Compliance Administrator

0000909012-13-000321.txt : 20130813 0000909012-13-000321.hdr.sgml : 20130813 20130813164841 ACCESSION NUMBER: 0000909012-13-000321 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130813 DATE AS OF CHANGE: 20130813 EFFECTIVENESS DATE: 20130813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Carroll Financial Associates, Inc. CENTRAL INDEX KEY: 0001567784 IRS NUMBER: 561275416 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-15116 FILM NUMBER: 131033626 BUSINESS ADDRESS: STREET 1: 4201 CONGRESS STREET, SUITE 210 CITY: CHARLOTTE STATE: NC ZIP: 28209 BUSINESS PHONE: 704-553-8006 MAIL ADDRESS: STREET 1: 4201 CONGRESS STREET, SUITE 210 CITY: CHARLOTTE STATE: NC ZIP: 28209 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001567784 XXXXXXXX 06-30-2013 06-30-2013 true 1 RESTATEMENT Carroll Financial Associates, Inc.

4201 CONGRESS STREET, SUITE 210 CHARLOTTE NC 28209

13F HOLDINGS REPORT 028-15116 N Dennis C. Adams Compliance Administrator 704 553 8006 /s/ DENNIS C. ADAMS Charotte NC 08-13-2013 0 814 204390000 false INFORMATION TABLE 2 aci_13f-a.xml EXXON MOBIL CORP COM COMMON EQUITY 30231g102 15802 174903 SH DFND 0 0 0 0 JOHNSON & JOHNSON COM COMMON EQUITY 478160104 11443 133286 SH DFND 0 0 0 0 HATTERAS FINL CORP COM COMMON EQUITY 41902r103 10654 432388 SH DFND 0 0 0 0 MICROSOFT CORP COM COMMON EQUITY 594918104 9241 267533 SH DFND 0 0 0 0 BERKSHIRE HATHAWAY B COMMON EQUITY 84670702 8174 73043 SH DFND 0 0 0 0 STANDARD & POORS 500 (SPY) EXCHANGE TRADED PRODUCT 78462f103 6462 40286 SH DFND 0 0 0 0 GENERAL ELECTRIC CO COM COMMON EQUITY 369604103 6436 277534 SH DFND 0 0 0 0 APPLE INC COM COMMON EQUITY 037833100 5632 14204 SH DFND 0 0 0 0 JP MORGAN CHASE & CO COMMON EQUITY 46625h100 5611 106290 SH DFND 0 0 0 0 SPECTRA ENERGY CORP COM COMMON EQUITY 847560109 5042 146330 SH DFND 0 0 0 0 DOW CHEM CO COMMON EQUITY 260543103 5011 155793 SH DFND 0 0 0 0 OAKTREE CAP GROUP LLC COMMON EQUITY 674001201 4700 89450 SH DFND 0 0 0 0 PFIZER INC COM COMMON EQUITY 717081103 3373 120454 SH DFND 0 0 0 0 DUKE ENERGY COMMON EQUITY 26441c204 3343 49526 SH DFND 0 0 0 0 VANGUARD SPECIALIZED PORTFOLIOS DIV (VIG) EXCHANGE TRADED PRODUCT 921908844 3149 47583 SH DFND 0 0 0 0 PARK STERLING BANK COMMON EQUITY 70086y105 2949 499152 SH DFND 0 0 0 0 LOWES COS INC COMMON EQUITY 548661107 2833 69268 SH DFND 0 0 0 0 APPLIED MATERIALS INC COMMON EQUITY 038222105 2560 171620 SH DFND 0 0 0 0 BB & T CORP COMMON EQUITY 054937107 2507 74021 SH DFND 0 0 0 0 BANK OF AMERICA PFD CLASS E FLOATING PREFERRED EQUITY 060505815 2453 106707 SH DFND 0 0 0 0 PROCTER & GAMBLE CO COM COMMON EQUITY 742718109 2218 28809 SH DFND 0 0 0 0 AUTOMATIC DATA PROCESSING INC COMMON EQUITY 053015103 2050 29773 SH DFND 0 0 0 0 CISCO SYSTEMS INC COMMON EQUITY 17275R102 1943 79856 SH DFND 0 0 0 0 BANK OF NEW YORK MELLON CORP COMMON EQUITY 064058100 1889 67371 SH DFND 0 0 0 0 RANGE RES CORP COM COMMON EQUITY 75281A109 1727 22346 SH DFND 0 0 0 0 SYSCO CORP COMMON EQUITY 871829107 1661 48644 SH DFND 0 0 0 0 WELLS FARGO & CO NEW COM COMMON EQUITY 949746101 1590 38527 SH DFND 0 0 0 0 3M CO COM COMMON EQUITY 88579Y101 1522 13922 SH DFND 0 0 0 0 CHEVRON CORP COMMON EQUITY 166764100 1496 12649 SH DFND 0 0 0 0 PEPSICO INC COMMON EQUITY 713448108 1462 17882 SH DFND 0 0 0 0 GOLDMAN SACHS FLOATING PFD SERIES A PREFERRED EQUITY 38143y665 1458 67200 SH DFND 0 0 0 0 WESTERN UN CO COM COMMON EQUITY 959802109 1447 84624 SH DFND 0 0 0 0 NUCOR CORP COM COMMON EQUITY 670346105 1431 33049 SH DFND 0 0 0 0 FREEPORT MCMORAN COPPER & GOLD INC CLASS B COMMON EQUITY 35671D857 1408 50996 SH DFND 0 0 0 0 ISHARES TR S&P 500 INDEX (IVV) EXCHANGE TRADED PRODUCT 464287200 1398 8690 SH DFND 0 0 0 0 MCDONALDS CORP COMMON EQUITY 580135101 1366 13800 SH DFND 0 0 0 0 PIEDMONT NAT GAS INC COM COMMON EQUITY 720186105 1344 39858 SH DFND 0 0 0 0 COCA COLA COMPANY COMMON EQUITY 191216100 1291 32210 SH DFND 0 0 0 0 HORMEL FOODS CORP COM COMMON EQUITY 440452100 1264 32774 SH DFND 0 0 0 0 INTERNATIONAL BUSINESS MACHINES COMMON EQUITY 459200101 1240 6492 SH DFND 0 0 0 0 QUALCOMM INC COMMON EQUITY 747525103 1230 20137 SH DFND 0 0 0 0 UNITED PARCEL SVC INC CL B COMMON EQUITY 911312106 1224 14164 SH DFND 0 0 0 0 HARVEST NATURAL RESOURCES COMMON EQUITY 41754v103 1112 358800 SH DFND 0 0 0 0 PHILIP MORRIS INTL INC COM COMMON EQUITY 718172109 1089 12581 SH DFND 0 0 0 0 OCCIDENTAL PETROLEUM CORP COMMON EQUITY 674599105 1072 12016 SH DFND 0 0 0 0 FIFTH ST FIN CORP COMMON EQUITY 31678a103 1036 99200 SH DFND 0 0 0 0 CONOCOPHILLIPS COM COMMON EQUITY 20825c104 999 16517 SH DFND 0 0 0 0 SONOCO PRODUCTS CO COMMON EQUITY 835495102 994 28773 SH DFND 0 0 0 0 UNITED TECHNOLOGIES CORP DEL COM COMMON EQUITY 913017109 973 10477 SH DFND 0 0 0 0 ROYAL BK CDA MONTREAL QUE COMMON EQUITY 780087102 971 16656 SH DFND 0 0 0 0 AT&T INC COMMON EQUITY 00206r102 959 27116 SH DFND 0 0 0 0 SOUTHERN CO COM COMMON EQUITY 842587107 927 21016 SH DFND 0 0 0 0 BAKER HUGHES INC COMMON EQUITY 057224107 885 19201 SH DFND 0 0 0 0 BANK OF AMERICA COMMON EQUITY 060505104 864 67212 SH DFND 0 0 0 0 CHAMBERS STR PPTYS COM COMMON EQUITY 157842105 737 73722 SH DFND 0 0 0 0 PEOPLES BK N C COM COMMON EQUITY 710577107 703 54500 SH DFND 0 0 0 0 UNION BANKSHARES CORP COM COMMON EQUITY 90662p104 700 34011 SH DFND 0 0 0 0 ZIMMER HLDGS INC COM COMMON EQUITY 98956p102 674 8995 SH DFND 0 0 0 0 HOME DEPOT INC COM COMMON EQUITY 437076102 640 8270 SH DFND 0 0 0 0 VANGUARD INDEX FDS VANGUARD GROWTH (VUG) EXCHANGE TRADED PRODUCT 922908736 637 8157 SH DFND 0 0 0 0 MONSANTO CO NEW COM COMMON EQUITY 61166W101 614 6224 SH DFND 0 0 0 0 VANGUARD INDEX FDS VANGUARD VALUE (VPL) EXCHANGE TRADED PRODUCT 922908744 598 8850 SH DFND 0 0 0 0 COVIDIEN PLC COMMON EQUITY g2554f113 556 8856 SH DFND 0 0 0 0 VERIZON COMMUNICATIONS COM COMMON EQUITY 92343V104 551 10961 SH DFND 0 0 0 0 SCANA CORP NEW COMMON EQUITY 80589M102 541 11021 SH DFND 0 0 0 0 WILLIAMS COS INC COM COMMON EQUITY 969457100 522 16100 SH DFND 0 0 0 0 TALISMAN ENERGY INC COM COMMON EQUITY 87425E103 502 43960 SH DFND 0 0 0 0 EV RISK MGD DIVERSIFIED EQUITY (ETJ) EXCHANGE TRADED PRODUCT 27829g106 501 46000 SH DFND 0 0 0 0 WAL MART STORES INC COMMON EQUITY 931142103 498 6695 SH DFND 0 0 0 0 SUPERIOR INDUSTRIES INTL INC COMMON EQUITY 868168105 480 27900 SH DFND 0 0 0 0 ISHARES TR S&P MIDCAP 400 INDEX (IJH) EXCHANGE TRADED PRODUCT 464287507 479 4155 SH DFND 0 0 0 0 BRISTOL MYERS SQUIBB CO COM COMMON EQUITY 110122108 475 10651 SH DFND 0 0 0 0 ALTRIA GROUP INC COMMON EQUITY 02209s103 475 13591 SH DFND 0 0 0 0 BEMIS INC COMMON EQUITY 081437105 469 12000 SH DFND 0 0 0 0 DISNEY WALT CO DISNEY COM COMMON EQUITY 254687106 450 7133 SH DFND 0 0 0 0 LINCOLN NATL CORP IND COMMON EQUITY 534187109 440 12074 SH DFND 0 0 0 0 SECTOR SPDR INT TECHNOLOGY (XLK) EXCHANGE TRADED PRODUCT 81369y803 439 14377 SH DFND 0 0 0 0 PHILLIPS 66 COMMON EQUITY 718546104 422 7166 SH DFND 0 0 0 0 NEWMONT MINING CORP (HLDG CO) COMMON EQUITY 651639106 405 13549 SH DFND 0 0 0 0 DU PONT E I DE NEMOURS & COMPANY COMMON EQUITY 263534109 405 7726 SH DFND 0 0 0 0 VISA INC COM CL A COMMON EQUITY 92826c839 404 2213 SH DFND 0 0 0 0 AFLAC INC COMMON EQUITY 001055102 403 6946 SH DFND 0 0 0 0 BECTON DICKINSON & CO COMMON EQUITY 075887109 396 4014 SH DFND 0 0 0 0 HARTFORD FINL SVCS COMMON EQUITY 416515104 384 12423 SH DFND 0 0 0 0 AMERICAN INTL GROUP INC COMMON EQUITY 026874784 380 8521 SH DFND 0 0 0 0 ORACLE CORP COM COMMON EQUITY 68389X105 380 12374 SH DFND 0 0 0 0 INTEL CORP COM COMMON EQUITY 458140100 376 15521 SH DFND 0 0 0 0 KINDER MORGAN ENERGY PARTNERS LP COMMON EQUITY 494550106 373 4370 SH DFND 0 0 0 0 AMGEN INC COMMON EQUITY 031162100 372 3773 SH DFND 0 0 0 0 BNC BANCORP COMMON EQUITY 05566T101 370 32474 SH DFND 0 0 0 0 DOMINION RES INC VA COM COMMON EQUITY 25746U109 367 6474 SH DFND 0 0 0 0 VANGUARD INDEX FDS VANGUARD LARGE CAP (VV) EXCHANGE TRADED PRODUCT 922908637 337 4599 SH DFND 0 0 0 0 BOEING CO COM COMMON EQUITY 097023105 335 3274 SH DFND 0 0 0 0 GOLDCORP INC COMMON EQUITY 380956409 329 13334 SH DFND 0 0 0 0 GOLUB CAP BDC INC COM COMMON EQUITY 38173m102 323 18500 SH DFND 0 0 0 0 RENT A CENTER INC COMMON EQUITY 76009n100 307 8200 SH DFND 0 0 0 0 MERCK & CO INC NEW COM COMMON EQUITY 58933Y105 304 6564 SH DFND 0 0 0 0 RYDEX S&P 500 EQUAL WEIGHT INDEX (RSP) EXCHANGE TRADED PRODUCT 78355w106 294 4800 SH DFND 0 0 0 0 STATE STREET CORP COM COMMON EQUITY 857477103 293 4500 SH DFND 0 0 0 0 CVS CAREMARK CORP COMMON EQUITY 126650100 283 4951 SH DFND 0 0 0 0 SUNTRUST BKS INC COMMON EQUITY 867914103 282 8953 SH DFND 0 0 0 0 PRAXAIR INC COMMON EQUITY 74005P104 268 2331 SH DFND 0 0 0 0 EXELON CORP COM COMMON EQUITY 30161n101 261 8475 SH DFND 0 0 0 0 FIFTH THIRD BANCORP COMMON EQUITY 316773100 244 13529 SH DFND 0 0 0 0 JOHNSON CONTROLS INC COM COMMON EQUITY 478366107 242 6785 SH DFND 0 0 0 0 EMERSON ELECTRIC COMMON EQUITY 291011104 233 4281 SH DFND 0 0 0 0 AMERICAN EXPRESS COMPANY COMMON EQUITY 025816109 228 3056 SH DFND 0 0 0 0 UNION PACIFIC CORP COM COMMON EQUITY 907818108 222 1441 SH DFND 0 0 0 0 SCHLUMBERGER LTD COM COMMON EQUITY 806857108 222 3100 SH DFND 0 0 0 0 SPDR SER TR S&P DIVID ETF (SDY) EXCHANGE TRADED PRODUCT 78464a763 218 3295 SH DFND 0 0 0 0 ONEOK PARTNERS L P UNIT LTD PARTNERSHIP COMMON EQUITY 68268n103 217 4400 SH DFND 0 0 0 0 DOLLAR TREE INC COMMON EQUITY 256746108 212 4170 SH DFND 0 0 0 0 POWERSHARES QQQ TR UNIT SER 1 (QQQQ) EXCHANGE TRADED PRODUCT 73935a104 208 2927 SH DFND 0 0 0 0 EXPRESS SCRIPTS INC COM COMMON EQUITY 30219g108 207 3358 SH DFND 0 0 0 0 VANGUARD EMERGING MARKETS ETF (VWO) EXCHANGE TRADED PRODUCT 922042858 206 5314 SH DFND 0 0 0 0 TRW AUTOMOTIVE HOLDINGS COM COMMON EQUITY 87264s106 199 3000 SH DFND 0 0 0 0 RAYMOND JAMES FINL INC COM COMMON EQUITY 754730109 193 4500 SH DFND 0 0 0 0 NOVARTIS AG SPONSORED ADR COMMON EQUITY 66987V109 192 2721 SH DFND 0 0 0 0 AMERICAN TOWER REIT COMMON EQUITY 03027x100 191 2623 SH DFND 0 0 0 0 ISHARES DOW JONES SELECT DIVID INDEX (DVY) EXCHANGE TRADED PRODUCT 464287168 191 2995 SH DFND 0 0 0 0 AVAGO TECHNOLOGIES COMMON EQUITY y0486s104 186 5000 SH DFND 0 0 0 0 SANDISK CORP COMMON EQUITY 80004C101 183 3000 SH DFND 0 0 0 0 QEP RES INC COM COMMON EQUITY 74733v100 166 6000 SH DFND 0 0 0 0 KKR FINANCIAL COMMON EQUITY 48248a306 164 15600 SH DFND 0 0 0 0 POWERSHARES AGG PREFERRED (PGX) EXCHANGE TRADED PRODUCT 73936t565 164 11525 SH DFND 0 0 0 0 DE MASTER BLENDERS 1753 COMMON EQUITY n2563n109 154 9649 SH DFND 0 0 0 0 CONSOLIDATED EDISON INC COM COMMON EQUITY 209115104 150 2588 SH DFND 0 0 0 0 MONDELEZ INTL COMMON EQUITY 609207105 145 5091 SH DFND 0 0 0 0 HERSHEY CO COM COMMON EQUITY 427866108 143 1602 SH DFND 0 0 0 0 TARGET CORP COMMON EQUITY 87612e106 141 2053 SH DFND 0 0 0 0 CLOROX CO COM COMMON EQUITY 189054109 141 1696 SH DFND 0 0 0 0 PNC FINL SVCS GROUP INC COM COMMON EQUITY 693475105 140 1929 SH DFND 0 0 0 0 LILLY ELI & CO COM COMMON EQUITY 532457108 138 2825 SH DFND 0 0 0 0 ARCHER DANIELS MIDLAND CO COMMON EQUITY 039483102 136 4038 SH DFND 0 0 0 0 ING GROEP NV 7.375% PREFERRED EQUITY 456837707 132 5300 SH DFND 0 0 0 0 LABORATORY CORP AMER HLDGS COMMON EQUITY 50540r409 132 1320 SH DFND 0 0 0 0 GOOGLE COMMON EQUITY 38259p508 132 150 SH DFND 0 0 0 0 NEWELL RUBBERMAID INC COM COMMON EQUITY 651229106 131 5000 SH DFND 0 0 0 0 ANADARKO PETE CORP COMMON EQUITY 032511107 131 1525 SH DFND 0 0 0 0 OGE ENERGY CORP COMMON EQUITY 670837103 128 1883 SH DFND 0 0 0 0 NIKE INC CLASS B COMMON EQUITY 654106103 127 2000 SH DFND 0 0 0 0 KRAFT FOODS GROUP COMMON EQUITY 50076q106 126 2272 SH DFND 0 0 0 0 WPP PLC COMMON EQUITY 92937a102 126 1480 SH DFND 0 0 0 0 CITIGROUP COMMON EQUITY 172967424 126 2631 SH DFND 0 0 0 0 NATIONAL BANKSHARES INC VA COM COMMON EQUITY 634865109 124 3500 SH DFND 0 0 0 0 BAXTER INTERNATIONAL INC COMMON EQUITY 071813109 122 1769 SH DFND 0 0 0 0 GILEAD SCIENCES INC COMMON EQUITY 375558103 119 2340 SH DFND 0 0 0 0 ENERGY TRANSFER EQUITY UNITS COMMON EQUITY 29273v100 119 2000 SH DFND 0 0 0 0 ISHARES NASDAQ BIOTECHNOLOGY INDEX (IBB) EXCHANGE TRADED PRODUCT 464287556 119 686 SH DFND 0 0 0 0 PPG INDUSTRIES INC COMMON EQUITY 693506107 118 810 SH DFND 0 0 0 0 MARTIN MARIETTA MATERIAL INC COMMON EQUITY 573284106 118 1200 SH DFND 0 0 0 0 CATERPILLAR INC COMMON EQUITY 149123101 114 1391 SH DFND 0 0 0 0 GENUINE PARTS CO COMMON EQUITY 372460105 112 1435 SH DFND 0 0 0 0 NUVEEN EQUITY PREM & GROWTH FD COM (JPG) EXCHANGE TRADED PRODUCT 6706ew100 110 8000 SH DFND 0 0 0 0 BLACKSTONE FINANCIAL (BGB) COMMON EQUITY 09257r101 109 5800 SH DFND 0 0 0 0 YUM BRANDS INC COM COMMON EQUITY 988498101 107 1555 SH DFND 0 0 0 0 GLAXOSMITHKLINE PLC SPONS ADR COMMON EQUITY 37733w105 107 2150 SH DFND 0 0 0 0 DAIMLER AG COMMON EQUITY d1668r123 107 1777 SH DFND 0 0 0 0 QUESTAR CORP COM COMMON EQUITY 748356102 107 4500 SH DFND 0 0 0 0 NEXTERA ENERGY INC COM COMMON EQUITY 65339f101 103 1269 SH DFND 0 0 0 0 LOEWS CORP COM COMMON EQUITY 540424108 102 2307 SH DFND 0 0 0 0 FIDUS INVT CORP COM COMMON EQUITY 316500107 102 5460 SH DFND 0 0 0 0 NEWS CORP CL B COMMON EQUITY 65248e203 101 3100 SH DFND 0 0 0 0 REGIONS FINL CORP NEW COM COMMON EQUITY 7591ep100 100 10597 SH DFND 0 0 0 0 NORFOLK SOUTHERN CORP COMMON EQUITY 655844108 100 1390 SH DFND 0 0 0 0 NISOURCE INC HLDG CO COM STK COMMON EQUITY 65473p105 99 3491 SH DFND 0 0 0 0 VULCAN MATERIALS CO HLDG CO COM COMMON EQUITY 929160109 96 2000 SH DFND 0 0 0 0 COMCAST CORP CL A COMMON EQUITY 20030N101 96 2311 SH DFND 0 0 0 0 NOBLE CORP COMMON EQUITY H5833N103 95 2550 SH DFND 0 0 0 0 CHARLES SCHWAB CORP COM NEW COMMON EQUITY 808513105 95 4500 SH DFND 0 0 0 0 FORD MOTOR CO COMMON EQUITY 345370860 95 6154 SH DFND 0 0 0 0 ISHARES RUSSELL MIDCAP GROWTH INDEX (IWP) EXCHANGE TRADED PRODUCT 464287481 93 1305 SH DFND 0 0 0 0 EATON VANCE TAX MGD BUY WRITE OPP (ETV) EXCHANGE TRADED PRODUCT 27828y108 93 7150 SH DFND 0 0 0 0 BLACKSTONE GROUP L P COM UNIT REPSTG (BX) COMMON EQUITY 09253u108 92 4400 SH DFND 0 0 0 0 COCA COLA BOTTLING CO COMMON EQUITY 191098102 92 1510 SH DFND 0 0 0 0 STARBUCKS CORP COM COMMON EQUITY 855244109 91 1401 SH DFND 0 0 0 0 CSX CORPORATION COMMON EQUITY 126408103 91 3930 SH DFND 0 0 0 0 BLUEHARBOR BANK NC COMMON EQUITY 095613105 88 13500 SH DFND 0 0 0 0 ALLSTATE CORP COMMON EQUITY 020002101 88 1834 SH DFND 0 0 0 0 PREFORMED LINES PRODS CO COMMON EQUITY 740444104 86 1300 SH DFND 0 0 0 0 PRUDENTIAL FINL INC COM COMMON EQUITY 744320102 83 1146 SH DFND 0 0 0 0 CLECO CORP COMMON EQUITY 12561w105 83 1800 SH DFND 0 0 0 0 ING GROEP N V 8.5% PERPETUAL HYBRID CAP SE PREFERRED EQUITY 456837806 79 3125 SH DFND 0 0 0 0 ROSS STORES INC COMMON EQUITY 778296103 79 1219 SH DFND 0 0 0 0 SELECT SECTOR SPDR TR ENERGY (XLE) EXCHANGE TRADED PRODUCT 81369y506 78 998 SH DFND 0 0 0 0 KINDER MORGAN COMMON EQUITY 49456b101 76 2018 SH DFND 0 0 0 0 EATON CORP COMMON EQUITY g29183103 76 1162 SH DFND 0 0 0 0 AARONS INC CL A COMMON EQUITY 002535300 75 2700 SH DFND 0 0 0 0 AMERICAN ELECTRIC POWER CO COMMON EQUITY 025537101 75 1685 SH DFND 0 0 0 0 MARKET VECTORS ETF TR GOLD MINERS (GDX) EXCHANGE TRADED PRODUCT 57060u100 73 3015 SH DFND 0 0 0 0 O'REILLY AUTOMOTIVE INC COM COMMON EQUITY 67103h107 73 653 SH DFND 0 0 0 0 HONEYWELL INTL INC COMMON EQUITY 438516106 72 912 SH DFND 0 0 0 0 GENERAL MILLS INC COM COMMON EQUITY 370334104 72 1484 SH DFND 0 0 0 0 GOLDMAN SACHS GROUP COMMON EQUITY 38141g104 70 469 SH DFND 0 0 0 0 ISHARES TR S&P U S PFD STK INDEX (PFF) EXCHANGE TRADED PRODUCT 464288687 70 1800 SH DFND 0 0 0 0 SHERWIN WILLIAMS CO COMMON EQUITY 824348106 70 400 SH DFND 0 0 0 0 FIRST FINL HLDGS INC NEW COM COMMON EQUITY 32023e105 69 1381 SH DFND 0 0 0 0 CHUBB CORP COMMON EQUITY 171232101 69 820 SH DFND 0 0 0 0 CATO CORP NEW CL A COMMON EQUITY 149205106 68 2763 SH DFND 0 0 0 0 VANGUARD WORLD CONSUMER STAPLES (VDC) EXCHANGE TRADED PRODUCT 92204a207 68 669 SH DFND 0 0 0 0 EMC CORP (MASS) COM COMMON EQUITY 268648102 67 2873 SH DFND 0 0 0 0 SUNCOR ENERGY INC NEW COM COMMON EQUITY 867224107 67 2300 SH DFND 0 0 0 0 MARKET VECTORS ETF SHORT MUNI INDEX (SMB) EXCHANGE TRADED PRODUCT 57060u803 67 3871 SH DFND 0 0 0 0 DEERE & CO COMMON EQUITY 244199105 66 813 SH DFND 0 0 0 0 US BANCORP DEL COM COMMON EQUITY 902973304 64 1771 SH DFND 0 0 0 0 HILLSHIRE BRANDS CO COM COMMON EQUITY 432589109 63 1929 SH DFND 0 0 0 0 NAVIGANT CONSULTING COMMON EQUITY 63935n107 63 5300 SH DFND 0 0 0 0 PAYCHEX INC COMMON EQUITY 704326107 63 1737 SH DFND 0 0 0 0 FIRST HORIZON NATL CORP COM COMMON EQUITY 320517105 63 5636 SH DFND 0 0 0 0 VIACOM INC CL B COMMON EQUITY 92553p201 62 924 SH DFND 0 0 0 0 DIVDEND CAPITAL DIVERSIFIED PROPERTY COMMON EQUITY 225994706 62 9306 SH DFND 0 0 0 0 FMC CORP NEW COMMON EQUITY 302491303 61 1009 SH DFND 0 0 0 0 ABBOTT LABORATORIES COMMON EQUITY 2824100 60 1742 SH DFND 0 0 0 0 FRANKLIN RESOURCES INC COMMON EQUITY 354613101 59 439 SH DFND 0 0 0 0 POWERSHARES DYNAMIC TECHNOLOGY (PTF) EXCHANGE TRADED PRODUCT 73935x344 59 1980 SH DFND 0 0 0 0 MEDTRONIC INC COMMON EQUITY 585055106 58 1145 SH DFND 0 0 0 0 HENRY SCHEIN INC COMMON EQUITY 806407102 57 600 SH DFND 0 0 0 0 BUCKEYE PARTNERS L.P COMMON EQUITY 118230101 56 800 SH DFND 0 0 0 0 ENSCO PLC A COMMON EQUITY g3157s106 55 960 SH DFND 0 0 0 0 SPECTRA ENERGY PARTNERS COMMON EQUITY 84756n109 55 1200 SH DFND 0 0 0 0 DR PEPPER SNAPPLE GROUP INC COMMON EQUITY 26138e109 55 1200 SH DFND 0 0 0 0 BAC CAP TR VIII 6% GTD CAP SEC INC SER A P PREFERRED EQUITY 05518t209 55 2200 SH DFND 0 0 0 0 NUVEEN NC PREMIUM INCOME MUNI CLOSED END 67060P100 54 4210 SH DFND 0 0 0 0 ABERCROMBIE & FITCH CO CL A COMMON EQUITY 002896207 54 1204 SH DFND 0 0 0 0 HALLIBURTON CO COM COMMON EQUITY 406216101 54 1304 SH DFND 0 0 0 0 ISHARES TR S&P SMALLCAP 600 INDEX (IJR) EXCHANGE TRADED PRODUCT 464287804 54 600 SH DFND 0 0 0 0 CENTRAL FD COMMON EQUITY 153501101 53 3970 SH DFND 0 0 0 0 SIGMA ALDRICH COMMON EQUITY 826552101 53 670 SH DFND 0 0 0 0 WACHOVIA PRF FDG CORP PERP PFD SECS SER A PREFERRED EQUITY 92977v206 53 2000 SH DFND 0 0 0 0 COSTCO WHSL CORP COMMON EQUITY 22160k105 52 479 SH DFND 0 0 0 0 ISHARES INC MSCI BRAZIL (EWZ) EXCHANGE TRADED PRODUCT 464286400 52 1200 SH DFND 0 0 0 0 XCEL ENERGY INC COMMON EQUITY 98389b100 52 1838 SH DFND 0 0 0 0 XYLEM INC COMMON EQUITY 98419m100 51 1900 SH DFND 0 0 0 0 EASTMAN CHEMICAL CO COMMON EQUITY 277432100 51 730 SH DFND 0 0 0 0 DIEBOLD COMMON EQUITY 253651103 50 1500 SH DFND 0 0 0 0 ACTAVIS INC COMMON EQUITY 00507k103 50 400 SH DFND 0 0 0 0 WATERS CORP COM COMMON EQUITY 941848103 49 495 SH DFND 0 0 0 0 VANGUARD WHITEHALL FDS HIGH DIVIDEND YIELD EXCHANGE TRADED PRODUCT 921946406 48 865 SH DFND 0 0 0 0 CNB CORP CDT COM ISSUE INACTIVE COMMON EQUITY 12612r105 47 1080 SH DFND 0 0 0 0 AVON PRODS INC COMMON EQUITY 054303102 47 2257 SH DFND 0 0 0 0 VANGUARD INDEX TOTAL STK MKT (VTV) EXCHANGE TRADED PRODUCT 922908769 46 563 SH DFND 0 0 0 0 NVR INC COM COMMON EQUITY 62944t105 46 50 SH DFND 0 0 0 0 ROCKWELL AUTOMATION INC COM FORMERLY ROCKW COMMON EQUITY 773903109 46 554 SH DFND 0 0 0 0 PIONEER NAT RES CO COM COMMON EQUITY 723787107 45 316 SH DFND 0 0 0 0 RAYTHEON CO COM NEW COMMON EQUITY 755111507 45 687 SH DFND 0 0 0 0 AUXILIUM PHARMACEUTICL COMMON EQUITY 05334d107 44 2700 SH DFND 0 0 0 0 CORNING INC COM COMMON EQUITY 219350105 44 3110 SH DFND 0 0 0 0 THERMO FISHER SCIENTIFIC INC COMMON EQUITY 883556102 44 520 SH DFND 0 0 0 0 SPRINT COMMON EQUITY 85207U105 43 6259 SH DFND 0 0 0 0 VANGUARD INDEX FDS REIT ETF (VNQ) EXCHANGE TRADED PRODUCT 922908553 43 633 SH DFND 0 0 0 0 LIBERTY MEDIA CORP DELAWARE CL A COMMON EQUITY 531229102 43 341 SH DFND 0 0 0 0 ABBVIE INC COMMON EQUITY 00287y109 43 1042 SH DFND 0 0 0 0 CITIGROUP CAP IX TR PFD SECS 6.00% CALLABL PREFERRED EQUITY 173066200 42 1700 SH DFND 0 0 0 0 TEXAS INSTRUMENTS INC COMMON EQUITY 882508104 42 1211 SH DFND 0 0 0 0 TWO HBRS INVT CORP COM COMMON EQUITY 90187b101 41 4000 SH DFND 0 0 0 0 KEYCORP NEW COM COMMON EQUITY 493267108 40 3710 SH DFND 0 0 0 0 LANCE INC COMMON EQUITY 833551104 40 1433 SH DFND 0 0 0 0 METTLER TOLEDO INTL COM COMMON EQUITY 592688105 40 200 SH DFND 0 0 0 0 ITT CORP COMMON EQUITY 450911201 39 1350 SH DFND 0 0 0 0 LORILLARD INC COM COMMON EQUITY 544147101 39 900 SH DFND 0 0 0 0 AON PLC SHARES COMMON EQUITY g0408v102 38 600 SH DFND 0 0 0 0 ENTERPRISE PRODS PARTNERS L P COM COMMON EQUITY 293792107 38 620 SH DFND 0 0 0 0 MOLSON COORS BREWING CL B COMMON EQUITY 60871r209 38 805 SH DFND 0 0 0 0 HEWLETT PACKARD COMMON EQUITY 428236103 37 1531 SH DFND 0 0 0 0 BANCROFT FD LTD CLOSED END 059695106 37 2146 SH DFND 0 0 0 0 MORGAN STANLEY CAP TR V CAP SECS PFD 5.75% PREFERRED EQUITY 617466206 36 1500 SH DFND 0 0 0 0 HSBC HLDGS PLC ADR SER A REP 1/40 SER A 6. PREFERRED EQUITY 404280604 36 1450 SH DFND 0 0 0 0 DIAMONDS TR UNIT SER 1 COMMON EQUITY 78467x109 35 240 SH DFND 0 0 0 0 MCKESSON CORP COM COMMON EQUITY 58155q103 35 310 SH DFND 0 0 0 0 CAREFUSION CORP COM COMMON EQUITY 14170T101 35 959 SH DFND 0 0 0 0 TERADATA CORP DEL COM COMMON EQUITY 88076w103 35 700 SH DFND 0 0 0 0 ROCKWELL COLLINS INC COM COMMON EQUITY 774341101 35 554 SH DFND 0 0 0 0 HUNTINGTON BANCSHARES INC COMMON EQUITY 446150104 34 4434 SH DFND 0 0 0 0 OCEAN RIG UDW INC SHS COMMON EQUITY y64354205 34 1858 SH DFND 0 0 0 0 TJX COMPANIES INC (NEW) COMMON EQUITY 872540109 34 680 SH DFND 0 0 0 0 WISDOMTREE EMG MKTS YIELDING EQUITY (DEM) EXCHANGE TRADED PRODUCT 97717W315 32 680 SH DFND 0 0 0 0 NICHOLAS FINL INC BC COM NEW COMMON EQUITY 65373j209 32 2172 SH DFND 0 0 0 0 POWERSHARES EXCHANGE TRADED INTL DIV (PID) EXCHANGE TRADED PRODUCT 73935x716 32 2000 SH DFND 0 0 0 0 YAHOO INC COM COMMON EQUITY 984332106 32 1300 SH DFND 0 0 0 0 KIMBERLY CLARK COMMON EQUITY 494368103 32 335 SH DFND 0 0 0 0 DIRECT TV CLASS A COMMON EQUITY 25490a309 32 527 SH DFND 0 0 0 0 CBS CORP CL B COMMON EQUITY 124857202 31 653 SH DFND 0 0 0 0 INDEPENDENCE BANCSHARES INC COMMON EQUITY 45338e107 31 35000 SH DFND 0 0 0 0 RYDER SYS INC COMMON EQUITY 783549108 30 500 SH DFND 0 0 0 0 METLIFE INC COM COMMON EQUITY 59156r108 30 664 SH DFND 0 0 0 0 ISHARES BARCLAYS TIPS BD PROTECTED (TIP) EXCHANGE TRADED PRODUCT 464287176 30 271 SH DFND 0 0 0 0 VIRGINIA HERITAGE BANK COM COMMON EQUITY 927819102 30 2000 SH DFND 0 0 0 0 POWERSHARES BLDG & CONSTRUCTION (PKB) EXCHANGE TRADED PRODUCT 73935x666 30 1600 SH DFND 0 0 0 0 AIR PRODUCTS & CHEMS INC COMMON EQUITY 009158106 29 327 SH DFND 0 0 0 0 ULTRA PETE CORP COM COMMON EQUITY 903914109 29 1500 SH DFND 0 0 0 0 FIRST NATL BK SHELBY N C COM COMMON EQUITY 33354p107 29 192 SH DFND 0 0 0 0 WINDSTREAM CORP COM COMMON EQUITY 97381w104 29 3780 SH DFND 0 0 0 0 WP CAREY & CO COMMON EQUITY 92936u109 28 432 SH DFND 0 0 0 0 ING GLOBAL EQUITY DIVID & PREM OPP (IGD) EXCHANGE TRADED PRODUCT 45684e107 28 3000 SH DFND 0 0 0 0 WALGREEN CO COMMON EQUITY 931422109 27 622 SH DFND 0 0 0 0 EDWARDS LIFESCIENCES COMMON EQUITY 28176e108 27 409 SH DFND 0 0 0 0 PROTECTIVE LIFE CORP COMMON EQUITY 743674103 27 704 SH DFND 0 0 0 0 HARLEY DAVIDSON INC COMMON EQUITY 412822108 26 491 SH DFND 0 0 0 0 BLACKROCK MUN INCOME TR II CLOSED END 09249N101 26 1816 SH DFND 0 0 0 0 BED BATH & BEYOND INC COMMON EQUITY 075896100 26 375 SH DFND 0 0 0 0 INTUITIVE SURGICAL INC COM NEW COMMON EQUITY 46120e602 25 50 SH DFND 0 0 0 0 FIRSTENERGY CORP COM COMMON EQUITY 337932107 25 675 SH DFND 0 0 0 0 ISHARES TR MSCI EMERGING MKTS INDEX (EEM) EXCHANGE TRADED PRODUCT 464287234 24 649 SH DFND 0 0 0 0 FPL GROUP CAP TR I PFD TR SECS CALLABLE PREFERRED EQUITY 30257v207 24 975 SH DFND 0 0 0 0 MCGRAW HILL COMPANIES INC COMMON EQUITY 580645109 24 456 SH DFND 0 0 0 0 EBAY INC COM COMMON EQUITY 278642103 24 467 SH DFND 0 0 0 0 SWEDISH ELEMENTS ROGERS COMMODITY (RJI) EXCHANGE TRADED PRODUCT 870297801 23 3000 SH DFND 0 0 0 0 POWERSHARES DYNAMIC HEALTHCARE (PTH) EXCHANGE TRADED PRODUCT 73935X351 23 590 SH DFND 0 0 0 0 VAN KAMPEN AMERICAN CAPITAL MUNI OPP (VMO) EXCHANGE TRADED PRODUCT 46132c107 23 1829 SH DFND 0 0 0 0 ISHARES INC MSCI PACIFIC EX JAPAN INDEX FD EXCHANGE TRADED PRODUCT 464286665 23 552 SH DFND 0 0 0 0 ISHARES S&P MIDCAP 400 GROWTH INDEX FD EXCHANGE TRADED PRODUCT 464287606 23 183 SH DFND 0 0 0 0 FACEBOOK COMMON EQUITY 30303m102 23 944 SH DFND 0 0 0 0 INGERSOLL RAND PLC SHS COMMON EQUITY g47791101 23 423 SH DFND 0 0 0 0 HARSCO CORP COMMON EQUITY 415864107 23 998 SH DFND 0 0 0 0 TRIPADVISOR INC COMMON EQUITY 896945201 23 380 SH DFND 0 0 0 0 PARKER HANNIFIN CORP COM COMMON EQUITY 701094104 23 242 SH DFND 0 0 0 0 ISHARES TR S&P GLOBAL ENERGY SECTOR INDEX EXCHANGE TRADED PRODUCT 464287341 22 600 SH DFND 0 0 0 0 COLGATE PALMOLIVE CO COMMON EQUITY 194162103 22 400 SH DFND 0 0 0 0 SLM CORP COM COMMON EQUITY 78442p106 22 1000 SH DFND 0 0 0 0 PENN WEST ENERGY TR TR UNIT COMMON EQUITY 707887105 22 2150 SH DFND 0 0 0 0 BIOGEN IDEC INC COMMON EQUITY 09062x103 22 105 SH DFND 0 0 0 0 REGENERON PHARMA COMMON EQUITY 75886f107 22 100 SH DFND 0 0 0 0 ING GROEP NV PERPETUAL DEBT SECS 7.05% CAL PREFERRED EQUITY 456837202 22 900 SH DFND 0 0 0 0 SPDR MORGAN STANLEY TECHNOLOGY (MTK) EXCHANGE TRADED PRODUCT 78464a102 22 300 SH DFND 0 0 0 0 WELLS FARGO MULTI SECTOR INCOME FD (ERC) EXCHANGE TRADED PRODUCT 94987d101 22 1520 SH DFND 0 0 0 0 V F CORP COMMON EQUITY 918204108 21 111 SH DFND 0 0 0 0 REAVES UTIL INCOME FD COM SHS BEN INT COMMON EQUITY 756158101 21 839 SH DFND 0 0 0 0 RBS CAP FDG TR V GTD TR PFD SECS 5.90% PREFERRED EQUITY 74928K208 21 1000 SH DFND 0 0 0 0 MOTOROLA INC COMMON EQUITY 620076307 20 361 SH DFND 0 0 0 0 INSURED MUN INCOME FD COM CLOSED END 45809F104 20 1200 SH DFND 0 0 0 0 MANITOWOC INC COMMON EQUITY 563571108 20 1134 SH DFND 0 0 0 0 UNITEDHEALTH GROUP INC COM COMMON EQUITY 91324p102 20 310 SH DFND 0 0 0 0 ING PRIME RATE TR SH BEN INT EXCHANGE TRADED PRODUCT 44977w106 20 3159 SH DFND 0 0 0 0 FIRST AMERICAN FINANCIAL CORP COMMON EQUITY 31847r102 19 900 SH DFND 0 0 0 0 TRINITY INDUSTRIES INC COMMON EQUITY 896522109 19 516 SH DFND 0 0 0 0 NUVEEN QUALITY INCOME MUNICIPAL FD INC CLOSED END 670977107 19 1466 SH DFND 0 0 0 0 HANES BRANDS INC COM COMMON EQUITY 410345102 19 385 SH DFND 0 0 0 0 FEDEX CORP COM COMMON EQUITY 31428x106 19 200 SH DFND 0 0 0 0 POWERSHARES FINANCIAL PREFERRED (PGF) EXCHANGE TRADED PRODUCT 73935x229 19 1100 SH DFND 0 0 0 0 DNP SELECT INCOME FD INC COM CLOSED END 23325P104 19 2000 SH DFND 0 0 0 0 VANGUARD TAX MGD EUROPE PACIFIC (VEA) EXCHANGE TRADED PRODUCT 921943858 19 550 SH DFND 0 0 0 0 CANADIAN NATL RY CO COM COMMON EQUITY 136375102 19 200 SH DFND 0 0 0 0 ESTALISSEMENTS DELHAIZE FRERES ET CIE LE L COMMON EQUITY 29759w101 19 313 SH DFND 0 0 0 0 LUCENT TECHNOLOGIES CAP TR I CONV TR PFD S PREFERRED EQUITY 549462307 19 20 SH DFND 0 0 0 0 SMUCKER J M CO COM NEW COMMON EQUITY 832696405 18 182 SH DFND 0 0 0 0 CORELOGIC INC COMMON EQUITY 21871d103 18 800 SH DFND 0 0 0 0 CAROLINA BK LINCOLNTON NC COMMON EQUITY 144200102 18 7500 SH DFND 0 0 0 0 AMPHENOL CORP A COMMON EQUITY 032095101 17 230 SH DFND 0 0 0 0 AETNA US HEALTHCARE INC COMMON EQUITY 00817y108 17 277 SH DFND 0 0 0 0 PRICESMART INC COM COMMON EQUITY 741511109 17 200 SH DFND 0 0 0 0 COHEN & STEERS REIT & PFD INCOME FD INC CO EXCHANGE TRADED PRODUCT 19247x100 17 1000 SH DFND 0 0 0 0 ENERGY TRANSFER PART LP COMMON EQUITY 29273r109 17 340 SH DFND 0 0 0 0 MARATHON OIL CORP COM COMMON EQUITY 565849106 17 493 SH DFND 0 0 0 0 REPUBLIC SVCS INC COM COMMON EQUITY 760759100 16 500 SH DFND 0 0 0 0 HUMANA INC COMMON EQUITY 444859102 16 200 SH DFND 0 0 0 0 LINN ENERGY LLC UNIT LTD LIAB COMMON EQUITY 536020100 16 500 SH DFND 0 0 0 0 SENSIENT TECHNOLOGIES CORP COM COMMON EQUITY 81725t100 16 400 SH DFND 0 0 0 0 TESLA MTRS INC COM COMMON EQUITY 88160r101 16 150 SH DFND 0 0 0 0 SAFEGUARD SCIENTIFIC INC COM NEW COMMON EQUITY 786449207 16 1000 SH DFND 0 0 0 0 MARSH & MCLENNAN COS INC COM COMMON EQUITY 571748102 15 400 SH DFND 0 0 0 0 ILLINOIS TOOL WORKS INC COM COMMON EQUITY 452308109 15 230 SH DFND 0 0 0 0 SIMON PPTY GROUP INC NEW COM COMMON EQUITY 828806109 15 100 SH DFND 0 0 0 0 WISDOMTREE TR SMALLCAP EARNING FD (EES) EXCHANGE TRADED PRODUCT 97717W562 15 236 SH DFND 0 0 0 0 TIME WARNER CABLE INC COM COMMON EQUITY 88732j207 15 140 SH DFND 0 0 0 0 LIBERTY MEDIA HLDG CRP INT COM SER A COMMON EQUITY 53071m104 15 673 SH DFND 0 0 0 0 SELECT SECTOR SPDR MATERIALS (XLB) EXCHANGE TRADED PRODUCT 81369y100 15 400 SH DFND 0 0 0 0 FRONTIER COMMUNICATION COM COMMON EQUITY 35906a108 15 3754 SH DFND 0 0 0 0 ING GROEP COMMON EQUITY n4578e413 15 1668 SH DFND 0 0 0 0 MYLAN INC COM COMMON EQUITY 628530107 15 487 SH DFND 0 0 0 0 COUNTRYWIDE CAP V GTD CAP SECS 7.00% 11/01 PREFERRED EQUITY 222388209 15 600 SH DFND 0 0 0 0 MERRILL LYNCH PFD CAP TR III TR ORIG PFD S PREFERRED EQUITY 59021f206 15 600 SH DFND 0 0 0 0 ISHARES S&P GLOBAL HEALTHCARE SECTOR (IXJ) EXCHANGE TRADED PRODUCT 464287325 15 203 SH DFND 0 0 0 0 EXPEDIA INC COMMON EQUITY 30212p303 15 250 SH DFND 0 0 0 0 FLAHERTY & CRUMRINE CLAYMORE PFD SEC INC C PREFERRED EQUITY 338478100 15 800 SH DFND 0 0 0 0 LIBERTY GLOBAL PLC SHS CL A COMMON EQUITY G5480u104 14 204 SH DFND 0 0 0 0 CENTURYTEL INC COM COMMON EQUITY 156700106 14 421 SH DFND 0 0 0 0 HARRIS TEETER SUPERMARKETS INC COM COMMON EQUITY 414585109 14 317 SH DFND 0 0 0 0 ISHARES TR FTSE XINHUA HK CHINA (FXI) EXCHANGE TRADED PRODUCT 464287184 14 450 SH DFND 0 0 0 0 CROWN CASTLE INTL CORP COM COMMON EQUITY 228227104 14 200 SH DFND 0 0 0 0 SPX CORP COMMON EQUITY 784635104 14 200 SH DFND 0 0 0 0 MARATHON PETROLEUM CORP COMMON EQUITY 56585a102 14 198 SH DFND 0 0 0 0 MRC GLOBAL INC COM COMMON EQUITY 55345k103 13 500 SH DFND 0 0 0 0 ISHARES TR S&P GLOBAL 100 INDEX FD (IOO) EXCHANGE TRADED PRODUCT 464287572 13 203 SH DFND 0 0 0 0 ITC HLDGS CORP COM COMMON EQUITY 465685105 13 147 SH DFND 0 0 0 0 PETSMART INC COMMON EQUITY 716768106 13 200 SH DFND 0 0 0 0 BARRICK GOLD CORP COM COMMON EQUITY 067901108 13 843 SH DFND 0 0 0 0 UNILEVER N V N Y SHS NEW COMMON EQUITY 904784709 13 331 SH DFND 0 0 0 0 TRANSCANADA CORP COMMON EQUITY 89353d107 12 300 SH DFND 0 0 0 0 EOG RES INC COM COMMON EQUITY 26875p101 12 98 SH DFND 0 0 0 0 GENESEE & WYO INC CL A COMMON EQUITY 371559105 12 150 SH DFND 0 0 0 0 FOREST LABS INC COMMON EQUITY 345838106 12 310 SH DFND 0 0 0 0 REYNOLDS AMERN INC COM COMMON EQUITY 761713106 12 260 SH DFND 0 0 0 0 ISHARES TR RUSSELL 2000 INDEX (IWM) EXCHANGE TRADED PRODUCT 464287655 12 129 SH DFND 0 0 0 0 RENAISSANCERE HOLDINGS LTD PREF SHS C 6.08 PREFERRED EQUITY g7498p309 12 500 SH DFND 0 0 0 0 GANNETT COMPANY INC COMMON EQUITY 364730101 12 500 SH DFND 0 0 0 0 PINNACLE FOODS INC DEL COM COMMON EQUITY 72348p104 12 500 SH DFND 0 0 0 0 BGC PARTNERS COMMON EQUITY 05541t101 11 2000 SH DFND 0 0 0 0 VANGUARD WORLD HEALTH CARE (VHT) EXCHANGE TRADED PRODUCT 92204a504 11 136 SH DFND 0 0 0 0 SECTOR SPDR TR SHS BEN INT UTILITIES (XLU) EXCHANGE TRADED PRODUCT 81369y886 11 300 SH DFND 0 0 0 0 DONNELLEY R R & SONS CO COMMON EQUITY 257867101 11 800 SH DFND 0 0 0 0 KLA TENCOR CORP COMMON EQUITY 482480100 11 200 SH DFND 0 0 0 0 UNITED CONTL HLDGS INC COM COMMON EQUITY 910047109 11 355 SH DFND 0 0 0 0 ISHARES DOW JONES US BASIC MATERIALS (IYM) EXCHANGE TRADED PRODUCT 464287838 11 165 SH DFND 0 0 0 0 JAZZ PHARMACEUTICALS PLC SHS COMMON EQUITY G50871105 10 160 SH DFND 0 0 0 0 SEAGATE TECHNOLOGY COMMON EQUITY g7945m107 10 245 SH DFND 0 0 0 0 MFS CHARTER INCOME TRUST NEW CLOSED END 552727109 10 1182 SH DFND 0 0 0 0 TCP CAP CORP COM COMMON EQUITY 87238q103 10 650 SH DFND 0 0 0 0 CAMPBELL SOUP CO COMMON EQUITY 134429109 10 243 SH DFND 0 0 0 0 NUVEEN PREMIUM INCOME MUNI FD INC CLOSED END 67062T100 10 813 SH DFND 0 0 0 0 ULTA SALON COSMETICS & FRAGRANCE INC COM COMMON EQUITY 90384s303 10 108 SH DFND 0 0 0 0 AIR LEASE CORP CL A COMMON EQUITY 00912x302 10 390 SH DFND 0 0 0 0 EPL OIL & GAS INC COM COMMON EQUITY 26883D108 10 365 SH DFND 0 0 0 0 STAPLES INC COMMON EQUITY 855030102 10 675 SH DFND 0 0 0 0 PAA NAT GAS STORAGE LP COM UNIT LTD PART I COMMON EQUITY 693139107 10 509 SH DFND 0 0 0 0 CORPORATE BACKED TR CTFS DUKE CAP CORP NT PREFERRED EQUITY 21988g312 10 400 SH DFND 0 0 0 0 CORPORATE BACKED TR CTFS 2003-7 BOEING CO PREFERRED EQUITY 21988g262 10 400 SH DFND 0 0 0 0 BROADCOM CORP CL A COMMON EQUITY 111320107 10 305 SH DFND 0 0 0 0 STRATS TR FOR BELLSOUTH TELECOMMN CTFS 200 PREFERRED EQUITY 784787202 10 400 SH DFND 0 0 0 0 MORGAN STANLEY COM NEW COMMON EQUITY 617446448 10 413 SH DFND 0 0 0 0 GOODYEAR TIRE & RUBBER COMPANY COMMON EQUITY 382550101 10 655 SH DFND 0 0 0 0 MANAGED HIGH YIELD PLUS FD INC COM COMMON EQUITY 561911108 10 5000 SH DFND 0 0 0 0 CITIGROUP CAP X CAP SECS-TRUPS 6.10% 09/30 PREFERRED EQUITY 173064205 9 400 SH DFND 0 0 0 0 AEGON NV PERPETUAL CAP SECS CALLABLE 09/1 PREFERRED EQUITY n00927306 9 400 SH DFND 0 0 0 0 RITE AID CORP COMMON EQUITY 767754104 9 3439 SH DFND 0 0 0 0 LULULEMON ATHLETICA INC COM COMMON EQUITY 550021109 9 150 SH DFND 0 0 0 0 STARWOOD HOTELS & RESORTS WORLDWIDE INC CO COMMON EQUITY 85590a401 9 154 SH DFND 0 0 0 0 FEDERAL NATL MTG ASSN 8.25% SER T PFD SHS PREFERRED EQUITY 313586737 9 1300 SH DFND 0 0 0 0 DAVITA INC COM COMMON EQUITY 23918k108 9 80 SH DFND 0 0 0 0 CINCINNATI FINL CORP COMMON EQUITY 172062101 9 210 SH DFND 0 0 0 0 EDISON INTERNATIONAL COMMON EQUITY 281020107 9 200 SH DFND 0 0 0 0 SPDR BARCLAYS CAPITAL S-T MUNI BOND (SHM) EXCHANGE TRADED PRODUCT 78464a425 9 400 SH DFND 0 0 0 0 SANDRIDGE ENERGY INC COM COMMON EQUITY 80007p307 9 2000 SH DFND 0 0 0 0 DISCOVERY COMMUNICATIONS INC SER A COMMON EQUITY 25470f104 9 121 SH DFND 0 0 0 0 NUVEEN NEW YORK AMT- FREE MUN INCOME FD COMMON EQUITY 670656107 9 703 SH DFND 0 0 0 0 EQUINIX INC COMMON EQUITY 29444u502 9 50 SH DFND 0 0 0 0 ISHARES MSCI AUSTRALIA INDEX (EWA) EXCHANGE TRADED PRODUCT 464286103 9 403 SH DFND 0 0 0 0 UPS CLASS A PRIVATE PLACEMENT COMMON EQUITY 91199u996 8 104 SH DFND 0 0 0 0 H&R BLOCK COMMON EQUITY 93671105 8 318 SH DFND 0 0 0 0 NORTHROP GRUMMAN CORP COMMON EQUITY 666807102 8 106 SH DFND 0 0 0 0 NATIONAL OILWELL VARCO INC COMMON EQUITY 637071101 8 125 SH DFND 0 0 0 0 NEWS CORP CL A COMMON EQUITY 65248e104 8 260 SH DFND 0 0 0 0 COMPASS MINERALS COMMON EQUITY 20451n101 8 100 SH DFND 0 0 0 0 DISCOVERY COMMUNICATIONS INC SER C COMMON EQUITY 25470f302 8 121 SH DFND 0 0 0 0 DELL COMPUTER COMMON EQUITY 24702r101 8 629 SH DFND 0 0 0 0 PRINCIPAL FINL GROUP INC COM PREFERRED EQUITY 74251v102 8 222 SH DFND 0 0 0 0 WELLPOINT INC COMMON EQUITY 94973v107 8 100 SH DFND 0 0 0 0 INTERNATIONAL SPEEDWAY CORP CL A COMMON EQUITY 460335201 8 260 SH DFND 0 0 0 0 FLOWSERVE CORP COM COMMON EQUITY 34354p105 8 150 SH DFND 0 0 0 0 ASHLAND INC COMMON EQUITY 044209104 8 97 SH DFND 0 0 0 0 VARIAN MED SYS INC COM COMMON EQUITY 92220p105 8 120 SH DFND 0 0 0 0 FORTUNE BRANDS INC COM COMMON EQUITY 073730103 8 128 SH DFND 0 0 0 0 MARRIOTT INTL INC NEW CL A COMMON EQUITY 571903202 8 200 SH DFND 0 0 0 0 WYNDHAM WORLDWIDE CORP COM COMMON EQUITY 98310w108 8 140 SH DFND 0 0 0 0 FLUOR CORP NEW COM COMMON EQUITY 343412102 8 135 SH DFND 0 0 0 0 HALOZYME THERAPEUTICS INC COM COMMON EQUITY 40637h109 7 1000 SH DFND 0 0 0 0 NOVACOPPER INC COM COMMON EQUITY 66988K102 7 4500 SH DFND 0 0 0 0 MERRILL LYNCH PFD CAP TR IV TR ORIGINATED PREFERRED EQUITY 59021g204 7 310 SH DFND 0 0 0 0 PLUM CREEK TIMBER CO INC COM COMMON EQUITY 729251108 7 167 SH DFND 0 0 0 0 ISHARES TR RUSSELL MIDCAP INDEX FD (IWR) EXCHANGE TRADED PRODUCT 464287499 7 60 SH DFND 0 0 0 0 MERRILL LYNCH CAP TR III 7.375% PFD SHS MA PREFERRED EQUITY 59025d207 7 300 SH DFND 0 0 0 0 PULTE HOMES INC COMMON EQUITY 745867101 7 400 SH DFND 0 0 0 0 ACUITY BRANDS INC COMMON EQUITY 00508y102 7 100 SH DFND 0 0 0 0 STARZ LIBERTY CAP COM SER A COMMON EQUITY 85571q102 7 341 SH DFND 0 0 0 0 WISDOMTREE TR INTL LARGECAP DIVID (DOL) EXCHANGE TRADED PRODUCT 97717W794 7 170 SH DFND 0 0 0 0 AMERISOURCEBERGEN CORP COMMON EQUITY 03073e105 7 133 SH DFND 0 0 0 0 ISHARES TR IBOXX USD INVT GRADE CORP (LQD) EXCHANGE TRADED PRODUCT 464287242 7 65 SH DFND 0 0 0 0 CME GROUP INC COMMON EQUITY 12572q105 7 97 SH DFND 0 0 0 0 CLEAN HBRS INC COMMON EQUITY 184496107 7 145 SH DFND 0 0 0 0 DUFF AND PHELPS UTILITY & CORPORATE BOND T COMMON EQUITY 26432k108 7 667 SH DFND 0 0 0 0 AIRGAS INC COMMON EQUITY 009363102 7 76 SH DFND 0 0 0 0 PUTNAM MANAGED MUNICIPAL INCOME TRUST CLOSED END 746823103 7 1010 SH DFND 0 0 0 0 ATMOS ENERGY CORP. COMMON EQUITY 049560105 7 174 SH DFND 0 0 0 0 CANADIAN NATURAL RES LTD COMMON EQUITY 136385101 7 252 SH DFND 0 0 0 0 ENTERGY CORP COMMON EQUITY 29364G103 6 100 SH DFND 0 0 0 0 COACH INC COM COMMON EQUITY 189754104 6 120 SH DFND 0 0 0 0 TYCO ELECTRONICS LTD SWITZERLAND COMMON EQUITY h84989104 6 150 SH DFND 0 0 0 0 NORTHEAST UTILITIES COMMON EQUITY 664397106 6 161 SH DFND 0 0 0 0 ALLIANZ NFJ DIVIDEND PREM STRATEGY (NFJ) EXCHANGE TRADED PRODUCT 01883a107 6 400 SH DFND 0 0 0 0 ROYCE VALUE TR INC (RUT) EXCHANGE TRADED PRODUCT 780910105 6 440 SH DFND 0 0 0 0 INTERNATIONAL PAPER CO COMMON EQUITY 460146103 6 150 SH DFND 0 0 0 0 NTS RLTY HLDGS LTD PARTNERSHIP COMMON EQUITY 629422106 6 906 SH DFND 0 0 0 0 STRYKER CORP COMMON EQUITY 863667101 6 100 SH DFND 0 0 0 0 SPDR S&P OIL GAS EXPL & PRODTN (XOP) EXCHANGE TRADED PRODUCT 78464a730 6 110 SH DFND 0 0 0 0 APACHE CORP COMMON EQUITY 037411105 6 76 SH DFND 0 0 0 0 VANGUARD WORLD INFORMATION TECH (VGT) EXCHANGE TRADED PRODUCT 92204a702 6 86 SH DFND 0 0 0 0 BANK OF COMMERCE NC COMMON EQUITY 061590105 6 2000 SH DFND 0 0 0 0 GMAC LLC MAT 12/16/44 CALLABLE 12/16/09 PREFERRED EQUITY 36186c509 6 250 SH DFND 0 0 0 0 LIBERTY GLOBAL PLC SHS CL C COMMON EQUITY G5480u120 6 92 SH DFND 0 0 0 0 MEDIA GEN INC CL A COMMON EQUITY 584404107 6 564 SH DFND 0 0 0 0 JHANCOCK PATRIOT PREMIUM DIVIDEND (PDT) EXCHANGE TRADED PRODUCT 41013t105 6 460 SH DFND 0 0 0 0 IAC INTERACTIVE CORP COMMON EQUITY 44919p508 6 128 SH DFND 0 0 0 0 ENSTAR GROUP LIMITED COMMON EQUITY G3075P101 5 45 SH DFND 0 0 0 0 UNDER ARMOUR INC CL A COMMON EQUITY 904311107 5 100 SH DFND 0 0 0 0 MICROCHIP TECHNOLOGY INC COM COMMON EQUITY 595017104 5 160 SH DFND 0 0 0 0 ACE LIMITED COMMON EQUITY h0023r105 5 66 SH DFND 0 0 0 0 AMERICAN CAPITAL LTD COMMON EQUITY 02503y103 5 460 SH DFND 0 0 0 0 CENTERPOINT ENERGY INC COM COMMON EQUITY 15189t107 5 247 SH DFND 0 0 0 0 CENTERPOINT ENERGY INC ZERO PREMIUM EXCHAN PREFERRED EQUITY 15189t206 5 120 SH DFND 0 0 0 0 RSTK CBEYOND COMMUNICATIONS INC COMMON EQUITY 149847907 5 724 SH DFND 0 0 0 0 SIRIUS XM RADIO INC COM COMMON EQUITY 82967n108 5 1680 SH DFND 0 0 0 0 WAL MART DE MEXICO SA DE CV SHS SER V ISIN COMMON EQUITY P98180105 5 2000 SH DFND 0 0 0 0 NETFLIX COMMON EQUITY 64110l106 5 25 SH DFND 0 0 0 0 ISHARES TR MSCI EAFE INDEX FD (EFA) EXCHANGE TRADED PRODUCT 464287465 5 90 SH DFND 0 0 0 0 CA INC COM COMMON EQUITY 12673p105 5 180 SH DFND 0 0 0 0 MICRO SYS INC COMMON EQUITY 594901100 5 118 SH DFND 0 0 0 0 GENESCO INC COMMON EQUITY 371532102 5 75 SH DFND 0 0 0 0 FORTUNE BRANDS HOMES & SEC INC COMMON EQUITY 34964c106 4 128 SH DFND 0 0 0 0 UTI WORLDWIDE INC COMMON EQUITY g87210103 4 300 SH DFND 0 0 0 0 NUVEEN MULTI STRATEGY INC GROW FD 2 (JQC) EXCHANGE TRADED PRODUCT 67073d102 4 490 SH DFND 0 0 0 0 VERTEX PHARMACEUTICALS COM COMMON EQUITY 92532f100 4 60 SH DFND 0 0 0 0 TIME WARNER INC COM NEW COMMON EQUITY 887317303 4 81 SH DFND 0 0 0 0 SPEEDWAY MOTORSPORTS INC COM COMMON EQUITY 847788106 4 265 SH DFND 0 0 0 0 HOSPIRA INC COMMON EQUITY 441060100 4 120 SH DFND 0 0 0 0 NABORS INDS LTD COMMON EQUITY g6359f103 4 300 SH DFND 0 0 0 0 WEYERHAEUSER CO COMMON EQUITY 962166104 4 161 SH DFND 0 0 0 0 WEATHERFORD INTL COMMON EQUITY h27013103 4 333 SH DFND 0 0 0 0 PEABODY ENERGY CORP COM COMMON EQUITY 704549104 4 305 SH DFND 0 0 0 0 DEVON ENERGY CORP COMMON EQUITY 25179m103 4 85 SH DFND 0 0 0 0 C H ROBINSON WORLDWIDE INC COMMON EQUITY 12541W209 4 73 SH DFND 0 0 0 0 CHESAPEAKE ENERGY CORP COMMON EQUITY 165167107 4 200 SH DFND 0 0 0 0 MASTERCARD INC CL A COM COMMON EQUITY 57636q104 4 7 SH DFND 0 0 0 0 WPX ENERGY COMMON EQUITY 98212b103 3 200 SH DFND 0 0 0 0 GENERAL DYNAMICS CORP COM COMMON EQUITY 369550108 3 46 SH DFND 0 0 0 0 MCCORMICK & CO INC COM NON VTG COMMON EQUITY 579780206 3 50 SH DFND 0 0 0 0 TRAVELERS COS INC COM COMMON EQUITY 89417e109 3 44 SH DFND 0 0 0 0 CB RICHARD ELLIS GROUP CL A COMMON EQUITY 12504l109 3 150 SH DFND 0 0 0 0 EATON VANCE LTD DURATION INC (EVV) EXCHANGE TRADED PRODUCT 27828h105 3 217 SH DFND 0 0 0 0 DOVER CORP COMMON EQUITY 260003108 3 43 SH DFND 0 0 0 0 BLACKBAUD INC COMMON EQUITY 09227q100 3 100 SH DFND 0 0 0 0 ACCENTURE PLC IRELAND COMMON EQUITY g1151c101 3 45 SH DFND 0 0 0 0 SILVER BAY RLTY TR CORP COM COMMON EQUITY 82735q102 3 195 SH DFND 0 0 0 0 GAP INC COMMON EQUITY 364760108 3 77 SH DFND 0 0 0 0 GENERAL MOTORS COMMON EQUITY 37045v100 3 94 SH DFND 0 0 0 0 ALLEGHANY CORP COMMON EQUITY 017175100 3 8 SH DFND 0 0 0 0 SWISHER HYGIENE INC COMMON EQUITY 870808102 3 3500 SH DFND 0 0 0 0 SYNOVUS FINL CORP COM COMMON EQUITY 87161c105 2 1023 SH DFND 0 0 0 0 CUBIST PHARMACEUTICALS COM COMMON EQUITY 229678107 2 60 SH DFND 0 0 0 0 ISHARES INC MSCI MEXICO INVESTABLE MARKET EXCHANGE TRADED PRODUCT 464286822 2 44 SH DFND 0 0 0 0 CIT GROUP COMMON EQUITY 125581801 2 61 SH DFND 0 0 0 0 MICHAEL KORS HLDGS LTD SHS COMMON EQUITY g60754101 2 45 SH DFND 0 0 0 0 EXELIS INC COMMON EQUITY 30162a108 2 200 SH DFND 0 0 0 0 VMWARE INC CL A COM COMMON EQUITY 928563402 2 41 SH DFND 0 0 0 0 UBS AG COMMON EQUITY h89231338 2 162 SH DFND 0 0 0 0 LIBERTY INTERACTIVE CORP COMMON EQUITY 53071m880 2 32 SH DFND 0 0 0 0 CARDINAL HEALTH INC COM COMMON EQUITY 14149y108 2 57 SH DFND 0 0 0 0 CELSION CORP COMMON EQUITY 15117n305 2 2535 SH DFND 0 0 0 0 WYNN RESORTS LTD COM COMMON EQUITY 983134107 2 20 SH DFND 0 0 0 0 RAYONIER INC COM COMMON EQUITY 754907103 2 46 SH DFND 0 0 0 0 PROLOGIS COMMON EQUITY 74340w103 2 67 SH DFND 0 0 0 0 INGLES MARKETS COMMON EQUITY 457030104 2 100 SH DFND 0 0 0 0 PRICE T ROWE GROUP INC COM COMMON EQUITY 74144t108 2 34 SH DFND 0 0 0 0 WABCO HLDGS INC COM COMMON EQUITY 92927k102 2 33 SH DFND 0 0 0 0 MEAD JOHNSON NUTRITION CO COM CL A COMMON EQUITY 582839106 2 31 SH DFND 0 0 0 0 PITNEY BOWES INC COMMON EQUITY 724479100 2 166 SH DFND 0 0 0 0 DISCOVER FINL SVCS COM INC COMMON EQUITY 254709108 2 50 SH DFND 0 0 0 0 OFFICE DEPOT INC COM COMMON EQUITY 676220106 2 610 SH DFND 0 0 0 0 CAMECO CORP COM COMMON EQUITY 13321l108 2 112 SH DFND 0 0 0 0 NOBLE ENERGY INC COM COMMON EQUITY 655044105 2 38 SH DFND 0 0 0 0 DDR CORP COMMON EQUITY 23317h102 2 136 SH DFND 0 0 0 0 INTERVAL LEISURE GROUP COM COMMON EQUITY 46113m108 2 112 SH DFND 0 0 0 0 SEVEN & I HOLDINGS CO COMMON EQUITY 81783h105 2 29 SH DFND 0 0 0 0 LIVE NATION INC COM COMMON EQUITY 538034109 2 135 SH DFND 0 0 0 0 SUNCOKE COMMON EQUITY 86722a103 2 147 SH DFND 0 0 0 0 PENTAIR LTD COMMON EQUITY h6169q108 2 35 SH DFND 0 0 0 0 CENDANT COMMON EQUITY 053774105 2 70 SH DFND 0 0 0 0 BROADRIDGE FINL SOLUTIONS INC COMMON EQUITY 11133t103 1 75 SH DFND 0 0 0 0 PACCAR INC COMMON EQUITY 693718108 1 37 SH DFND 0 0 0 0 ALPINE TOTAL DYNAMIC DIVID FD (AOD) EXCHANGE TRADED PRODUCT 021060108 1 500 SH DFND 0 0 0 0 JOHN BEAN TECHNOLOGIES CORP COM COMMON EQUITY 477839104 1 92 SH DFND 0 0 0 0 TRANSOCEAN LTD COMMON EQUITY h8817h100 1 40 SH DFND 0 0 0 0 RADIOSHACK CORP COMMON EQUITY 750438103 1 600 SH DFND 0 0 0 0 CAL MAINE FOODS INC COM COMMON EQUITY 128030202 1 40 SH DFND 0 0 0 0 BOSTON SCIENTIFIC CORP COMMON EQUITY 101137107 1 200 SH DFND 0 0 0 0 CABLEVISION SYS CORP COMMON EQUITY 12686c109 1 110 SH DFND 0 0 0 0 AMC NETWORKS COMMON EQUITY 00164v103 1 27 SH DFND 0 0 0 0 HOST HOTELS & RESORTS INC COMMON EQUITY 44107p104 1 101 SH DFND 0 0 0 0 PEPCO HLDGS INC COM COMMON EQUITY 713291102 1 83 SH DFND 0 0 0 0 KINROSS GOLD CORP COM NO PAR COMMON EQUITY 496902404 1 327 SH DFND 0 0 0 0 ELEMENTS ROGERS AGRICULTURE (RJA) EXCHANGE TRADED PRODUCT 870297603 1 200 SH DFND 0 0 0 0 KRISPY KREME DOUGHNUTS COM COMMON EQUITY 501014104 1 94 SH DFND 0 0 0 0 CAPITAL ONE FINL CORP COM COMMON EQUITY 14040h105 1 26 SH DFND 0 0 0 0 FEDERAL NATL MTG ASSN PFD DIV 5.5% CALLABL PREFERRED EQUITY 313586828 1 200 SH DFND 0 0 0 0 LSI CORP COM COMMON EQUITY 502161102 1 223 SH DFND 0 0 0 0 CERNER CORP COMMON EQUITY 156782104 1 16 SH DFND 0 0 0 0 HECLA MINING COMPANY COMMON EQUITY 422704106 1 509 SH DFND 0 0 0 0 PANERA BREAD CO CL A COMMON EQUITY 69840w108 1 8 SH DFND 0 0 0 0 BLACKROCK CORPORATE HIGH YIELD (CYE) EXCHANGE TRADED PRODUCT 09255m104 1 200 SH DFND 0 0 0 0 WORLD FUEL SERVICES CORP COMMON STOCK COMMON EQUITY 981475106 1 37 SH DFND 0 0 0 0 HARMAN INTL INDS INC COM COMMON EQUITY 413086109 1 26 SH DFND 0 0 0 0 RAMCO GERSHENSON PPTYS TR COM SH BEN INT COMMON EQUITY 751452202 1 88 SH DFND 0 0 0 0 TORONTO DOMINION BK COM NEW COMMON EQUITY 891160509 1 17 SH DFND 0 0 0 0 CELANESE CORP COMMON EQUITY 150870103 1 30 SH DFND 0 0 0 0 ESTEE LAUDER COS COMMON EQUITY 518439104 1 20 SH DFND 0 0 0 0 MOSAIC CO COM COMMON EQUITY 61945c103 1 24 SH DFND 0 0 0 0 SOUTHWEST AIRLINES CO COMMON EQUITY 844741108 1 100 SH DFND 0 0 0 0 NRG ENERGY INC COM NEW COMMON EQUITY 629377508 1 48 SH DFND 0 0 0 0 PHOTONICS CORP COMMON EQUITY 44980x109 1 21 SH DFND 0 0 0 0 LIBERTY ALL STAR EQUITY FD SBI (USA) EXCHANGE TRADED PRODUCT 530158104 1 245 SH DFND 0 0 0 0 PIMCO FLOATING RATE STRATEGY FD COM (PFN) EXCHANGE TRADED PRODUCT 72201j104 1 118 SH DFND 0 0 0 0 SUPERGEN INC COMMON EQUITY 04624b103 1 300 SH DFND 0 0 0 0 PINNACLE WEST CAPITAL CORP COMMON EQUITY 723484101 1 22 SH DFND 0 0 0 0 CHICOS FAS INC COMMON EQUITY 168615102 1 70 SH DFND 0 0 0 0 ROWAN COMPANIES PLC SHS CLASS A COMMON EQUITY g7665a101 1 35 SH DFND 0 0 0 0 YAMANA GOLD INC COM COMMON EQUITY 98462Y100 1 122 SH DFND 0 0 0 0 HUDSON CITY BANCORP COM COMMON EQUITY 443683107 1 125 SH DFND 0 0 0 0 BALLARD POWER SYSTEMS COMMON EQUITY 058586108 1 600 SH DFND 0 0 0 0 STILLWATER MINING CO COMMON STOCK COMMON EQUITY 86074q102 1 100 SH DFND 0 0 0 0 POTASH CORP OF SASKATCHEWAN INC COM COMMON EQUITY 73755l107 1 28 SH DFND 0 0 0 0 ALASKA AIR GROUP COMMON EQUITY 011659109 1 20 SH DFND 0 0 0 0 QUICKSILVER RES INC COM COMMON EQUITY 74837r104 1 600 SH DFND 0 0 0 0 HUNTINGTON INGALLS COMMON EQUITY 446413106 0 17 SH DFND 0 0 0 0 ASCENT MEDIA CORP COMMON EQUITY 043632108 0 12 SH DFND 0 0 0 0 MOTORS LIQ CO GUC TR COM COMMON EQUITY 62010u101 0 30 SH DFND 0 0 0 0 NUANCE COMMUNICATIONS COM COMMON EQUITY 67020y100 0 48 SH DFND 0 0 0 0 CYTEC INDS INC COMMON EQUITY 232820100 0 12 SH DFND 0 0 0 0 MARRIOTT VACATIONS WORLDWIDE COMMON EQUITY 57164y107 0 20 SH DFND 0 0 0 0 NCR CORP COM COMMON EQUITY 62886E108 0 26 SH DFND 0 0 0 0 TIBCO SOFTWARE INC COM COMMON EQUITY 88632q103 0 40 SH DFND 0 0 0 0 STEC INC COM COMMON EQUITY 784774101 0 126 SH DFND 0 0 0 0 HERBALIFE LTD COM USD SHS COMMON EQUITY g4412g101 0 18 SH DFND 0 0 0 0 ALLIANCEBERNSTEIN INCOME FD INC (ACG) EXCHANGE TRADED PRODUCT 01881e101 0 108 SH DFND 0 0 0 0 GREAT PLAINS ENERGY INC COM COMMON EQUITY 391164100 0 34 SH DFND 0 0 0 0 PUTNAM PREMIER INCOME CLOSED END 746853100 0 139 SH DFND 0 0 0 0 ELAN PLC ADR REPSTG SHS COMMON EQUITY 284131208 0 51 SH DFND 0 0 0 0 BROCADE COMMUNICATIONS COMMON EQUITY 111621306 0 125 SH DFND 0 0 0 0 PHH CORP COM NEW COMMON EQUITY 693320202 0 32 SH DFND 0 0 0 0 AXCELIS TECHNOLOGIES COMMON EQUITY 054540109 0 342 SH DFND 0 0 0 0 EARTHLINK INC COM COMMON EQUITY 270321102 0 100 SH DFND 0 0 0 0 HSN INC COM COMMON EQUITY 404303109 0 11 SH DFND 0 0 0 0 ICAHAN ENTERPRISES COMMON EQUITY 451100101 0 8 SH DFND 0 0 0 0 ROYAL GOLD INC COMMON EQUITY 780287108 0 13 SH DFND 0 0 0 0 FINISH LINE INC COMMON EQUITY 317923100 0 25 SH DFND 0 0 0 0 RF MICRO DEVICES INC COM COMMON EQUITY 749941100 0 100 SH DFND 0 0 0 0 KIMCO REALTY CORP COM COMMON EQUITY 49446r109 0 24 SH DFND 0 0 0 0 INTEGRA LIFESCIENCES COMMON EQUITY 457985208 0 14 SH DFND 0 0 0 0 FIRSTMERIT BANCORP COMMON EQUITY 337915102 0 24 SH DFND 0 0 0 0 MACYS INC COM COMMON EQUITY 55616p104 0 10 SH DFND 0 0 0 0 ULTRATECH INC COM COMMON EQUITY 904034105 0 13 SH DFND 0 0 0 0 FUSION-IO INC COM COMMON EQUITY 36112j107 0 30 SH DFND 0 0 0 0 PENNEY J C INC COMMON EQUITY 708160106 0 25 SH DFND 0 0 0 0 EDGEWATER TECHNOLOGY COMMON EQUITY 280358102 0 100 SH DFND 0 0 0 0 NORTHERN TRUST CORP COMMON EQUITY 665859104 0 7 SH DFND 0 0 0 0 BANK OF THE CAROLINAS COMMON EQUITY 06425j102 0 691 SH DFND 0 0 0 0 ALCOA INC COMMON EQUITY 013817101 0 50 SH DFND 0 0 0 0 TREE COM INC COM COMMON EQUITY 894675107 0 22 SH DFND 0 0 0 0 ALEXANDRIA REAL ESTATE EQUITIES INC COMMON EQUITY 015271109 0 5 SH DFND 0 0 0 0 MILLER INDUSTRIES NEW COMMON EQUITY 600551204 0 20 SH DFND 0 0 0 0 PENSKE AUTO GROUP INC COM COMMON EQUITY 70959w103 0 10 SH DFND 0 0 0 0 SIMPSON MANUFACTURING CO COMMON EQUITY 829073105 0 10 SH DFND 0 0 0 0 RADIAN GROUP INC COM COMMON EQUITY 750236101 0 24 SH DFND 0 0 0 0 BLACK DIAMOND INC COM COMMON EQUITY 09202g101 0 25 SH DFND 0 0 0 0 TRAVELCENTERS AMER LLC COM COMMON EQUITY 894174101 0 20 SH DFND 0 0 0 0 PEOPLES UTD FINL INC COM COMMON EQUITY 712704105 0 14 SH DFND 0 0 0 0 BLUCORA INC COMMON EQUITY 095229100 0 10 SH DFND 0 0 0 0 SUPERVALU INC COMMON EQUITY 868536103 0 29 SH DFND 0 0 0 0 SCHWAB STRATEGIC TR US SMALL CAP (SCHA) EXCHANGE TRADED PRODUCT 808524607 0 4 SH DFND 0 0 0 0 ROBERT HALF INTL INC COMMON EQUITY 770323103 0 5 SH DFND 0 0 0 0 PIPER JAFFRAY COS COM COMMON EQUITY 724078100 0 5 SH DFND 0 0 0 0 FANNIE MAE COM COMMON EQUITY 313586109 0 100 SH DFND 0 0 0 0 FUELCELL ENERGY INC COM COMMON EQUITY 35952h106 0 100 SH DFND 0 0 0 0 SCHWAB STRATEGIC TR US REIT (SCHH) EXCHANGE TRADED PRODUCT 808524847 0 4 SH DFND 0 0 0 0 CANNABIS SCIENCE INC COMMON EQUITY 137648101 0 3400 SH DFND 0 0 0 0 FELCOR LODGING TR INC COM COMMON EQUITY 31430f101 0 21 SH DFND 0 0 0 0 MURPHY OIL CORP COMMON EQUITY 626717102 0 2 SH DFND 0 0 0 0 LEHMAN BROS HLDGS D CAP TR IV PFD SER L 1 PREFERRED EQUITY 52520b206 0 400 SH DFND 0 0 0 0 FNB UNITED CORP COMMON EQUITY 302519202 0 14 SH DFND 0 0 0 0 EAST WEST BANCORP INC COM COMMON EQUITY 27579r104 0 4 SH DFND 0 0 0 0 JACOBS ENGINEERING GROUP INC COMMON EQUITY 469814107 0 2 SH DFND 0 0 0 0 AOL INC. COMMON EQUITY 00184x105 0 3 SH DFND 0 0 0 0 ISHARES S&P NATL MUNI BOND EXCHANGE TRADED PRODUCT 464288414 0 1015 SH DFND 0 0 0 0 EATON VANCE ENHANCED EQUITY INCOME (EOI) EXCHANGE TRADED PRODUCT 278274105 0 9 SH DFND 0 0 0 0 PIMCO ETF TR 0-5 YR HIGH YIELD CORP (HYS) EXCHANGE TRADED PRODUCT 72201r783 0 450 SH DFND 0 0 0 0 ACCO BRANDS CORP COMMON EQUITY 00081t108 0 16 SH DFND 0 0 0 0 PATRIOT SCIENTIFIC CORP COMMON EQUITY 70336n107 0 1000 SH DFND 0 0 0 0 SPDR GOLD TR GOLD SHS (GLD) EXCHANGE TRADED PRODUCT 78463v107 0 333 SH DFND 0 0 0 0 PROGRESS ENERGY CONTINGENT VALUE OBLIG COMMON EQUITY 743263aa3 0 300 SH DFND 0 0 0 0 TUTOR PERINI CORP COM COMMON EQUITY 901109108 0 5 SH DFND 0 0 0 0 WEBMD HEALTH CORP COM COMMON EQUITY 94770v102 0 3 SH DFND 0 0 0 0 VANGUARD WORLD FDS ENERGY ETF EXCHANGE TRADED PRODUCT 92204a306 0 97 SH DFND 0 0 0 0 PIMCO HIGH INCOME FD COM SHS (PHK) EXCHANGE TRADED PRODUCT 722014107 0 7 SH DFND 0 0 0 0 PIMCO MUN INCOME FD II COM (PML) EXCHANGE TRADED PRODUCT 72200w106 0 7 SH DFND 0 0 0 0 PIONEER FLOATING RATE TR COM (PHD) EXCHANGE TRADED PRODUCT 72369j102 0 6 SH DFND 0 0 0 0 GM WARRANTS EXP 7/10/19 @18.33 WARRANTS 37045v118 0 107 SH DFND 0 0 0 0 ISHARES MSCI CHILE (ECH) EXCHANGE TRADED PRODUCT 464286640 0 335 SH DFND 0 0 0 0 EACO CORP COMMON EQUITY 26824a205 0 22 SH DFND 0 0 0 0 ISHARES TR DJ US TOTL MKT EXCHANGE TRADED PRODUCT 464287846 0 35 SH DFND 0 0 0 0 ISHARES S&P GLOBAL CONS STAPLES EXCHANGE TRADED PRODUCT 464288737 0 220 SH DFND 0 0 0 0 WISDOMTREE TR MIDCAP DIVIDEND FUND EXCHANGE TRADED PRODUCT 97717w505 0 650 SH DFND 0 0 0 0 BARCLAYS BK PLC DJAIG CMDT ETN (DJP) EXCHANGE TRADED PRODUCT 06738c778 0 170 SH DFND 0 0 0 0 POWERSHARES FTSE RAFI US 1000 (PRF) EXCHANGE TRADED PRODUCT 73935x583 0 170411 SH DFND 0 0 0 0 WISDOMTREE TR DIVID EX-FINANCIALS FD (DTN) EXCHANGE TRADED PRODUCT 97717w406 0 650 SH DFND 0 0 0 0 INTERLEUKIN GENETICS COM COMMON EQUITY 458738101 0 150 SH DFND 0 0 0 0 ISHARES INC MSCI THAILAND EXCHANGE TRADED PRODUCT 464286624 0 210 SH DFND 0 0 0 0 ISHARES INC MSCI EMG MKTS MIN VOL (EEMV) EXCHANGE TRADED PRODUCT 464286533 0 13830 SH DFND 0 0 0 0 ISHARES S&P GLOBAL INFO TECHNOLOGY (IXN) EXCHANGE TRADED PRODUCT 464287291 0 150 SH DFND 0 0 0 0 AVIAT NETWORKS INC COM COMMON EQUITY 05366y102 0 22 SH DFND 0 0 0 0 AMR CORP COMMON EQUITY 001765106 0 14 SH DFND 0 0 0 0 HYDROGENICS CORP COMMON EQUITY 448883207 0 4 SH DFND 0 0 0 0 ISHARES TR MSCI USA MOMENTUM FACTOR (MTUM) EXCHANGE TRADED PRODUCT 46432f396 0 31310 SH DFND 0 0 0 0 GM WARRANTS EXP 7/10/16 @10 WARRANTS 37045v126 0 107 SH DFND 0 0 0 0 PIMCO ETF TR SHORT TERM MUN BD (SMMU) EXCHANGE TRADED PRODUCT 72201r874 0 200 SH DFND 0 0 0 0 BEACON PWR CORP COMMON EQUITY 073677205 0 1410 SH DFND 0 0 0 0 LIFEPOINT HOSPITALS COM COMMON EQUITY 53219l109 0 1 SH DFND 0 0 0 0 ISHARES TR MSCI ACWI INDEX EXCHANGE TRADED PRODUCT 464288257 0 2555 SH DFND 0 0 0 0 SPDR WELLS FARGO PFD STOCK ETF (PSK) EXCHANGE TRADED PRODUCT 78464a292 0 1500 SH DFND 0 0 0 0 PATRIOT COAL CORP COM COMMON EQUITY 70336t104 0 230 SH DFND 0 0 0 0 POWERSHARES DEVELOPED MARKETS RAFI EXCHANGE TRADED PRODUCT 73936t789 0 51580 SH DFND 0 0 0 0 JPMORGAN CHASE & ALERIAN MLP (AMJ) EXCHANGE TRADED PRODUCT 46625h365 0 276380 SH DFND 0 0 0 0 WISDOMTREE TR EARNING 500 FD (EPS) EXCHANGE TRADED PRODUCT 97717w588 0 2000 SH DFND 0 0 0 0 EASTMAN KODAK CO COM COMMON EQUITY 277461109 0 291 SH DFND 0 0 0 0 UBS ALERIAN 2X MLP INDEX (MLPL) EXCHANGE TRADED PRODUCT 902664200 0 5000 SH DFND 0 0 0 0 STERLING CONSTRUCTION COMMON EQUITY 859241101 0 4 SH DFND 0 0 0 0 FINISAR CORP COM NEW COMMON EQUITY 31787A507 0 2 SH DFND 0 0 0 0 SCHWAB STRATEGIC TR US BROAD MKT (SCHB) EXCHANGE TRADED PRODUCT 808524102 0 6 SH DFND 0 0 0 0 UBS ALERIAN MLP INDEX (MLPI) EXCHANGE TRADED PRODUCT 902641646 0 61900 SH DFND 0 0 0 0 PHOTOMEDEX INC COM PAR COMMON EQUITY 719358301 0 2 SH DFND 0 0 0 0 SPDR INDEX EURO STOXX 50 (FEZ) EXCHANGE TRADED PRODUCT 78463x202 0 20360 SH DFND 0 0 0 0 MARKET VECTORS INDONESIA (IDX) EXCHANGE TRADED PRODUCT 57060u753 0 90 SH DFND 0 0 0 0 ISHARES MSCI USA MINIMUM VOLATILITY (USMV) EXCHANGE TRADED PRODUCT 46429b697 0 530926 SH DFND 0 0 0 0 POWERSHARES S&P LOW VOLATILITY PORTFOLIO EXCHANGE TRADED PRODUCT 73937b779 0 2080 SH DFND 0 0 0 0 ISHARES TR DOW JONES US REGIONAL BKS (IAT) EXCHANGE TRADED PRODUCT 464288778 0 4320 SH DFND 0 0 0 0 POWERSHARES EMERGING MKT LOW VOL (EELV) EXCHANGE TRADED PRODUCT 73937b662 0 2500 SH DFND 0 0 0 0 BULLETSHARES 2018 HIGH YIELD BOND (BSJI) EXCHANGE TRADED PRODUCT 18383m381 0 25800 SH DFND 0 0 0 0 POWERSHARES GLOBAL AGRICULTURE (PAGG) EXCHANGE TRADED PRODUCT 73936q702 0 100 SH DFND 0 0 0 0 POWERSHS AGRICULTURE FUND (DBA) EXCHANGE TRADED PRODUCT 73936b408 0 1980 SH DFND 0 0 0 0 SCHWAB STRATEGIC TR INTL EQUITY (SCHF) EXCHANGE TRADED PRODUCT 808524805 0 5 SH DFND 0 0 0 0 GUGGENHEIM BULLET 2015 HIGH YIELD (BSJF) EXCHANGE TRADED PRODUCT 18383m423 0 29000 SH DFND 0 0 0 0 SCHWAB STRATEGIC EMERGING MKTS EQ (SCHE) EXCHANGE TRADED PRODUCT 808524706 0 5 SH DFND 0 0 0 0 MARKET VECTORS GOLD MINES (GDXJ) EXCHANGE TRADED PRODUCT 57060u589 0 390 SH DFND 0 0 0 0 JPMORGAN CHASE & CO DEP SHS REPSTG 5.50% PREFERRED EQUITY 48126e750 0 2230 SH DFND 0 0 0 0 WELLS FARGO & CO NEW DEP SHS PERP PRFD A PREFERRED EQUITY 949746747 0 1920 SH DFND 0 0 0 0 CONNECTICUT LIGHT & POWER CO PFD PREFERRED EQUITY 207597832 0 179 SH DFND 0 0 0 0 GOLDMAN SACHS GROUP INC 5.95% PERPETUAL PF PREFERRED EQUITY 38145g209 0 1365 SH DFND 0 0 0 0 BB&T CORP DEP SHS REPSTG (BBT PRG) PREFERRED EQUITY 054937800 0 2010 SH DFND 0 0 0 0 PULTE GROUP 7.375% PREFERRED EQUITY 745867200 0 4000 SH DFND 0 0 0 0 HATTERAS FINL CORP CUM REDEEMABLE PFD SER PREFERRED EQUITY 41902r400 0 6820 SH DFND 0 0 0 0 UBS 2X WELLS FARGO BUSINESS DLVP (BDCL) EXCHANGE TRADED PRODUCT 90267b765 0 17850 SH DFND 0 0 0 0 MERRILL LYNCH CP TR II PFD GDR TR PREFERRED EQUITY 59024t203 0 100 SH DFND 0 0 0 0 MERRILL LYNCH K SERIES 6.45% PREFERRED EQUITY 590199204 0 1300 SH DFND 0 0 0 0 ASSURED GTY MUN HLDGS INC NT PREFERRED EQUITY 04623a403 0 1500 SH DFND 0 0 0 0 GOLDMAN SACHS FLOATING PFD SERIES C PREFERRED EQUITY 38144x609 0 1400 SH DFND 0 0 0 0 POWERSHARES US DOLLAR BULL (UUP) EXCHANGE TRADED PRODUCT 73936d107 0 2775 SH DFND 0 0 0 0 POWERSHARES FTSE RAFI EMERGING MKTS (PXH) EXCHANGE TRADED PRODUCT 73936t763 0 5000 SH DFND 0 0 0 0 ISHARES TR MSCI ALL COUNTRY ASIA EX JAPAN EXCHANGE TRADED PRODUCT 464288182 0 259 SH DFND 0 0 0 0 STANDARD HLDGS GROUP COMMON EQUITY 853471100 0 6374 SH DFND 0 0 0 0 VANGUARD INDEX FDS VANGUARD EXTENDED MKT E EXCHANGE TRADED PRODUCT 922908652 0 377 SH DFND 0 0 0 0 AMR CORP DEL PUB INCOME NT PINES 7.875% PREFERRED EQUITY 001765866 0 100 SH DFND 0 0 0 0 GLOBAL CHINA CONSUMER (CHIQ) EXCHANGE TRADED PRODUCT 37950e408 0 3000 SH DFND 0 0 0 0 CLAYMORE/BNY MELLON FRONTIER MKTS (FRN) EXCHANGE TRADED PRODUCT 18383q838 0 1500 SH DFND 0 0 0 0 MORGAN STANLEY FLOATING SERIES A PREFERRED EQUITY 61747s504 0 71500 SH DFND 0 0 0 0 ENTREMED INC COM NEW COMMON EQUITY 29382f202 0 9 SH DFND 0 0 0 0 ISHARES TR S&P 500 VALUE EXCHANGE TRADED PRODUCT 464287408 0 620 SH DFND 0 0 0 0 ALPS ETF ALERIAN MLP (AMLP) EXCHANGE TRADED PRODUCT 00162q866 0 1100 SH DFND 0 0 0 0 POWERSHARES WATER RESOURCES (PHO) EXCHANGE TRADED PRODUCT 73935x575 0 1150 SH DFND 0 0 0 0 BANK OF AMERICA CORP DEP SHS PREFERRED EQUITY 060505625 0 11900 SH DFND 0 0 0 0 POWERSHARES DIVIDEND ACHIEVERS (PFM) EXCHANGE TRADED PRODUCT 73935x732 0 64550 SH DFND 0 0 0 0 AMERICAN INTL GROUP WT WARRANTS 026874156 0 199 SH DFND 0 0 0 0 GAMCO GLOBAL GOLD & NAT RES & INCOME EXCHANGE TRADED PRODUCT 36465a109 0 200 SH DFND 0 0 0 0 PROTHENA CORP COMMON EQUITY g72800108 0 1 SH DFND 0 0 0 0 COHEN & STEERS CLOSED END OPPORTUNITY FD EXCHANGE TRADED PRODUCT 19248p106 0 3500 SH DFND 0 0 0 0 ROGERS INTL COMMODITY INDEX METALS (RJZ) EXCHANGE TRADED PRODUCT 870297405 0 400 SH DFND 0 0 0 0 ZWEIG FD INC COM NEW EXCHANGE TRADED PRODUCT 989834205 0 3750 SH DFND 0 0 0 0 NUVEEN TAX ADV DIVIDEND GROWTH FUND (JTD) EXCHANGE TRADED PRODUCT 67073g105 0 300 SH DFND 0 0 0 0 ISHARES TR DJ US TELECOMM EXCHANGE TRADED PRODUCT 464287713 0 275 SH DFND 0 0 0 0 WELLS FARGO ADV GLOBAL DIVIDEND OPP (EOD) EXCHANGE TRADED PRODUCT 94987c103 0 650 SH DFND 0 0 0 0 CHS INC PFD 8% PREFERRED EQUITY 12542r209 0 166 SH DFND 0 0 0 0 iSHARES DOW JONES TECHNOLOGY SECTOR EXCHANGE TRADED PRODUCT 464287721 0 1694 SH DFND 0 0 0 0 SELECT SECTOR SPDR HEALTHCARE EXCHANGE TRADED PRODUCT 81369y209 0 932 SH DFND 0 0 0 0 AVAX TECHNOLOGIES INC COM COMMON EQUITY 053495305 0 750 SH DFND 0 0 0 0 ZEGARELLI GROUP INTL COM COMMON EQUITY 989270103 0 400 SH DFND 0 0 0 0 VANGUARD WORLD FDS CONSUM DIS ETF EXCHANGE TRADED PRODUCT 92204a108 0 1758 SH DFND 0 0 0 0 PLUG PWR INC COM NEW COMMON EQUITY 72919p202 0 10 SH DFND 0 0 0 0 NEW ENERGY SYS GROUP COM COMMON EQUITY 643847106 0 30 SH DFND 0 0 0 0 SYNTHEMED INC COM COMMON EQUITY 70319a106 0 167 SH DFND 0 0 0 0 DIGITAL ANGEL CORP NEW COMMON EQUITY 25383a200 0 35 SH DFND 0 0 0 0 UPS CALL JULY @90 OPTIONS ups130720 0 0 SH DFND 0 0 0 0 QCOM @72.50 JULY 2013 OPTIONS 99qaco0ej 0 0 SH DFND 0 0 0 0 RIO @62.50 JULY 2013 OPTIONS 99qacl405 0 0 SH DFND 0 0 0 0 SYCAMORE NETWORKS INC COMMON EQUITY 871206405 0 0 SH DFND 0 0 0 0 INNKEEPERS USA TR 8% PFD SER C CALLABLE 1/ PREFERRED EQUITY 4576j0401 0 500 SH DFND 0 0 0 0 BK @30 JAN 2014 OPTIONS 99qabluvt 0 0 SH DFND 0 0 0 0 MSFT CALL OCT @36 OPTIONS msft13101 0 0 SH DFND 0 0 0 0 DOW @36 SEP 2013 OPTIONS dow130921 0 0 SH DFND 0 0 0 0 ADAL GROUP INC COMMON EQUITY 005473103 0 35 SH DFND 0 0 0 0 CELLULAR PRODUCTS COMMON EQUITY 151164100 0 1000 SH DFND 0 0 0 0 CETEK TECHNOLOGIES INC NEW COMMON EQUITY 157193202 0 326 SH DFND 0 0 0 0 ESC CEF DWS RREEF REAL ESTATE FUND 11 COMMON EQUITY 233esc987 0 19 SH DFND 0 0 0 0 ENVITT CAP GROUP INC COM COMMON EQUITY 29413n109 0 151 SH DFND 0 0 0 0 HEALTHNOSTICS INC COM PAR COMMON EQUITY 422250308 0 4 SH DFND 0 0 0 0 RSTK HEALTHNOSTICS INC COM COMMON EQUITY 422250894 0 35 SH DFND 0 0 0 0 IBSG INTL INC COM NEW COMMON EQUITY 449236207 0 120 SH DFND 0 0 0 0 IFS INTL COMMON EQUITY 449515303 0 4000 SH DFND 0 0 0 0 INFORMATION ARCHITECTS COMMON EQUITY 45669r701 0 1 SH DFND 0 0 0 0 INTERVISUAL BOOKS INC COMMON EQUITY 460918105 0 1200 SH DFND 0 0 0 0 ESCROW MIRANT CORP COM NEW COMMON EQUITY 604675991 0 693 SH DFND 0 0 0 0 NORTEL NETWORKS NEW COM COMMON EQUITY 656568508 0 60 SH DFND 0 0 0 0 PAPERFREE MED SOLUTION COM COMMON EQUITY 698830106 0 50 SH DFND 0 0 0 0 SKYBRIDGE TECH GRP INC COM NEW COMMON EQUITY 83082v504 0 1 SH DFND 0 0 0 0 TSB FINL CORP COM COMMON EQUITY 872805106 0 665 SH DFND 0 0 0 0 TAMIJA GOLD & DIAMOND COM COMMON EQUITY 87509p107 0 1 SH DFND 0 0 0 0 TELYNX INC CL A PAR 0.01 COMMON EQUITY 87972e308 0 2 SH DFND 0 0 0 0 YARC SYS INC COMMON EQUITY 984859108 0 500 SH DFND 0 0 0 0 100,000THS FIRST HORIZON NATIONAL CORP COMMON EQUITY dca517101 0 1031254 SH DFND 0 0 0 0 100,000THS KINDER MORGAN MGMT LLC SHS COMMON EQUITY EKE55U103 0 426565 SH DFND 0 0 0 0 STONE RESURCES LTD SHS COMMON EQUITY G85128109 0 167 SH DFND 0 0 0 0 WELLS FARGO & CO NEW PFD DIVID EQUALIZATIO PREFERRED EQUITY 949746887 0 5 SH DFND 0 0 0 0 FEDERAL HOME LN MTG CP PFD 8.375% NCM PREFERRED EQUITY 313400624 0 600 SH DFND 0 0 0 0 WELLS FARGO & CO DIVIDEND EQUAL 8% SER J PREFERRED EQUITY kek746889 0 110800 SH DFND 0 0 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF EXCHANGE TRADED PRODUCT 92204a603 0 195 SH DFND 0 0 0 0 ISHARES TR S&P500 GRW (IVW) EXCHANGE TRADED PRODUCT 464287309 0 222 SH DFND 0 0 0 0 VANGUARD MID CAP (VO) EXCHANGE TRADED PRODUCT 922908629 0 334 SH DFND 0 0 0 0 WISDOMTREE TR INTL DIVID EX FINLS (DOO) EXCHANGE TRADED PRODUCT 97717w786 0 1220 SH DFND 0 0 0 0 AIG WTS EX 1/13/13 WARRANTS acg874152 0 802123 SH DFND 0 0 0 0 KINDER MORGAN WT EXP 2/15/17 WARRANTS 49456b119 0 640 SH DFND 0 0 0 0