETF TR SHORT TERM MUN BD (SMMU) EXCHANGE TRADED PRODUCT 72201r874 10 200 SH SOLE 0 0 0 0 CITIGROUP CAP X CAP SECS-TRUPS 6.10% 09/30 PREFERRED EQUITY 173064205 10 400 SH SOLE 0 0 0 0 CINCINNATI FINL CORP COMMON EQUITY 172062101 9 210 SH SOLE 0 0 0 0 STRATS TR FOR BELLSOUTH TELECOMMN CTFS 200 PREFERRED EQUITY 784787202 9 400 SH SOLE 0 0 0 0 CAMPBELL SOUP CO COMMON EQUITY 134429109 9 243 SH SOLE 0 0 0 0 STAPLES INC COMMON EQUITY 855030102 9 675 SH SOLE 0 0 0 0 HANCOCK JOHN BK & THRIFT OPP (BTO) EXCHANGE TRADED PRODUCT 409735206 9 455 SH SOLE 0 0 0 0 SCRIPPS NETWORKS INTERACTIVE INC CL A COMMON EQUITY 811065101 9 125 SH SOLE 0 0 0 0 ISHARES TR S&P EURO PLUS EXCHANGE TRADED PRODUCT 464287861 9 220 SH SOLE 0 0 0 0 AEGON NV PERPETUAL CAP SECS CALLABLE 09/1 PREFERRED EQUITY n00927306 9 400 SH SOLE 0 0 0 0 SPDR BARCLAYS CAPITAL S-T MUNI BOND (SHM) EXCHANGE TRADED PRODUCT 78464a425 9 400 SH SOLE 0 0 0 0 STARZ LIBERTY CAP COM SER A COMMON EQUITY 85571q102 9 341 SH SOLE 0 0 0 0 FLUOR CORP NEW COM COMMON EQUITY 343412102 9 135 SH SOLE 0 0 0 0 PRINCIPAL FINL GROUP INC COM PREFERRED EQUITY 74251v102 9 222 SH SOLE 0 0 0 0 UPS CLASS A PRIVATE PLACEMENT COMMON EQUITY 91199u996 9 104 SH SOLE 0 0 0 0 DISCOVERY COMMUNICATIONS INC SER C COMMON EQUITY 25470f302 9 121 SH SOLE 0 0 0 0 FLOWSERVE CORP COM COMMON EQUITY 34354p105 9 150 SH SOLE 0 0 0 0 ACUITY BRANDS INC COMMON EQUITY 00508y102 9 100 SH SOLE 0 0 0 0 EQUINIX INC COMMON EQUITY 29444u502 9 50 SH SOLE 0 0 0 0 TRINITY INDUSTRIES INC COMMON EQUITY 896522109 9 200 SH SOLE 0 0 0 0 ASHLAND INC COMMON EQUITY 044209104 8 97 SH SOLE 0 0 0 0 VARIAN MED SYS INC COM COMMON EQUITY 92220p105 8 120 SH SOLE 0 0 0 0 TWENTY-FIRST CENTURY FOX A COMMON EQUITY 90130a101 8 260 SH SOLE 0 0 0 0 ACTAVIS INC COMMON EQUITY 00507k103 8 60 SH SOLE 0 0 0 0 NUVEEN NEW YORK AMT- FREE MUN INCOME FD COMMON EQUITY 670656107 8 703 SH SOLE 0 0 0 0 WYNDHAM WORLDWIDE CORP COM COMMON EQUITY 98310w108 8 140 SH SOLE 0 0 0 0 H&R BLOCK COMMON EQUITY 93671105 8 318 SH SOLE 0 0 0 0 MARRIOTT INTL INC NEW CL A COMMON EQUITY 571903202 8 200 SH SOLE 0 0 0 0 CONNECTICUT LIGHT & POWER CO PFD PREFERRED EQUITY 207597832 8 179 SH SOLE 0 0 0 0 APPOLLO INVT CORP COMMON EQUITY 03761u106 8 1030 SH SOLE 0 0 0 0 WISDOMTREE TR INTL LARGECAP DIVID (DOL) EXCHANGE TRADED PRODUCT 97717W794 8 170 SH SOLE 0 0 0 0 POSCO SPON ADR COMMON EQUITY 693483109 8 114 SH SOLE 0 0 0 0 INTERNATIONAL SPEEDWAY CORP CL A COMMON EQUITY 460335201 8 260 SH SOLE 0 0 0 0 LENOVO GROUP LTD SPONS ADR COMMON EQUITY 526250105 8 400 SH SOLE 0 0 0 0 WELLPOINT INC COMMON EQUITY 94973v107 8 100 SH SOLE 0 0 0 0 ANGLOGOLD ASHANTI LTD COMMON EQUITY 035128206 8 629 SH SOLE 0 0 0 0 ISHARES TR RUSSELL MIDCAP INDEX FD (IWR) EXCHANGE TRADED PRODUCT 464287499 8 60 SH SOLE 0 0 0 0 FORTUNE BRANDS INC COM COMMON EQUITY 073730103 8 128 SH SOLE 0 0 0 0 AIRGAS INC COMMON EQUITY 009363102 8 76 SH SOLE 0 0 0 0 MEDIA GEN INC CL A COMMON EQUITY 584404107 8 564 SH SOLE 0 0 0 0 UNDER ARMOUR INC CL A COMMON EQUITY 904311107 7 100 SH SOLE 0 0 0 0 BROADCOM CORP CL A COMMON EQUITY 111320107 7 305 SH SOLE 0 0 0 0 CANADIAN NATURAL RES LTD COMMON EQUITY 136385101 7 252 SH SOLE 0 0 0 0 ISHARES TR MSCI ALL COUNTRY ASIA EX JAPAN EXCHANGE TRADED PRODUCT 464288182 7 135 SH SOLE 0 0 0 0 TYCO ELECTRONICS LTD SWITZERLAND COMMON EQUITY h84989104 7 150 SH SOLE 0 0 0 0 MERRILL LYNCH PFD CAP TR IV TR ORIGINATED PREFERRED EQUITY 59021g204 7 310 SH SOLE 0 0 0 0 NETFLIX COMMON EQUITY 64110l106 7 25 SH SOLE 0 0 0 0 BHP BILLITON PLC ADR COMMON EQUITY 05545e209 7 131 SH SOLE 0 0 0 0 COMPASS MINERALS COMMON EQUITY 20451n101 7 100 SH SOLE 0 0 0 0 MERRILL LYNCH CAP TR III 7.375% PFD SHS MA PREFERRED EQUITY 59025d207 7 300 SH SOLE 0 0 0 0 ATMOS ENERGY CORP. COMMON EQUITY 049560105 7 174 SH SOLE 0 0 0 0 ISHARES TR IBOXX USD INVT GRADE CORP (LQD) EXCHANGE TRADED PRODUCT 464287242 7 65 SH SOLE 0 0 0 0 SPDR S&P OIL GAS EXPL & PRODTN (XOP) EXCHANGE TRADED PRODUCT 78464a730 7 110 SH SOLE 0 0 0 0 ENTERGY CORP COMMON EQUITY 29364G103 7 114 SH SOLE 0 0 0 0 CME GROUP INC COMMON EQUITY 12572q105 7 97 SH SOLE 0 0 0 0 AXA SA SPONS ADR COMMON EQUITY 054536107 7 308 SH SOLE 0 0 0 0 ROYCE VALUE TR INC (RUT) EXCHANGE TRADED PRODUCT 780910105 7 440 SH SOLE 0 0 0 0 IAC INTERACTIVE CORP COMMON EQUITY 44919p508 6 128 SH SOLE 0 0 0 0 DUFF AND PHELPS UTILITY & CORPORATE BOND T COMMON EQUITY 26432k108 6 667 SH SOLE 0 0 0 0 PUTNAM MANAGED MUNICIPAL INCOME TRUST CLOSED END 746823103 6 1010 SH SOLE 0 0 0 0 STRYKER CORP COMMON EQUITY 863667101 6 100 SH SOLE 0 0 0 0 ALLIANZ NFJ DIVIDEND PREM STRATEGY (NFJ) COMMON EQUITY 01883a107 6 400 SH SOLE 0 0 0 0 INTERNATIONAL PAPER CO COMMON EQUITY 460146103 6 150 SH SOLE 0 0 0 0 NORTHEAST UTILITIES COMMON EQUITY 664397106 6 161 SH SOLE 0 0 0 0 PULTE HOMES INC COMMON EQUITY 745867101 6 400 SH SOLE 0 0 0 0 MICROCHIP TECHNOLOGY INC COM COMMON EQUITY 595017104 6 160 SH SOLE 0 0 0 0 YADKIN VY FINL COMMON EQUITY 984305102 6 374 SH SOLE 0 0 0 0 AMERICAN CAPITAL LTD COMMON EQUITY 02503y103 6 460 SH SOLE 0 0 0 0 GMAC LLC MAT 12/16/44 CALLABLE 12/16/09 PREFERRED EQUITY 36186c509 6 250 SH SOLE 0 0 0 0 ACE LIMITED COMMON EQUITY h0023r105 6 66 SH SOLE 0 0 0 0 NUVEEN QUALITY MUN FD INC COM (NQI) COMMON EQUITY 67062n103 6 500 SH SOLE 0 0 0 0 ENSTAR GROUP LIMITED COMMON EQUITY G3075P101 6 45 SH SOLE 0 0 0 0 ISHARES DOW JONES US OIL & EQUIP (IEZ) EXCHANGE TRADED PRODUCT 464288844 6 98 SH SOLE 0 0 0 0 RSTK VELOCITY PORTFOLIO GROUP COMMON EQUITY 92257e940 6 11112 SH SOLE 0 0 0 0 CENTERPOINT ENERGY INC ZERO PREMIUM EXCHAN PREFERRED EQUITY 15189t206 5 120 SH SOLE 0 0 0 0 CENTERPOINT ENERGY INC COM COMMON EQUITY 15189t107 5 247 SH SOLE 0 0 0 0 MICRO SYS INC COMMON EQUITY 594901100 5 118 SH SOLE 0 0 0 0 ISHARES TR DJ US ENERGY EXCHANGE TRADED PRODUCT 464287796 5 122 SH SOLE 0 0 0 0 PETROLEO BRASILERIO SA ADR COMMON EQUITY 71654v101 5 330 SH SOLE 0 0 0 0 JHANCOCK PATRIOT PREMIUM DIVIDEND (PDT) EXCHANGE TRADED PRODUCT 41013t105 5 460 SH SOLE 0 0 0 0 SYNGENTA AG SPONSORED ADR COMMON EQUITY 87160a100 5 67 SH SOLE 0 0 0 0 CA INC COM COMMON EQUITY 12673p105 5 180 SH SOLE 0 0 0 0 TIME WARNER INC COM NEW COMMON EQUITY 887317303 5 81 SH SOLE 0 0 0 0 FORTUNE BRANDS HOMES & SEC INC COMMON EQUITY 34964c106 5 128 SH SOLE 0 0 0 0 ISHARES HIGH DIVIDEND EQUITY (HDV) EXCHANGE TRADED PRODUCT 46429b663 5 80 SH SOLE 0 0 0 0 PEABODY ENERGY CORP COM COMMON EQUITY 704549104 5 305 SH SOLE 0 0 0 0 WAL MART DE MEXICO SA DE CV SHS SER V ISIN COMMON EQUITY p98180105 5 2000 SH SOLE 0 0 0 0 CHESAPEAKE ENERGY CORP COMMON EQUITY 165167107 5 200 SH SOLE 0 0 0 0 WEATHERFORD INTL COMMON EQUITY h27013103 5 333 SH SOLE 0 0 0 0 CHS INC PFD 8% PREFERRED EQUITY 12542r209 4 166 SH SOLE 0 0 0 0 GENESCO INC COMMON EQUITY 371532102 4 75 SH SOLE 0 0 0 0 DEVON ENERGY CORP COMMON EQUITY 25179m103 4 85 SH SOLE 0 0 0 0 NABORS INDS LTD COMMON EQUITY g6359f103 4 300 SH SOLE 0 0 0 0 ISHARES DOW JONES US OIL & GAS (IEO) EXCHANGE TRADED PRODUCT 464288851 4 61 SH SOLE 0 0 0 0 SPEEDWAY MOTORSPORTS INC COM COMMON EQUITY 847788106 4 265 SH SOLE 0 0 0 0 HASBRO COMMON EQUITY 418056107 4 100 SH SOLE 0 0 0 0 MASTERCARD INC CL A COM COMMON EQUITY 57636q104 4 7 SH SOLE 0 0 0 0 HOSPIRA INC COMMON EQUITY 441060100 4 120 SH SOLE 0 0 0 0 WELLS FARGO ADV GLOBAL DIVIDEND OPP (EOD) EXCHANGE TRADED PRODUCT 94987c103 4 650 SH SOLE 0 0 0 0 RSTK CBEYOND COMMUNICATIONS INC COMMON EQUITY 149847907 4 724 SH SOLE 0 0 0 0 WEYERHAEUSER CO COMMON EQUITY 962166104 4 161 SH SOLE 0 0 0 0 NUVEEN MULTI STRATEGY INC GROW FD 2 (JQC) EXCHANGE TRADED PRODUCT 67073d102 4 490 SH SOLE 0 0 0 0 NUVEEN MUNICIPAL VALUE FUND INC CLOSED END 670928100 4 500 SH SOLE 0 0 0 0 ANGLO AMERICAN PLAT UNSPON ADR COMMON EQUITY 03486t103 4 630 SH SOLE 0 0 0 0 VERTEX PHARMACEUTICALS COM COMMON EQUITY 92532f100 4 60 SH SOLE 0 0 0 0 UTI WORLDWIDE INC COMMON EQUITY g87210103 4 300 SH SOLE 0 0 0 0 ALCATEL LUCENT SPON ADR COMMON EQUITY 013904305 4 1267 SH SOLE 0 0 0 0 NUVEEN TAX ADV DIVIDEND GROWTH FUND (JTD) EXCHANGE TRADED PRODUCT 67073g105 4 300 SH SOLE 0 0 0 0 C H ROBINSON WORLDWIDE INC COMMON EQUITY 12541W209 4 73 SH SOLE 0 0 0 0 NTS RLTY HLDGS LTD PARTNERSHIP COMMON EQUITY 629422106 4 906 SH SOLE 0 0 0 0 NOVO NORDISK A.S. ADR FORMERLY NOVO INDUST COMMON EQUITY 670100205 4 25 SH SOLE 0 0 0 0 GENERAL DYNAMICS CORP COM COMMON EQUITY 369550108 4 46 SH SOLE 0 0 0 0 MARKET VECTORS ETF JR GOLD MINERS (GDXJ) COMMON EQUITY 57061r544 3 97 SH SOLE 0 0 0 0 BLACKBAUD INC COMMON EQUITY 09227q100 3 100 SH SOLE 0 0 0 0 DOVER CORP COMMON EQUITY 260003108 3 43 SH SOLE 0 0 0 0 WPX ENERGY COMMON EQUITY 98212b103 3 200 SH SOLE 0 0 0 0 GAZPROM L COMMON EQUITY 368287207 3 430 SH SOLE 0 0 0 0 CUBIST PHARMACEUTICALS COM COMMON EQUITY 229678107 3 60 SH SOLE 0 0 0 0 LIBERTY GLOBAL PLC SHS CL C COMMON EQUITY G5480u120 3 50 SH SOLE 0 0 0 0 AMERICAN INTL GROUP WT WARRANTS 026874156 3 199 SH SOLE 0 0 0 0 FIRSTENERGY CORP COM COMMON EQUITY 337932107 3 100 SH SOLE 0 0 0 0 ISHARES TR DJ US TELECOMM EXCHANGE TRADED PRODUCT 464287713 3 132 SH SOLE 0 0 0 0 CREDIT SUISSE ASSET MGMT INCOME (CIK) COMMON EQUITY 224916106 3 962 SH SOLE 0 0 0 0 FEDERAL HOME LN MTG CP PFD 8.375% NCM PREFERRED EQUITY 313400624 3 600 SH SOLE 0 0 0 0 TRAVELERS COS INC COM COMMON EQUITY 89417e109 3 41 SH SOLE 0 0 0 0 CB RICHARD ELLIS GROUP CL A COMMON EQUITY 12504l109 3 150 SH SOLE 0 0 0 0 TOYOTA MTR CO SPON ADR COMMON EQUITY 892331307 3 27 SH SOLE 0 0 0 0 CHIPOTLE MEXICAN GRILL INC COMMON EQUITY 169656105 3 8 SH SOLE 0 0 0 0 EATON VANCE LTD DURATION INC (EVV) EXCHANGE TRADED PRODUCT 27828h105 3 217 SH SOLE 0 0 0 0 GENERAL MOTORS COMMON EQUITY 37045v100 3 94 SH SOLE 0 0 0 0 SYNOVUS FINL CORP COM COMMON EQUITY 87161c105 3 1023 SH SOLE 0 0 0 0 MICHAEL KORS HLDGS LTD SHS COMMON EQUITY g60754101 3 45 SH SOLE 0 0 0 0 UBS AG COMMON EQUITY h89231338 3 162 SH SOLE 0 0 0 0 VMWARE INC CL A COM COMMON EQUITY 928563402 3 41 SH SOLE 0 0 0 0 ACCENTURE PLC IRELAND COMMON EQUITY g1151c101 3 45 SH SOLE 0 0 0 0 ALLEGHANY CORP COMMON EQUITY 017175100 3 8 SH SOLE 0 0 0 0 ISHARES TR S&P LATIN AMER 40 INDEX FD EXCHANGE TRADED PRODUCT 464287390 3 84 SH SOLE 0 0 0 0 KINDER MORGAN WT EXP 2/15/17 WARRANTS 49456b119 3 640 SH SOLE 0 0 0 0 PIMCO ETF TR TOTAL RETURN (BOND) EXCHANGE TRADED PRODUCT 72201r775 3 30 SH SOLE 0 0 0 0 WYNN RESORTS LTD COM COMMON EQUITY 983134107 3 20 SH SOLE 0 0 0 0 DELL COMPUTER COMMON EQUITY 24702r101 3 229 SH SOLE 0 0 0 0 EXELIS INC COMMON EQUITY 30162a108 3 200 SH SOLE 0 0 0 0 CHINA NEPSTAR CHAIN DRUGSTORE COMMON EQUITY 16943c109 3 2000 SH SOLE 0 0 0 0 GAP INC COMMON EQUITY 364760108 3 77 SH SOLE 0 0 0 0 SILVER BAY RLTY TR CORP COM COMMON EQUITY 82735q102 3 195 SH SOLE 0 0 0 0 PITNEY BOWES INC COMMON EQUITY 724479100 3 166 SH SOLE 0 0 0 0 CIT GROUP COMMON EQUITY 125581801 2 61 SH SOLE 0 0 0 0 CARDINAL HEALTH INC COM COMMON EQUITY 14149y108 2 57 SH SOLE 0 0 0 0 DAVITA INC COM COMMON EQUITY 23918k108 2 52 SH SOLE 0 0 0 0 OFFICE DEPOT INC COM COMMON EQUITY 676220106 2 610 SH SOLE 0 0 0 0 CELSION CORP COMMON EQUITY 15117n305 2 2535 SH SOLE 0 0 0 0 AIR PRODUCTS & CHEMS INC COMMON EQUITY 009158106 2 27 SH SOLE 0 0 0 0 NIPPON TELEG & TELEPHONE CORP SPONSORED AD COMMON EQUITY 654624105 2 110 SH SOLE 0 0 0 0 POWERSHARES GLOBAL AGRICULTURE (PAGG) EXCHANGE TRADED PRODUCT 73936q702 2 100 SH SOLE 0 0 0 0 GM WARRANTS EXP 7/10/19 @18.33 WARRANTS 37045v118 2 107 SH SOLE 0 0 0 0 LIBERTY INTERACTIVE CORP COMMON EQUITY 53071m880 2 32 SH SOLE 0 0 0 0 ISHARES INC MSCI MEXICO INVESTABLE MARKET EXCHANGE TRADED PRODUCT 464286822 2 44 SH SOLE 0 0 0 0 WABCO HLDGS INC COM COMMON EQUITY 92927k102 2 33 SH SOLE 0 0 0 0 BANCO BILBAO VIZCAYA ARGENTARIA SA COMMON EQUITY 05946k101 2 246 SH SOLE 0 0 0 0 RYDEX GUGGENHEIM S&P SMALLCAP 600 GROWTH EXCHANGE TRADED PRODUCT 78355w809 2 38 SH SOLE 0 0 0 0 HARVEST NATURAL RESOURCES COMMON EQUITY 41754v103 2 500 SH SOLE 0 0 0 0 INTERVAL LEISURE GROUP COM COMMON EQUITY 46113m108 2 112 SH SOLE 0 0 0 0 AMR CORP DEL PUB INCOME NT PINES 7.875% PREFERRED EQUITY 001765866 2 100 SH SOLE 0 0 0 0 ISHARES COMEX GOLD TR ISHARES (IAU) EXCHANGE TRADED PRODUCT 464285105 2 200 SH SOLE 0 0 0 0 RAYONIER INC COM COMMON EQUITY 754907103 2 46 SH SOLE 0 0 0 0 SUPERGEN INC COMMON EQUITY 04624b103 2 300 SH SOLE 0 0 0 0 NOBLE ENERGY INC COM COMMON EQUITY 655044105 2 38 SH SOLE 0 0 0 0 PROLOGIS COMMON EQUITY 74340w103 2 67 SH SOLE 0 0 0 0 LIVE NATION INC COM COMMON EQUITY 538034109 2 135 SH SOLE 0 0 0 0 SUNCOKE COMMON EQUITY 86722a103 2 147 SH SOLE 0 0 0 0 PLUM CREEK TIMBER CO INC COM COMMON EQUITY 729251108 2 53 SH SOLE 0 0 0 0 SILVER WHEATON CORP COM COMMON EQUITY 828336107 2 100 SH SOLE 0 0 0 0 MERRILL LYNCH CP TR II PFD GDR TR PREFERRED EQUITY 59024t203 2 100 SH SOLE 0 0 0 0 PRICE T ROWE GROUP INC COM COMMON EQUITY 74144t108 2 34 SH SOLE 0 0 0 0 NISSAN MOTOR LTD SPON ADR COMMON EQUITY 654744408 2 121 SH SOLE 0 0 0 0 BROADRIDGE FINL SOLUTIONS INC COMMON EQUITY 11133t103 2 75 SH SOLE 0 0 0 0 DIGITALGLOBE INC COM NEW COMMON EQUITY 25389m877 2 75 SH SOLE 0 0 0 0 BOSTON SCIENTIFIC CORP COMMON EQUITY 101137107 2 200 SH SOLE 0 0 0 0 MEAD JOHNSON NUTRITION CO COM CL A COMMON EQUITY 582839106 2 31 SH SOLE 0 0 0 0 JOHN BEAN TECHNOLOGIES CORP COM COMMON EQUITY 477839104 2 92 SH SOLE 0 0 0 0 PENTAIR LTD COMMON EQUITY h6169q108 2 35 SH SOLE 0 0 0 0 DDR CORP COMMON EQUITY 23317h102 2 136 SH SOLE 0 0 0 0 SWISHER HYGIENE INC COMMON EQUITY 870808102 2 3500 SH SOLE 0 0 0 0 SEVEN & I HOLDINGS CO COMMON EQUITY 81783h105 2 29 SH SOLE 0 0 0 0 GAMCO GLOBAL GOLD & NAT RES & INCOME EXCHANGE TRADED PRODUCT 36465a109 2 200 SH SOLE 0 0 0 0 PACCAR INC COMMON EQUITY 693718108 2 37 SH SOLE 0 0 0 0 ABB LTD COMMON EQUITY 000375204 2 87 SH SOLE 0 0 0 0 RADIOSHACK CORP COMMON EQUITY 750438103 2 600 SH SOLE 0 0 0 0 CAMECO CORP COM COMMON EQUITY 13321l108 2 112 SH SOLE 0 0 0 0 CENDANT COMMON EQUITY 053774105 2 70 SH SOLE 0 0 0 0 ALPINE TOTAL DYNAMIC DIVID FD (AOD) EXCHANGE TRADED PRODUCT 021060108 2 500 SH SOLE 0 0 0 0 BARCLAYS PLC COMMON EQUITY 06738e204 1 117 SH SOLE 0 0 0 0 GM WARRANTS EXP 7/10/16 @10 WARRANTS 37045v126 1 107 SH SOLE 0 0 0 0 SMITH A O CORP COMMON COMMON EQUITY 831865209 1 44 SH SOLE 0 0 0 0 VANGUARD INTL EQ FTSE ALL WORLD X US SMALL EXCHANGE TRADED PRODUCT 922042718 1 20 SH SOLE 0 0 0 0 CAL MAINE FOODS INC COM COMMON EQUITY 128030202 1 40 SH SOLE 0 0 0 0 CABLEVISION SYS CORP COMMON EQUITY 12686c109 1 110 SH SOLE 0 0 0 0 AMC NETWORKS COMMON EQUITY 00164v103 1 27 SH SOLE 0 0 0 0 ENI SPA COMMON EQUITY 26874r108 1 40 SH SOLE 0 0 0 0 MKT VECTORS RVE HARD ASSETS PRODUCER (HAP) COMMON EQUITY 57060u795 1 50 SH SOLE 0 0 0 0 BELDEN CDT INC COMMON EQUITY 077454106 1 28 SH SOLE 0 0 0 0 ALPHA NAT RES INC COM COMMON EQUITY 02076x102 1 300 SH SOLE 0 0 0 0 CAPITAL ONE FINL CORP COM COMMON EQUITY 14040h105 1 26 SH SOLE 0 0 0 0 PDC ENERGY INC COM COMMON EQUITY 69327r101 1 30 SH SOLE 0 0 0 0 HOST HOTELS & RESORTS INC COMMON EQUITY 44107p104 1 101 SH SOLE 0 0 0 0 TRANSOCEAN LTD COMMON EQUITY h8817h100 1 40 SH SOLE 0 0 0 0 FEDERAL NATL MTG ASSN PFD DIV 5.5% CALLABL PREFERRED EQUITY 313586828 1 200 SH SOLE 0 0 0 0 HARMAN INTL INDS INC COM COMMON EQUITY 413086109 1 26 SH SOLE 0 0 0 0 CERNER CORP COMMON EQUITY 156782104 1 32 SH SOLE 0 0 0 0 LSI CORP COM COMMON EQUITY 502161102 1 213 SH SOLE 0 0 0 0 KINROSS GOLD CORP COM NO PAR COMMON EQUITY 496902404 1 327 SH SOLE 0 0 0 0 HECLA MINING COMPANY COMMON EQUITY 422704106 1 509 SH SOLE 0 0 0 0 ISHARES TR DOW JONES U S REAL ESTATE INDEX EXCHANGE TRADED PRODUCT 464287739 1 25 SH SOLE 0 0 0 0 CELANESE CORP COMMON EQUITY 150870103 1 30 SH SOLE 0 0 0 0 PEPCO HLDGS INC COM COMMON EQUITY 713291102 1 83 SH SOLE 0 0 0 0 TORONTO DOMINION BK COM NEW COMMON EQUITY 891160509 1 17 SH SOLE 0 0 0 0 SPDR INDEX SHS FDS DOW JONES INTL REAL EST EXCHANGE TRADED PRODUCT 78463x863 1 36 SH SOLE 0 0 0 0 BLACKROCK CORPORATE HIGH YIELD (CYE) EXCHANGE TRADED PRODUCT 09255m104 1 200 SH SOLE 0 0 0 0 SOUTHWEST AIRLINES CO COMMON EQUITY 844741108 1 100 SH SOLE 0 0 0 0 LLOYDS BANKING GROUP PLC SPONS ADR COMMON EQUITY 539439109 1 299 SH SOLE 0 0 0 0 MAGELLAN MIDSTREAM PARTNERS LP COM UNIT RE COMMON EQUITY 559080106 1 25 SH SOLE 0 0 0 0 WORLD FUEL SERVICES CORP COMMON STOCK COMMON EQUITY 981475106 1 37 SH SOLE 0 0 0 0 RAMCO GERSHENSON PPTYS TR COM SH BEN INT COMMON EQUITY 751452202 1 88 SH SOLE 0 0 0 0 ISHARES BARCLAYS TIPS BD PROTECTED (TIP) EXCHANGE TRADED PRODUCT 464287176 1 12 SH SOLE 0 0 0 0 NRG ENERGY INC COM NEW COMMON EQUITY 629377508 1 48 SH SOLE 0 0 0 0 STANDARD MOTOR PRODS INC COM COMMON EQUITY 853666105 1 40 SH SOLE 0 0 0 0 ROWAN COMPANIES PLC SHS CLASS A COMMON EQUITY g7665a101 1 35 SH SOLE 0 0 0 0 YAMANA GOLD INC COM COMMON EQUITY 98462Y100 1 122 SH SOLE 0 0 0 0 PANERA BREAD CO CL A COMMON EQUITY 69840w108 1 8 SH SOLE 0 0 0 0 KOMATSU LTD COMMON EQUITY 500458401 1 51 SH SOLE 0 0 0 0 HERBALIFE LTD COM USD SHS COMMON EQUITY g4412g101 1 18 SH SOLE 0 0 0 0 SPDR DB INTL GOVT INFLATION PROTECT EXCHANGE TRADED PRODUCT 78464a490 1 21 SH SOLE 0 0 0 0 ALCOA INC COMMON EQUITY 013817101 1 153 SH SOLE 0 0 0 0 KRISPY KREME DOUGHNUTS COM COMMON EQUITY 501014104 1 64 SH SOLE 0 0 0 0 FEI COMPANY COMMON COMMON EQUITY 30241l109 1 14 SH SOLE 0 0 0 0 PINNACLE WEST CAPITAL CORP COMMON EQUITY 723484101 1 22 SH SOLE 0 0 0 0 PIMCO FLOATING RATE STRATEGY FD COM (PFN) EXCHANGE TRADED PRODUCT 72201j104 1 118 SH SOLE 0 0 0 0 MAGELLAN HEALTH SVCS INC COM NEW COMMON EQUITY 559079207 1 20 SH SOLE 0 0 0 0 PHOTONICS CORP COMMON EQUITY 44980x109 1 21 SH SOLE 0 0 0 0 QUICKSILVER RES INC COM COMMON EQUITY 74837r104 1 600 SH SOLE 0 0 0 0 CHICOS FAS INC COMMON EQUITY 168615102 1 70 SH SOLE 0 0 0 0 ALUMINA LTD COMMON EQUITY 022205108 1 305 SH SOLE 0 0 0 0 HUNTINGTON INGALLS COMMON EQUITY 446413106 1 17 SH SOLE 0 0 0 0 NTT DOCOMO INC COMMON EQUITY 62942m201 1 70 SH SOLE 0 0 0 0 HUDSON CITY BANCORP COM COMMON EQUITY 443683107 1 125 SH SOLE 0 0 0 0 BUFFALO WILD WINGS INC COMMON EQUITY 119848109 1 10 SH SOLE 0 0 0 0 NEWCREST MNG LTD SPONSORED ADR COMMON EQUITY 651191108 1 101 SH SOLE 0 0 0 0 STILLWATER MINING CO COMMON STOCK COMMON EQUITY 86074q102 1 100 SH SOLE 0 0 0 0 MOTORS LIQ CO GUC TR COM COMMON EQUITY 62010u101 1 30 SH SOLE 0 0 0 0 BALLARD POWER SYSTEMS COMMON EQUITY 058586108 1 600 SH SOLE 0 0 0 0 MOSAIC CO COM COMMON EQUITY 61945c103 1 24 SH SOLE 0 0 0 0 NCR CORP COM COMMON EQUITY 62886E108 1 26 SH SOLE 0 0 0 0 NEWS CORP A NEW COMMON EQUITY 65249b109 1 64 SH SOLE 0 0 0 0 TIBCO SOFTWARE INC COM COMMON EQUITY 88632q103 1 40 SH SOLE 0 0 0 0 OLD DOMINION FREIGHT LINE INC COM COMMON EQUITY 679580100 1 22 SH SOLE 0 0 0 0 BROCADE COMMUNICATIONS COMMON EQUITY 111621306 1 125 SH SOLE 0 0 0 0 RPM INTL INC COMMON EQUITY 749685103 0 27 SH SOLE 0 0 0 0 CYTEC INDS INC COMMON EQUITY 232820100 0 12 SH SOLE 0 0 0 0 ASCENT MEDIA CORP COMMON EQUITY 043632108 0 12 SH SOLE 0 0 0 0 SIRIUS XM RADIO INC COM COMMON EQUITY 82967n108 0 240 SH SOLE 0 0 0 0 NUANCE COMMUNICATIONS COM COMMON EQUITY 67020y100 0 48 SH SOLE 0 0 0 0 MARRIOTT VACATIONS WORLDWIDE COMMON EQUITY 57164y107 0 20 SH SOLE 0 0 0 0 ELAN PLC ADR REPSTG SHS COMMON EQUITY 284131208 0 51 SH SOLE 0 0 0 0 LOCKHEED MARTIN CORP COM COMMON EQUITY 539830109 0 6 SH SOLE 0 0 0 0 PHH CORP COM NEW COMMON EQUITY 693320202 0 32 SH SOLE 0 0 0 0 ALLIANCEBERNSTEIN INCOME FD INC (ACG) EXCHANGE TRADED PRODUCT 01881e101 0 108 SH SOLE 0 0 0 0 GREAT PLAINS ENERGY INC COM COMMON EQUITY 391164100 0 34 SH SOLE 0 0 0 0 ORKLA A S SPONSORED ADR COMMON EQUITY 686331109 0 101 SH SOLE 0 0 0 0 PUTNAM PREMIER INCOME CLOSED END 746853100 0 139 SH SOLE 0 0 0 0 AXCELIS TECHNOLOGIES COMMON EQUITY 054540109 0 342 SH SOLE 0 0 0 0 POWERSHARES GLOBAL EMERGING MARKETS (PCY) EXCHANGE TRADED PRODUCT 73936t573 0 26 SH SOLE 0 0 0 0 ICAHAN ENTERPRISES COMMON EQUITY 451100101 0 8 SH SOLE 0 0 0 0 NUVEEN CALIF PREM INCOME MUN FD (NCU) COMMON EQUITY 6706l0102 0 50 SH SOLE 0 0 0 0 PPL CORP COM COMMON EQUITY 69351t106 0 21 SH SOLE 0 0 0 0 ROYAL GOLD INC COMMON EQUITY 780287108 0 13 SH SOLE 0 0 0 0 FINISH LINE INC COMMON EQUITY 317923100 0 25 SH SOLE 0 0 0 0 ARMSTRONG WORLD INDS INC NEW COM COMMON EQUITY 04247x102 0 11 SH SOLE 0 0 0 0 HSN INC COM COMMON EQUITY 404303109 0 11 SH SOLE 0 0 0 0 TREE COM INC COM COMMON EQUITY 894675107 0 22 SH SOLE 0 0 0 0 RF MICRO DEVICES INC COM COMMON EQUITY 749941100 0 100 SH SOLE 0 0 0 0 INTEGRA LIFESCIENCES COMMON EQUITY 457985208 0 14 SH SOLE 0 0 0 0 SMART TECHNOLOGIES INC COMMON EQUITY 83172r108 0 200 SH SOLE 0 0 0 0 TELSTRA LTD SPON ADR FINAL INSTALLMENT RPS COMMON EQUITY 87969n204 0 24 SH SOLE 0 0 0 0 PIONEER FLOATING RATE TR COM (PHD) EXCHANGE TRADED PRODUCT 72369j102 0 43 SH SOLE 0 0 0 0 BANK OF THE CAROLINAS COMMON EQUITY 06425j102 0 691 SH SOLE 0 0 0 0 DTE ENERGY CO COM COMMON EQUITY 233331107 0 8 SH SOLE 0 0 0 0 EDGEWATER TECHNOLOGY COMMON EQUITY 280358102 0 100 SH SOLE 0 0 0 0 FIRSTMERIT BANCORP COMMON EQUITY 337915102 0 24 SH SOLE 0 0 0 0 BCE INC COMMON EQUITY 05534b760 0 12 SH SOLE 0 0 0 0 NUVEEN FLTNG RATE INCOME OPPTNTY (JRO) EXCHANGE TRADED PRODUCT 6706en100 0 41 SH SOLE 0 0 0 0 GOLD FIELDS LTD NEW COMMON EQUITY 38059t106 0 109 SH SOLE 0 0 0 0 PETROLEO BRASILEIRO SA PETROBRAS SPONSORED COMMON EQUITY 71654v408 0 32 SH SOLE 0 0 0 0 EARTHLINK INC COM COMMON EQUITY 270321102 0 100 SH SOLE 0 0 0 0 POWERSHARES SENIOR LOAN PORTFOLIO (BKLN) EXCHANGE TRADED PRODUCT 73936q769 0 20 SH SOLE 0 0 0 0 KIMCO REALTY CORP COM COMMON EQUITY 49446r109 0 24 SH SOLE 0 0 0 0 LIBERTY ALL STAR EQUITY FD SBI (USA) EXCHANGE TRADED PRODUCT 530158104 0 86 SH SOLE 0 0 0 0 BLACKROCK CORPORATE HIGH YIELD FD (HYT) EXCHANGE TRADED PRODUCT 09255p107 0 39 SH SOLE 0 0 0 0 TECO ENERGY INC COM COMMON EQUITY 872375100 0 27 SH SOLE 0 0 0 0 ISHARES JPM EMERGING MKT BOND EXCHANGE TRADED PRODUCT 464288281 0 4 SH SOLE 0 0 0 0 MACYS INC COM COMMON EQUITY 55616p104 0 10 SH SOLE 0 0 0 0 PENSKE AUTO GROUP INC COM COMMON EQUITY 70959w103 0 10 SH SOLE 0 0 0 0 FUSION-IO INC COM COMMON EQUITY 36112j107 0 30 SH SOLE 0 0 0 0 ULTRATECH INC COM COMMON EQUITY 904034105 0 13 SH SOLE 0 0 0 0 CABOT MICROELECTRONICS CORP COM COMMON EQUITY 12709p103 0 10 SH SOLE 0 0 0 0 NORTHERN TRUST CORP COMMON EQUITY 665859104 0 7 SH SOLE 0 0 0 0 PHARMERICA CORP COM COMMON EQUITY 71714f104 0 27 SH SOLE 0 0 0 0 MILLER INDUSTRIES NEW COMMON EQUITY 600551204 0 20 SH SOLE 0 0 0 0 ERICSSON COMMON EQUITY 294821608 0 25 SH SOLE 0 0 0 0 ARKEMA COMMON EQUITY 041232109 0 3 SH SOLE 0 0 0 0 NUVEEN MULTI STRATEGY INC & GROW (JPC) EXCHANGE TRADED PRODUCT 67073b106 0 38 SH SOLE 0 0 0 0 SIMPSON MANUFACTURING CO COMMON EQUITY 829073105 0 10 SH SOLE 0 0 0 0 ALEXANDRIA REAL ESTATE EQUITIES INC COMMON EQUITY 015271109 0 5 SH SOLE 0 0 0 0 BLACK DIAMOND INC COM COMMON EQUITY 09202g101 0 25 SH SOLE 0 0 0 0 INTELIQUENT INC COMMON EQUITY 45825n107 0 30 SH SOLE 0 0 0 0 EATON VANCE TAX MGD BUY WRITE OPP (ETW) EXCHANGE TRADED PRODUCT 27829c105 0 23 SH SOLE 0 0 0 0 SCHWAB STRATEGIC TR US BROAD MKT (SCHB) EXCHANGE TRADED PRODUCT 808524102 0 6 SH SOLE 0 0 0 0 SUPERVALU INC COMMON EQUITY 868536103 0 29 SH SOLE 0 0 0 0 BLUCORA INC COMMON EQUITY 095229100 0 10 SH SOLE 0 0 0 0 PENNEY J C INC COMMON EQUITY 708160106 0 25 SH SOLE 0 0 0 0 AUGUSTA RES CORP COM NEW COMMON EQUITY 050912203 0 100 SH SOLE 0 0 0 0 PEOPLES UTD FINL INC COM COMMON EQUITY 712704105 0 14 SH SOLE 0 0 0 0 ROBERT HALF INTL INC COMMON EQUITY 770323103 0 5 SH SOLE 0 0 0 0 SCHWAB STRATEGIC TR US SMALL CAP (SCHA) COMMON EQUITY 808524607 0 4 SH SOLE 0 0 0 0 BLACKROCK GLOBAL FLG COMMON EQUITY 091941104 0 13 SH SOLE 0 0 0 0 LEHMAN BROS HLDGS D CAP TR IV PFD SER L 1 PREFERRED EQUITY 52520b206 0 400 SH SOLE 0 0 0 0 PIPER JAFFRAY COS COM COMMON EQUITY 724078100 0 5 SH SOLE 0 0 0 0 COMPANHIA PARANAESE DE ENERGIA COPEL COMMON EQUITY 20441b407 0 12 SH SOLE 0 0 0 0 TRAVELCENTERS AMER LLC COM COMMON EQUITY 894174101 0 20 SH SOLE 0 0 0 0 BARCLAYS RTS EXP 10/1/23 RIGHTS 06738e121 0 29 SH SOLE 0 0 0 0 SCHWAB STRATEGIC TR INTL EQUITY (SCHF) EXCHANGE TRADED PRODUCT 808524805 0 5 SH SOLE 0 0 0 0 KINDER MORGAN MGMT LLC SHS COMMON EQUITY 49455u100 0 2 SH SOLE 0 0 0 0 CANNABIS SCIENCE INC COMMON EQUITY 137648101 0 3400 SH SOLE 0 0 0 0 SIBANYE GOLD LTD COMMON EQUITY 825724206 0 27 SH SOLE 0 0 0 0 FANNIE MAE COM COMMON EQUITY 313586109 0 100 SH SOLE 0 0 0 0 FUELCELL ENERGY INC COM COMMON EQUITY 35952h106 0 100 SH SOLE 0 0 0 0 FELCOR LODGING TR INC COM COMMON EQUITY 31430f101 0 21 SH SOLE 0 0 0 0 EAST WEST BANCORP INC COM COMMON EQUITY 27579r104 0 4 SH SOLE 0 0 0 0 SCHWAB STRATEGIC TR US REIT (SCHH) COMMON EQUITY 808524847 0 4 SH SOLE 0 0 0 0 SCHWAB STRATEGIC EMERGING MKTS EQ (SCHE) EXCHANGE TRADED PRODUCT 808524706 0 5 SH SOLE 0 0 0 0 MURPHY OIL CORP COMMON EQUITY 626717102 0 2 SH SOLE 0 0 0 0 BLACKBERRY LTD COM COMMON EQUITY 09228f103 0 15 SH SOLE 0 0 0 0 JACOBS ENGINEERING GROUP INC COMMON EQUITY 469814107 0 2 SH SOLE 0 0 0 0 EATON VANCE ENHANCED EQUITY INCOME (EOI) EXCHANGE TRADED PRODUCT 278274105 0 9 SH SOLE 0 0 0 0 TUTOR PERINI CORP COM COMMON EQUITY 901109108 0 5 SH SOLE 0 0 0 0 ACCO BRANDS CORP COMMON EQUITY 00081t108 0 16 SH SOLE 0 0 0 0 CERAGON NETWORKS LTD COMMON EQUITY m22013102 0 25 SH SOLE 0 0 0 0 PATRIOT SCIENTIFIC CORP COMMON EQUITY 70336n107 0 1000 SH SOLE 0 0 0 0 AOL INC. COMMON EQUITY 00184x105 0 3 SH SOLE 0 0 0 0 PROGRESS ENERGY CONTINGENT VALUE OBLIG COMMON EQUITY 743263aa3 0 300 SH SOLE 0 0 0 0 WEBMD HEALTH CORP COM COMMON EQUITY 94770v102 0 3 SH SOLE 0 0 0 0 SANOFI CONTINGENT VALUE RTS EXP 12/31/20 RIGHTS 80105n113 0 42 SH SOLE 0 0 0 0 PIMCO HIGH INCOME FD COM SHS (PHK) EXCHANGE TRADED PRODUCT 722014107 0 7 SH SOLE 0 0 0 0 PIMCO MUN INCOME FD II COM (PML) EXCHANGE TRADED PRODUCT 72200w106 0 7 SH SOLE 0 0 0 0 EACO CORP COMMON EQUITY 26824a205 0 22 SH SOLE 0 0 0 0 COMMUNITY BANCORP COMMON EQUITY 20416q108 0 7 SH SOLE 0 0 0 0 AMR CORP COMMON EQUITY 001765106 0 14 SH SOLE 0 0 0 0 FNB UNITED CORP COMMON EQUITY 302519202 0 7 SH SOLE 0 0 0 0 AVIAT NETWORKS INC COM COMMON EQUITY 05366y102 0 22 SH SOLE 0 0 0 0 BEACON PWR CORP COMMON EQUITY 073677205 0 1410 SH SOLE 0 0 0 0 HYDROGENICS CORP COMMON EQUITY 448883207 0 4 SH SOLE 0 0 0 0 LIFEPOINT HOSPITALS COM COMMON EQUITY 53219l109 0 1 SH SOLE 0 0 0 0 INTERLEUKIN GENETICS COM COMMON EQUITY 458738101 0 150 SH SOLE 0 0 0 0 FINISAR CORP COM NEW COMMON EQUITY 31787A507 0 2 SH SOLE 0 0 0 0 SPDR SER TR BARCLAYS HIGH YIELD BOND (JNK) EXCHANGE TRADED PRODUCT 78464a417 0 1 SH SOLE 0 0 0 0 PHOTOMEDEX INC COM PAR COMMON EQUITY 719358301 0 2 SH SOLE 0 0 0 0 PATRIOT COAL CORP COM COMMON EQUITY 70336t104 0 230 SH SOLE 0 0 0 0 STANDARD HLDGS GROUP COMMON EQUITY 853471100 0 6374 SH SOLE 0 0 0 0 PROTHENA CORP COMMON EQUITY g72800108 0 1 SH SOLE 0 0 0 0 ENTREMED INC COM NEW COMMON EQUITY 29382f202 0 9 SH SOLE 0 0 0 0 ZEGARELLI GROUP INTL COM COMMON EQUITY 989270103 0 400 SH SOLE 0 0 0 0 PLUG PWR INC COM NEW COMMON EQUITY 72919p202 0 10 SH SOLE 0 0 0 0 NEW ENERGY SYS GROUP COM COMMON EQUITY 643847106 0 30 SH SOLE 0 0 0 0 DIGITAL ANGEL CORP NEW COMMON EQUITY 25383a200 0 35 SH SOLE 0 0 0 0 AVAX TECHNOLOGIES INC COM COMMON EQUITY 053495305 0 750 SH SOLE 0 0 0 0 WELLS FARGO & CO NEW PFD DIVID EQUALIZATIO PREFERRED EQUITY 949746887 0 5 SH SOLE 0 0 0 0 GREEN ENERGY MGMT SVCS HOLDINGS INC COMMON EQUITY 39304e209 0 14 SH SOLE 0 0 0 0 SYCAMORE NETWORKS INC COMMON EQUITY 871206405 0 2 SH SOLE 0 0 0 0 SYNTHEMED INC COM COMMON EQUITY 70319a106 0 167 SH SOLE 0 0 0 0 STONE RESURCES LTD SHS COMMON EQUITY G85128109 0 167 SH SOLE 0 0 0 0 100,000THS KINDER MORGAN MGMT LLC SHS COMMON EQUITY eke55u103 0 426565 SH SOLE 0 0 0 0 100,000THS FIRST HORIZON NATIONAL CORP COMMON EQUITY dca517101 0 444733 SH SOLE 0 0 0 0 YARC SYS INC COMMON EQUITY 984859108 0 500 SH SOLE 0 0 0 0 TELYNX INC CL A PAR 0.01 COMMON EQUITY 87972e308 0 2 SH SOLE 0 0 0 0 TAMIJA GOLD & DIAMOND COM COMMON EQUITY 87509p107 0 1 SH SOLE 0 0 0 0 PAPERFREE MED SOLUTION COM COMMON EQUITY 698830106 0 50 SH SOLE 0 0 0 0 NORTEL NETWORKS NEW COM COMMON EQUITY 656568508 0 60 SH SOLE 0 0 0 0 NEWDOMINION BK CHARLOTTE NC COMMON EQUITY 65120c101 0 110000 SH SOLE 0 0 0 0 ESCROW MIRANT CORP COM NEW COMMON EQUITY 604675991 0 661 SH SOLE 0 0 0 0 MEDCATH CORP COM COMMON EQUITY 58404w109 0 500 SH SOLE 0 0 0 0 M 2003 PLC SPONSORED ADR COMMON EQUITY 553793100 0 1500 SH SOLE 0 0 0 0 INTERVISUAL BOOKS INC COMMON EQUITY 460918105 0 1200 SH SOLE 0 0 0 0 INNKEEPERS USA TR 8% PFD SER C CALLABLE 1/ PREFERRED EQUITY 4576j0401 0 500 SH SOLE 0 0 0 0 INFORMATION ARCHITECTS COMMON EQUITY 45669r701 0 1 SH SOLE 0 0 0 0 IDEARC INC COM COMMON EQUITY 451663108 0 79 SH SOLE 0 0 0 0 IFS INTL COMMON EQUITY 449515303 0 4000 SH SOLE 0 0 0 0 IBSG INTL INC COM NEW COMMON EQUITY 449236207 0 120 SH SOLE 0 0 0 0 RSTK HEALTHNOSTICS INC COM PAR NEW COMMON EQUITY 422250902 0 1 SH SOLE 0 0 0 0 FAIRPOINT COMMUNICATIONS INC COM COMMON EQUITY 305560104 0 29 SH SOLE 0 0 0 0 ENVITT CAP GROUP INC COM COMMON EQUITY 29413n109 0 151 SH SOLE 0 0 0 0 ESC CEF DWS RREEF REAL ESTATE FUND 11 COMMON EQUITY 233esc987 0 19 SH SOLE 0 0 0 0 CETEK TECHNOLOGIES INC NEW COMMON EQUITY 157193202 0 326 SH SOLE 0 0 0 0 CELLULAR PRODUCTS COMMON EQUITY 151164100 0 1000 SH SOLE 0 0 0 0 ADAL GROUP INC COMMON EQUITY 005473103 0 35 SH SOLE 0 0 0 0