Principal

0001567163-19-000001.txt : 20190111 0001567163-19-000001.hdr.sgml : 20190111 20190111142348 ACCESSION NUMBER: 0001567163-19-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190111 DATE AS OF CHANGE: 20190111 EFFECTIVENESS DATE: 20190111 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Edge Wealth Management LLC CENTRAL INDEX KEY: 0001567163 IRS NUMBER: 141980838 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15102 FILM NUMBER: 19522130 BUSINESS ADDRESS: STREET 1: 805 3RD AVE 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2126820133 MAIL ADDRESS: STREET 1: 805 3RD AVE 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001567163 XXXXXXXX 12-31-2018 12-31-2018 Edge Wealth Management LLC

805 3RD AVE 12TH FLOOR NEW YORK NY 10022

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1885 SH SOLE 1885 0 0 NORDSTROM INC COM 655664100 23 500 SH SOLE 500 0 0 CHECK POINT SOFTWARE TECH COM M22465104 23 225 SH SOLE 225 0 0 KIMCO REALTY CORP REIT 49446R109 23 1575 SH SOLE 1575 0 0 NATURAL GROCERS BY VITAMIN C COM 63888U108 23 1500 SH SOLE 1500 0 0 M & T BANK CORP COM 55261F104 23 159 SH SOLE 159 0 0 FREEPORT-MCMORAN INC COM 35671D857 23 2201 SH SOLE 2201 0 0 ISHARES CORE S&P SMALL-CAP E ETF 464287804 22 320 SH SOLE 320 0 0 INVESCO NASDAQ INTERNET ETF ETF 46137V530 22 200 SH SOLE 200 0 0 GABELLI DIVIDEND & INCOME TR CEF 36242H104 22 1200 SH SOLE 1200 0 0 FANNIE MAE PFD 313586828 22 2180 SH SOLE 2180 0 0 KBR INC COM 48242W106 22 1418 SH SOLE 1418 0 0 HORMEL FOODS CORP COM 440452100 21 500 SH SOLE 500 0 0 BLACKROCK RESOURCES & COMMOD CEF 09257A108 21 3000 SH SOLE 3000 0 0 VODAFONE GROUP PLC-SP ADR ADR 92857W308 21 1093 SH SOLE 1093 0 0 STARBUCKS CORP COM 855244109 20 318 SH SOLE 318 0 0 TARGET CORP COM 87612E106 20 307 SH SOLE 307 0 0 TIER REIT INC REIT 88650V208 20 953 SH SOLE 953 0 0 ZSCALER INC COM 98980G102 20 500 SH SOLE 500 0 0 ALLIANZGI EQUITY & CONVERTIB CEF 018829101 19 1050 SH SOLE 1050 0 0 CENTERPOINT ENERGY INC COM 15189T107 19 670 SH SOLE 670 0 0 ANTERO RESOURCES CORP COM 03674X106 19 2000 SH SOLE 2000 0 0 NEWMARK GROUP INC-CLASS A COM 65158N102 19 2319 SH SOLE 2319 0 0 MACQUARIE INFRASTRUCTURE COR COM 55608B105 18 500 SH SOLE 500 0 0 SPDR S&P METALS & MINING ETF ETF 78464A755 18 695 SH SOLE 695 0 0 VANGUARD TOT WORLD STK ETF ETF 922042742 18 277 SH SOLE 277 0 0 XTRACKERS HARVEST CSI 300 CH ETF 233051879 18 825 SH SOLE 825 0 0 SCHWAB US LARGE-CAP ETF ETF 808524201 18 300 SH SOLE 300 0 0 SERVICENOW INC COM 81762P102 18 100 SH SOLE 100 0 0 INTERNATIONAL PAPER CO COM 460146103 18 440 SH SOLE 440 0 0 WEST PHARMACEUTICAL SERVICES COM 955306105 18 180 SH SOLE 180 0 0 EXELON CORP COM 30161N101 17 381 SH SOLE 381 0 0 STITCH FIX INC-CLASS A COM 860897107 17 1000 SH SOLE 1000 0 0 LULULEMON ATHLETICA INC COM 550021109 17 140 SH SOLE 140 0 0 MAIN STREET CAPITAL CORP COM 56035L104 17 500 SH SOLE 500 0 0 GRUBHUB INC COM 400110102 17 220 SH SOLE 220 0 0 TAPESTRY INC COM 876030107 17 500 SH SOLE 500 0 0 C.H. 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CLASS A COM 60786M105 7 200 SH SOLE 200 0 0 ALLY FINANCIAL INC COM 02005N100 7 303 SH SOLE 303 0 0 ISHARES CORE S&P MIDCAP ETF ETF 464287507 7 40 SH SOLE 40 0 0 SABRA HEALTH CARE REIT INC REIT 78573L106 7 400 SH SOLE 400 0 0 ANHEUSER-BUSCH INBEV-SPN ADR ADR 03524A108 7 100 SH SOLE 100 0 0 EVERSOURCE ENERGY COM 30040W108 7 100 SH SOLE 100 0 0 EATON VANCE ENHANCED EQ INCM CEF 278274105 6 500 SH SOLE 500 0 0 SECOND SIGHT MEDICAL PRODUCT COM 81362J100 6 7278 SH SOLE 7278 0 0 UNITED STATES STEEL CORP COM 912909108 6 350 SH SOLE 350 0 0 CALAMOS STRAT TOT RETURN FD CEF 128125101 6 600 SH SOLE 600 0 0 JPMORGAN CHASE & CO PFD 48127R461 6 250 SH SOLE 250 0 0 PROSPECT CAPITAL CORP COM 74348T102 6 1000 SH SOLE 1000 0 0 APERGY CORP COM 03755L104 6 232 SH SOLE 232 0 0 COMPASS DIVERSIFIED HOLDINGS MLP 20451Q104 6 500 SH SOLE 500 0 0 YUM! BRANDS INC COM 988498101 6 67 SH SOLE 67 0 0 TECHTARGET COM 87874R100 6 500 SH SOLE 500 0 0 February 19 Puts on SPY US Equity Option 78462F953 6 25 SH Put SOLE 25 0 0 DIREXION DLY 20 Y T BULL 3X ETF 25459W540 6 300 SH SOLE 300 0 0 INVESCO DB COMMODITY INDEX T ETF 46138B103 6 400 SH SOLE 400 0 0 B&G FOODS INC COM 05508R106 6 200 SH SOLE 200 0 0 BUILD AMERICA BONDS INCOME UIT 12008C282 6 6 SH SOLE 6 0 0 UNIQURE NV COM N90064101 6 200 SH SOLE 200 0 0 HANGER INC COM 41043F208 6 300 SH SOLE 300 0 0 BRF SA-ADR ADR 10552T107 6 1000 SH SOLE 1000 0 0 HCP INC REIT 40414L109 6 200 SH SOLE 200 0 0 VIACOM INC-CLASS A COM 92553P102 6 200 SH SOLE 200 0 0 STRATASYS LTD COM M85548101 5 300 SH SOLE 300 0 0 ACTIVISION BLIZZARD INC COM 00507V109 5 116 SH SOLE 116 0 0 GLADSTONE COMMERCIAL CORP REIT 376536108 5 300 SH SOLE 300 0 0 CARBON BLACK INC COM 14081R103 5 400 SH SOLE 400 0 0 BLACKBERRY LTD COM 09228F103 5 750 SH SOLE 750 0 0 ARISTA NETWORKS INC COM 040413106 5 25 SH SOLE 25 0 0 VIACOM INC-CLASS B COM 92553P201 5 200 SH SOLE 200 0 0 FIRST DATA CORP- CLASS A COM 32008D106 5 300 SH SOLE 300 0 0 VANGUARD TOTAL INTL STOCK ETF 921909768 5 105 SH SOLE 105 0 0 COMMSCOPE HOLDING CO INC COM 20337X109 5 300 SH SOLE 300 0 0 UNDER ARMOUR INC-CLASS C COM 904311206 5 300 SH SOLE 300 0 0 PIMCO STRATEGIC INCOME FUND CEF 72200X104 5 500 SH SOLE 500 0 0 PHYSICIANS REALTY TRUST REIT 71943U104 5 300 SH SOLE 300 0 0 STEMLINE THERAPEUTICS INC COM 85858C107 5 500 SH SOLE 500 0 0 ADVANCED MICRO DEVICES COM 007903107 5 255 SH SOLE 255 0 0 SPDR SSGA GLOBAL ALLOCATION ETF 78467V400 5 135 SH SOLE 135 0 0 UNITED CONTINENTAL HOLDINGS COM 910047109 5 55 SH SOLE 55 0 0 PERFICIENT INC COM 71375U101 4 200 SH SOLE 200 0 0 SCHWAB EMERGING MARKETS EQUI ETF 808524706 4 184 SH SOLE 184 0 0 DIRXN DAILY JR BULL GOLD 3X ETF 25460E851 4 470 SH SOLE 470 0 0 BP PRUDHOE BAY ROYALTY TRUST Royalty Trst 055630107 4 200 SH SOLE 200 0 0 PACIFIC GAS&ELEC PFD 694308206 4 225 SH SOLE 225 0 0 EQUINOR ASA-SPON ADR ADR 29446M102 4 200 SH SOLE 200 0 0 BLACKROCK CAPITAL INVESTMENT COM 092533108 4 800 SH SOLE 800 0 0 SUBURBAN PROPANE PARTNERS LP MLP 864482104 4 216 SH SOLE 216 0 0 STARS GROUP INC/THE COM 85570W100 4 250 SH SOLE 250 0 0 HOLOGIC INC COM 436440101 4 100 SH SOLE 100 0 0 CTRIP.COM INTERNATIONAL-ADR ADR 22943F100 4 150 SH SOLE 150 0 0 FEDEX CORP COM 31428X106 4 25 SH SOLE 25 0 0 PERSPECTA INC COM 715347100 4 233 SH SOLE 233 0 0 PROPHECY DEVELOPMENT CORP COM 74347D207 4 20000 SH SOLE 20000 0 0 GENCO SHIPPING & TRADING LTD COM Y2685T131 4 500 SH SOLE 500 0 0 URBAN EDGE PROPERTIES REIT 91704F104 4 233 SH SOLE 233 0 0 TEVA PHARMACEUTICAL-SP ADR ADR 881624209 4 250 SH SOLE 250 0 0 BWX TECHNOLOGIES INC COM 05605H100 4 100 SH SOLE 100 0 0 NEW MOUNTAIN FINANCE CORP COM 647551100 4 300 SH SOLE 300 0 0 VALERO ENERGY CORP COM 91913Y100 4 50 SH SOLE 50 0 0 MICRON TECHNOLOGY INC COM 595112103 4 117 SH SOLE 117 0 0 KENNEDY-WILSON HOLDINGS INC COM 489398107 4 200 SH SOLE 200 0 0 LEXINFINTECH HOLDINGS L-ADR ADR 528877103 4 500 SH SOLE 500 0 0 CISION LTD COM G1992S109 4 300 SH SOLE 300 0 0 DROPBOX INC-CLASS A COM 26210C104 3 165 SH SOLE 165 0 0 NINTENDO CO LTD-UNSPONS ADR ADR 654445303 3 100 SH SOLE 100 0 0 FLEX PHARMA INC COM 33938A105 3 10000 SH SOLE 10000 0 0 GAMING AND LEISURE PROPERTIE REIT 36467J108 3 100 SH SOLE 100 0 0 DUNKIN' BRANDS GROUP INC COM 265504100 3 50 SH SOLE 50 0 0 KEYSIGHT TECHNOLOGIES IN COM 49338L103 3 50 SH SOLE 50 0 0 YAMANA GOLD INC COM 98462Y100 3 1311 SH SOLE 1311 0 0 THERAPEUTICSMD INC COM 88338N107 3 800 SH SOLE 800 0 0 T2 BIOSYSTEMS INC COM 89853L104 3 1000 SH SOLE 1000 0 0 PERMIAN BASIN ROYALTY TRUST Royalty Trst 714236106 3 500 SH SOLE 500 0 0 PENNANTPARK FLOATING RATE CA COM 70806A106 3 250 SH SOLE 250 0 0 CABCO TRUST FOR JCP PFD 126797208 3 400 SH SOLE 400 0 0 NOVOCURE LTD COM G6674U108 3 80 SH SOLE 80 0 0 XYLEM INC COM 98419M100 3 40 SH SOLE 40 0 0 NRG ENERGY INC COM 629377508 3 64 SH SOLE 64 0 0 INTL FCSTONE INC COM 46116V105 3 69 SH SOLE 69 0 0 VANGUARD INT-TERM CORPORATE ETF 92206C870 2 30 SH SOLE 30 0 0 G. WILLI-FOOD INTERNATIONAL COM M52523103 2 350 SH SOLE 350 0 0 SUPREME CANNABIS CO INC/THE COM 86860J106 2 2500 SH SOLE 2500 0 0 PACIFIC GAS&ELEC PFD 694308305 2 137 SH SOLE 137 0 0 CAMPING WORLD HOLDINGS INC-A COM 13462K109 2 200 SH SOLE 200 0 0 SOUTHERN CAL ED PFD 842400301 2 125 SH SOLE 125 0 0 January 19 Calls on GRPN US Equity Option 399473907 2 500 SH Call SOLE 500 0 0 TARGA RESOURCES CORP COM 87612G101 2 62 SH SOLE 62 0 0 SOUTHERN CAL ED PFD 842400202 2 125 SH SOLE 125 0 0 FREDDIE MAC PFD 313400848 2 200 SH SOLE 200 0 0 ISHARES 20 YEAR TREASURY BO ETF 464287432 2 17 SH SOLE 17 0 0 ISHARES MSCI SOUTH KOREA ETF ETF 464286772 2 35 SH SOLE 35 0 0 TURKCELL ILETISIM HIZMET-ADR ADR 900111204 2 355 SH SOLE 355 0 0 GRANITE POINT MORTGAGE TRUST REIT 38741L107 2 104 SH SOLE 104 0 0 IES HOLDINGS INC COM 44951W106 2 120 SH SOLE 120 0 0 SPOTIFY TECHNOLOGY SA COM L8681T102 2 15 SH SOLE 15 0 0 COHU INC COM 192576106 2 105 SH SOLE 105 0 0 SOPHIRIS BIO INC COM 83578Q209 2 2000 SH SOLE 2000 0 0 CEMEX SAB-SPONS ADR PART CER ADR 151290889 2 336 SH SOLE 336 0 0 SALON MEDIA GROUP INC COM 79550B202 1 65714 SH SOLE 65714 0 0 OCWEN FINANCIAL CORP COM 675746309 1 1000 SH SOLE 1000 0 0 FORD MOTOR CO COM 345370860 1 165 SH SOLE 165 0 0 ACHAOGEN INC COM 004449104 1 1000 SH SOLE 1000 0 0 BITCOIN INVESTMENT TRUST UIT 09173T108 1 300 SH SOLE 300 0 0 VELOCITYSHARES 3X INVERSE NA ETF 22542D282 1 10 SH SOLE 10 0 0 THOR INDUSTRIES INC COM 885160101 1 20 SH SOLE 20 0 0 UNIVERSAL FOREST PRODUCTS COM 913543104 1 39 SH SOLE 39 0 0 ALCOA CORP COM 013872106 1 36 SH SOLE 36 0 0 ZYNGA INC - CL A COM 98986T108 1 214 SH SOLE 214 0 0 VELOCITYSHARES 3X LNG SILVER ETF 22542D290 1 11 SH SOLE 11 0 0 SCHWAB FUNDAMENTAL INTL L/C ETF 808524755 1 28 SH SOLE 28 0 0 RESIDEO TECHNOLOGIES INC COM 76118Y104 1 33 SH SOLE 33 0 0 BELLATRIX EXPLORATION LTD COM 078314507 1 1400 SH SOLE 1400 0 0 INVESCO KBW BANK ETF ETF 46138E628 1 14 SH SOLE 14 0 0 CRIMSON WINE GROUP LTD COM 22662X100 1 70 SH SOLE 70 0 0 CANNABIS SCIENCE INC COM 137648101 1 15000 SH SOLE 15000 0 0 TRAVELERS COS INC/THE COM 89417E109 0 4 SH SOLE 4 0 0 VANGUARD CONSUMER DISCRE ETF ETF 92204A108 0 3 SH SOLE 3 0 0 SPDR OIL & GAS EQUIP & SERV ETF 78464A748 0 50 SH SOLE 50 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 0 1 SH SOLE 1 0 0 UNDER ARMOUR INC-CLASS A COM 904311107 0 23 SH SOLE 23 0 0 HELIOS AND MATHESON ANALYTIC COM 42327L309 0 25000 SH SOLE 25000 0 0 NOVAGOLD RESOURCES INC COM 66987E206 0 100 SH SOLE 100 0 0 QUALSTAR CORP COM 74758R208 0 75 SH SOLE 75 0 0 SPDR PORTFOLIO S&P 500 GROWT ETF 78464A409 0 12 SH SOLE 12 0 0 TERRA TECH CORP COM 88102J209 0 667 SH SOLE 667 0 0 MOTORS LIQUIDATION CO GUC TR Unit 62010U101 0 40 SH SOLE 40 0 0 WHITING PETROLEUM CORP COM 966387409 0 15 SH SOLE 15 0 0 TERADATA CORP COM 88076W103 0 8 SH SOLE 8 0 0 GARRETT MOTION INC COM 366505105 0 20 SH SOLE 20 0 0 ALTABA INC CEF 021346101 0 4 SH SOLE 4 0 0 AXOVANT SCIENCES LTD COM G0750W104 0 230 SH SOLE 230 0 0 TEEKAY CORP COM Y8564W103 0 62 SH SOLE 62 0 0 NCR CORPORATION COM 62886E108 0 8 SH SOLE 8 0 0 AXOS FINANCIAL INC COM 05465C100 0 6 SH SOLE 6 0 0 RIOT BLOCKCHAIN INC COM 767292105 0 100 SH SOLE 100 0 0 BROADWIND ENERGY INC COM 11161T207 0 112 SH SOLE 112 0 0 SCHWAB US SMALL-CAP ETF ETF 808524607 0 2 SH SOLE 2 0 0 GLU MOBILE INC COM 379890106 0 15 SH SOLE 15 0 0 YY INC-ADR ADR 98426T106 0 2 SH SOLE 2 0 0 CANTEL MEDICAL CORP COM 138098108 0 1 SH SOLE 1 0 0 WEATHERFORD INTERNATIONAL PL COM G48833100 0 100 SH SOLE 100 0 0 SONY CORP-SPONSORED ADR ADR 835699307 0 1 SH SOLE 1 0 0 COCA-COLA CO/THE COM 191216100 0 1 SH SOLE 1 0 0 SHAKE SHACK INC - CLASS A COM 819047101 0 1 SH SOLE 1 0 0 VIKING THERAPEUTICS INC COM 92686J106 0 5 SH SOLE 5 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A306 0 13 SH SOLE 13 0 0 TRILOGY METALS INC COM 89621C105 0 16 SH SOLE 16 0 0 STRATA OIL & GAS INC COM 86270C204 0 1340 SH SOLE 1340 0 0 LINK MOTION INC - SPON ADR ADR 53577L105 0 50 SH SOLE 50 0 0 AMERICAN LITHIUM MINERALS IN COM 027263102 0 500 SH SOLE 500 0 0 SULJA BROS BUILDING SUPPLIES COM 865106108 0 50000 SH SOLE 50000 0 0 AQUABOUNTY TECHNOLOGIES COM 03842K200 0 1 SH SOLE 1 0 0 ECHO THERAPEUTICS INC COM 27876L206 0 100 SH SOLE 100 0 0