Compliance Administrator

0000909012-13-000306.txt : 20130812 0000909012-13-000306.hdr.sgml : 20130812 20130812133846 ACCESSION NUMBER: 0000909012-13-000306 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130812 DATE AS OF CHANGE: 20130812 EFFECTIVENESS DATE: 20130812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Carroll Financial Associates, Inc. CENTRAL INDEX KEY: 0001567784 IRS NUMBER: 561275416 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15116 FILM NUMBER: 131029191 BUSINESS ADDRESS: STREET 1: 4201 CONGRESS STREET, SUITE 210 CITY: CHARLOTTE STATE: NC ZIP: 28209 BUSINESS PHONE: 704-553-8006 MAIL ADDRESS: STREET 1: 4201 CONGRESS STREET, SUITE 210 CITY: CHARLOTTE STATE: NC ZIP: 28209 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001567784 XXXXXXXX 06-30-2013 06-30-2013 Carroll Financial Associates, Inc.

4201 CONGRESS STREET, SUITE 210 CHARLOTTE NC 28209

13F HOLDINGS REPORT 028-15116 N Dennis C. Adams Compliance Administrator 704 553 8006 /s/ DENNIS C. ADAMS Charlotte NC 08-08-2013 0 814 9678764 false INFORMATION TABLE 2 aci_13f.xml EXXON MOBIL CORP COM COMMON EQUITY 30231g102 174903 15802 SH DFND 0 0 0 0 JOHNSON & JOHNSON COM COMMON EQUITY 478160104 133286 11444 SH DFND 0 0 0 0 HATTERAS FINL CORP COM COMMON EQUITY 41902r103 432388 10654 SH DFND 0 0 0 0 MICROSOFT CORP COM COMMON EQUITY 594918104 267533 9242 SH DFND 0 0 0 0 BERKSHIRE HATHAWAY B COMMON EQUITY 84670702 73043 8175 SH DFND 0 0 0 0 STANDARD & POORS 500 (SPY) EXCHANGE TRADED PRODUCT 78462f103 40286 6463 SH DFND 0 0 0 0 GENERAL ELECTRIC CO COM COMMON EQUITY 369604103 277534 6436 SH DFND 0 0 0 0 APPLE INC COM COMMON EQUITY 037833100 14204 5632 SH DFND 0 0 0 0 JP MORGAN CHASE & CO COMMON EQUITY 46625h100 106290 5611 SH DFND 0 0 0 0 SPECTRA ENERGY CORP COM COMMON EQUITY 847560109 146330 5043 SH DFND 0 0 0 0 DOW CHEM CO COMMON EQUITY 260543103 155793 5012 SH DFND 0 0 0 0 OAKTREE CAP GROUP LLC COMMON EQUITY 674001201 89450 4701 SH DFND 0 0 0 0 PFIZER INC COM COMMON EQUITY 717081103 120454 3374 SH DFND 0 0 0 0 DUKE ENERGY COMMON EQUITY 26441c204 49526 3343 SH DFND 0 0 0 0 VANGUARD SPECIALIZED PORTFOLIOS DIV (VIG) EXCHANGE TRADED PRODUCT 921908844 47583 3150 SH DFND 0 0 0 0 PARK STERLING BANK COMMON EQUITY 70086y105 499152 2950 SH DFND 0 0 0 0 LOWES COS INC COMMON EQUITY 548661107 69268 2833 SH DFND 0 0 0 0 APPLIED MATERIALS INC COMMON EQUITY 038222105 171620 2561 SH DFND 0 0 0 0 BB & T CORP COMMON EQUITY 054937107 74021 2508 SH DFND 0 0 0 0 BANK OF AMERICA PFD CLASS E FLOATING PREFERRED EQUITY 060505815 106707 2453 SH DFND 0 0 0 0 PROCTER & GAMBLE CO COM COMMON EQUITY 742718109 28809 2218 SH DFND 0 0 0 0 AUTOMATIC DATA PROCESSING INC COMMON EQUITY 053015103 29773 2050 SH DFND 0 0 0 0 CISCO SYSTEMS INC COMMON EQUITY 17275R102 79856 1943 SH DFND 0 0 0 0 BANK OF NEW YORK MELLON CORP COMMON EQUITY 064058100 67371 1890 SH DFND 0 0 0 0 RANGE RES CORP COM COMMON EQUITY 75281A109 22346 1728 SH DFND 0 0 0 0 SYSCO CORP COMMON EQUITY 871829107 48644 1662 SH DFND 0 0 0 0 WELLS FARGO & CO NEW COM COMMON EQUITY 949746101 38527 1590 SH DFND 0 0 0 0 3M CO COM COMMON EQUITY 88579Y101 13922 1522 SH DFND 0 0 0 0 CHEVRON CORP COMMON EQUITY 166764100 12649 1497 SH DFND 0 0 0 0 PEPSICO INC COMMON EQUITY 713448108 17882 1463 SH DFND 0 0 0 0 GOLDMAN SACHS FLOATING PFD SERIES A PREFERRED EQUITY 38143y665 67200 1458 SH DFND 0 0 0 0 WESTERN UN CO COM COMMON EQUITY 959802109 84624 1448 SH DFND 0 0 0 0 NUCOR CORP COM COMMON EQUITY 670346105 33049 1432 SH DFND 0 0 0 0 FREEPORT MCMORAN COPPER & GOLD INC CLASS B COMMON EQUITY 35671D857 50996 1408 SH DFND 0 0 0 0 ISHARES TR S&P 500 INDEX (IVV) EXCHANGE TRADED PRODUCT 464287200 8690 1398 SH DFND 0 0 0 0 MCDONALDS CORP COMMON EQUITY 580135101 13800 1366 SH DFND 0 0 0 0 PIEDMONT NAT GAS INC COM COMMON EQUITY 720186105 39858 1345 SH DFND 0 0 0 0 COCA COLA COMPANY COMMON EQUITY 191216100 32210 1292 SH DFND 0 0 0 0 HORMEL FOODS CORP COM COMMON EQUITY 440452100 32774 1264 SH DFND 0 0 0 0 INTERNATIONAL BUSINESS MACHINES COMMON EQUITY 459200101 6492 1241 SH DFND 0 0 0 0 QUALCOMM INC COMMON EQUITY 747525103 20137 1230 SH DFND 0 0 0 0 UNITED PARCEL SVC INC CL B COMMON EQUITY 911312106 14164 1225 SH DFND 0 0 0 0 HARVEST NATURAL RESOURCES COMMON EQUITY 41754v103 358800 1112 SH DFND 0 0 0 0 PHILIP MORRIS INTL INC COM COMMON EQUITY 718172109 12581 1090 SH DFND 0 0 0 0 OCCIDENTAL PETROLEUM CORP COMMON EQUITY 674599105 12016 1072 SH DFND 0 0 0 0 FIFTH ST FIN CORP COMMON EQUITY 31678a103 99200 1037 SH DFND 0 0 0 0 CONOCOPHILLIPS COM COMMON EQUITY 20825c104 16517 999 SH DFND 0 0 0 0 SONOCO PRODUCTS CO COMMON EQUITY 835495102 28773 995 SH DFND 0 0 0 0 UNITED TECHNOLOGIES CORP DEL COM COMMON EQUITY 913017109 10477 974 SH DFND 0 0 0 0 ROYAL BK CDA MONTREAL QUE COMMON EQUITY 780087102 16656 971 SH DFND 0 0 0 0 AT&T INC COMMON EQUITY 00206r102 27116 960 SH DFND 0 0 0 0 SOUTHERN CO COM COMMON EQUITY 842587107 21016 927 SH DFND 0 0 0 0 BAKER HUGHES INC COMMON EQUITY 057224107 19201 886 SH DFND 0 0 0 0 BANK OF AMERICA COMMON EQUITY 060505104 67212 864 SH DFND 0 0 0 0 CHAMBERS STR PPTYS COM COMMON EQUITY 157842105 73722 737 SH DFND 0 0 0 0 PEOPLES BK N C COM COMMON EQUITY 710577107 54500 703 SH DFND 0 0 0 0 UNION BANKSHARES CORP COM COMMON EQUITY 90662p104 34011 700 SH DFND 0 0 0 0 ZIMMER HLDGS INC COM COMMON EQUITY 98956p102 8995 674 SH DFND 0 0 0 0 HOME DEPOT INC COM COMMON EQUITY 437076102 8270 641 SH DFND 0 0 0 0 VANGUARD INDEX FDS VANGUARD GROWTH (VUG) EXCHANGE TRADED PRODUCT 922908736 8157 637 SH DFND 0 0 0 0 MONSANTO CO NEW COM COMMON EQUITY 61166W101 6224 615 SH DFND 0 0 0 0 VANGUARD INDEX FDS VANGUARD VALUE (VPL) EXCHANGE TRADED PRODUCT 922908744 8850 598 SH DFND 0 0 0 0 COVIDIEN PLC COMMON EQUITY g2554f113 8856 557 SH DFND 0 0 0 0 VERIZON COMMUNICATIONS COM COMMON EQUITY 92343V104 10961 552 SH DFND 0 0 0 0 SCANA CORP NEW COMMON EQUITY 80589M102 11021 541 SH DFND 0 0 0 0 WILLIAMS COS INC COM COMMON EQUITY 969457100 16100 523 SH DFND 0 0 0 0 TALISMAN ENERGY INC COM COMMON EQUITY 87425E103 43960 502 SH DFND 0 0 0 0 EV RISK MGD DIVERSIFIED EQUITY (ETJ) EXCHANGE TRADED PRODUCT 27829g106 46000 501 SH DFND 0 0 0 0 WAL MART STORES INC COMMON EQUITY 931142103 6695 499 SH DFND 0 0 0 0 SUPERIOR INDUSTRIES INTL INC COMMON EQUITY 868168105 27900 480 SH DFND 0 0 0 0 ISHARES TR S&P MIDCAP 400 INDEX (IJH) EXCHANGE TRADED PRODUCT 464287507 4155 480 SH DFND 0 0 0 0 BRISTOL MYERS SQUIBB CO COM COMMON EQUITY 110122108 10651 476 SH DFND 0 0 0 0 ALTRIA GROUP INC COMMON EQUITY 02209s103 13591 476 SH DFND 0 0 0 0 BEMIS INC COMMON EQUITY 081437105 12000 470 SH DFND 0 0 0 0 DISNEY WALT CO DISNEY COM COMMON EQUITY 254687106 7133 450 SH DFND 0 0 0 0 LINCOLN NATL CORP IND COMMON EQUITY 534187109 12074 440 SH DFND 0 0 0 0 SECTOR SPDR INT TECHNOLOGY (XLK) EXCHANGE TRADED PRODUCT 81369y803 14377 440 SH DFND 0 0 0 0 PHILLIPS 66 COMMON EQUITY 718546104 7166 422 SH DFND 0 0 0 0 NEWMONT MINING CORP (HLDG CO) COMMON EQUITY 651639106 13549 406 SH DFND 0 0 0 0 DU PONT E I DE NEMOURS & COMPANY COMMON EQUITY 263534109 7726 406 SH DFND 0 0 0 0 VISA INC COM CL A COMMON EQUITY 92826c839 2213 404 SH DFND 0 0 0 0 AFLAC INC COMMON EQUITY 001055102 6946 404 SH DFND 0 0 0 0 BECTON DICKINSON & CO COMMON EQUITY 075887109 4014 397 SH DFND 0 0 0 0 HARTFORD FINL SVCS COMMON EQUITY 416515104 12423 384 SH DFND 0 0 0 0 AMERICAN INTL GROUP INC COMMON EQUITY 026874784 8521 381 SH DFND 0 0 0 0 ORACLE CORP COM COMMON EQUITY 68389X105 12374 380 SH DFND 0 0 0 0 INTEL CORP COM COMMON EQUITY 458140100 15521 376 SH DFND 0 0 0 0 KINDER MORGAN ENERGY PARTNERS LP COMMON EQUITY 494550106 4370 373 SH DFND 0 0 0 0 AMGEN INC COMMON EQUITY 031162100 3773 372 SH DFND 0 0 0 0 BNC BANCORP COMMON EQUITY 05566T101 32474 371 SH DFND 0 0 0 0 DOMINION RES INC VA COM COMMON EQUITY 25746U109 6474 368 SH DFND 0 0 0 0 VANGUARD INDEX FDS VANGUARD LARGE CAP (VV) EXCHANGE TRADED PRODUCT 922908637 4599 338 SH DFND 0 0 0 0 BOEING CO COM COMMON EQUITY 097023105 3274 335 SH DFND 0 0 0 0 GOLDCORP INC COMMON EQUITY 380956409 13334 330 SH DFND 0 0 0 0 GOLUB CAP BDC INC COM COMMON EQUITY 38173m102 18500 324 SH DFND 0 0 0 0 RENT A CENTER INC COMMON EQUITY 76009n100 8200 308 SH DFND 0 0 0 0 MERCK & CO INC NEW COM COMMON EQUITY 58933Y105 6564 305 SH DFND 0 0 0 0 RYDEX S&P 500 EQUAL WEIGHT INDEX (RSP) EXCHANGE TRADED PRODUCT 78355w106 4800 294 SH DFND 0 0 0 0 STATE STREET CORP COM COMMON EQUITY 857477103 4500 293 SH DFND 0 0 0 0 CVS CAREMARK CORP COMMON EQUITY 126650100 4951 283 SH DFND 0 0 0 0 SUNTRUST BKS INC COMMON EQUITY 867914103 8953 283 SH DFND 0 0 0 0 PRAXAIR INC COMMON EQUITY 74005P104 2331 268 SH DFND 0 0 0 0 EXELON CORP COM COMMON EQUITY 30161n101 8475 262 SH DFND 0 0 0 0 FIFTH THIRD BANCORP COMMON EQUITY 316773100 13529 244 SH DFND 0 0 0 0 JOHNSON CONTROLS INC COM COMMON EQUITY 478366107 6785 243 SH DFND 0 0 0 0 EMERSON ELECTRIC COMMON EQUITY 291011104 4281 233 SH DFND 0 0 0 0 AMERICAN EXPRESS COMPANY COMMON EQUITY 025816109 3056 228 SH DFND 0 0 0 0 UNION PACIFIC CORP COM COMMON EQUITY 907818108 1441 222 SH DFND 0 0 0 0 SCHLUMBERGER LTD COM COMMON EQUITY 806857108 3100 222 SH DFND 0 0 0 0 SPDR SER TR S&P DIVID ETF (SDY) EXCHANGE TRADED PRODUCT 78464a763 3295 218 SH DFND 0 0 0 0 ONEOK PARTNERS L P UNIT LTD PARTNERSHIP COMMON EQUITY 68268n103 4400 218 SH DFND 0 0 0 0 DOLLAR TREE INC COMMON EQUITY 256746108 4170 212 SH DFND 0 0 0 0 POWERSHARES QQQ TR UNIT SER 1 (QQQQ) EXCHANGE TRADED PRODUCT 73935a104 2927 209 SH DFND 0 0 0 0 EXPRESS SCRIPTS INC COM COMMON EQUITY 30219g108 3358 207 SH DFND 0 0 0 0 VANGUARD EMERGING MARKETS ETF (VWO) EXCHANGE TRADED PRODUCT 922042858 5314 206 SH DFND 0 0 0 0 TRW AUTOMOTIVE HOLDINGS COM COMMON EQUITY 87264s106 3000 199 SH DFND 0 0 0 0 RAYMOND JAMES FINL INC COM COMMON EQUITY 754730109 4500 193 SH DFND 0 0 0 0 NOVARTIS AG SPONSORED ADR COMMON EQUITY 66987V109 2721 192 SH DFND 0 0 0 0 AMERICAN TOWER REIT COMMON EQUITY 03027x100 2623 192 SH DFND 0 0 0 0 ISHARES DOW JONES SELECT DIVID INDEX (DVY) EXCHANGE TRADED PRODUCT 464287168 2995 192 SH DFND 0 0 0 0 AVAGO TECHNOLOGIES COMMON EQUITY y0486s104 5000 187 SH DFND 0 0 0 0 SANDISK CORP COMMON EQUITY 80004C101 3000 183 SH DFND 0 0 0 0 QEP RES INC COM COMMON EQUITY 74733v100 6000 167 SH DFND 0 0 0 0 KKR FINANCIAL COMMON EQUITY 48248a306 15600 165 SH DFND 0 0 0 0 POWERSHARES AGG PREFERRED (PGX) EXCHANGE TRADED PRODUCT 73936t565 11525 164 SH DFND 0 0 0 0 DE MASTER BLENDERS 1753 COMMON EQUITY n2563n109 9649 154 SH DFND 0 0 0 0 CONSOLIDATED EDISON INC COM COMMON EQUITY 209115104 2588 151 SH DFND 0 0 0 0 MONDELEZ INTL COMMON EQUITY 609207105 5091 145 SH DFND 0 0 0 0 HERSHEY CO COM COMMON EQUITY 427866108 1602 143 SH DFND 0 0 0 0 TARGET CORP COMMON EQUITY 87612e106 2053 141 SH DFND 0 0 0 0 CLOROX CO COM COMMON EQUITY 189054109 1696 141 SH DFND 0 0 0 0 PNC FINL SVCS GROUP INC COM COMMON EQUITY 693475105 1929 141 SH DFND 0 0 0 0 LILLY ELI & CO COM COMMON EQUITY 532457108 2825 139 SH DFND 0 0 0 0 ARCHER DANIELS MIDLAND CO COMMON EQUITY 039483102 4038 137 SH DFND 0 0 0 0 ING GROEP NV 7.375% PREFERRED EQUITY 456837707 5300 132 SH DFND 0 0 0 0 LABORATORY CORP AMER HLDGS COMMON EQUITY 50540r409 1320 132 SH DFND 0 0 0 0 GOOGLE COMMON EQUITY 38259p508 150 132 SH DFND 0 0 0 0 NEWELL RUBBERMAID INC COM COMMON EQUITY 651229106 5000 131 SH DFND 0 0 0 0 ANADARKO PETE CORP COMMON EQUITY 032511107 1525 131 SH DFND 0 0 0 0 OGE ENERGY CORP COMMON EQUITY 670837103 1883 128 SH DFND 0 0 0 0 NIKE INC CLASS B COMMON EQUITY 654106103 2000 127 SH DFND 0 0 0 0 KRAFT FOODS GROUP COMMON EQUITY 50076q106 2272 127 SH DFND 0 0 0 0 WPP PLC COMMON EQUITY 92937a102 1480 126 SH DFND 0 0 0 0 CITIGROUP COMMON EQUITY 172967424 2631 126 SH DFND 0 0 0 0 NATIONAL BANKSHARES INC VA COM COMMON EQUITY 634865109 3500 124 SH DFND 0 0 0 0 BAXTER INTERNATIONAL INC COMMON EQUITY 071813109 1769 123 SH DFND 0 0 0 0 GILEAD SCIENCES INC COMMON EQUITY 375558103 2340 120 SH DFND 0 0 0 0 ENERGY TRANSFER EQUITY UNITS COMMON EQUITY 29273v100 2000 120 SH DFND 0 0 0 0 ISHARES NASDAQ BIOTECHNOLOGY INDEX (IBB) EXCHANGE TRADED PRODUCT 464287556 686 119 SH DFND 0 0 0 0 PPG INDUSTRIES INC COMMON EQUITY 693506107 810 119 SH DFND 0 0 0 0 MARTIN MARIETTA MATERIAL INC COMMON EQUITY 573284106 1200 118 SH DFND 0 0 0 0 CATERPILLAR INC COMMON EQUITY 149123101 1391 115 SH DFND 0 0 0 0 GENUINE PARTS CO COMMON EQUITY 372460105 1435 112 SH DFND 0 0 0 0 NUVEEN EQUITY PREM & GROWTH FD COM (JPG) EXCHANGE TRADED PRODUCT 6706ew100 8000 110 SH DFND 0 0 0 0 BLACKSTONE FINANCIAL (BGB) COMMON EQUITY 09257r101 5800 109 SH DFND 0 0 0 0 YUM BRANDS INC COM COMMON EQUITY 988498101 1555 108 SH DFND 0 0 0 0 GLAXOSMITHKLINE PLC SPONS ADR COMMON EQUITY 37733w105 2150 107 SH DFND 0 0 0 0 DAIMLER AG COMMON EQUITY d1668r123 1777 107 SH DFND 0 0 0 0 QUESTAR CORP COM COMMON EQUITY 748356102 4500 107 SH DFND 0 0 0 0 NEXTERA ENERGY INC COM COMMON EQUITY 65339f101 1269 103 SH DFND 0 0 0 0 LOEWS CORP COM COMMON EQUITY 540424108 2307 102 SH DFND 0 0 0 0 FIDUS INVT CORP COM COMMON EQUITY 316500107 5460 102 SH DFND 0 0 0 0 NEWS CORP CL B COMMON EQUITY 65248e203 3100 102 SH DFND 0 0 0 0 REGIONS FINL CORP NEW COM COMMON EQUITY 7591ep100 10597 101 SH DFND 0 0 0 0 NORFOLK SOUTHERN CORP COMMON EQUITY 655844108 1390 101 SH DFND 0 0 0 0 NISOURCE INC HLDG CO COM STK COMMON EQUITY 65473p105 3491 100 SH DFND 0 0 0 0 VULCAN MATERIALS CO HLDG CO COM COMMON EQUITY 929160109 2000 97 SH DFND 0 0 0 0 COMCAST CORP CL A COMMON EQUITY 20030N101 2311 96 SH DFND 0 0 0 0 NOBLE CORP COMMON EQUITY H5833N103 2550 96 SH DFND 0 0 0 0 CHARLES SCHWAB CORP COM NEW COMMON EQUITY 808513105 4500 96 SH DFND 0 0 0 0 FORD MOTOR CO COMMON EQUITY 345370860 6154 95 SH DFND 0 0 0 0 ISHARES RUSSELL MIDCAP GROWTH INDEX (IWP) EXCHANGE TRADED PRODUCT 464287481 1305 94 SH DFND 0 0 0 0 EATON VANCE TAX MGD BUY WRITE OPP (ETV) EXCHANGE TRADED PRODUCT 27828y108 7150 93 SH DFND 0 0 0 0 BLACKSTONE GROUP L P COM UNIT REPSTG (BX) COMMON EQUITY 09253u108 4400 93 SH DFND 0 0 0 0 COCA COLA BOTTLING CO COMMON EQUITY 191098102 1510 92 SH DFND 0 0 0 0 STARBUCKS CORP COM COMMON EQUITY 855244109 1401 92 SH DFND 0 0 0 0 CSX CORPORATION COMMON EQUITY 126408103 3930 91 SH DFND 0 0 0 0 BLUEHARBOR BANK NC COMMON EQUITY 095613105 13500 88 SH DFND 0 0 0 0 ALLSTATE CORP COMMON EQUITY 020002101 1834 88 SH DFND 0 0 0 0 PREFORMED LINES PRODS CO COMMON EQUITY 740444104 1300 86 SH DFND 0 0 0 0 PRUDENTIAL FINL INC COM COMMON EQUITY 744320102 1146 84 SH DFND 0 0 0 0 CLECO CORP COMMON EQUITY 12561w105 1800 84 SH DFND 0 0 0 0 ING GROEP N V 8.5% PERPETUAL HYBRID CAP SE PREFERRED EQUITY 456837806 3125 79 SH DFND 0 0 0 0 ROSS STORES INC COMMON EQUITY 778296103 1219 79 SH DFND 0 0 0 0 SELECT SECTOR SPDR TR ENERGY (XLE) EXCHANGE TRADED PRODUCT 81369y506 998 78 SH DFND 0 0 0 0 KINDER MORGAN COMMON EQUITY 49456b101 2018 77 SH DFND 0 0 0 0 EATON CORP COMMON EQUITY g29183103 1162 76 SH DFND 0 0 0 0 AARONS INC CL A COMMON EQUITY 002535300 2700 76 SH DFND 0 0 0 0 AMERICAN ELECTRIC POWER CO COMMON EQUITY 025537101 1685 75 SH DFND 0 0 0 0 MARKET VECTORS ETF TR GOLD MINERS (GDX) EXCHANGE TRADED PRODUCT 57060u100 3015 74 SH DFND 0 0 0 0 O'REILLY AUTOMOTIVE INC COM COMMON EQUITY 67103h107 653 74 SH DFND 0 0 0 0 HONEYWELL INTL INC COMMON EQUITY 438516106 912 72 SH DFND 0 0 0 0 GENERAL MILLS INC COM COMMON EQUITY 370334104 1484 72 SH DFND 0 0 0 0 GOLDMAN SACHS GROUP COMMON EQUITY 38141g104 469 71 SH DFND 0 0 0 0 ISHARES TR S&P U S PFD STK INDEX (PFF) EXCHANGE TRADED PRODUCT 464288687 1800 71 SH DFND 0 0 0 0 SHERWIN WILLIAMS CO COMMON EQUITY 824348106 400 71 SH DFND 0 0 0 0 FIRST FINL HLDGS INC NEW COM COMMON EQUITY 32023e105 1381 70 SH DFND 0 0 0 0 CHUBB CORP COMMON EQUITY 171232101 820 69 SH DFND 0 0 0 0 CATO CORP NEW CL A COMMON EQUITY 149205106 2763 69 SH DFND 0 0 0 0 VANGUARD WORLD CONSUMER STAPLES (VDC) EXCHANGE TRADED PRODUCT 92204a207 669 68 SH DFND 0 0 0 0 EMC CORP (MASS) COM COMMON EQUITY 268648102 2873 68 SH DFND 0 0 0 0 SUNCOR ENERGY INC NEW COM COMMON EQUITY 867224107 2300 68 SH DFND 0 0 0 0 MARKET VECTORS ETF SHORT MUNI INDEX (SMB) EXCHANGE TRADED PRODUCT 57060u803 3871 68 SH DFND 0 0 0 0 DEERE & CO COMMON EQUITY 244199105 813 66 SH DFND 0 0 0 0 US BANCORP DEL COM COMMON EQUITY 902973304 1771 64 SH DFND 0 0 0 0 HILLSHIRE BRANDS CO COM COMMON EQUITY 432589109 1929 64 SH DFND 0 0 0 0 NAVIGANT CONSULTING COMMON EQUITY 63935n107 5300 64 SH DFND 0 0 0 0 PAYCHEX INC COMMON EQUITY 704326107 1737 63 SH DFND 0 0 0 0 FIRST HORIZON NATL CORP COM COMMON EQUITY 320517105 5636 63 SH DFND 0 0 0 0 VIACOM INC CL B COMMON EQUITY 92553p201 924 63 SH DFND 0 0 0 0 DIVDEND CAPITAL DIVERSIFIED PROPERTY COMMON EQUITY 225994706 9306 63 SH DFND 0 0 0 0 FMC CORP NEW COMMON EQUITY 302491303 1009 62 SH DFND 0 0 0 0 ABBOTT LABORATORIES COMMON EQUITY 2824100 1742 61 SH DFND 0 0 0 0 FRANKLIN RESOURCES INC COMMON EQUITY 354613101 439 60 SH DFND 0 0 0 0 POWERSHARES DYNAMIC TECHNOLOGY (PTF) EXCHANGE TRADED PRODUCT 73935x344 1980 59 SH DFND 0 0 0 0 MEDTRONIC INC COMMON EQUITY 585055106 1145 59 SH DFND 0 0 0 0 HENRY SCHEIN INC COMMON EQUITY 806407102 600 57 SH DFND 0 0 0 0 BUCKEYE PARTNERS L.P COMMON EQUITY 118230101 800 56 SH DFND 0 0 0 0 ENSCO PLC A COMMON EQUITY g3157s106 960 56 SH DFND 0 0 0 0 SPECTRA ENERGY PARTNERS COMMON EQUITY 84756n109 1200 55 SH DFND 0 0 0 0 DR PEPPER SNAPPLE GROUP INC COMMON EQUITY 26138e109 1200 55 SH DFND 0 0 0 0 BAC CAP TR VIII 6% GTD CAP SEC INC SER A P PREFERRED EQUITY 05518t209 2200 55 SH DFND 0 0 0 0 NUVEEN NC PREMIUM INCOME MUNI CLOSED END 67060P100 4210 55 SH DFND 0 0 0 0 ABERCROMBIE & FITCH CO CL A COMMON EQUITY 002896207 1204 54 SH DFND 0 0 0 0 HALLIBURTON CO COM COMMON EQUITY 406216101 1304 54 SH DFND 0 0 0 0 ISHARES TR S&P SMALLCAP 600 INDEX (IJR) EXCHANGE TRADED PRODUCT 464287804 600 54 SH DFND 0 0 0 0 CENTRAL FD COMMON EQUITY 153501101 3970 54 SH DFND 0 0 0 0 SIGMA ALDRICH COMMON EQUITY 826552101 670 54 SH DFND 0 0 0 0 WACHOVIA PRF FDG CORP PERP PFD SECS SER A PREFERRED EQUITY 92977v206 2000 54 SH DFND 0 0 0 0 COSTCO WHSL CORP COMMON EQUITY 22160k105 479 53 SH DFND 0 0 0 0 ISHARES INC MSCI BRAZIL (EWZ) EXCHANGE TRADED PRODUCT 464286400 1200 53 SH DFND 0 0 0 0 XCEL ENERGY INC COMMON EQUITY 98389b100 1838 52 SH DFND 0 0 0 0 XYLEM INC COMMON EQUITY 98419m100 1900 51 SH DFND 0 0 0 0 EASTMAN CHEMICAL CO COMMON EQUITY 277432100 730 51 SH DFND 0 0 0 0 DIEBOLD COMMON EQUITY 253651103 1500 51 SH DFND 0 0 0 0 ACTAVIS INC COMMON EQUITY 00507k103 400 50 SH DFND 0 0 0 0 WATERS CORP COM COMMON EQUITY 941848103 495 50 SH DFND 0 0 0 0 VANGUARD WHITEHALL FDS HIGH DIVIDEND YIELD EXCHANGE TRADED PRODUCT 921946406 865 49 SH DFND 0 0 0 0 CNB CORP CDT COM ISSUE INACTIVE COMMON EQUITY 12612r105 1080 48 SH DFND 0 0 0 0 AVON PRODS INC COMMON EQUITY 054303102 2257 47 SH DFND 0 0 0 0 VANGUARD INDEX TOTAL STK MKT (VTV) EXCHANGE TRADED PRODUCT 922908769 563 47 SH DFND 0 0 0 0 NVR INC COM COMMON EQUITY 62944t105 50 46 SH DFND 0 0 0 0 ROCKWELL AUTOMATION INC COM FORMERLY ROCKW COMMON EQUITY 773903109 554 46 SH DFND 0 0 0 0 PIONEER NAT RES CO COM COMMON EQUITY 723787107 316 46 SH DFND 0 0 0 0 RAYTHEON CO COM NEW COMMON EQUITY 755111507 687 45 SH DFND 0 0 0 0 AUXILIUM PHARMACEUTICL COMMON EQUITY 05334d107 2700 45 SH DFND 0 0 0 0 CORNING INC COM COMMON EQUITY 219350105 3110 44 SH DFND 0 0 0 0 THERMO FISHER SCIENTIFIC INC COMMON EQUITY 883556102 520 44 SH DFND 0 0 0 0 SPRINT COMMON EQUITY 85207U105 6259 44 SH DFND 0 0 0 0 VANGUARD INDEX FDS REIT ETF (VNQ) EXCHANGE TRADED PRODUCT 922908553 633 44 SH DFND 0 0 0 0 LIBERTY MEDIA CORP DELAWARE CL A COMMON EQUITY 531229102 341 43 SH DFND 0 0 0 0 ABBVIE INC COMMON EQUITY 00287y109 1042 43 SH DFND 0 0 0 0 CITIGROUP CAP IX TR PFD SECS 6.00% CALLABL PREFERRED EQUITY 173066200 1700 42 SH DFND 0 0 0 0 TEXAS INSTRUMENTS INC COMMON EQUITY 882508104 1211 42 SH DFND 0 0 0 0 TWO HBRS INVT CORP COM COMMON EQUITY 90187b101 4000 41 SH DFND 0 0 0 0 KEYCORP NEW COM COMMON EQUITY 493267108 3710 41 SH DFND 0 0 0 0 LANCE INC COMMON EQUITY 833551104 1433 41 SH DFND 0 0 0 0 METTLER TOLEDO INTL COM COMMON EQUITY 592688105 200 40 SH DFND 0 0 0 0 ITT CORP COMMON EQUITY 450911201 1350 40 SH DFND 0 0 0 0 LORILLARD INC COM COMMON EQUITY 544147101 900 39 SH DFND 0 0 0 0 AON PLC SHARES COMMON EQUITY g0408v102 600 39 SH DFND 0 0 0 0 ENTERPRISE PRODS PARTNERS L P COM COMMON EQUITY 293792107 620 39 SH DFND 0 0 0 0 MOLSON COORS BREWING CL B COMMON EQUITY 60871r209 805 39 SH DFND 0 0 0 0 HEWLETT PACKARD COMMON EQUITY 428236103 1531 38 SH DFND 0 0 0 0 BANCROFT FD LTD CLOSED END 059695106 2146 37 SH DFND 0 0 0 0 MORGAN STANLEY CAP TR V CAP SECS PFD 5.75% PREFERRED EQUITY 617466206 1500 37 SH DFND 0 0 0 0 HSBC HLDGS PLC ADR SER A REP 1/40 SER A 6. PREFERRED EQUITY 404280604 1450 36 SH DFND 0 0 0 0 DIAMONDS TR UNIT SER 1 COMMON EQUITY 78467x109 240 36 SH DFND 0 0 0 0 MCKESSON CORP COM COMMON EQUITY 58155q103 310 35 SH DFND 0 0 0 0 CAREFUSION CORP COM COMMON EQUITY 14170T101 959 35 SH DFND 0 0 0 0 TERADATA CORP DEL COM COMMON EQUITY 88076w103 700 35 SH DFND 0 0 0 0 ROCKWELL COLLINS INC COM COMMON EQUITY 774341101 554 35 SH DFND 0 0 0 0 HUNTINGTON BANCSHARES INC COMMON EQUITY 446150104 4434 35 SH DFND 0 0 0 0 OCEAN RIG UDW INC SHS COMMON EQUITY y64354205 1858 35 SH DFND 0 0 0 0 TJX COMPANIES INC (NEW) COMMON EQUITY 872540109 680 34 SH DFND 0 0 0 0 WISDOMTREE EMG MKTS YIELDING EQUITY (DEM) EXCHANGE TRADED PRODUCT 97717W315 680 33 SH DFND 0 0 0 0 NICHOLAS FINL INC BC COM NEW COMMON EQUITY 65373j209 2172 33 SH DFND 0 0 0 0 POWERSHARES EXCHANGE TRADED INTL DIV (PID) EXCHANGE TRADED PRODUCT 73935x716 2000 33 SH DFND 0 0 0 0 YAHOO INC COM COMMON EQUITY 984332106 1300 33 SH DFND 0 0 0 0 KIMBERLY CLARK COMMON EQUITY 494368103 335 33 SH DFND 0 0 0 0 DIRECT TV CLASS A COMMON EQUITY 25490a309 527 32 SH DFND 0 0 0 0 CBS CORP CL B COMMON EQUITY 124857202 653 32 SH DFND 0 0 0 0 INDEPENDENCE BANCSHARES INC COMMON EQUITY 45338e107 35000 32 SH DFND 0 0 0 0 RYDER SYS INC COMMON EQUITY 783549108 500 30 SH DFND 0 0 0 0 METLIFE INC COM COMMON EQUITY 59156r108 664 30 SH DFND 0 0 0 0 ISHARES BARCLAYS TIPS BD PROTECTED (TIP) EXCHANGE TRADED PRODUCT 464287176 271 30 SH DFND 0 0 0 0 VIRGINIA HERITAGE BANK COM COMMON EQUITY 927819102 2000 30 SH DFND 0 0 0 0 POWERSHARES BLDG & CONSTRUCTION (PKB) EXCHANGE TRADED PRODUCT 73935x666 1600 30 SH DFND 0 0 0 0 AIR PRODUCTS & CHEMS INC COMMON EQUITY 009158106 327 30 SH DFND 0 0 0 0 ULTRA PETE CORP COM COMMON EQUITY 903914109 1500 30 SH DFND 0 0 0 0 FIRST NATL BK SHELBY N C COM COMMON EQUITY 33354p107 192 30 SH DFND 0 0 0 0 WINDSTREAM CORP COM COMMON EQUITY 97381w104 3780 29 SH DFND 0 0 0 0 WP CAREY & CO COMMON EQUITY 92936u109 432 29 SH DFND 0 0 0 0 ING GLOBAL EQUITY DIVID & PREM OPP (IGD) EXCHANGE TRADED PRODUCT 45684e107 3000 28 SH DFND 0 0 0 0 WALGREEN CO COMMON EQUITY 931422109 622 27 SH DFND 0 0 0 0 EDWARDS LIFESCIENCES COMMON EQUITY 28176e108 409 27 SH DFND 0 0 0 0 PROTECTIVE LIFE CORP COMMON EQUITY 743674103 704 27 SH DFND 0 0 0 0 HARLEY DAVIDSON INC COMMON EQUITY 412822108 491 27 SH DFND 0 0 0 0 BLACKROCK MUN INCOME TR II CLOSED END 09249N101 1816 27 SH DFND 0 0 0 0 BED BATH & BEYOND INC COMMON EQUITY 075896100 375 27 SH DFND 0 0 0 0 INTUITIVE SURGICAL INC COM NEW COMMON EQUITY 46120e602 50 25 SH DFND 0 0 0 0 FIRSTENERGY CORP COM COMMON EQUITY 337932107 675 25 SH DFND 0 0 0 0 ISHARES TR MSCI EMERGING MKTS INDEX (EEM) EXCHANGE TRADED PRODUCT 464287234 649 25 SH DFND 0 0 0 0 FPL GROUP CAP TR I PFD TR SECS CALLABLE PREFERRED EQUITY 30257v207 975 25 SH DFND 0 0 0 0 MCGRAW HILL COMPANIES INC COMMON EQUITY 580645109 456 24 SH DFND 0 0 0 0 EBAY INC COM COMMON EQUITY 278642103 467 24 SH DFND 0 0 0 0 SWEDISH ELEMENTS ROGERS COMMODITY (RJI) EXCHANGE TRADED PRODUCT 870297801 3000 24 SH DFND 0 0 0 0 POWERSHARES DYNAMIC HEALTHCARE (PTH) EXCHANGE TRADED PRODUCT 73935X351 590 24 SH DFND 0 0 0 0 VAN KAMPEN AMERICAN CAPITAL MUNI OPP (VMO) EXCHANGE TRADED PRODUCT 46132c107 1829 24 SH DFND 0 0 0 0 ISHARES INC MSCI PACIFIC EX JAPAN INDEX FD EXCHANGE TRADED PRODUCT 464286665 552 24 SH DFND 0 0 0 0 ISHARES S&P MIDCAP 400 GROWTH INDEX FD EXCHANGE TRADED PRODUCT 464287606 183 24 SH DFND 0 0 0 0 FACEBOOK COMMON EQUITY 30303m102 944 23 SH DFND 0 0 0 0 INGERSOLL RAND PLC SHS COMMON EQUITY g47791101 423 23 SH DFND 0 0 0 0 HARSCO CORP COMMON EQUITY 415864107 998 23 SH DFND 0 0 0 0 TRIPADVISOR INC COMMON EQUITY 896945201 380 23 SH DFND 0 0 0 0 PARKER HANNIFIN CORP COM COMMON EQUITY 701094104 242 23 SH DFND 0 0 0 0 ISHARES TR S&P GLOBAL ENERGY SECTOR INDEX EXCHANGE TRADED PRODUCT 464287341 600 23 SH DFND 0 0 0 0 COLGATE PALMOLIVE CO COMMON EQUITY 194162103 400 23 SH DFND 0 0 0 0 SLM CORP COM COMMON EQUITY 78442p106 1000 23 SH DFND 0 0 0 0 PENN WEST ENERGY TR TR UNIT COMMON EQUITY 707887105 2150 23 SH DFND 0 0 0 0 BIOGEN IDEC INC COMMON EQUITY 09062x103 105 23 SH DFND 0 0 0 0 REGENERON PHARMA COMMON EQUITY 75886f107 100 22 SH DFND 0 0 0 0 ING GROEP NV PERPETUAL DEBT SECS 7.05% CAL PREFERRED EQUITY 456837202 900 22 SH DFND 0 0 0 0 SPDR MORGAN STANLEY TECHNOLOGY (MTK) EXCHANGE TRADED PRODUCT 78464a102 300 22 SH DFND 0 0 0 0 WELLS FARGO MULTI SECTOR INCOME FD (ERC) EXCHANGE TRADED PRODUCT 94987d101 1520 22 SH DFND 0 0 0 0 V F CORP COMMON EQUITY 918204108 111 21 SH DFND 0 0 0 0 REAVES UTIL INCOME FD COM SHS BEN INT COMMON EQUITY 756158101 839 21 SH DFND 0 0 0 0 RBS CAP FDG TR V GTD TR PFD SECS 5.90% PREFERRED EQUITY 74928K208 1000 21 SH DFND 0 0 0 0 MOTOROLA INC COMMON EQUITY 620076307 361 21 SH DFND 0 0 0 0 INSURED MUN INCOME FD COM CLOSED END 45809F104 1200 20 SH DFND 0 0 0 0 MANITOWOC INC COMMON EQUITY 563571108 1134 20 SH DFND 0 0 0 0 UNITEDHEALTH GROUP INC COM COMMON EQUITY 91324p102 310 20 SH DFND 0 0 0 0 ING PRIME RATE TR SH BEN INT EXCHANGE TRADED PRODUCT 44977w106 3159 20 SH DFND 0 0 0 0 FIRST AMERICAN FINANCIAL CORP COMMON EQUITY 31847r102 900 20 SH DFND 0 0 0 0 TRINITY INDUSTRIES INC COMMON EQUITY 896522109 516 20 SH DFND 0 0 0 0 NUVEEN QUALITY INCOME MUNICIPAL FD INC CLOSED END 670977107 1466 20 SH DFND 0 0 0 0 HANES BRANDS INC COM COMMON EQUITY 410345102 385 20 SH DFND 0 0 0 0 FEDEX CORP COM COMMON EQUITY 31428x106 200 20 SH DFND 0 0 0 0 POWERSHARES FINANCIAL PREFERRED (PGF) EXCHANGE TRADED PRODUCT 73935x229 1100 20 SH DFND 0 0 0 0 DNP SELECT INCOME FD INC COM CLOSED END 23325P104 2000 20 SH DFND 0 0 0 0 VANGUARD TAX MGD EUROPE PACIFIC (VEA) EXCHANGE TRADED PRODUCT 921943858 550 20 SH DFND 0 0 0 0 CANADIAN NATL RY CO COM COMMON EQUITY 136375102 200 19 SH DFND 0 0 0 0 ESTALISSEMENTS DELHAIZE FRERES ET CIE LE L COMMON EQUITY 29759w101 313 19 SH DFND 0 0 0 0 LUCENT TECHNOLOGIES CAP TR I CONV TR PFD S PREFERRED EQUITY 549462307 20 19 SH DFND 0 0 0 0 SMUCKER J M CO COM NEW COMMON EQUITY 832696405 182 19 SH DFND 0 0 0 0 CORELOGIC INC COMMON EQUITY 21871d103 800 19 SH DFND 0 0 0 0 CAROLINA BK LINCOLNTON NC COMMON EQUITY 144200102 7500 18 SH DFND 0 0 0 0 AMPHENOL CORP A COMMON EQUITY 032095101 230 18 SH DFND 0 0 0 0 AETNA US HEALTHCARE INC COMMON EQUITY 00817y108 277 18 SH DFND 0 0 0 0 PRICESMART INC COM COMMON EQUITY 741511109 200 18 SH DFND 0 0 0 0 COHEN & STEERS REIT & PFD INCOME FD INC CO EXCHANGE TRADED PRODUCT 19247x100 1000 17 SH DFND 0 0 0 0 ENERGY TRANSFER PART LP COMMON EQUITY 29273r109 340 17 SH DFND 0 0 0 0 MARATHON OIL CORP COM COMMON EQUITY 565849106 493 17 SH DFND 0 0 0 0 REPUBLIC SVCS INC COM COMMON EQUITY 760759100 500 17 SH DFND 0 0 0 0 HUMANA INC COMMON EQUITY 444859102 200 17 SH DFND 0 0 0 0 LINN ENERGY LLC UNIT LTD LIAB COMMON EQUITY 536020100 500 17 SH DFND 0 0 0 0 SENSIENT TECHNOLOGIES CORP COM COMMON EQUITY 81725t100 400 16 SH DFND 0 0 0 0 TESLA MTRS INC COM COMMON EQUITY 88160r101 150 16 SH DFND 0 0 0 0 SAFEGUARD SCIENTIFIC INC COM NEW COMMON EQUITY 786449207 1000 16 SH DFND 0 0 0 0 MARSH & MCLENNAN COS INC COM COMMON EQUITY 571748102 400 16 SH DFND 0 0 0 0 ILLINOIS TOOL WORKS INC COM COMMON EQUITY 452308109 230 16 SH DFND 0 0 0 0 SIMON PPTY GROUP INC NEW COM COMMON EQUITY 828806109 100 16 SH DFND 0 0 0 0 WISDOMTREE TR SMALLCAP EARNING FD (EES) EXCHANGE TRADED PRODUCT 97717W562 236 16 SH DFND 0 0 0 0 TIME WARNER CABLE INC COM COMMON EQUITY 88732j207 140 16 SH DFND 0 0 0 0 LIBERTY MEDIA HLDG CRP INT COM SER A COMMON EQUITY 53071m104 673 15 SH DFND 0 0 0 0 SELECT SECTOR SPDR MATERIALS (XLB) EXCHANGE TRADED PRODUCT 81369y100 400 15 SH DFND 0 0 0 0 FRONTIER COMMUNICATION COM COMMON EQUITY 35906a108 3754 15 SH DFND 0 0 0 0 ING GROEP COMMON EQUITY n4578e413 1668 15 SH DFND 0 0 0 0 MYLAN INC COM COMMON EQUITY 628530107 487 15 SH DFND 0 0 0 0 COUNTRYWIDE CAP V GTD CAP SECS 7.00% 11/01 PREFERRED EQUITY 222388209 600 15 SH DFND 0 0 0 0 MERRILL LYNCH PFD CAP TR III TR ORIG PFD S PREFERRED EQUITY 59021f206 600 15 SH DFND 0 0 0 0 ISHARES S&P GLOBAL HEALTHCARE SECTOR (IXJ) EXCHANGE TRADED PRODUCT 464287325 203 15 SH DFND 0 0 0 0 EXPEDIA INC COMMON EQUITY 30212p303 250 15 SH DFND 0 0 0 0 FLAHERTY & CRUMRINE CLAYMORE PFD SEC INC C PREFERRED EQUITY 338478100 800 15 SH DFND 0 0 0 0 LIBERTY GLOBAL PLC SHS CL A COMMON EQUITY G5480u104 204 15 SH DFND 0 0 0 0 CENTURYTEL INC COM COMMON EQUITY 156700106 421 15 SH DFND 0 0 0 0 HARRIS TEETER SUPERMARKETS INC COM COMMON EQUITY 414585109 317 15 SH DFND 0 0 0 0 ISHARES TR FTSE XINHUA HK CHINA (FXI) EXCHANGE TRADED PRODUCT 464287184 450 15 SH DFND 0 0 0 0 CROWN CASTLE INTL CORP COM COMMON EQUITY 228227104 200 14 SH DFND 0 0 0 0 SPX CORP COMMON EQUITY 784635104 200 14 SH DFND 0 0 0 0 MARATHON PETROLEUM CORP COMMON EQUITY 56585a102 198 14 SH DFND 0 0 0 0 MRC GLOBAL INC COM COMMON EQUITY 55345k103 500 14 SH DFND 0 0 0 0 ISHARES TR S&P GLOBAL 100 INDEX FD (IOO) EXCHANGE TRADED PRODUCT 464287572 203 14 SH DFND 0 0 0 0 ITC HLDGS CORP COM COMMON EQUITY 465685105 147 13 SH DFND 0 0 0 0 PETSMART INC COMMON EQUITY 716768106 200 13 SH DFND 0 0 0 0 BARRICK GOLD CORP COM COMMON EQUITY 067901108 843 13 SH DFND 0 0 0 0 UNILEVER N V N Y SHS NEW COMMON EQUITY 904784709 331 13 SH DFND 0 0 0 0 TRANSCANADA CORP COMMON EQUITY 89353d107 300 13 SH DFND 0 0 0 0 EOG RES INC COM COMMON EQUITY 26875p101 98 13 SH DFND 0 0 0 0 GENESEE & WYO INC CL A COMMON EQUITY 371559105 150 13 SH DFND 0 0 0 0 FOREST LABS INC COMMON EQUITY 345838106 310 13 SH DFND 0 0 0 0 REYNOLDS AMERN INC COM COMMON EQUITY 761713106 260 13 SH DFND 0 0 0 0 ISHARES TR RUSSELL 2000 INDEX (IWM) EXCHANGE TRADED PRODUCT 464287655 129 13 SH DFND 0 0 0 0 RENAISSANCERE HOLDINGS LTD PREF SHS C 6.08 PREFERRED EQUITY g7498p309 500 12 SH DFND 0 0 0 0 GANNETT COMPANY INC COMMON EQUITY 364730101 500 12 SH DFND 0 0 0 0 PINNACLE FOODS INC DEL COM COMMON EQUITY 72348p104 500 12 SH DFND 0 0 0 0 BGC PARTNERS COMMON EQUITY 05541t101 2000 12 SH DFND 0 0 0 0 VANGUARD WORLD HEALTH CARE (VHT) EXCHANGE TRADED PRODUCT 92204a504 136 12 SH DFND 0 0 0 0 SECTOR SPDR TR SHS BEN INT UTILITIES (XLU) EXCHANGE TRADED PRODUCT 81369y886 300 11 SH DFND 0 0 0 0 DONNELLEY R R & SONS CO COMMON EQUITY 257867101 800 11 SH DFND 0 0 0 0 KLA TENCOR CORP COMMON EQUITY 482480100 200 11 SH DFND 0 0 0 0 UNITED CONTL HLDGS INC COM COMMON EQUITY 910047109 355 11 SH DFND 0 0 0 0 ISHARES DOW JONES US BASIC MATERIALS (IYM) EXCHANGE TRADED PRODUCT 464287838 165 11 SH DFND 0 0 0 0 JAZZ PHARMACEUTICALS PLC SHS COMMON EQUITY G50871105 160 11 SH DFND 0 0 0 0 SEAGATE TECHNOLOGY COMMON EQUITY g7945m107 245 11 SH DFND 0 0 0 0 MFS CHARTER INCOME TRUST NEW CLOSED END 552727109 1182 11 SH DFND 0 0 0 0 TCP CAP CORP COM COMMON EQUITY 87238q103 650 11 SH DFND 0 0 0 0 CAMPBELL SOUP CO COMMON EQUITY 134429109 243 11 SH DFND 0 0 0 0 NUVEEN PREMIUM INCOME MUNI FD INC CLOSED END 67062T100 813 11 SH DFND 0 0 0 0 ULTA SALON COSMETICS & FRAGRANCE INC COM COMMON EQUITY 90384s303 108 11 SH DFND 0 0 0 0 AIR LEASE CORP CL A COMMON EQUITY 00912x302 390 11 SH DFND 0 0 0 0 EPL OIL & GAS INC COM COMMON EQUITY 26883D108 365 11 SH DFND 0 0 0 0 STAPLES INC COMMON EQUITY 855030102 675 11 SH DFND 0 0 0 0 PAA NAT GAS STORAGE LP COM UNIT LTD PART I COMMON EQUITY 693139107 509 11 SH DFND 0 0 0 0 CORPORATE BACKED TR CTFS DUKE CAP CORP NT PREFERRED EQUITY 21988g312 400 10 SH DFND 0 0 0 0 CORPORATE BACKED TR CTFS 2003-7 BOEING CO PREFERRED EQUITY 21988g262 400 10 SH DFND 0 0 0 0 BROADCOM CORP CL A COMMON EQUITY 111320107 305 10 SH DFND 0 0 0 0 STRATS TR FOR BELLSOUTH TELECOMMN CTFS 200 PREFERRED EQUITY 784787202 400 10 SH DFND 0 0 0 0 MORGAN STANLEY COM NEW COMMON EQUITY 617446448 413 10 SH DFND 0 0 0 0 GOODYEAR TIRE & RUBBER COMPANY COMMON EQUITY 382550101 655 10 SH DFND 0 0 0 0 MANAGED HIGH YIELD PLUS FD INC COM COMMON EQUITY 561911108 5000 10 SH DFND 0 0 0 0 CITIGROUP CAP X CAP SECS-TRUPS 6.10% 09/30 PREFERRED EQUITY 173064205 400 10 SH DFND 0 0 0 0 AEGON NV PERPETUAL CAP SECS CALLABLE 09/1 PREFERRED EQUITY n00927306 400 10 SH DFND 0 0 0 0 RITE AID CORP COMMON EQUITY 767754104 3439 10 SH DFND 0 0 0 0 LULULEMON ATHLETICA INC COM COMMON EQUITY 550021109 150 10 SH DFND 0 0 0 0 STARWOOD HOTELS & RESORTS WORLDWIDE INC CO COMMON EQUITY 85590a401 154 10 SH DFND 0 0 0 0 FEDERAL NATL MTG ASSN 8.25% SER T PFD SHS PREFERRED EQUITY 313586737 1300 10 SH DFND 0 0 0 0 DAVITA INC COM COMMON EQUITY 23918k108 80 10 SH DFND 0 0 0 0 CINCINNATI FINL CORP COMMON EQUITY 172062101 210 10 SH DFND 0 0 0 0 EDISON INTERNATIONAL COMMON EQUITY 281020107 200 10 SH DFND 0 0 0 0 SPDR BARCLAYS CAPITAL S-T MUNI BOND (SHM) EXCHANGE TRADED PRODUCT 78464a425 400 10 SH DFND 0 0 0 0 SANDRIDGE ENERGY INC COM COMMON EQUITY 80007p307 2000 10 SH DFND 0 0 0 0 DISCOVERY COMMUNICATIONS INC SER A COMMON EQUITY 25470f104 121 9 SH DFND 0 0 0 0 NUVEEN NEW YORK AMT- FREE MUN INCOME FD COMMON EQUITY 670656107 703 9 SH DFND 0 0 0 0 EQUINIX INC COMMON EQUITY 29444u502 50 9 SH DFND 0 0 0 0 ISHARES MSCI AUSTRALIA INDEX (EWA) EXCHANGE TRADED PRODUCT 464286103 403 9 SH DFND 0 0 0 0 UPS CLASS A PRIVATE PLACEMENT COMMON EQUITY 91199u996 104 9 SH DFND 0 0 0 0 H&R BLOCK COMMON EQUITY 93671105 318 9 SH DFND 0 0 0 0 NORTHROP GRUMMAN CORP COMMON EQUITY 666807102 106 9 SH DFND 0 0 0 0 NATIONAL OILWELL VARCO INC COMMON EQUITY 637071101 125 9 SH DFND 0 0 0 0 NEWS CORP CL A COMMON EQUITY 65248e104 260 8 SH DFND 0 0 0 0 COMPASS MINERALS COMMON EQUITY 20451n101 100 8 SH DFND 0 0 0 0 DISCOVERY COMMUNICATIONS INC SER C COMMON EQUITY 25470f302 121 8 SH DFND 0 0 0 0 DELL COMPUTER COMMON EQUITY 24702r101 629 8 SH DFND 0 0 0 0 PRINCIPAL FINL GROUP INC COM PREFERRED EQUITY 74251v102 222 8 SH DFND 0 0 0 0 WELLPOINT INC COMMON EQUITY 94973v107 100 8 SH DFND 0 0 0 0 INTERNATIONAL SPEEDWAY CORP CL A COMMON EQUITY 460335201 260 8 SH DFND 0 0 0 0 FLOWSERVE CORP COM COMMON EQUITY 34354p105 150 8 SH DFND 0 0 0 0 ASHLAND INC COMMON EQUITY 044209104 97 8 SH DFND 0 0 0 0 VARIAN MED SYS INC COM COMMON EQUITY 92220p105 120 8 SH DFND 0 0 0 0 FORTUNE BRANDS INC COM COMMON EQUITY 073730103 128 8 SH DFND 0 0 0 0 MARRIOTT INTL INC NEW CL A COMMON EQUITY 571903202 200 8 SH DFND 0 0 0 0 WYNDHAM WORLDWIDE CORP COM COMMON EQUITY 98310w108 140 8 SH DFND 0 0 0 0 FLUOR CORP NEW COM COMMON EQUITY 343412102 135 8 SH DFND 0 0 0 0 HALOZYME THERAPEUTICS INC COM COMMON EQUITY 40637h109 1000 8 SH DFND 0 0 0 0 NOVACOPPER INC COM COMMON EQUITY 66988K102 4500 8 SH DFND 0 0 0 0 MERRILL LYNCH PFD CAP TR IV TR ORIGINATED PREFERRED EQUITY 59021g204 310 8 SH DFND 0 0 0 0 PLUM CREEK TIMBER CO INC COM COMMON EQUITY 729251108 167 8 SH DFND 0 0 0 0 ISHARES TR RUSSELL MIDCAP INDEX FD (IWR) EXCHANGE TRADED PRODUCT 464287499 60 8 SH DFND 0 0 0 0 MERRILL LYNCH CAP TR III 7.375% PFD SHS MA PREFERRED EQUITY 59025d207 300 8 SH DFND 0 0 0 0 PULTE HOMES INC COMMON EQUITY 745867101 400 8 SH DFND 0 0 0 0 ACUITY BRANDS INC COMMON EQUITY 00508y102 100 8 SH DFND 0 0 0 0 STARZ LIBERTY CAP COM SER A COMMON EQUITY 85571q102 341 8 SH DFND 0 0 0 0 WISDOMTREE TR INTL LARGECAP DIVID (DOL) EXCHANGE TRADED PRODUCT 97717W794 170 7 SH DFND 0 0 0 0 AMERISOURCEBERGEN CORP COMMON EQUITY 03073e105 133 7 SH DFND 0 0 0 0 ISHARES TR IBOXX USD INVT GRADE CORP (LQD) EXCHANGE TRADED PRODUCT 464287242 65 7 SH DFND 0 0 0 0 CME GROUP INC COMMON EQUITY 12572q105 97 7 SH DFND 0 0 0 0 CLEAN HBRS INC COMMON EQUITY 184496107 145 7 SH DFND 0 0 0 0 DUFF AND PHELPS UTILITY & CORPORATE BOND T COMMON EQUITY 26432k108 667 7 SH DFND 0 0 0 0 AIRGAS INC COMMON EQUITY 009363102 76 7 SH DFND 0 0 0 0 PUTNAM MANAGED MUNICIPAL INCOME TRUST CLOSED END 746823103 1010 7 SH DFND 0 0 0 0 ATMOS ENERGY CORP. COMMON EQUITY 049560105 174 7 SH DFND 0 0 0 0 CANADIAN NATURAL RES LTD COMMON EQUITY 136385101 252 7 SH DFND 0 0 0 0 ENTERGY CORP COMMON EQUITY 29364G103 100 7 SH DFND 0 0 0 0 COACH INC COM COMMON EQUITY 189754104 120 7 SH DFND 0 0 0 0 TYCO ELECTRONICS LTD SWITZERLAND COMMON EQUITY h84989104 150 7 SH DFND 0 0 0 0 NORTHEAST UTILITIES COMMON EQUITY 664397106 161 7 SH DFND 0 0 0 0 ALLIANZ NFJ DIVIDEND PREM STRATEGY (NFJ) EXCHANGE TRADED PRODUCT 01883a107 400 7 SH DFND 0 0 0 0 ROYCE VALUE TR INC (RUT) EXCHANGE TRADED PRODUCT 780910105 440 7 SH DFND 0 0 0 0 INTERNATIONAL PAPER CO COMMON EQUITY 460146103 150 7 SH DFND 0 0 0 0 NTS RLTY HLDGS LTD PARTNERSHIP COMMON EQUITY 629422106 906 6 SH DFND 0 0 0 0 STRYKER CORP COMMON EQUITY 863667101 100 6 SH DFND 0 0 0 0 SPDR S&P OIL GAS EXPL & PRODTN (XOP) EXCHANGE TRADED PRODUCT 78464a730 110 6 SH DFND 0 0 0 0 APACHE CORP COMMON EQUITY 037411105 76 6 SH DFND 0 0 0 0 VANGUARD WORLD INFORMATION TECH (VGT) EXCHANGE TRADED PRODUCT 92204a702 86 6 SH DFND 0 0 0 0 BANK OF COMMERCE NC COMMON EQUITY 061590105 2000 6 SH DFND 0 0 0 0 GMAC LLC MAT 12/16/44 CALLABLE 12/16/09 PREFERRED EQUITY 36186c509 250 6 SH DFND 0 0 0 0 LIBERTY GLOBAL PLC SHS CL C COMMON EQUITY G5480u120 92 6 SH DFND 0 0 0 0 MEDIA GEN INC CL A COMMON EQUITY 584404107 564 6 SH DFND 0 0 0 0 JHANCOCK PATRIOT PREMIUM DIVIDEND (PDT) EXCHANGE TRADED PRODUCT 41013t105 460 6 SH DFND 0 0 0 0 IAC INTERACTIVE CORP COMMON EQUITY 44919p508 128 6 SH DFND 0 0 0 0 ENSTAR GROUP LIMITED COMMON EQUITY G3075P101 45 6 SH DFND 0 0 0 0 UNDER ARMOUR INC CL A COMMON EQUITY 904311107 100 6 SH DFND 0 0 0 0 MICROCHIP TECHNOLOGY INC COM COMMON EQUITY 595017104 160 6 SH DFND 0 0 0 0 ACE LIMITED COMMON EQUITY h0023r105 66 6 SH DFND 0 0 0 0 AMERICAN CAPITAL LTD COMMON EQUITY 02503y103 460 6 SH DFND 0 0 0 0 CENTERPOINT ENERGY INC COM COMMON EQUITY 15189t107 247 6 SH DFND 0 0 0 0 CENTERPOINT ENERGY INC ZERO PREMIUM EXCHAN PREFERRED EQUITY 15189t206 120 6 SH DFND 0 0 0 0 RSTK CBEYOND COMMUNICATIONS INC COMMON EQUITY 149847907 724 6 SH DFND 0 0 0 0 SIRIUS XM RADIO INC COM COMMON EQUITY 82967n108 1680 6 SH DFND 0 0 0 0 WAL MART DE MEXICO SA DE CV SHS SER V ISIN COMMON EQUITY P98180105 2000 6 SH DFND 0 0 0 0 NETFLIX COMMON EQUITY 64110l106 25 5 SH DFND 0 0 0 0 ISHARES TR MSCI EAFE INDEX FD (EFA) EXCHANGE TRADED PRODUCT 464287465 90 5 SH DFND 0 0 0 0 CA INC COM COMMON EQUITY 12673p105 180 5 SH DFND 0 0 0 0 MICRO SYS INC COMMON EQUITY 594901100 118 5 SH DFND 0 0 0 0 GENESCO INC COMMON EQUITY 371532102 75 5 SH DFND 0 0 0 0 FORTUNE BRANDS HOMES & SEC INC COMMON EQUITY 34964c106 128 5 SH DFND 0 0 0 0 UTI WORLDWIDE INC COMMON EQUITY g87210103 300 5 SH DFND 0 0 0 0 NUVEEN MULTI STRATEGY INC GROW FD 2 (JQC) EXCHANGE TRADED PRODUCT 67073d102 490 5 SH DFND 0 0 0 0 VERTEX PHARMACEUTICALS COM COMMON EQUITY 92532f100 60 5 SH DFND 0 0 0 0 TIME WARNER INC COM NEW COMMON EQUITY 887317303 81 5 SH DFND 0 0 0 0 SPEEDWAY MOTORSPORTS INC COM COMMON EQUITY 847788106 265 5 SH DFND 0 0 0 0 HOSPIRA INC COMMON EQUITY 441060100 120 5 SH DFND 0 0 0 0 NABORS INDS LTD COMMON EQUITY g6359f103 300 5 SH DFND 0 0 0 0 WEYERHAEUSER CO COMMON EQUITY 962166104 161 5 SH DFND 0 0 0 0 WEATHERFORD INTL COMMON EQUITY h27013103 333 5 SH DFND 0 0 0 0 PEABODY ENERGY CORP COM COMMON EQUITY 704549104 305 4 SH DFND 0 0 0 0 DEVON ENERGY CORP COMMON EQUITY 25179m103 85 4 SH DFND 0 0 0 0 C H ROBINSON WORLDWIDE INC COMMON EQUITY 12541W209 73 4 SH DFND 0 0 0 0 CHESAPEAKE ENERGY CORP COMMON EQUITY 165167107 200 4 SH DFND 0 0 0 0 MASTERCARD INC CL A COM COMMON EQUITY 57636q104 7 4 SH DFND 0 0 0 0 WPX ENERGY COMMON EQUITY 98212b103 200 4 SH DFND 0 0 0 0 GENERAL DYNAMICS CORP COM COMMON EQUITY 369550108 46 4 SH DFND 0 0 0 0 MCCORMICK & CO INC COM NON VTG COMMON EQUITY 579780206 50 4 SH DFND 0 0 0 0 TRAVELERS COS INC COM COMMON EQUITY 89417e109 44 4 SH DFND 0 0 0 0 CB RICHARD ELLIS GROUP CL A COMMON EQUITY 12504l109 150 4 SH DFND 0 0 0 0 EATON VANCE LTD DURATION INC (EVV) EXCHANGE TRADED PRODUCT 27828h105 217 3 SH DFND 0 0 0 0 DOVER CORP COMMON EQUITY 260003108 43 3 SH DFND 0 0 0 0 BLACKBAUD INC COMMON EQUITY 09227q100 100 3 SH DFND 0 0 0 0 ACCENTURE PLC IRELAND COMMON EQUITY g1151c101 45 3 SH DFND 0 0 0 0 SILVER BAY RLTY TR CORP COM COMMON EQUITY 82735q102 195 3 SH DFND 0 0 0 0 GAP INC COMMON EQUITY 364760108 77 3 SH DFND 0 0 0 0 GENERAL MOTORS COMMON EQUITY 37045v100 94 3 SH DFND 0 0 0 0 ALLEGHANY CORP COMMON EQUITY 017175100 8 3 SH DFND 0 0 0 0 SWISHER HYGIENE INC COMMON EQUITY 870808102 3500 3 SH DFND 0 0 0 0 SYNOVUS FINL CORP COM COMMON EQUITY 87161c105 1023 3 SH DFND 0 0 0 0 CUBIST PHARMACEUTICALS COM COMMON EQUITY 229678107 60 3 SH DFND 0 0 0 0 ISHARES INC MSCI MEXICO INVESTABLE MARKET EXCHANGE TRADED PRODUCT 464286822 44 3 SH DFND 0 0 0 0 CIT GROUP COMMON EQUITY 125581801 61 3 SH DFND 0 0 0 0 MICHAEL KORS HLDGS LTD SHS COMMON EQUITY g60754101 45 3 SH DFND 0 0 0 0 EXELIS INC COMMON EQUITY 30162a108 200 3 SH DFND 0 0 0 0 VMWARE INC CL A COM COMMON EQUITY 928563402 41 3 SH DFND 0 0 0 0 UBS AG COMMON EQUITY h89231338 162 3 SH DFND 0 0 0 0 LIBERTY INTERACTIVE CORP COMMON EQUITY 53071m880 32 3 SH DFND 0 0 0 0 CARDINAL HEALTH INC COM COMMON EQUITY 14149y108 57 3 SH DFND 0 0 0 0 CELSION CORP COMMON EQUITY 15117n305 2535 3 SH DFND 0 0 0 0 WYNN RESORTS LTD COM COMMON EQUITY 983134107 20 3 SH DFND 0 0 0 0 RAYONIER INC COM COMMON EQUITY 754907103 46 3 SH DFND 0 0 0 0 PROLOGIS COMMON EQUITY 74340w103 67 3 SH DFND 0 0 0 0 INGLES MARKETS COMMON EQUITY 457030104 100 3 SH DFND 0 0 0 0 PRICE T ROWE GROUP INC COM COMMON EQUITY 74144t108 34 2 SH DFND 0 0 0 0 WABCO HLDGS INC COM COMMON EQUITY 92927k102 33 2 SH DFND 0 0 0 0 MEAD JOHNSON NUTRITION CO COM CL A COMMON EQUITY 582839106 31 2 SH DFND 0 0 0 0 PITNEY BOWES INC COMMON EQUITY 724479100 166 2 SH DFND 0 0 0 0 DISCOVER FINL SVCS COM INC COMMON EQUITY 254709108 50 2 SH DFND 0 0 0 0 OFFICE DEPOT INC COM COMMON EQUITY 676220106 610 2 SH DFND 0 0 0 0 CAMECO CORP COM COMMON EQUITY 13321l108 112 2 SH DFND 0 0 0 0 NOBLE ENERGY INC COM COMMON EQUITY 655044105 38 2 SH DFND 0 0 0 0 DDR CORP COMMON EQUITY 23317h102 136 2 SH DFND 0 0 0 0 INTERVAL LEISURE GROUP COM COMMON EQUITY 46113m108 112 2 SH DFND 0 0 0 0 SEVEN & I HOLDINGS CO COMMON EQUITY 81783h105 29 2 SH DFND 0 0 0 0 LIVE NATION INC COM COMMON EQUITY 538034109 135 2 SH DFND 0 0 0 0 SUNCOKE COMMON EQUITY 86722a103 147 2 SH DFND 0 0 0 0 PENTAIR LTD COMMON EQUITY h6169q108 35 2 SH DFND 0 0 0 0 CENDANT COMMON EQUITY 053774105 70 2 SH DFND 0 0 0 0 BROADRIDGE FINL SOLUTIONS INC COMMON EQUITY 11133t103 75 2 SH DFND 0 0 0 0 PACCAR INC COMMON EQUITY 693718108 37 2 SH DFND 0 0 0 0 ALPINE TOTAL DYNAMIC DIVID FD (AOD) EXCHANGE TRADED PRODUCT 021060108 500 2 SH DFND 0 0 0 0 JOHN BEAN TECHNOLOGIES CORP COM COMMON EQUITY 477839104 92 2 SH DFND 0 0 0 0 TRANSOCEAN LTD COMMON EQUITY h8817h100 40 2 SH DFND 0 0 0 0 RADIOSHACK CORP COMMON EQUITY 750438103 600 2 SH DFND 0 0 0 0 CAL MAINE FOODS INC COM COMMON EQUITY 128030202 40 2 SH DFND 0 0 0 0 BOSTON SCIENTIFIC CORP COMMON EQUITY 101137107 200 2 SH DFND 0 0 0 0 CABLEVISION SYS CORP COMMON EQUITY 12686c109 110 2 SH DFND 0 0 0 0 AMC NETWORKS COMMON EQUITY 00164v103 27 2 SH DFND 0 0 0 0 HOST HOTELS & RESORTS INC COMMON EQUITY 44107p104 101 2 SH DFND 0 0 0 0 PEPCO HLDGS INC COM COMMON EQUITY 713291102 83 2 SH DFND 0 0 0 0 KINROSS GOLD CORP COM NO PAR COMMON EQUITY 496902404 327 2 SH DFND 0 0 0 0 ELEMENTS ROGERS AGRICULTURE (RJA) EXCHANGE TRADED PRODUCT 870297603 200 2 SH DFND 0 0 0 0 KRISPY KREME DOUGHNUTS COM COMMON EQUITY 501014104 94 2 SH DFND 0 0 0 0 CAPITAL ONE FINL CORP COM COMMON EQUITY 14040h105 26 2 SH DFND 0 0 0 0 FEDERAL NATL MTG ASSN PFD DIV 5.5% CALLABL PREFERRED EQUITY 313586828 200 2 SH DFND 0 0 0 0 LSI CORP COM COMMON EQUITY 502161102 223 2 SH DFND 0 0 0 0 CERNER CORP COMMON EQUITY 156782104 16 2 SH DFND 0 0 0 0 HECLA MINING COMPANY COMMON EQUITY 422704106 509 2 SH DFND 0 0 0 0 PANERA BREAD CO CL A COMMON EQUITY 69840w108 8 1 SH DFND 0 0 0 0 BLACKROCK CORPORATE HIGH YIELD (CYE) EXCHANGE TRADED PRODUCT 09255m104 200 1 SH DFND 0 0 0 0 WORLD FUEL SERVICES CORP COMMON STOCK COMMON EQUITY 981475106 37 1 SH DFND 0 0 0 0 HARMAN INTL INDS INC COM COMMON EQUITY 413086109 26 1 SH DFND 0 0 0 0 RAMCO GERSHENSON PPTYS TR COM SH BEN INT COMMON EQUITY 751452202 88 1 SH DFND 0 0 0 0 TORONTO DOMINION BK COM NEW COMMON EQUITY 891160509 17 1 SH DFND 0 0 0 0 CELANESE CORP COMMON EQUITY 150870103 30 1 SH DFND 0 0 0 0 ESTEE LAUDER COS COMMON EQUITY 518439104 20 1 SH DFND 0 0 0 0 MOSAIC CO COM COMMON EQUITY 61945c103 24 1 SH DFND 0 0 0 0 SOUTHWEST AIRLINES CO COMMON EQUITY 844741108 100 1 SH DFND 0 0 0 0 NRG ENERGY INC COM NEW COMMON EQUITY 629377508 48 1 SH DFND 0 0 0 0 PHOTONICS CORP COMMON EQUITY 44980x109 21 1 SH DFND 0 0 0 0 LIBERTY ALL STAR EQUITY FD SBI (USA) EXCHANGE TRADED PRODUCT 530158104 245 1 SH DFND 0 0 0 0 PIMCO FLOATING RATE STRATEGY FD COM (PFN) EXCHANGE TRADED PRODUCT 72201j104 118 1 SH DFND 0 0 0 0 SUPERGEN INC COMMON EQUITY 04624b103 300 1 SH DFND 0 0 0 0 PINNACLE WEST CAPITAL CORP COMMON EQUITY 723484101 22 1 SH DFND 0 0 0 0 CHICOS FAS INC COMMON EQUITY 168615102 70 1 SH DFND 0 0 0 0 ROWAN COMPANIES PLC SHS CLASS A COMMON EQUITY g7665a101 35 1 SH DFND 0 0 0 0 YAMANA GOLD INC COM COMMON EQUITY 98462Y100 122 1 SH DFND 0 0 0 0 HUDSON CITY BANCORP COM COMMON EQUITY 443683107 125 1 SH DFND 0 0 0 0 BALLARD POWER SYSTEMS COMMON EQUITY 058586108 600 1 SH DFND 0 0 0 0 STILLWATER MINING CO COMMON STOCK COMMON EQUITY 86074q102 100 1 SH DFND 0 0 0 0 POTASH CORP OF SASKATCHEWAN INC COM COMMON EQUITY 73755l107 28 1 SH DFND 0 0 0 0 ALASKA AIR GROUP COMMON EQUITY 011659109 20 1 SH DFND 0 0 0 0 QUICKSILVER RES INC COM COMMON EQUITY 74837r104 600 1 SH DFND 0 0 0 0 HUNTINGTON INGALLS COMMON EQUITY 446413106 17 1 SH DFND 0 0 0 0 ASCENT MEDIA CORP COMMON EQUITY 043632108 12 1 SH DFND 0 0 0 0 MOTORS LIQ CO GUC TR COM COMMON EQUITY 62010u101 30 1 SH DFND 0 0 0 0 NUANCE COMMUNICATIONS COM COMMON EQUITY 67020y100 48 1 SH DFND 0 0 0 0 CYTEC INDS INC COMMON EQUITY 232820100 12 1 SH DFND 0 0 0 0 MARRIOTT VACATIONS WORLDWIDE COMMON EQUITY 57164y107 20 1 SH DFND 0 0 0 0 NCR CORP COM COMMON EQUITY 62886E108 26 1 SH DFND 0 0 0 0 TIBCO SOFTWARE INC COM COMMON EQUITY 88632q103 40 1 SH DFND 0 0 0 0 STEC INC COM COMMON EQUITY 784774101 126 1 SH DFND 0 0 0 0 HERBALIFE LTD COM USD SHS COMMON EQUITY g4412g101 18 1 SH DFND 0 0 0 0 ALLIANCEBERNSTEIN INCOME FD INC (ACG) EXCHANGE TRADED PRODUCT 01881e101 108 1 SH DFND 0 0 0 0 GREAT PLAINS ENERGY INC COM COMMON EQUITY 391164100 34 1 SH DFND 0 0 0 0 PUTNAM PREMIER INCOME CLOSED END 746853100 139 1 SH DFND 0 0 0 0 ELAN PLC ADR REPSTG SHS COMMON EQUITY 284131208 51 1 SH DFND 0 0 0 0 BROCADE COMMUNICATIONS COMMON EQUITY 111621306 125 1 SH DFND 0 0 0 0 PHH CORP COM NEW COMMON EQUITY 693320202 32 1 SH DFND 0 0 0 0 AXCELIS TECHNOLOGIES COMMON EQUITY 054540109 342 1 SH DFND 0 0 0 0 EARTHLINK INC COM COMMON EQUITY 270321102 100 1 SH DFND 0 0 0 0 HSN INC COM COMMON EQUITY 404303109 11 1 SH DFND 0 0 0 0 ICAHAN ENTERPRISES COMMON EQUITY 451100101 8 1 SH DFND 0 0 0 0 ROYAL GOLD INC COMMON EQUITY 780287108 13 1 SH DFND 0 0 0 0 FINISH LINE INC COMMON EQUITY 317923100 25 1 SH DFND 0 0 0 0 RF MICRO DEVICES INC COM COMMON EQUITY 749941100 100 1 SH DFND 0 0 0 0 KIMCO REALTY CORP COM COMMON EQUITY 49446r109 24 1 SH DFND 0 0 0 0 INTEGRA LIFESCIENCES COMMON EQUITY 457985208 14 1 SH DFND 0 0 0 0 FIRSTMERIT BANCORP COMMON EQUITY 337915102 24 0 SH DFND 0 0 0 0 MACYS INC COM COMMON EQUITY 55616p104 10 0 SH DFND 0 0 0 0 ULTRATECH INC COM COMMON EQUITY 904034105 13 0 SH DFND 0 0 0 0 FUSION-IO INC COM COMMON EQUITY 36112j107 30 0 SH DFND 0 0 0 0 PENNEY J C INC COMMON EQUITY 708160106 25 0 SH DFND 0 0 0 0 EDGEWATER TECHNOLOGY COMMON EQUITY 280358102 100 0 SH DFND 0 0 0 0 NORTHERN TRUST CORP COMMON EQUITY 665859104 7 0 SH DFND 0 0 0 0 BANK OF THE CAROLINAS COMMON EQUITY 06425j102 691 0 SH DFND 0 0 0 0 ALCOA INC COMMON EQUITY 013817101 50 0 SH DFND 0 0 0 0 TREE COM INC COM COMMON EQUITY 894675107 22 0 SH DFND 0 0 0 0 ALEXANDRIA REAL ESTATE EQUITIES INC COMMON EQUITY 015271109 5 0 SH DFND 0 0 0 0 MILLER INDUSTRIES NEW COMMON EQUITY 600551204 20 0 SH DFND 0 0 0 0 PENSKE AUTO GROUP INC COM COMMON EQUITY 70959w103 10 0 SH DFND 0 0 0 0 SIMPSON MANUFACTURING CO COMMON EQUITY 829073105 10 0 SH DFND 0 0 0 0 RADIAN GROUP INC COM COMMON EQUITY 750236101 24 0 SH DFND 0 0 0 0 BLACK DIAMOND INC COM COMMON EQUITY 09202g101 25 0 SH DFND 0 0 0 0 TRAVELCENTERS AMER LLC COM COMMON EQUITY 894174101 20 0 SH DFND 0 0 0 0 PEOPLES UTD FINL INC COM COMMON EQUITY 712704105 14 0 SH DFND 0 0 0 0 BLUCORA INC COMMON EQUITY 095229100 10 0 SH DFND 0 0 0 0 SUPERVALU INC COMMON EQUITY 868536103 29 0 SH DFND 0 0 0 0 SCHWAB STRATEGIC TR US SMALL CAP (SCHA) EXCHANGE TRADED PRODUCT 808524607 4 0 SH DFND 0 0 0 0 ROBERT HALF INTL INC COMMON EQUITY 770323103 5 0 SH DFND 0 0 0 0 PIPER JAFFRAY COS COM COMMON EQUITY 724078100 5 0 SH DFND 0 0 0 0 FANNIE MAE COM COMMON EQUITY 313586109 100 0 SH DFND 0 0 0 0 FUELCELL ENERGY INC COM COMMON EQUITY 35952h106 100 0 SH DFND 0 0 0 0 SCHWAB STRATEGIC TR US REIT (SCHH) EXCHANGE TRADED PRODUCT 808524847 4 0 SH DFND 0 0 0 0 CANNABIS SCIENCE INC COMMON EQUITY 137648101 3400 0 SH DFND 0 0 0 0 FELCOR LODGING TR INC COM COMMON EQUITY 31430f101 21 0 SH DFND 0 0 0 0 MURPHY OIL CORP COMMON EQUITY 626717102 2 0 SH DFND 0 0 0 0 LEHMAN BROS HLDGS D CAP TR IV PFD SER L 1 PREFERRED EQUITY 52520b206 400 0 SH DFND 0 0 0 0 FNB UNITED CORP COMMON EQUITY 302519202 14 0 SH DFND 0 0 0 0 EAST WEST BANCORP INC COM COMMON EQUITY 27579r104 4 0 SH DFND 0 0 0 0 JACOBS ENGINEERING GROUP INC COMMON EQUITY 469814107 2 0 SH DFND 0 0 0 0 AOL INC. COMMON EQUITY 00184x105 3 0 SH DFND 0 0 0 0 ISHARES S&P NATL MUNI BOND EXCHANGE TRADED PRODUCT 464288414 1015 0 SH DFND 0 0 0 0 EATON VANCE ENHANCED EQUITY INCOME (EOI) EXCHANGE TRADED PRODUCT 278274105 9 0 SH DFND 0 0 0 0 PIMCO ETF TR 0-5 YR HIGH YIELD CORP (HYS) EXCHANGE TRADED PRODUCT 72201r783 450 0 SH DFND 0 0 0 0 ACCO BRANDS CORP COMMON EQUITY 00081t108 16 0 SH DFND 0 0 0 0 PATRIOT SCIENTIFIC CORP COMMON EQUITY 70336n107 1000 0 SH DFND 0 0 0 0 SPDR GOLD TR GOLD SHS (GLD) EXCHANGE TRADED PRODUCT 78463v107 333 0 SH DFND 0 0 0 0 PROGRESS ENERGY CONTINGENT VALUE OBLIG COMMON EQUITY 743263aa3 300 0 SH DFND 0 0 0 0 TUTOR PERINI CORP COM COMMON EQUITY 901109108 5 0 SH DFND 0 0 0 0 WEBMD HEALTH CORP COM COMMON EQUITY 94770v102 3 0 SH DFND 0 0 0 0 VANGUARD WORLD FDS ENERGY ETF EXCHANGE TRADED PRODUCT 92204a306 97 0 SH DFND 0 0 0 0 PIMCO HIGH INCOME FD COM SHS (PHK) EXCHANGE TRADED PRODUCT 722014107 7 0 SH DFND 0 0 0 0 PIMCO MUN INCOME FD II COM (PML) EXCHANGE TRADED PRODUCT 72200w106 7 0 SH DFND 0 0 0 0 PIONEER FLOATING RATE TR COM (PHD) EXCHANGE TRADED PRODUCT 72369j102 6 0 SH DFND 0 0 0 0 GM WARRANTS EXP 7/10/19 @18.33 WARRANTS 37045v118 107 0 SH DFND 0 0 0 0 ISHARES MSCI CHILE (ECH) EXCHANGE TRADED PRODUCT 464286640 335 0 SH DFND 0 0 0 0 EACO CORP COMMON EQUITY 26824a205 22 0 SH DFND 0 0 0 0 ISHARES TR DJ US TOTL MKT EXCHANGE TRADED PRODUCT 464287846 35 0 SH DFND 0 0 0 0 ISHARES S&P GLOBAL CONS STAPLES EXCHANGE TRADED PRODUCT 464288737 220 0 SH DFND 0 0 0 0 WISDOMTREE TR MIDCAP DIVIDEND FUND EXCHANGE TRADED PRODUCT 97717w505 650 0 SH DFND 0 0 0 0 BARCLAYS BK PLC DJAIG CMDT ETN (DJP) EXCHANGE TRADED PRODUCT 06738c778 170 0 SH DFND 0 0 0 0 POWERSHARES FTSE RAFI US 1000 (PRF) EXCHANGE TRADED PRODUCT 73935x583 170411 0 SH DFND 0 0 0 0 WISDOMTREE TR DIVID EX-FINANCIALS FD (DTN) EXCHANGE TRADED PRODUCT 97717w406 650 0 SH DFND 0 0 0 0 INTERLEUKIN GENETICS COM COMMON EQUITY 458738101 150 0 SH DFND 0 0 0 0 ISHARES INC MSCI THAILAND EXCHANGE TRADED PRODUCT 464286624 210 0 SH DFND 0 0 0 0 ISHARES INC MSCI EMG MKTS MIN VOL (EEMV) EXCHANGE TRADED PRODUCT 464286533 13830 0 SH DFND 0 0 0 0 ISHARES S&P GLOBAL INFO TECHNOLOGY (IXN) EXCHANGE TRADED PRODUCT 464287291 150 0 SH DFND 0 0 0 0 AVIAT NETWORKS INC COM COMMON EQUITY 05366y102 22 0 SH DFND 0 0 0 0 AMR CORP COMMON EQUITY 001765106 14 0 SH DFND 0 0 0 0 HYDROGENICS CORP COMMON EQUITY 448883207 4 0 SH DFND 0 0 0 0 ISHARES TR MSCI USA MOMENTUM FACTOR (MTUM) EXCHANGE TRADED PRODUCT 46432f396 31310 0 SH DFND 0 0 0 0 GM WARRANTS EXP 7/10/16 @10 WARRANTS 37045v126 107 0 SH DFND 0 0 0 0 PIMCO ETF TR SHORT TERM MUN BD (SMMU) EXCHANGE TRADED PRODUCT 72201r874 200 0 SH DFND 0 0 0 0 BEACON PWR CORP COMMON EQUITY 073677205 1410 0 SH DFND 0 0 0 0 LIFEPOINT HOSPITALS COM COMMON EQUITY 53219l109 1 0 SH DFND 0 0 0 0 ISHARES TR MSCI ACWI INDEX EXCHANGE TRADED PRODUCT 464288257 2555 0 SH DFND 0 0 0 0 SPDR WELLS FARGO PFD STOCK ETF (PSK) EXCHANGE TRADED PRODUCT 78464a292 1500 0 SH DFND 0 0 0 0 PATRIOT COAL CORP COM COMMON EQUITY 70336t104 230 0 SH DFND 0 0 0 0 POWERSHARES DEVELOPED MARKETS RAFI EXCHANGE TRADED PRODUCT 73936t789 51580 0 SH DFND 0 0 0 0 JPMORGAN CHASE & ALERIAN MLP (AMJ) EXCHANGE TRADED PRODUCT 46625h365 276380 0 SH DFND 0 0 0 0 WISDOMTREE TR EARNING 500 FD (EPS) EXCHANGE TRADED PRODUCT 97717w588 2000 0 SH DFND 0 0 0 0 EASTMAN KODAK CO COM COMMON EQUITY 277461109 291 0 SH DFND 0 0 0 0 UBS ALERIAN 2X MLP INDEX (MLPL) EXCHANGE TRADED PRODUCT 902664200 5000 0 SH DFND 0 0 0 0 STERLING CONSTRUCTION COMMON EQUITY 859241101 4 0 SH DFND 0 0 0 0 FINISAR CORP COM NEW COMMON EQUITY 31787A507 2 0 SH DFND 0 0 0 0 SCHWAB STRATEGIC TR US BROAD MKT (SCHB) EXCHANGE TRADED PRODUCT 808524102 6 0 SH DFND 0 0 0 0 UBS ALERIAN MLP INDEX (MLPI) EXCHANGE TRADED PRODUCT 902641646 61900 0 SH DFND 0 0 0 0 PHOTOMEDEX INC COM PAR COMMON EQUITY 719358301 2 0 SH DFND 0 0 0 0 SPDR INDEX EURO STOXX 50 (FEZ) EXCHANGE TRADED PRODUCT 78463x202 20360 0 SH DFND 0 0 0 0 MARKET VECTORS INDONESIA (IDX) EXCHANGE TRADED PRODUCT 57060u753 90 0 SH DFND 0 0 0 0 ISHARES MSCI USA MINIMUM VOLATILITY (USMV) EXCHANGE TRADED PRODUCT 46429b697 530926 0 SH DFND 0 0 0 0 POWERSHARES S&P LOW VOLATILITY PORTFOLIO EXCHANGE TRADED PRODUCT 73937b779 2080 0 SH DFND 0 0 0 0 ISHARES TR DOW JONES US REGIONAL BKS (IAT) EXCHANGE TRADED PRODUCT 464288778 4320 0 SH DFND 0 0 0 0 POWERSHARES EMERGING MKT LOW VOL (EELV) EXCHANGE TRADED PRODUCT 73937b662 2500 0 SH DFND 0 0 0 0 BULLETSHARES 2018 HIGH YIELD BOND (BSJI) EXCHANGE TRADED PRODUCT 18383m381 25800 0 SH DFND 0 0 0 0 POWERSHARES GLOBAL AGRICULTURE (PAGG) EXCHANGE TRADED PRODUCT 73936q702 100 0 SH DFND 0 0 0 0 POWERSHS AGRICULTURE FUND (DBA) EXCHANGE TRADED PRODUCT 73936b408 1980 0 SH DFND 0 0 0 0 SCHWAB STRATEGIC TR INTL EQUITY (SCHF) EXCHANGE TRADED PRODUCT 808524805 5 0 SH DFND 0 0 0 0 GUGGENHEIM BULLET 2015 HIGH YIELD (BSJF) EXCHANGE TRADED PRODUCT 18383m423 29000 0 SH DFND 0 0 0 0 SCHWAB STRATEGIC EMERGING MKTS EQ (SCHE) EXCHANGE TRADED PRODUCT 808524706 5 0 SH DFND 0 0 0 0 MARKET VECTORS GOLD MINES (GDXJ) EXCHANGE TRADED PRODUCT 57060u589 390 0 SH DFND 0 0 0 0 JPMORGAN CHASE & CO DEP SHS REPSTG 5.50% PREFERRED EQUITY 48126e750 2230 0 SH DFND 0 0 0 0 WELLS FARGO & CO NEW DEP SHS PERP PRFD A PREFERRED EQUITY 949746747 1920 0 SH DFND 0 0 0 0 CONNECTICUT LIGHT & POWER CO PFD PREFERRED EQUITY 207597832 179 0 SH DFND 0 0 0 0 GOLDMAN SACHS GROUP INC 5.95% PERPETUAL PF PREFERRED EQUITY 38145g209 1365 0 SH DFND 0 0 0 0 BB&T CORP DEP SHS REPSTG (BBT PRG) PREFERRED EQUITY 054937800 2010 0 SH DFND 0 0 0 0 PULTE GROUP 7.375% PREFERRED EQUITY 745867200 4000 0 SH DFND 0 0 0 0 HATTERAS FINL CORP CUM REDEEMABLE PFD SER PREFERRED EQUITY 41902r400 6820 0 SH DFND 0 0 0 0 UBS 2X WELLS FARGO BUSINESS DLVP (BDCL) EXCHANGE TRADED PRODUCT 90267b765 17850 0 SH DFND 0 0 0 0 MERRILL LYNCH CP TR II PFD GDR TR PREFERRED EQUITY 59024t203 100 0 SH DFND 0 0 0 0 MERRILL LYNCH K SERIES 6.45% PREFERRED EQUITY 590199204 1300 0 SH DFND 0 0 0 0 ASSURED GTY MUN HLDGS INC NT PREFERRED EQUITY 04623a403 1500 0 SH DFND 0 0 0 0 GOLDMAN SACHS FLOATING PFD SERIES C PREFERRED EQUITY 38144x609 1400 0 SH DFND 0 0 0 0 POWERSHARES US DOLLAR BULL (UUP) EXCHANGE TRADED PRODUCT 73936d107 2775 0 SH DFND 0 0 0 0 POWERSHARES FTSE RAFI EMERGING MKTS (PXH) EXCHANGE TRADED PRODUCT 73936t763 5000 0 SH DFND 0 0 0 0 ISHARES TR MSCI ALL COUNTRY ASIA EX JAPAN EXCHANGE TRADED PRODUCT 464288182 259 0 SH DFND 0 0 0 0 STANDARD HLDGS GROUP COMMON EQUITY 853471100 6374 0 SH DFND 0 0 0 0 VANGUARD INDEX FDS VANGUARD EXTENDED MKT E EXCHANGE TRADED PRODUCT 922908652 377 0 SH DFND 0 0 0 0 AMR CORP DEL PUB INCOME NT PINES 7.875% PREFERRED EQUITY 001765866 100 0 SH DFND 0 0 0 0 GLOBAL CHINA CONSUMER (CHIQ) EXCHANGE TRADED PRODUCT 37950e408 3000 0 SH DFND 0 0 0 0 CLAYMORE/BNY MELLON FRONTIER MKTS (FRN) EXCHANGE TRADED PRODUCT 18383q838 1500 0 SH DFND 0 0 0 0 MORGAN STANLEY FLOATING SERIES A PREFERRED EQUITY 61747s504 71500 0 SH DFND 0 0 0 0 ENTREMED INC COM NEW COMMON EQUITY 29382f202 9 0 SH DFND 0 0 0 0 ISHARES TR S&P 500 VALUE EXCHANGE TRADED PRODUCT 464287408 620 0 SH DFND 0 0 0 0 ALPS ETF ALERIAN MLP (AMLP) EXCHANGE TRADED PRODUCT 00162q866 1100 0 SH DFND 0 0 0 0 POWERSHARES WATER RESOURCES (PHO) EXCHANGE TRADED PRODUCT 73935x575 1150 0 SH DFND 0 0 0 0 BANK OF AMERICA CORP DEP SHS PREFERRED EQUITY 060505625 11900 0 SH DFND 0 0 0 0 POWERSHARES DIVIDEND ACHIEVERS (PFM) EXCHANGE TRADED PRODUCT 73935x732 64550 0 SH DFND 0 0 0 0 AMERICAN INTL GROUP WT WARRANTS 026874156 199 0 SH DFND 0 0 0 0 GAMCO GLOBAL GOLD & NAT RES & INCOME EXCHANGE TRADED PRODUCT 36465a109 200 0 SH DFND 0 0 0 0 PROTHENA CORP COMMON EQUITY g72800108 1 0 SH DFND 0 0 0 0 COHEN & STEERS CLOSED END OPPORTUNITY FD EXCHANGE TRADED PRODUCT 19248p106 3500 0 SH DFND 0 0 0 0 ROGERS INTL COMMODITY INDEX METALS (RJZ) EXCHANGE TRADED PRODUCT 870297405 400 0 SH DFND 0 0 0 0 ZWEIG FD INC COM NEW EXCHANGE TRADED PRODUCT 989834205 3750 0 SH DFND 0 0 0 0 NUVEEN TAX ADV DIVIDEND GROWTH FUND (JTD) EXCHANGE TRADED PRODUCT 67073g105 300 0 SH DFND 0 0 0 0 ISHARES TR DJ US TELECOMM EXCHANGE TRADED PRODUCT 464287713 275 0 SH DFND 0 0 0 0 WELLS FARGO ADV GLOBAL DIVIDEND OPP (EOD) EXCHANGE TRADED PRODUCT 94987c103 650 0 SH DFND 0 0 0 0 CHS INC PFD 8% PREFERRED EQUITY 12542r209 166 0 SH DFND 0 0 0 0 iSHARES DOW JONES TECHNOLOGY SECTOR EXCHANGE TRADED PRODUCT 464287721 1694 0 SH DFND 0 0 0 0 SELECT SECTOR SPDR HEALTHCARE EXCHANGE TRADED PRODUCT 81369y209 932 0 SH DFND 0 0 0 0 AVAX TECHNOLOGIES INC COM COMMON EQUITY 053495305 750 0 SH DFND 0 0 0 0 ZEGARELLI GROUP INTL COM COMMON EQUITY 989270103 400 0 SH DFND 0 0 0 0 VANGUARD WORLD FDS CONSUM DIS ETF EXCHANGE TRADED PRODUCT 92204a108 1758 0 SH DFND 0 0 0 0 PLUG PWR INC COM NEW COMMON EQUITY 72919p202 10 0 SH DFND 0 0 0 0 NEW ENERGY SYS GROUP COM COMMON EQUITY 643847106 30 0 SH DFND 0 0 0 0 SYNTHEMED INC COM COMMON EQUITY 70319a106 167 0 SH DFND 0 0 0 0 DIGITAL ANGEL CORP NEW COMMON EQUITY 25383a200 35 0 SH DFND 0 0 0 0 UPS CALL JULY @90 OPTIONS ups130720 10 0 SH DFND 0 0 0 0 QCOM @72.50 JULY 2013 OPTIONS 99qaco0ej 2 0 SH DFND 0 0 0 0 RIO @62.50 JULY 2013 OPTIONS 99qacl405 2 0 SH DFND 0 0 0 0 SYCAMORE NETWORKS INC COMMON EQUITY 871206405 2 0 SH DFND 0 0 0 0 INNKEEPERS USA TR 8% PFD SER C CALLABLE 1/ PREFERRED EQUITY 4576j0401 500 0 SH DFND 0 0 0 0 BK @30 JAN 2014 OPTIONS 99qabluvt 6 0 SH DFND 0 0 0 0 MSFT CALL OCT @36 OPTIONS msft13101 4 0 SH DFND 0 0 0 0 DOW @36 SEP 2013 OPTIONS dow130921 2 0 SH DFND 0 0 0 0 ADAL GROUP INC COMMON EQUITY 005473103 35 0 SH DFND 0 0 0 0 CELLULAR PRODUCTS COMMON EQUITY 151164100 1000 0 SH DFND 0 0 0 0 CETEK TECHNOLOGIES INC NEW COMMON EQUITY 157193202 326 0 SH DFND 0 0 0 0 ESC CEF DWS RREEF REAL ESTATE FUND 11 COMMON EQUITY 233esc987 19 0 SH DFND 0 0 0 0 ENVITT CAP GROUP INC COM COMMON EQUITY 29413n109 151 0 SH DFND 0 0 0 0 HEALTHNOSTICS INC COM PAR COMMON EQUITY 422250308 4 0 SH DFND 0 0 0 0 RSTK HEALTHNOSTICS INC COM COMMON EQUITY 422250894 35 0 SH DFND 0 0 0 0 IBSG INTL INC COM NEW COMMON EQUITY 449236207 120 0 SH DFND 0 0 0 0 IFS INTL COMMON EQUITY 449515303 4000 0 SH DFND 0 0 0 0 INFORMATION ARCHITECTS COMMON EQUITY 45669r701 1 0 SH DFND 0 0 0 0 INTERVISUAL BOOKS INC COMMON EQUITY 460918105 1200 0 SH DFND 0 0 0 0 ESCROW MIRANT CORP COM NEW COMMON EQUITY 604675991 693 0 SH DFND 0 0 0 0 NORTEL NETWORKS NEW COM COMMON EQUITY 656568508 60 0 SH DFND 0 0 0 0 PAPERFREE MED SOLUTION COM COMMON EQUITY 698830106 50 0 SH DFND 0 0 0 0 SKYBRIDGE TECH GRP INC COM NEW COMMON EQUITY 83082v504 1 0 SH DFND 0 0 0 0 TSB FINL CORP COM COMMON EQUITY 872805106 665 0 SH DFND 0 0 0 0 TAMIJA GOLD & DIAMOND COM COMMON EQUITY 87509p107 1 0 SH DFND 0 0 0 0 TELYNX INC CL A PAR 0.01 COMMON EQUITY 87972e308 2 0 SH DFND 0 0 0 0 YARC SYS INC COMMON EQUITY 984859108 500 0 SH DFND 0 0 0 0 100,000THS FIRST HORIZON NATIONAL CORP COMMON EQUITY dca517101 1031254 0 SH DFND 0 0 0 0 100,000THS KINDER MORGAN MGMT LLC SHS COMMON EQUITY EKE55U103 426565 0 SH DFND 0 0 0 0 STONE RESURCES LTD SHS COMMON EQUITY G85128109 167 0 SH DFND 0 0 0 0 WELLS FARGO & CO NEW PFD DIVID EQUALIZATIO PREFERRED EQUITY 949746887 5 0 SH DFND 0 0 0 0 FEDERAL HOME LN MTG CP PFD 8.375% NCM PREFERRED EQUITY 313400624 600 0 SH DFND 0 0 0 0 WELLS FARGO & CO DIVIDEND EQUAL 8% SER J PREFERRED EQUITY kek746889 110800 0 SH DFND 0 0 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF EXCHANGE TRADED PRODUCT 92204a603 195 0 SH DFND 0 0 0 0 ISHARES TR S&P500 GRW (IVW) EXCHANGE TRADED PRODUCT 464287309 222 0 SH DFND 0 0 0 0 VANGUARD MID CAP (VO) EXCHANGE TRADED PRODUCT 922908629 334 0 SH DFND 0 0 0 0 WISDOMTREE TR INTL DIVID EX FINLS (DOO) EXCHANGE TRADED PRODUCT 97717w786 1220 0 SH DFND 0 0 0 0 AIG WTS EX 1/13/13 WARRANTS acg874152 802123 0 SH DFND 0 0 0 0 KINDER MORGAN WT EXP 2/15/17 WARRANTS 49456b119 640 0 SH DFND 0 0 0 0