0001398344-13-000264.txt : 20130125
0001398344-13-000264.hdr.sgml : 20130125
20130124175801
ACCESSION NUMBER: 0001398344-13-000264
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130125
DATE AS OF CHANGE: 20130124
EFFECTIVENESS DATE: 20130125
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Glacier Peak Capital LLC
CENTRAL INDEX KEY: 0001567397
IRS NUMBER: 911723315
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15098
FILM NUMBER: 13546569
BUSINESS ADDRESS:
STREET 1: 500 108TH AVE NE SUITE 905
CITY: BELLEVUE
STATE: WA
ZIP: 98004
BUSINESS PHONE: 425-453-5010
MAIL ADDRESS:
STREET 1: 500 108TH AVE NE SUITE 905
CITY: BELLEVUE
STATE: WA
ZIP: 98004
13F-HR
1
fp0006161_13fhr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Glacier Peak Capital LLC
Address: 500 108th Ave NE
Suite 905
Bellevue, WA 98004
Form 13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Mike Boroughs
Title: Assistant Portfolio Manager
Phone: (425) 453-5010
Signature, Place, and Date of Signing:
/s/ Mike Boroughs Bellevue, WA January 24, 2013
----------------- ------------ ----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
-----------
Form 13F Information Table Entry Total: 61
-----------
Form 13F Information Table Value Total: $ 82,274
-----------
(thousands)
List of Other Included Managers:
Provide a numbered list of the names(s) and Form 13F file numbers(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
NONE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
----------------------------- ----------------- --------- ----------- -------------------- ---------- -------- ---------------------
VOTING AUTHORITY
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
----------------------------- ----------------- --------- ----------- ----------- --- ---- ---------- -------- --------- ------ ----
AMERICAN NATL INS CO COM 028591105 3,826 56,022 SH Sole 56,022
APPLE INC COM 037833100 1,437 2,700 SH Sole 2,700
ARCH COAL INC COM 039380100 366 50,000 SH Sole 50,000
AVON PRODS INC COM 054303102 2,035 141,700 SH Sole 141,700
BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 1,628 65,364 SH Sole 65,364
BRISTOL MYERS SQUIBB CO COM 110122108 553 16,963 SH Sole 16,963
BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 1,569 34,560 SH Sole 34,560
CENTURYLINK INC COM 156700106 1,917 49,000 SH Sole 49,000
CHINAEDU CORP SPONS ADR 16945L107 407 70,044 SH Sole 70,044
CLOROX CO DEL COM 189054109 2,796 38,191 SH Sole 38,191
CNA FINL CORP COM 126117100 683 24,377 SH Sole 24,377
COWEN GROUP INC NEW CL A 223622101 5,136 2,096,236 SH Sole 2,096,236
DENDREON CORP COM 24823Q107 66 12,500 SH Sole 12,500
DEVON ENERGY CORP NEW COM 25179M103 1,561 30,000 SH Sole 30,000
DIGITAL GENERATION INC COM 25400B108 818 75,000 SH Sole 75,000
DYNAMICS RESH CORP COM 268057106 702 120,013 SH Sole 120,013
ENBRIDGE ENERGY PARTNERS L P COM 29250R106 1,184 42,450 SH Sole 42,450
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 660 15,366 SH Sole 15,366
EXCO RESOURCES INC COM 269279402 406 60,000 SH Sole 60,000
FIFTH THIRD BANCORP COM 316773100 252 16,600 SH Sole 16,600
GDL FUND COM SH BEN IT 361570104 9,987 874,538 SH Sole 874,538
GEOEYE INC COM 37250W108 1,537 50,000 SH Sole 50,000
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1,440 33,135 SH Sole 33,135
IMATION CORP COM 45245A107 2,419 517,949 SH Sole 517,949
INTREPID POTASH INC COM 46121Y102 532 25,000 SH Sole 25,000
ISHARES MSCI BRAZIL ETFs 464286400 336 6,000 SH Sole 6,000
JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 877 121,805 SH Sole 121,805
KANSAS CITY LIFE INS CO COM 484836101 348 9,121 SH Sole 9,121
KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 1,848 367,400 SH Sole 367,400
LEAPFROG ENTERPRISES INC CL A 52186N106 518 60,000 SH Sole 60,000
LINN ENERGY LLC UNIT LTD LIAB 536020100 881 25,000 SH Sole 25,000
LOEWS CORP COM 540424108 4,080 100,121 SH Sole 100,121
MAJESCO ENTERTAINMENT CO COM NEW 560690208 36 33,918 SH Sole 33,918
MARKET VECTORS ETF TR INDIA SMALL CP 57060U563 751 67,496 SH Sole 67,496
MARKET VECTORS ETF TR VIETNAM ETF 57060U761 987 54,820 SH Sole 54,820
MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 908 125,000 SH Sole 125,000
MEDTRONIC INC COM 585055106 1,009 24,600 SH Sole 24,600
MERCK & CO INC NEW COM 58933Y105 674 16,458 SH Sole 16,458
MICROSOFT CORP COM 594918104 1,410 52,775 SH Sole 52,775
MORGAN STANLEY CHINA A SH FD COM 617468103 1,307 54,348 SH Sole 54,348
NATIONAL WESTN LIFE INS CO CL A 638522102 929 5,892 SH Sole 5,892
OCCIDENTAL PETE CORP DEL COM 674599105 1,111 14,500 SH Sole 14,500
ON ASSIGNMENT INC COM 682159108 958 47,250 SH Sole 47,250
PEABODY ENERGY CORP COM 704549104 239 9,000 SH Sole 9,000
PENN VA CORP COM 707882106 714 161,943 SH Sole 161,943
PLX TECHNOLOGY INC COM 693417107 154 42,500 SH Sole 42,500
POTASH CORP SASK INC COM 73755L107 1,021 25,100 SH Sole 25,100
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1,628 25,000 SH Sole 25,000
PROCTER & GAMBLE CO COM 742718109 2,037 30,000 SH Sole 30,000
PROSHARES TR PSHS ULTSH 2 0YRS 74347B201 2,379 37,500 SH Sole 37,500
REALNETWORKS INC COM NEW 75605L708 402 53,128 SH Sole 53,128
STAPLES INC COM 855030102 302 26,500 SH Sole 26,500
SYMETRA FINL CORP COM 87151Q106 323 24,904 SH Sole 24,904
TC PIPELINES LP UT COM LTD PRT 87233Q108 1,726 42,757 SH Sole 42,757
TELLABS INC COM 879664100 443 194,096 SH Sole 194,096
UNISYS CORP COM NEW 909214306 1,335 77,146 SH Sole 77,146
UNITED STATES NATL GAS FUND UNIT PAR $0.001 912318201 495 26,200 SH Sole 26,200
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 3,871 153,690 SH Sole 153,690
WELLS FARGO & CO NEW COM 949746101 273 8,000 SH Sole 8,000
WILLIAMS PARTNERS L P COM UNIT L P 96950F104 817 16,800 SH Sole 16,800
YAHOO INC COM 984332106 1,230 61,800 SH Sole 61,800