0001567163-20-000004.txt : 20201021
0001567163-20-000004.hdr.sgml : 20201021
20201020181026
ACCESSION NUMBER: 0001567163-20-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201021
DATE AS OF CHANGE: 20201020
EFFECTIVENESS DATE: 20201021
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Edge Wealth Management LLC
CENTRAL INDEX KEY: 0001567163
IRS NUMBER: 141980838
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15102
FILM NUMBER: 201249122
BUSINESS ADDRESS:
STREET 1: 805 3RD AVE 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2126820133
MAIL ADDRESS:
STREET 1: 805 3RD AVE 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001567163
XXXXXXXX
09-30-2020
09-30-2020
Edge Wealth Management LLC
805 3RD AVE 12TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-15102
N
Matthew Weinberg
Principal
212-682-0133
Matthew Weinberg
New York
NY
10-20-2020
0
442
434477
false
INFORMATION TABLE
2
edge3q20.xml
3M CO
COM
88579Y101
46
290
SH
SOLE
290
0
0
ABB LTD-SPON ADR
ADR
000375204
38
1500
SH
SOLE
1500
0
0
ABBVIE INC
COM
00287Y109
77
883
SH
SOLE
883
0
0
ACCENTURE PLC-CL A
COM
G1151C101
122
540
SH
SOLE
540
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
2
20
SH
SOLE
20
0
0
ADAPTIVE BIOTECHNOLOGIES
COM
00650F109
4377
90000
SH
SOLE
90000
0
0
ADICET BIO INC
COM
007002108
156
13145
SH
SOLE
13145
0
0
ADIDAS AG-SPONSORED ADR
ADR
00687A107
82
500
SH
SOLE
500
0
0
ADOBE INC
COM
00724F101
26
54
SH
SOLE
54
0
0
ADVANCED MICRO DEVICES
COM
007903107
25
301
SH
SOLE
301
0
0
AG MORTGAGE INVESTMENT TRUST
REIT
001228105
1
400
SH
SOLE
400
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
64
635
SH
SOLE
635
0
0
AGNC INVESTMENT CORP
PFD
00123Q500
4845
203313
SH
SOLE
203313
0
0
AGNC INVESTMENT CORP
REIT
00123Q104
951
68390
SH
SOLE
68390
0
0
ALCOA CORP
COM
013872106
1
36
SH
SOLE
36
0
0
ALERIAN MLP ETF
ETF
00162Q452
930
46551
SH
SOLE
46551
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
333
2907
SH
SOLE
2907
0
0
ALIBABA GROUP HOLDING-SP ADR
ADR
01609W102
90
306
SH
SOLE
306
0
0
ALLSTATE CORP
COM
020002101
49
525
SH
SOLE
525
0
0
ALPHABET INC-CL A
COM
02079K305
18991
12958
SH
SOLE
12958
0
0
ALPHABET INC-CL C
COM
02079K107
206
140
SH
SOLE
140
0
0
AMAZON.COM INC
COM
023135106
6612
2100
SH
SOLE
2100
0
0
AMERICAN AIRLINES GROUP INC
COM
02376R102
7
600
SH
SOLE
600
0
0
AMERICAN ELECTRIC POWER
COM
025537101
327
4000
SH
SOLE
4000
0
0
AMERICAN EXPRESS CO
COM
025816109
38
382
SH
SOLE
382
0
0
AMERICAN INTERNATIONAL GROUP
COM
026874784
14
525
SH
SOLE
525
0
0
AMERICAN LITHIUM MINERALS IN
COM
027263102
1
500
SH
SOLE
500
0
0
AMERICAN OUTDOOR BRANDS INC
COM
02875D109
3
200
SH
SOLE
200
0
0
ANHEUSER-BUSCH INBEV-SPN ADR
ADR
03524A108
56
1038
SH
SOLE
1038
0
0
ANNALY CAPITAL MANAGEMENT IN
REIT
035710409
592
83185
SH
SOLE
83185
0
0
ANNALY CAPITAL MGMT
PFD
035710870
5184
230200
SH
SOLE
230200
0
0
APOLLO GLOBAL MANAGEMENT INC
COM
03768E105
15
336
SH
SOLE
336
0
0
APOLLO INVESTMENT CORP
COM
03761U502
1
153
SH
SOLE
153
0
0
APPLE INC
COM
037833100
30313
261747
SH
SOLE
261747
0
0
ARAMARK
COM
03852U106
22
850
SH
SOLE
850
0
0
ARBOR REALTY TRUST INC
REIT
038923108
229
20000
SH
SOLE
20000
0
0
ARGONAUT GOLD INC
COM
04016A101
20
10000
SH
SOLE
10000
0
0
ARISTA NETWORKS INC
COM
040413106
5
25
SH
SOLE
25
0
0
ARK INNOVATION ETF
ETF
00214Q104
2
22
SH
SOLE
22
0
0
ASHLAND GLOBAL HOLDINGS INC
COM
044186104
19
265
SH
SOLE
265
0
0
AT&T INC
COM
00206R102
230
8058
SH
SOLE
8058
0
0
AT&T INC
PFD
00206R508
61
2300
SH
SOLE
2300
0
0
AURORA CANNABIS INC
COM
05156X884
1
131
SH
SOLE
131
0
0
AUTOMATIC DATA PROCESSING
COM
053015103
47
340
SH
SOLE
340
0
0
AVADEL PHARMACEUTICALS-ADR
ADR
05337M104
302
60000
SH
SOLE
60000
0
0
AVALONBAY COMMUNITIES INC
REIT
053484101
77
515
SH
SOLE
515
0
0
AVEO PHARMACEUTICALS INC
COM
053588307
6
1000
SH
SOLE
1000
0
0
AXOVANT GENE THERAPIES LTD
COM
G0750W203
1
320
SH
SOLE
320
0
0
B2GOLD CORP
COM
11777Q209
39
6000
SH
SOLE
6000
0
0
BAIDU INC - SPON ADR
ADR
056752108
70
555
SH
SOLE
555
0
0
BANK OF AMERICA CORP
COM
060505104
3220
133654
SH
SOLE
133654
0
0
BANK OF AMERICA CORP
PFD
060505195
1883
68930
SH
SOLE
68930
0
0
BANK OF AMERICA CORP
PFD
06055H202
479
18250
SH
SOLE
18250
0
0
BANK OF NEW YORK MELLON CORP
COM
064058100
28
826
SH
SOLE
826
0
0
BARRICK GOLD CORP
COM
067901108
398
14167
SH
SOLE
14167
0
0
BELLATRIX EXPLORATION LTD
COM
078314705
1
116
SH
SOLE
116
0
0
BERKSHIRE HATHAWAY INC-CL B
COM
084670702
10257
48168
SH
SOLE
48168
0
0
BGC PARTNERS INC-CL A
COM
05541T101
44
18150
SH
SOLE
18150
0
0
BIOCRYST PHARMACEUTICALS INC
COM
09058V103
761
221629
SH
SOLE
221629
0
0
BIONDVAX PHARMACEUTICALS-ADR
ADR
09073Q105
10
250
SH
SOLE
250
0
0
BLACKBERRY LTD
COM
09228F103
3
750
SH
SOLE
750
0
0
BLACKROCK ENHANCED EQTY DVD
CEF
09251A104
1
67
SH
SOLE
67
0
0
BLACKROCK ENHANCED GLOBAL DI
CEF
092501105
12
1234
SH
SOLE
1234
0
0
BLACKROCK INC
COM
09247X101
8300
14729
SH
SOLE
14729
0
0
BLACKROCK MUNIHOLDINGS NJ QU
CEF
09254X101
125
9175
SH
SOLE
9175
0
0
BLACKROCK RESOURCES & COMMOD
CEF
09257A108
18
3000
SH
SOLE
3000
0
0
BLINK CHARGING CO
COM
09354A100
41
4000
SH
SOLE
4000
0
0
BLUEPRINT MEDICINES CORP
COM
09627Y109
192
2070
SH
SOLE
2070
0
0
BOEING CO/THE
COM
097023105
168
1015
SH
SOLE
1015
0
0
BOX INC - CLASS A
COM
10316T104
15
883
SH
SOLE
883
0
0
BP PLC-SPONS ADR
ADR
055622104
1929
110502
SH
SOLE
110502
0
0
BRAINSWAY LTD-ADR
ADR
10501L106
6
1000
SH
SOLE
1000
0
0
BRIACELL THERAPEUTICS CORP
COM
10778Y302
3
774
SH
SOLE
774
0
0
BRIDGESTONE CORP
COM
613210004
48
1500
SH
SOLE
1500
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
255
4222
SH
SOLE
4222
0
0
BROOKDALE SENIOR LIVING INC
COM
112463104
3
1000
SH
SOLE
1000
0
0
BROOKFIELD REAL ASSETS INCOM
CEF
112830104
4
245
SH
SOLE
245
0
0
BUILD AMERICA BONDS INCOME
UIT
12008C282
5
6
SH
SOLE
6
0
0
BUILD AMERICA BONDS INCOME T
UIT
12008A484
16
30
SH
SOLE
30
0
0
CALL CARNIVAL CORP 20 EXP 10/16/20
EQUITY OPTION
143658900
1
1
SH
Call
SOLE
1
0
0
CALL DELTA AIR LINES INC 40 EXP 01/15/21
EQUITY OPTION
247361902
1
1
SH
Call
SOLE
1
0
0
CALL UNITED STS OIL FD L 5 ADJ EXP 10/16/20REPS 12 USO $8.18 CASH
EQUITY OPTION
91167Q900
1
80
SH
Call
SOLE
80
0
0
CALL UNITED STS OIL FD L7 ADJ EXP 01/15/21REPS 12 USO $8.18 CASH
EQUITY OPTION
91167Q900
1
230
SH
Call
SOLE
230
0
0
CALL UNITED STS OIL FD L8 ADJ EXP 10/16/20REPS 12 USO 8.18 CASH
EQUITY OPTION
91167Q900
1
320
SH
Call
SOLE
320
0
0
CANNABIS SCIENCE INC
COM
137648101
1
15000
SH
SOLE
15000
0
0
CANOPY GROWTH CORP
COM
138035100
3
200
SH
SOLE
200
0
0
CAPRI HOLDINGS LTD
COM
G1890L107
4
210
SH
SOLE
210
0
0
CARNIVAL CORP
COM
143658300
2
100
SH
SOLE
100
0
0
CARS.COM INC
COM
14575E105
24
3000
SH
SOLE
3000
0
0
CATERPILLAR INC
COM
149123101
4388
29418
SH
SOLE
29418
0
0
CEDAR FAIR LP
MLP
150185106
80
2844
SH
SOLE
2844
0
0
CENOVUS ENERGY INC
COM
15135U109
39
10000
SH
SOLE
10000
0
0
CENTERPOINT ENERGY INC
COM
15189T107
13
670
SH
SOLE
670
0
0
CENTERRA GOLD INC
COM
152006102
119
10200
SH
SOLE
10200
0
0
CERNER CORP
COM
156782104
7639
105670
SH
SOLE
105670
0
0
CHANGE HEALTHCARE INC
COM
15912K100
8
525
SH
SOLE
525
0
0
CHARLES RIVER LABORATORIES
COM
159864107
136
600
SH
SOLE
600
0
0
CHENIERE ENERGY INC
COM
16411R208
6
120
SH
SOLE
120
0
0
CHEVRON CORP
COM
166764100
6248
86777
SH
SOLE
86777
0
0
CHEWY INC - CLASS A
COM
16679L109
4
79
SH
SOLE
79
0
0
CHIMERA INVESTMENT CORP
PFD
16934Q406
383
18699
SH
SOLE
18699
0
0
CISCO SYSTEMS INC
COM
17275R102
2988
75865
SH
SOLE
75865
0
0
CITIGROUP INC
PFD
172967341
195
7060
SH
SOLE
7060
0
0
CITIGROUP INC
COM
172967424
99
2293
SH
SOLE
2293
0
0
COCA-COLA CO THE
COM
191216100
5258
106505
SH
SOLE
106505
0
0
COLONY CAPITAL INC
REIT
19626G108
85
31000
SH
SOLE
31000
0
0
COMCAST CORP-CLASS A
COM
20030N101
40
855
SH
SOLE
855
0
0
COMPASS DIVERSIFIED HOLDINGS
MLP
20451Q104
15
800
SH
SOLE
800
0
0
CORTEVA INC
COM
22052L104
8
267
SH
SOLE
267
0
0
COSTCO WHOLESALE CORP
COM
22160K105
17
47
SH
SOLE
47
0
0
COUSINS PROPERTIES INC
REIT
222795502
20
709
SH
SOLE
709
0
0
CRISPR THERAPEUTICS AG
COM
H17182108
2
20
SH
SOLE
20
0
0
CRONOS GROUP INC
COM
22717L101
38
7500
SH
SOLE
7500
0
0
CROWDSTRIKE HOLDINGS INC - A
COM
22788C105
15
109
SH
SOLE
109
0
0
CUMMINS INC
COM
231021106
106
500
SH
SOLE
500
0
0
CVS HEALTH CORP
COM
126650100
3408
58357
SH
SOLE
58357
0
0
DARE BIOSCIENCE INC
COM
23666P101
3
3000
SH
SOLE
3000
0
0
DELTA AIR LINES INC
COM
247361702
154
5028
SH
SOLE
5028
0
0
DHT HOLDINGS INC
COM
Y2065G121
45
8800
SH
SOLE
8800
0
0
DOMINION ENERGY INC
COM
25746U844
1107
43162
SH
SOLE
43162
0
0
DOW INC
COM
260557103
13
267
SH
SOLE
267
0
0
DRAFTKINGS INC - CL A
COM
26142R104
16
275
SH
SOLE
275
0
0
DREAM MARKETING INC
COM
26153A107
1
15
SH
SOLE
15
0
0
DUKE ENERGY CORP
COM
26441C204
421
4750
SH
SOLE
4750
0
0
DUKE ENERGY CORP
PFD
26441C303
102
4000
SH
SOLE
4000
0
0
DUNKIN' BRANDS GROUP INC
COM
265504100
4
50
SH
SOLE
50
0
0
DUPONT DE NEMOURS INC
COM
26614N102
15
267
SH
SOLE
267
0
0
EATON CORP PLC
COM
G29183103
55
535
SH
SOLE
535
0
0
EATON VANCE TAX MAN GLBL BR
CEF
27829C105
94
11000
SH
SOLE
11000
0
0
ECOLAB INC
COM
278865100
100
500
SH
SOLE
500
0
0
ELI LILLY & CO
COM
532457108
78
530
SH
SOLE
530
0
0
EMERGENT BIOSOLUTIONS INC
COM
29089Q105
52
500
SH
SOLE
500
0
0
ENERGY TRANSFER LP
MLP
29273V100
201
37000
SH
SOLE
37000
0
0
ENERGY TRANSFER OPERATNG
PFD
29278N400
7
408
SH
SOLE
408
0
0
ENTERPRISE PRODUCTS PARTNERS
MLP
293792107
1573
99638
SH
SOLE
99638
0
0
EURONAV NV
COM
B38564108
13
1500
SH
SOLE
1500
0
0
EVOLUS INC
COM
30052C107
32
8250
SH
SOLE
8250
0
0
EXELON CORP
COM
30161N101
14
381
SH
SOLE
381
0
0
EXPEDIA GROUP INC
COM
30212P303
9
100
SH
SOLE
100
0
0
EXXON MOBIL CORP
COM
30231G102
231
6732
SH
SOLE
6732
0
0
FACEBOOK INC-CLASS A
COM
30303M102
2822
10777
SH
SOLE
10777
0
0
FANNIE MAE
COM
313586109
43
21500
SH
SOLE
21500
0
0
FARFETCH LTD-CLASS A
COM
30744W107
126
5000
SH
SOLE
5000
0
0
FASTLY INC - CLASS A
COM
31188V100
19
200
SH
SOLE
200
0
0
FEDEX CORP
COM
31428X106
544
2162
SH
SOLE
2162
0
0
FINANCIAL SELECT SECTOR SPDR
ETF
81369Y605
174
7215
SH
SOLE
7215
0
0
FIREEYE INC
COM
31816Q101
17
1354
SH
SOLE
1354
0
0
FIRST TRUST 379-BUILD AMERIC
UIT
33738B618
10
10
SH
SOLE
10
0
0
FORTRESS BIOTECH INC
COM
34960Q109
24
6000
SH
SOLE
6000
0
0
FOX CORP - CLASS A
COM
35137L105
18
633
SH
SOLE
633
0
0
FREDDIE MAC
COM
313400301
8
4000
SH
SOLE
4000
0
0
FREDDIE MAC
PFD
313400848
3
200
SH
SOLE
200
0
0
FRONTIER COMMUNICATIONS CORP
COM
35906A306
1
13
SH
SOLE
13
0
0
FRONTLINE LTD
COM
G3682E127
10
1500
SH
SOLE
1500
0
0
FS KKR CAPITAL CORP
COM
302635206
103
6518
SH
SOLE
6518
0
0
GENERAL DYNAMICS CORP
COM
369550108
8290
59886
SH
SOLE
59886
0
0
GENERAL ELECTRIC CO
COM
369604103
2
375
SH
SOLE
375
0
0
GENERAL MOTORS CO
COM
37045V100
1
16
SH
SOLE
16
0
0
GILEAD SCIENCES INC
COM
375558103
266
4210
SH
SOLE
4210
0
0
GLAXOSMITHKLINE PLC-SPON ADR
ADR
37733W105
64
1700
SH
SOLE
1700
0
0
GLOBAL X MLP ETF
ETF
37954Y343
126
5740
SH
SOLE
5740
0
0
GLOBAL X ROBOTICS & ARTIFICI
ETF
37954Y715
28
1000
SH
SOLE
1000
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
70
349
SH
SOLE
349
0
0
HELIOS AND MATHESON ANALYTIC
COM
42327L309
1
25000
SH
SOLE
25000
0
0
HERSHEY CO/THE
COM
427866108
14
100
SH
SOLE
100
0
0
HERTZ GLOBAL HOLDINGS INC
COM
42806J106
3
2500
SH
SOLE
2500
0
0
HOME DEPOT INC
COM
437076102
71
256
SH
SOLE
256
0
0
HONEYWELL INTERNATIONAL INC
COM
438516106
9798
59524
SH
SOLE
59524
0
0
HORIZON THERAPEUTICS PLC
COM
G46188101
194
2500
SH
SOLE
2500
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
2
175
SH
SOLE
175
0
0
IES HOLDINGS INC
COM
44951W106
3
100
SH
SOLE
100
0
0
INTEL CORP
COM
458140100
2735
52819
SH
SOLE
52819
0
0
INTERNATIONAL PAPER CO
COM
460146103
18
440
SH
SOLE
440
0
0
INTL BUSINESS MACHINES CORP
COM
459200101
49
400
SH
SOLE
400
0
0
INVESCO BULLETSHARES 2020 CO
ETF
46138J502
20
938
SH
SOLE
938
0
0
INVESCO BULLETSHARES 2020 HI
ETF
46138J601
73
3125
SH
SOLE
3125
0
0
INVESCO BULLETSHARES 2021 CO
ETF
46138J700
2453
115041
SH
SOLE
115041
0
0
INVESCO BULLETSHARES 2021 HI
ETF
46138J809
504
21992
SH
SOLE
21992
0
0
INVESCO BULLETSHARES 2022 CO
ETF
46138J882
6820
312289
SH
SOLE
312289
0
0
INVESCO BULLETSHARES 2022 HI
ETF
46138J874
190
8292
SH
SOLE
8292
0
0
INVESCO BULLETSHARES 2023 CO
ETF
46138J866
9288
426270
SH
SOLE
426270
0
0
INVESCO BULLETSHARES 2023 HI
ETF
46138J858
31
1284
SH
SOLE
1284
0
0
INVESCO BULLETSHARES 2024 CO
ETF
46138J841
257
11600
SH
SOLE
11600
0
0
INVESCO CA V M I
CEF
46132H106
106
8500
SH
SOLE
8500
0
0
INVESCO HI INC 2024 TRGT TRM
CEF
46136K105
181
22893
SH
SOLE
22893
0
0
INVESCO KBW HIGH DIVIDEND YI
ETF
46138E610
40
3000
SH
SOLE
3000
0
0
INVESCO PREFERRED ETF
ETF
46138E511
3423
232410
SH
SOLE
232410
0
0
INVESCO SENIOR INCOME TRUST
CEF
46131H107
5
1486
SH
SOLE
1486
0
0
INVESCO VALUE MUNICIPAL INCO
CEF
46132P108
6
400
SH
SOLE
400
0
0
INVESCO VARIABLE RATE PREFER
ETF
46138G870
148
6000
SH
SOLE
6000
0
0
INVESCO WATER RESOURCES ETF
ETF
46137V142
79
2000
SH
SOLE
2000
0
0
ISHARES 7-10 YEAR TREASURY B
ETF
464287440
61
503
SH
SOLE
503
0
0
ISHARES CORE MSCI EMERGING
ETF
46434G103
12
235
SH
SOLE
235
0
0
ISHARES CORE S&P 500 ETF
ETF
464287200
628
1870
SH
SOLE
1870
0
0
ISHARES CORE S&P U.S. VALUE
ETF
464287663
22
400
SH
SOLE
400
0
0
ISHARES DOW JONES U.S. ETF
ETF
464287846
267
1600
SH
SOLE
1600
0
0
ISHARES FLOATING RATE BOND E
ETF
46429B655
534
10537
SH
SOLE
10537
0
0
ISHARES GOLD TRUST
ETF
464285105
1817
101020
SH
SOLE
101020
0
0
ISHARES IBOXX INVESTMENT GRA
ETF
464287242
679
5040
SH
SOLE
5040
0
0
ISHARES MORTGAGE REAL ESTATE
ETF
46435G342
1
45
SH
SOLE
45
0
0
ISHARES MSCI EMERGING MARKET
ETF
464286533
21
386
SH
SOLE
386
0
0
ISHARES MSCI SINGAPORE ETF
ETF
46434G780
20
1050
SH
SOLE
1050
0
0
ISHARES MSCI UNITED KINGDOM
ETF
46435G334
25
1000
SH
SOLE
1000
0
0
ISHARES MSCI USA MIN VOL FAC
ETF
46429B697
333
5220
SH
SOLE
5220
0
0
ISHARES MSCI USA MOMENTUM FA
ETF
46432F396
19
129
SH
SOLE
129
0
0
ISHARES MSCI USA QUALITY FAC
ETF
46432F339
209
2019
SH
SOLE
2019
0
0
ISHARES NASDAQ BIOTECHNOLOGY
ETF
464287556
123
906
SH
SOLE
906
0
0
ISHARES NATIONAL MUNI BOND E
ETF
464288414
6
55
SH
SOLE
55
0
0
ISHARES PREFERRED & INCOME S
ETF
464288687
42014
1152656
SH
SOLE
1152656
0
0
ISHARES RUSSELL 1000 ETF
ETF
464287622
37
200
SH
SOLE
200
0
0
ISHARES RUSSELL 1000 GROWTH
ETF
464287614
33
150
SH
SOLE
150
0
0
ISHARES RUSSELL 2000 ETF
ETF
464287655
8313
55495
SH
SOLE
55495
0
0
ISHARES S&P 500 VALUE ETF
ETF
464287408
11
100
SH
SOLE
100
0
0
ISHARES SELECT DIVIDEND ETF
ETF
464287168
114
1400
SH
SOLE
1400
0
0
ISHARES SHORT MATURITY BOND
ETF
46431W507
18
368
SH
SOLE
368
0
0
ISHARES U.S. HEALTHCARE ETF
ETF
464287762
84
370
SH
SOLE
370
0
0
ISHARES U.S. HOME CONSTRUCTI
ETF
464288752
10
182
SH
SOLE
182
0
0
ISHARES US TREASURY BOND ETF
ETF
46429B267
812
29063
SH
SOLE
29063
0
0
ITO EN LTD
COM
314300000
194
2700
SH
SOLE
2700
0
0
JBG SMITH PROPERTIES
REIT
46590V100
6
233
SH
SOLE
233
0
0
JOHNSON & JOHNSON
COM
478160104
13623
91502
SH
SOLE
91502
0
0
JPMORGAN CHASE & CO
COM
46625H100
10155
105482
SH
SOLE
105482
0
0
JPMORGAN CHASE & CO
PFD
48128B648
412
15000
SH
SOLE
15000
0
0
JPMORGAN CHASE & CO
PFD
48127X542
279
11000
SH
SOLE
11000
0
0
JPMORGAN CHASE & CO
PFD
48128B622
238
9000
SH
SOLE
9000
0
0
JPMORGAN ULTRA-SHORT INCOME
ETF
46641Q837
7
140
SH
SOLE
140
0
0
KARYOPHARM THERAPEUTICS INC
COM
48576U106
130
8890
SH
SOLE
8890
0
0
KAYNE ANDERSON ENERGY INFRAS
CEF
486606106
160
40000
SH
SOLE
40000
0
0
KIMCO REALTY CORP
REIT
49446R109
18
1575
SH
SOLE
1575
0
0
KINDER MORGAN INC
COM
49456B101
20
1635
SH
SOLE
1635
0
0
KKR & CO INC
COM
48251W104
65
1900
SH
SOLE
1900
0
0
KRANESHARES CSI CHINA INTERN
ETF
500767306
13
196
SH
SOLE
196
0
0
LAM RESEARCH CORP
COM
512807108
725
2185
SH
SOLE
2185
0
0
LENNAR CORP-A
COM
526057104
22
265
SH
SOLE
265
0
0
LEXARIA BIOSCIENCE CORP
COM
52886N307
27
100000
SH
SOLE
100000
0
0
LIBERTY MEDIA CORP-LIBERTY-A
COM
531229870
17
500
SH
SOLE
500
0
0
LIBERTY MEDIA CORP-LIBERTY-C
COM
531229854
16
450
SH
SOLE
450
0
0
LLOYDS BANKING GROUP PLC-ADR
ADR
539439109
260
200000
SH
SOLE
200000
0
0
LMP AUTOMOTIVE HOLDINGS INC
COM
53952P101
190
7000
SH
SOLE
7000
0
0
LOCKHEED MARTIN CORP
COM
539830109
56
145
SH
SOLE
145
0
0
LSB INDUSTRIES INC
COM
502160104
81
50000
SH
SOLE
50000
0
0
LULULEMON ATHLETICA INC
COM
550021109
7
22
SH
SOLE
22
0
0
MACQUARIE INFRASTRUCTURE COR
COM
55608B105
7
250
SH
SOLE
250
0
0
MACYS INC
COM
55616P104
14
2385
SH
SOLE
2385
0
0
MAGELLAN MIDSTREAM PARTNERS
MLP
559080106
34
1000
SH
SOLE
1000
0
0
MARATHON OIL CORP
COM
565849106
4
1003
SH
SOLE
1003
0
0
MARATHON PETROLEUM CORP
COM
56585A102
30
1008
SH
SOLE
1008
0
0
MARIMED INC
COM
56782V107
6
37000
SH
SOLE
37000
0
0
MARRIOTT INTERNATIONAL -CL A
COM
571903202
386
4165
SH
SOLE
4165
0
0
MCDONALDS CORP
COM
580135101
6021
27430
SH
SOLE
27430
0
0
MEDTRONIC PLC
COM
G5960L103
2643
25430
SH
SOLE
25430
0
0
MERCADOLIBRE INC
COM
58733R102
12
11
SH
SOLE
11
0
0
MERCK & CO. INC.
COM
58933Y105
11312
136367
SH
SOLE
136367
0
0
METLIFE INC
COM
59156R108
4
95
SH
SOLE
95
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
15
700
SH
SOLE
700
0
0
MICROSOFT CORP
COM
594918104
23520
111826
SH
SOLE
111826
0
0
MONDELEZ INTERNATIONAL INC-A
COM
609207105
17
300
SH
SOLE
300
0
0
MORGAN STANLEY
PFD
61763E207
261
9600
SH
SOLE
9600
0
0
MORGAN STANLEY
COM
617446448
145
3000
SH
SOLE
3000
0
0
MORGAN STANLEY
PFD
61747S504
101
4300
SH
SOLE
4300
0
0
MOSAIC CO/THE
COM
61945C103
14
750
SH
SOLE
750
0
0
MOTORS LIQUIDATION CO GUC TR
Unit
62010U101
1
30
SH
SOLE
30
0
0
NEOMEDIA TECHNOLOGIES INC
COM
640505400
1
41
SH
SOLE
41
0
0
NETFLIX INC
COM
64110L106
1
1
SH
SOLE
1
0
0
NEW RELIC INC
COM
64829B100
5
90
SH
SOLE
90
0
0
NEW RESIDENTIAL INVESTMENT
REIT
64828T201
8
1018
SH
SOLE
1018
0
0
NEW YORK COMMUNITY BANCORP
COM
649445103
310
37516
SH
SOLE
37516
0
0
NEWMARK GROUP INC-CLASS A
COM
65158N102
29
6727
SH
SOLE
6727
0
0
NEWMONT CORP
COM
651639106
77
1206
SH
SOLE
1206
0
0
NIKE INC -CL B
COM
654106103
115
913
SH
SOLE
913
0
0
NIKOLA CORP
COM
654110105
3
150
SH
SOLE
150
0
0
NOKIA CORP-SPON ADR
ADR
654902204
8
2000
SH
SOLE
2000
0
0
NORDSTROM INC
COM
655664100
18
1500
SH
SOLE
1500
0
0
NORTHROP GRUMMAN CORP
COM
666807102
95
300
SH
SOLE
300
0
0
NOVAGOLD RESOURCES INC
COM
66987E206
1
100
SH
SOLE
100
0
0
NOVAVAX INC
COM
670002401
1107
10220
SH
SOLE
10220
0
0
NOVOCURE LTD
COM
G6674U108
9
80
SH
SOLE
80
0
0
NRG ENERGY INC
COM
629377508
2
64
SH
SOLE
64
0
0
NUANCE COMMUNICATIONS INC
COM
67020Y100
25
750
SH
SOLE
750
0
0
NUVEEN AMT-FR QU MUNI INC FD
CEF
670657105
65
4500
SH
SOLE
4500
0
0
NUVEEN INT DUR MUNI TERM FD
CEF
670671106
7
500
SH
SOLE
500
0
0
NUVEEN PREFERRED & INCOME OP
CEF
67073B106
306
36039
SH
SOLE
36039
0
0
NVIDIA CORP
COM
67066G104
53
98
SH
SOLE
98
0
0
ONE STOP SYSTEMS INC
COM
68247W109
2
1000
SH
SOLE
1000
0
0
ORACLE CORP
COM
68389X105
62
1040
SH
SOLE
1040
0
0
ORCHARD THERAPEUTICS PLC
ADR
68570P101
1
220
SH
SOLE
220
0
0
OTTER TAIL CORP
COM
689648103
12
319
SH
SOLE
319
0
0
PALANTIR TECHNOLOGIES INC-A
COM
69608A108
38
4000
SH
SOLE
4000
0
0
PALO ALTO NETWORKS INC
COM
697435105
12
50
SH
SOLE
50
0
0
PAN AMERICAN SILVER CORP
COM
697900108
129
4000
SH
SOLE
4000
0
0
PARK HOTELS & RESORTS INC
REIT
700517105
8
820
SH
SOLE
820
0
0
PATRICK INDUSTRIES INC
COM
703343103
2
40
SH
SOLE
40
0
0
PAYPAL HOLDINGS INC
COM
70450Y103
13725
69658
SH
SOLE
69658
0
0
PELOTON INTERACTIVE INC-A
COM
70614W100
17
172
SH
SOLE
172
0
0
PENN NATIONAL GAMING INC
COM
707569109
15
200
SH
SOLE
200
0
0
PENNYMAC MORTGAGE INVESTMENT
REIT
70931T103
321
20000
SH
SOLE
20000
0
0
PENNYMAC MTGE INVESTMENT
PFD
70931T301
169
7325
SH
SOLE
7325
0
0
PEPSICO INC
COM
713448108
1074
7747
SH
SOLE
7747
0
0
PFIZER INC
COM
717081103
10019
272993
SH
SOLE
272993
0
0
PGIM GLOBAL HIGH YIELD FUND
CEF
69346J106
16
1200
SH
SOLE
1200
0
0
PIMCO DYNAMIC CREDIT AND MOR
CEF
72202D106
75
3755
SH
SOLE
3755
0
0
PIMCO DYNAMIC INCOME FUND
CEF
72201Y101
28
1085
SH
SOLE
1085
0
0
PIMCO STRATEGIC INCOME FUND
CEF
72200X104
817
127275
SH
SOLE
127275
0
0
PINTEREST INC- CLASS A
COM
72352L106
84
2022
SH
SOLE
2022
0
0
PPG INDUSTRIES INC
COM
693506107
4482
36715
SH
SOLE
36715
0
0
PROCTER & GAMBLE CO/THE
COM
742718109
6315
45433
SH
SOLE
45433
0
0
PROLOGIS INC
REIT
74340W103
59
590
SH
SOLE
590
0
0
PROQR THERAPEUTICS NV
COM
N71542109
1
199
SH
SOLE
199
0
0
PROSHARES SHORT S&P500
ETF
74347B425
864
42500
SH
SOLE
42500
0
0
PROSHARES ULTRAPRO SHORT QQQ
ETF
74347G861
107
4500
SH
SOLE
4500
0
0
PUBLIC SERVICE ENTERPRISE GP
COM
744573106
5924
107884
SH
SOLE
107884
0
0
PUBLIC STORAGE
REIT
74460D109
8199
36815
SH
SOLE
36815
0
0
PUT INVESCO QQQ TR 190 EXP 10/16/20
EQUITY OPTION
46090E953
1
130
SH
Put
SOLE
130
0
0
PUT MARKETAXESS HOLDING 270 EXP 11/20/20
EQUITY OPTION
46090E953
1
40
SH
Put
SOLE
40
0
0
PUT OKTA INC 90 EXP 11/20/20
EQUITY OPTION
679295955
2
125
SH
Put
SOLE
125
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
2056
35724
SH
SOLE
35724
0
0
REALPAGE INC
COM
75606N109
5
82
SH
SOLE
82
0
0
RED ROCK RESORTS INC-CLASS A
COM
75700L108
10
600
SH
SOLE
600
0
0
REDFIN CORP
COM
75737F108
156
3125
SH
SOLE
3125
0
0
RESTAURANT BRANDS INTERN
COM
76131D103
12
200
SH
SOLE
200
0
0
REVANCE THERAPEUTICS INC
COM
761330109
105
4175
SH
SOLE
4175
0
0
REVOLVE GROUP INC
COM
76156B107
49
3000
SH
SOLE
3000
0
0
RIVERNRTH/DOUBLELNE STR OPP
CEF
76882G107
349
25406
SH
SOLE
25406
0
0
ROCKET COS INC-CLASS A
COM
77311W101
1
14
SH
SOLE
14
0
0
ROCKWELL AUTOMATION INC
COM
773903109
99
450
SH
SOLE
450
0
0
ROKU INC
COM
77543R102
2
10
SH
SOLE
10
0
0
SALESFORCE.COM INC
COM
79466L302
8648
34410
SH
SOLE
34410
0
0
SANDSTORM GOLD LTD
COM
80013R206
25
3000
SH
SOLE
3000
0
0
SANGAMO THERAPEUTICS INC
COM
800677106
1146
121295
SH
SOLE
121295
0
0
SANTA CRUZ COUNTY BANK
COM
801827106
4505
123769
SH
SOLE
123769
0
0
SCHLUMBERGER LTD
COM
806857108
10
650
SH
SOLE
650
0
0
SCHWAB CHARLES CORP
COM
808513105
1
35
SH
SOLE
35
0
0
SCHWAB US BROAD MARKET ETF
ETF
808524102
58
725
SH
SOLE
725
0
0
SCHWAB US DVD EQUITY ETF
ETF
808524797
6
115
SH
SOLE
115
0
0
SHAKE SHACK INC - CLASS A
COM
819047101
8
120
SH
SOLE
120
0
0
SIBANYE-STILLWATER LTD-ADR
ADR
82575P107
123
11000
SH
SOLE
11000
0
0
SIMON PROPERTY GROUP INC
REIT
828806109
1
20
SH
SOLE
20
0
0
SKYLINE CHAMPION CORP
COM
830830105
6
220
SH
SOLE
220
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
11
78
SH
SOLE
78
0
0
SL GREEN REALTY CORP
PFD
78440X507
25
1000
SH
SOLE
1000
0
0
SL GREEN REALTY CORP
PFD
78440X101
19
403
SH
SOLE
403
0
0
SMILEDIRECTCLUB INC
COM
83192H106
38
3215
SH
SOLE
3215
0
0
SMITH & WESSON BRANDS INC
COM
831754106
12
800
SH
SOLE
800
0
0
SNAP INC - A
COM
83304A106
65
2500
SH
SOLE
2500
0
0
SNOWFLAKE INC-CLASS A
COM
833445109
48
191
SH
SOLE
191
0
0
SONY CORP-SPONSORED ADR
ADR
835699307
205
2675
SH
SOLE
2675
0
0
SOS LTD
ADR
83587W106
2
1000
SH
SOLE
1000
0
0
SOUTHERN CO
PFD
842587206
660
26000
SH
SOLE
26000
0
0
SOUTHERN CO
PFD
842587800
87
3300
SH
SOLE
3300
0
0
SOUTHERN CO/THE
COM
842587107
16
290
SH
SOLE
290
0
0
SPDR DJIA TRUST
ETF
78467X109
22
80
SH
SOLE
80
0
0
SPDR GOLD SHARES
ETF
78463V107
495
2793
SH
SOLE
2793
0
0
SPDR OIL & GAS EQUIP & SERV
ETF
78468R549
1
5
SH
SOLE
5
0
0
SPDR S&P 500 ETF TRUST
ETF
78462F103
1355
4046
SH
SOLE
4046
0
0
SPDR S&P BIOTECH ETF
ETF
78464A870
14
123
SH
SOLE
123
0
0
SPDR S&P HOMEBUILDERS ETF
ETF
78464A888
3
62
SH
SOLE
62
0
0
SPDR S&P REGIONAL BANKING
ETF
78464A698
82
2310
SH
SOLE
2310
0
0
SPOTIFY TECHNOLOGY SA
COM
L8681T102
133
549
SH
SOLE
549
0
0
SQUARE INC - A
COM
852234103
41
250
SH
SOLE
250
0
0
STERLING BANCORP/DE
COM
85917A100
55
5213
SH
SOLE
5213
0
0
STEVEN MADDEN LTD
COM
556269108
58
2950
SH
SOLE
2950
0
0
STITCH FIX INC-CLASS A
COM
860897107
54
2000
SH
SOLE
2000
0
0
STRATA POWER CORP
COM
86270C204
1
1340
SH
SOLE
1340
0
0
STRATASYS LTD
COM
M85548101
4
300
SH
SOLE
300
0
0
STRYKER CORP
COM
863667101
15
74
SH
SOLE
74
0
0
SUBURBAN PROPANE PARTNERS LP
MLP
864482104
4
216
SH
SOLE
216
0
0
SULJA BROS BUILDING SUPPLIES
COM
865106108
1
50000
SH
SOLE
50000
0
0
SUPREME CANNABIS CO INC/THE
COM
86860J106
1
2500
SH
SOLE
2500
0
0
SYSCO CORP
COM
871829107
187
3000
SH
SOLE
3000
0
0
TAKEDA PHARMACEUTIC-SP ADR
ADR
874060205
6
327
SH
SOLE
327
0
0
TARGET CORP
COM
87612E106
12
75
SH
SOLE
75
0
0
TECHNOLOGY SELECT SECT SPDR
ETF
81369Y803
79
677
SH
SOLE
677
0
0
TEEKAY CORP
COM
Y8564W103
1
62
SH
SOLE
62
0
0
TERRA TECH CORP
COM
88102J209
1
667
SH
SOLE
667
0
0
TERRASCEND CORP
COM
88105E108
38
8850
SH
SOLE
8850
0
0
TESLA INC
COM
88160R101
1319
3074
SH
SOLE
3074
0
0
TG THERAPEUTICS INC
COM
88322Q108
908
33920
SH
SOLE
33920
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
13
30
SH
SOLE
30
0
0
THOR INDUSTRIES INC
COM
885160101
2
21
SH
SOLE
21
0
0
TJX COMPANIES INC
COM
872540109
36
650
SH
SOLE
650
0
0
TORTOISE ENERGY INFRASTRUCT
CEF
89147L886
374
25300
SH
SOLE
25300
0
0
TRAVELERS COS INC THE
COM
89417E109
1
4
SH
SOLE
4
0
0
TRILOGY METALS INC
COM
89621C105
1
16
SH
SOLE
16
0
0
TRUIST FINANCIAL CORP
COM
89832Q109
21
560
SH
SOLE
560
0
0
TURQUOISE HILL RESOURCES LTD
COM
900435108
13
15000
SH
SOLE
15000
0
0
TWITTER INC
COM
90184L102
75
1695
SH
SOLE
1695
0
0
TWO HARBORS INV CORP
PFD
90187B507
301
15431
SH
SOLE
15431
0
0
TWO HARBORS INV CORP
PFD
90187B705
43
2000
SH
SOLE
2000
0
0
TWO HARBORS INVESTMENT CORP
REIT
90187B408
25
5000
SH
SOLE
5000
0
0
TYSON FOODS INC-CL A
COM
902494103
500
8400
SH
SOLE
8400
0
0
UBER TECHNOLOGIES INC
COM
90353T100
1
35
SH
SOLE
35
0
0
UFP INDUSTRIES INC
COM
90278Q108
2
40
SH
SOLE
40
0
0
UNDER ARMOUR INC-CLASS A
COM
904311107
1
23
SH
SOLE
23
0
0
UNION PACIFIC CORP
COM
907818108
518
2630
SH
SOLE
2630
0
0
UNITED AIRLINES HOLDINGS INC
COM
910047109
6
180
SH
SOLE
180
0
0
UNITED PARCEL SERVICE-CL B
COM
911312106
102
613
SH
SOLE
613
0
0
UNITED STATES STEEL CORP
COM
912909108
5
670
SH
SOLE
670
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
13
41
SH
SOLE
41
0
0
UPWORK INC
COM
91688F104
272
15573
SH
SOLE
15573
0
0
URANIUM PARTICIPATION CORP
COM
917017105
1
6
SH
SOLE
6
0
0
URBAN EDGE PROPERTIES
REIT
91704F104
2
233
SH
SOLE
233
0
0
VALERO ENERGY CORP
COM
91913Y100
162
3743
SH
SOLE
3743
0
0
VANECK GOLD MINERS
ETF
92189F106
248
6345
SH
SOLE
6345
0
0
VANECK MORNINGSTAR WIDE MOAT
ETF
92189F643
8
140
SH
SOLE
140
0
0
VANECK URANIUM NUCLR ENERGY
ETF
92189F601
91
2031
SH
SOLE
2031
0
0
VANGUARD DIVIDEND APPREC ETF
ETF
921908844
103
802
SH
SOLE
802
0
0
VANGUARD FINANCIALS ETF
ETF
92204A405
27
465
SH
SOLE
465
0
0
VANGUARD FTSE ALL-WORLD EX-U
ETF
922042775
20
400
SH
SOLE
400
0
0
VANGUARD FTSE EMERGING MARKE
ETF
922042858
96
2210
SH
SOLE
2210
0
0
VANGUARD GROWTH ETF
ETF
922908736
7
30
SH
SOLE
30
0
0
VANGUARD HEALTH CARE ETF
ETF
92204A504
30
146
SH
SOLE
146
0
0
VANGUARD HIGH DVD YIELD ETF
ETF
921946406
51
630
SH
SOLE
630
0
0
VANGUARD INFO TECH ETF
ETF
92204A702
42
135
SH
SOLE
135
0
0
VANGUARD LARGE-CAP ETF
ETF
922908637
121
775
SH
SOLE
775
0
0
VANGUARD REAL ESTATE ETF
ETF
922908553
395
5000
SH
SOLE
5000
0
0
VANGUARD RUSSELL 2000 GROWTH
ETF
92206C623
1
8
SH
SOLE
8
0
0
VANGUARD S&P 500 ETF
ETF
922908363
6
20
SH
SOLE
20
0
0
VANGUARD VALUE ETF
ETF
922908744
5
52
SH
SOLE
52
0
0
VEREIT INC
REIT
92339V100
7
1000
SH
SOLE
1000
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
8825
148351
SH
SOLE
148351
0
0
VIRGIN GALACTIC HOLDINGS INC
COM
92766K106
1
50
SH
SOLE
50
0
0
VISA INC-CLASS A SHARES
COM
92826C839
59
296
SH
SOLE
296
0
0
VODAFONE GROUP PLC-SP ADR
ADR
92857W308
6
447
SH
SOLE
447
0
0
VORNADO REALTY TRUST
REIT
929042109
27
796
SH
SOLE
796
0
0
VULCAN MATERIALS CO
COM
929160109
1
3
SH
SOLE
3
0
0
WALMART INC
COM
931142103
8977
64160
SH
SOLE
64160
0
0
WALT DISNEY CO/THE
COM
254687106
9518
76710
SH
SOLE
76710
0
0
WASTE MANAGEMENT INC
COM
94106L109
7916
69946
SH
SOLE
69946
0
0
WELLS FARGO & CO
COM
949746101
32
1382
SH
SOLE
1382
0
0
WELLS FARGO & COMPANY
PFD
94988U151
201
8000
SH
SOLE
8000
0
0
WELLS FARGO INCOME OPPORTUNI
CEF
94987B105
124
17000
SH
SOLE
17000
0
0
WISDOMTREE EUROPE HEDGED EQU
ETF
97717X701
63
1018
SH
SOLE
1018
0
0
WISDOMTREE INDIA EARNINGS
ETF
97717W422
24
1000
SH
SOLE
1000
0
0
WORKDAY INC-CLASS A
COM
98138H101
14
65
SH
SOLE
65
0
0
XEROX HOLDINGS CORP
COM
98421M106
14
750
SH
SOLE
750
0
0
XILINX INC
COM
983919101
69
665
SH
SOLE
665
0
0
XYLEM INC
COM
98419M100
3
41
SH
SOLE
41
0
0
YAMANA GOLD INC
COM
98462Y100
28
5000
SH
SOLE
5000
0
0
YUM! BRANDS INC
COM
988498101
9
100
SH
SOLE
100
0
0
ZILLOW GROUP INC - C
COM
98954M200
30
300
SH
SOLE
300
0
0
ZOOM VIDEO COMMUNICATIONS-A
COM
98980L101
63
135
SH
SOLE
135
0
0
ZOOMINFO TECHNOLOGIES INC-A
COM
98980F104
1
25
SH
SOLE
25
0
0