0001567163-16-000006.txt : 20160408
0001567163-16-000006.hdr.sgml : 20160408
20160408123040
ACCESSION NUMBER: 0001567163-16-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160408
DATE AS OF CHANGE: 20160408
EFFECTIVENESS DATE: 20160408
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Edge Wealth Management LLC
CENTRAL INDEX KEY: 0001567163
IRS NUMBER: 141980838
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15102
FILM NUMBER: 161562062
BUSINESS ADDRESS:
STREET 1: 805 3RD AVE 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2126820133
MAIL ADDRESS:
STREET 1: 805 3RD AVE 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001567163
XXXXXXXX
03-31-2016
03-31-2016
Edge Wealth Management LLC
805 3RD AVE 12TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-15102
N
Matthew Weinberg
Principal
212-682-0133
Matthew Weinberg
New York
NY
04-08-2016
0
459
220481
false
INFORMATION TABLE
2
edgewlth13f1q2016.xml
APPLE INC
COM
037833100
10043
92147
SH
SOLE
92147
0
0
ISHARES US PREFERRED STOCK E
COM
464288687
9616
246363
SH
SOLE
246363
0
0
PFIZER INC
COM
717081103
9203
310509
SH
SOLE
310509
0
0
ABBVIE INC
COM
00287Y109
9193
160942
SH
SOLE
160942
0
0
WAL-MART STORES INC
COM
931142103
8262
120626
SH
SOLE
120626
0
0
JOHNSON & JOHNSON
COM
478160104
7606
70300
SH
SOLE
70300
0
0
ALPHABET INC-CL A
COM
02079K305
7366
9655
SH
SOLE
9655
0
0
WALT DISNEY CO/THE
COM
254687106
7311
73622
SH
SOLE
73622
0
0
PROCTER & GAMBLE CO/THE
COM
742718109
6642
80689
SH
SOLE
80689
0
0
GENERAL ELECTRIC CO
COM
369604103
6626
208427
SH
SOLE
208427
0
0
AT&T INC
COM
00206R102
6395
163253
SH
SOLE
163253
0
0
CISCO SYSTEMS INC
COM
17275R102
6121
214986
SH
SOLE
214986
0
0
JPMORGAN CHASE & CO
COM
46625H100
5539
93529
SH
SOLE
93529
0
0
YUM! BRANDS INC
COM
988498101
5146
62876
SH
SOLE
62876
0
0
MACY'S INC
COM
55616P104
5053
114615
SH
SOLE
114615
0
0
GENERAL DYNAMICS CORP
COM
369550108
4955
37721
SH
SOLE
37721
0
0
MICROSOFT CORP
COM
594918104
4658
84346
SH
SOLE
84346
0
0
EATON CORP PLC
COM
G29183103
4488
71745
SH
SOLE
71745
0
0
MORGAN STANLEY
COM
617446448
4344
173701
SH
SOLE
173701
0
0
CHEVRON CORP
COM
166764100
4333
45417
SH
SOLE
45417
0
0
BP PLC-SPONS ADR
ADR
055622104
4007
132763
SH
SOLE
132763
0
0
EXXON MOBIL CORP
COM
30231G102
3901
46663
SH
SOLE
46663
0
0
EMERSON ELECTRIC CO
COM
291011104
3674
67570
SH
SOLE
67570
0
0
QUALCOMM INC
COM
747525103
3380
66096
SH
SOLE
66096
0
0
APOLLO CMMRL REAL EST FI
PFD
03762U402
3018
119715
SH
SOLE
119715
0
0
SCHLUMBERGER LTD
COM
806857108
2794
37885
SH
SOLE
37885
0
0
PIMCO DYNAMIC CREDIT INCOME
COM
72202D106
2617
150074
SH
SOLE
150074
0
0
INVESCO MORTGAGE CAPITAL
PFD
46131B209
2452
109205
SH
SOLE
109205
0
0
WELLS FARGO & COMPANY
PFD
949746879
2241
79897
SH
SOLE
79897
0
0
BANK OF AMERICA CORP
COM
060505104
2072
153249
SH
SOLE
153249
0
0
ENTERPRISE PRODUCTS PARTNERS
MLP
293792107
1996
81057
SH
SOLE
81057
0
0
SANTA CRUZ COUNTY BANK
COM
801827106
1952
64000
SH
SOLE
64000
0
0
MERCK & CO. INC.
COM
58933Y105
1838
34739
SH
SOLE
34739
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
1580
15782
SH
SOLE
15782
0
0
RAYTHEON COMPANY
COM
755111507
1438
11725
SH
SOLE
11725
0
0
INTEL CORP
COM
458140100
1238
38268
SH
SOLE
38268
0
0
ISHARES MORTGAGE REAL ESTATE
COM
464288539
1229
127117
SH
SOLE
127117
0
0
GILEAD SCIENCES INC
COM
375558103
1228
13372
SH
SOLE
13372
0
0
UNITED PARCEL SERVICE-CL B
COM
911312106
1220
11566
SH
SOLE
11566
0
0
AMAZON.COM INC
COM
023135106
1207
2034
SH
SOLE
2034
0
0
AMERICAN CAPITAL AGENCY
PFD
02503X204
1193
46380
SH
SOLE
46380
0
0
BERKSHIRE HATHAWAY INC-CL B
COM
084670702
1177
8298
SH
SOLE
8298
0
0
FACEBOOK INC-A
COM
30303M102
965
8457
SH
SOLE
8457
0
0
FIREEYE INC
COM
31816Q101
951
52853
SH
SOLE
52853
0
0
BLACKROCK MULTI-SECTOR INCOM
COM
09258A107
911
57619
SH
SOLE
57619
0
0
GENERAL MOTORS CO
COM
37045V100
895
28488
SH
SOLE
28488
0
0
WELLS FARGO & CO
COM
949746101
880
18200
SH
SOLE
18200
0
0
MEDTRONIC PLC
COM
G5960L103
833
11106
SH
SOLE
11106
0
0
BLACKROCK CORPORATE HIGH YIE
COM
09255P107
818
82065
SH
SOLE
82065
0
0
SCHWAB US DVD EQUITY ETF
COM
808524797
817
20378
SH
SOLE
20378
0
0
ANNALY CAPITAL MGMT
PFD
035710706
790
31955
SH
SOLE
31955
0
0
ENERGY SELECT SECTOR SPDR
COM
81369Y506
784
12668
SH
SOLE
12668
0
0
UNITED BANCSHARES INC/OHIO
COM
909458101
776
41724
SH
SOLE
41724
0
0
PENNYMAC MORTGAGE INVESTMENT
REIT
70931T103
740
54252
SH
SOLE
54252
0
0
CYS INVESTMENTS INC
PFD
12673A207
714
30303
SH
SOLE
30303
0
0
ANNALY MORTGAGE MGMT
PFD
035710508
701
27615
SH
SOLE
27615
0
0
SCHWAB U.S. LARGE-CAP GROWTH
COM
808524300
676
12889
SH
SOLE
12889
0
0
WELLS FARGO INCOME OPPORTUNI
COM
94987B105
661
87325
SH
SOLE
87325
0
0
APOLLO RESIDENTIAL MTGE
PFD
03763V201
578
25605
SH
SOLE
25605
0
0
PIMCO INCOME OPPORTUNITY FND
COM
72202B100
577
27825
SH
SOLE
27825
0
0
NEW YORK MORTGAGE TRUST
PFD
649604709
566
28458
SH
SOLE
28458
0
0
PENNANTPARK INVESTMENT CORP
COM
708062104
552
91099
SH
SOLE
91099
0
0
NEW RESIDENTIAL INVESTMENT
REIT
64828T201
536
46100
SH
SOLE
46100
0
0
ORACLE CORP
COM
68389X105
535
13087
SH
SOLE
13087
0
0
CELGENE CORP
COM
151020104
532
5317
SH
SOLE
5317
0
0
JPMORGAN ALERIAN MLP INDEX
COM
46625H365
531
19602
SH
SOLE
19602
0
0
HEWLETT PACKARD ENTERPRIS
COM
42824C109
528
29787
SH
SOLE
29787
0
0
PIMCO TOTAL RETURN ACTIVE EX
COM
72201R775
501
4750
SH
SOLE
4750
0
0
NUVEEN INT DUR MUNI TERM FD
COM
670671106
482
36209
SH
SOLE
36209
0
0
ISHARES RUSSELL 1000 GROWTH
COM
464287614
475
4760
SH
SOLE
4760
0
0
EATON VANCE NEW YORK MUNICIP
COM
27827Y109
450
33500
SH
SOLE
33500
0
0
INTEGRATED ELECTRICAL SERVIC
COM
45811E301
440
30000
SH
SOLE
30000
0
0
BOEING CO/THE
COM
097023105
432
3405
SH
SOLE
3405
0
0
MAGELLAN MIDSTREAM PARTNERS
MLP
559080106
421
6121
SH
SOLE
6121
0
0
MARKETO INC
COM
57063L107
416
21245
SH
SOLE
21245
0
0
BLACKROCK DEBT STRATEGIES FD
COM
09255R103
401
115682
SH
SOLE
115682
0
0
VANGUARD GROWTH ETF
COM
922908736
399
3750
SH
SOLE
3750
0
0
WESTERN ASSET HIGH INCOME OP
COM
95766K109
392
83682
SH
SOLE
83682
0
0
NOVAVAX INC
COM
670002104
388
75220
SH
SOLE
75220
0
0
EMPIRE STATE REALTY OP-S60
COM
292102209
376
21474
SH
SOLE
21474
0
0
ISHA HEDGED MSCI GERMANY
COM
46434V704
368
16000
SH
SOLE
16000
0
0
PEPSICO INC
COM
713448108
366
3570
SH
SOLE
3570
0
0
INVESCO MORTGAGE CAPITAL
REIT
46131B100
350
28750
SH
SOLE
28750
0
0
CONOCOPHILLIPS
COM
20825C104
343
8516
SH
SOLE
8516
0
0
BLACKROCK CREDIT ALLOCATION
COM
092508100
341
27215
SH
SOLE
27215
0
0
VANGUARD DIVIDEND APPREC ETF
COM
921908844
336
4130
SH
SOLE
4130
0
0
TWO HARBORS INVESTMENT CORP
REIT
90187B101
317
39947
SH
SOLE
39947
0
0
ARMOUR RESIDENTIAL REIT
REIT
042315309
316
13935
SH
SOLE
13935
0
0
ELLINGTON FINANCIAL LLC
MLP
288522303
314
18000
SH
SOLE
18000
0
0
PHILIP MORRIS INTERNATIONAL
COM
718172109
300
3054
SH
SOLE
3054
0
0
APOLLO RESIDENTIAL MORTGAGE
REIT
03763V102
289
21500
SH
SOLE
21500
0
0
HATTERAS FINANCIAL CORP
REIT
41902R103
286
20000
SH
SOLE
20000
0
0
MORGAN STANLEY
PFD
61747S504
272
13400
SH
SOLE
13400
0
0
WISDOMTREE JAPAN HEDGED EQ
COM
97717W851
256
5865
SH
SOLE
5865
0
0
SALESFORCE.COM INC
COM
79466L302
256
3470
SH
SOLE
3470
0
0
ALPHABET INC-CL C
COM
02079K107
251
337
SH
SOLE
337
0
0
EMPIRE STATE REALTY OP LP-ES
COM
292102100
226
12904
SH
SOLE
12904
0
0
RLJ ENTERTAINMENT INC
COM
74965F104
225
250000
SH
SOLE
250000
0
0
ALERIAN MLP ETF
COM
00162Q866
219
20107
SH
SOLE
20107
0
0
COMCAST CORP-CLASS A
COM
20030N101
216
3544
SH
SOLE
3544
0
0
ISHARES US PHARMACEUTICALS E
COM
464288836
210
1535
SH
SOLE
1535
0
0
SPDR EURO STOXX 50 ETF
COM
78463X202
181
5456
SH
SOLE
5456
0
0
TESORO CORP
COM
881609101
172
2000
SH
SOLE
2000
0
0
QUALYS INC
COM
74758T303
170
6702
SH
SOLE
6702
0
0
PCM FUND INC
COM
69323T101
165
17300
SH
SOLE
17300
0
0
ISHARES DOW JONES U.S. ETF
COM
464287846
164
1600
SH
SOLE
1600
0
0
AMERICAN INTERNATIONAL GROUP
COM
026874784
162
3003
SH
SOLE
3003
0
0
SPDR S&P 500 ETF TRUST
COM
78462F103
160
780
SH
SOLE
780
0
0
MARKET VECTORS GOLD MINERS
COM
57060U100
158
7885
SH
SOLE
7885
0
0
NUVEEN CREDIT STRAT INC FD
COM
67073D102
154
19525
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SOLE
19525
0
0
NUVEEN NJ DIV ADV MUNI FD
COM
67069Y102
154
10910
SH
SOLE
10910
0
0
HOME DEPOT INC
COM
437076102
153
1146
SH
SOLE
1146
0
0
PROSHARES ULTRASHORT S&P500
COM
74347B300
147
7781
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PNC FINANCIAL SERVICES
PFD
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146
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0
0
ARES COMMERCIAL REAL ESTATE
REIT
04013V108
146
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0
0
NEW YORK MORTGAGE TRUST INC
REIT
649604501
145
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SH
SOLE
30500
0
0
ANWORTH MORTGAGE ASSET CORP
REIT
037347101
140
30000
SH
SOLE
30000
0
0
TARGET CORP
COM
87612E106
137
1665
SH
SOLE
1665
0
0
PJT PARTNERS INC - A
COM
69343T107
131
5440
SH
SOLE
5440
0
0
VIRGIN AMERICA INC
COM
92765X208
131
3390
SH
SOLE
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0
0
FEDERAL REALTY INVS TRUST
REIT
313747206
125
800
SH
SOLE
800
0
0
CORNERSTONE ONDEMAND INC
COM
21925Y103
123
3766
SH
SOLE
3766
0
0
FIVE9 INC
COM
338307101
122
13750
SH
SOLE
13750
0
0
TESLA MOTORS INC
COM
88160R101
121
525
SH
SOLE
525
0
0
ISHARES SELECT DIVIDEND ETF
COM
464287168
120
1475
SH
SOLE
1475
0
0
EATON VANCE TAX MAN GLBL BR
COM
27829C105
116
11000
SH
SOLE
11000
0
0
ALLERGAN PLC
COM
G0177J108
113
420
SH
SOLE
420
0
0
FLEX PHARMA INC
COM
33938A105
110
10000
SH
SOLE
10000
0
0
INTL BUSINESS MACHINES CORP
COM
459200101
109
720
SH
SOLE
720
0
0
GAZPROM PAO -SPON ADR
ADR
368287207
109
25200
SH
SOLE
25200
0
0
INVESCO SENIOR INCOME TRUST
COM
46131H107
105
25885
SH
SOLE
25885
0
0
ALIBABA GROUP HOLDING-SP ADR
ADR
01609W102
103
1305
SH
SOLE
1305
0
0
FORD MOTOR CO
COM
345370860
102
7520
SH
SOLE
7520
0
0
MRKT VCTRS URANIUM & NUCLEAR
COM
57061R577
99
2031
SH
SOLE
2031
0
0
XACTLY CORP
COM
98386L101
99
14400
SH
SOLE
14400
0
0
AVALONBAY COMMUNITIES INC
REIT
053484101
98
515
SH
SOLE
515
0
0
SPLUNK INC
COM
848637104
98
2000
SH
SOLE
2000
0
0
KRAFT HEINZ CO/THE
COM
500754106
98
1245
SH
SOLE
1245
0
0
ARROWHEAD RESEARCH CORP
COM
042797209
96
20000
SH
SOLE
20000
0
0
EMPIRE STATE REALTY OP -S250
COM
292102308
95
5469
SH
SOLE
5469
0
0
CALAMOS STRAT TOT RETURN FD
COM
128125101
92
9700
SH
SOLE
9700
0
0
KOHLS CORP
COM
500255104
92
1975
SH
SOLE
1975
0
0
CITIGROUP CAPITAL XIII
PFD
173080201
92
3500
SH
SOLE
3500
0
0
ASHFORD HOSPITALITY TRUS
PFD
044103406
90
3850
SH
SOLE
3850
0
0
ITO EN LTD
COM
645578907
88
2700
SH
SOLE
2700
0
0
TWITTER INC
COM
90184L102
85
5155
SH
SOLE
5155
0
0
STERLING BANCORP/DE
COM
85917A100
83
5213
SH
SOLE
5213
0
0
ARISTA NETWORKS INC
COM
040413106
83
1313
SH
SOLE
1313
0
0
CVS HEALTH CORP
COM
126650100
80
767
SH
SOLE
767
0
0
AMERICAN CAPITAL AGENCY CORP
REIT
02503X105
79
4265
SH
SOLE
4265
0
0
FINANCIAL SELECT SECTOR SPDR
COM
81369Y605
79
3500
SH
SOLE
3500
0
0
CITIGROUP INC
COM
172967424
78
1876
SH
SOLE
1876
0
0
BARRACUDA NETWORKS INC
COM
068323104
77
5000
SH
SOLE
5000
0
0
WISDOMTREE INDIA EARNINGS
COM
97717W422
74
3800
SH
SOLE
3800
0
0
NEW YORK COMMUNITY BANCORP
COM
649445103
69
4316
SH
SOLE
4316
0
0
EXPRESS SCRIPTS HOLDING CO
COM
30219G108
68
988
SH
SOLE
988
0
0
ROCKWELL AUTOMATION INC
COM
773903109
65
575
SH
SOLE
575
0
0
SPDR S&P REGIONAL BANKING
COM
78464A698
64
1710
SH
SOLE
1710
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
63
452
SH
SOLE
452
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
62
965
SH
SOLE
965
0
0
POWERSHARES DYN PHARMACEUTIC
COM
73935X799
61
1018
SH
SOLE
1018
0
0
ABB LTD-SPON ADR
ADR
000375204
58
3000
SH
SOLE
3000
0
0
TWENTY-FIRST CENTURY FOX-A
COM
90130A101
56
2006
SH
SOLE
2006
0
0
XEROX CORP
COM
984121103
56
5000
SH
SOLE
5000
0
0
ECOLAB INC
COM
278865100
56
500
SH
SOLE
500
0
0
ANNALY CAPITAL MANAGEMENT IN
REIT
035710409
55
5400
SH
SOLE
5400
0
0
BRIDGESTONE CORP
COM
108441205
55
1500
SH
SOLE
1500
0
0
SPDR GOLD SHARES
COM
78463V107
54
461
SH
SOLE
461
0
0
VEREIT INC
REIT
92339V100
53
6000
SH
SOLE
6000
0
0
ISHARES U.S. HEALTHCARE ETF
COM
464287762
52
370
SH
SOLE
370
0
0
SCHWAB US LARGE-CAP VALUE
COM
808524409
52
1196
SH
SOLE
1196
0
0
AMERICAN TOWER CORP
REIT
03027X100
51
500
SH
SOLE
500
0
0
WISDOMTREE EUROPE HEDGED EQU
COM
97717X701
51
975
SH
SOLE
975
0
0
TIER REIT INC
REIT
88650V208
50
3753
SH
SOLE
3753
0
0
NUVEEN NY AMT-FR MUNI INC FD
COM
670656107
50
3750
SH
SOLE
3750
0
0
APOLLO INVESTMENT CORP
COM
03761U106
50
8959
SH
SOLE
8959
0
0
MORGAN STANLEY EMERGING MARK
COM
617477104
50
6500
SH
SOLE
6500
0
0
KKR & CO LP
MLP
48248M102
49
3342
SH
SOLE
3342
0
0
CENTERRA GOLD INC
COM
152006102
47
10200
SH
SOLE
10200
0
0
CHARLES RIVER LABORATORIES
COM
159864107
46
600
SH
SOLE
600
0
0
ISHARES CORE S&P 500 ETF
COM
464287200
45
220
SH
SOLE
220
0
0
KIMCO REALTY CORP
REIT
49446R109
45
1575
SH
SOLE
1575
0
0
VORNADO REALTY TRUST
REIT
929042109
44
466
SH
SOLE
466
0
0
POWERSHARES WATER RESOURCES
COM
73935X575
44
2000
SH
SOLE
2000
0
0
BLACKROCK INC
COM
09247X101
43
125
SH
SOLE
125
0
0
ADIDAS AG-SPONSORED ADR
ADR
00687A107
42
720
SH
SOLE
720
0
0
DEVON ENERGY CORP
COM
25179M103
41
1500
SH
SOLE
1500
0
0
PURE STORAGE INC - CLASS A
COM
74624M102
41
3000
SH
SOLE
3000
0
0
RANDGOLD RESOURCES LTD-ADR
ADR
752344309
41
450
SH
SOLE
450
0
0
ELI LILLY & CO
COM
532457108
40
560
SH
SOLE
560
0
0
SCHWAB US LARGE-CAP ETF
COM
808524201
39
800
SH
SOLE
800
0
0
AMERICAN EXPRESS CO
COM
025816109
38
615
SH
SOLE
615
0
0
ENERGY TRANSFER PARTNERS LP
MLP
29273R109
36
1110
SH
SOLE
1110
0
0
GOLDMAN SACHS GROUP INC
PFD
38144X500
35
1362
SH
SOLE
1362
0
0
AMERICAN WATER WORKS CO INC
COM
030420103
34
500
SH
SOLE
500
0
0
INVESCO VALUE MUNICIPAL INCO
COM
46132P108
34
2000
SH
SOLE
2000
0
0
SCHWAB US BROAD MARKET ETF
COM
808524102
34
690
SH
SOLE
690
0
0
ILLUMINA INC
COM
452327109
32
200
SH
SOLE
200
0
0
PORTOLA PHARMACEUTICALS INC
COM
737010108
32
1575
SH
SOLE
1575
0
0
BROOKDALE SENIOR LIVING INC
COM
112463104
32
2000
SH
SOLE
2000
0
0
JOHNSON CONTROLS INC
COM
478366107
31
800
SH
SOLE
800
0
0
STARBUCKS CORP
COM
855244109
31
516
SH
SOLE
516
0
0
AMGEN INC
COM
031162100
30
200
SH
SOLE
200
0
0
BROCADE COMMUNICATIONS SYS
COM
111621306
30
2800
SH
SOLE
2800
0
0
SEASPAN CORPORATION
PFD
EP0398065
29
1150
SH
SOLE
1150
0
0
BIO-KEY INTERNATIONAL INC
COM
09060C200
29
169937
SH
SOLE
169937
0
0
BLACKSTONE GROUP LP/THE
MLP
09253U108
28
1000
SH
SOLE
1000
0
0
WESTERN ASSET HIGH INC FD II
COM
95766J102
28
4225
SH
SOLE
4225
0
0
SL GREEN REALTY CORP
REIT
78440X507
26
1000
SH
SOLE
1000
0
0
SIRIUS XM HOLDINGS INC
COM
82968B103
26
6650
SH
SOLE
6650
0
0
SYNAPTICS INC
COM
87157D109
26
327
SH
SOLE
327
0
0
SEMPRA ENERGY
COM
816851109
26
250
SH
SOLE
250
0
0
DYNEX CAPITAL INC
REIT
26817Q506
26
3900
SH
SOLE
3900
0
0
ALTRIA GROUP INC
COM
02209S103
26
410
SH
SOLE
410
0
0
BAKER HUGHES INC
COM
057224107
25
580
SH
SOLE
580
0
0
DIREXION RUSSIA BULL 3X
COM
25490K273
24
458
SH
SOLE
458
0
0
UNION PACIFIC CORP
COM
907818108
24
300
SH
SOLE
300
0
0
HEALTH CARE SELECT SECTOR
COM
81369Y209
24
350
SH
SOLE
350
0
0
PENNANTPARK FLOATING RATE CA
COM
70806A106
23
2000
SH
SOLE
2000
0
0
CATERPILLAR INC
COM
149123101
23
300
SH
SOLE
300
0
0
CONSUMER STAPLES SPDR
COM
81369Y308
22
420
SH
SOLE
420
0
0
HALLIBURTON CO
COM
406216101
22
623
SH
SOLE
623
0
0
NATIONAL FUEL GAS CO
COM
636180101
22
444
SH
SOLE
444
0
0
GABELLI DIVIDEND & INCOME TR
COM
36242H104
22
1200
SH
SOLE
1200
0
0
BIOGEN INC
COM
09062X103
22
85
SH
SOLE
85
0
0
AG MORTGAGE INVEST TR
PFD
001228303
22
1000
SH
SOLE
1000
0
0
VANGUARD FINANCIALS ETF
COM
92204A405
22
465
SH
SOLE
465
0
0
MASTERCARD INC-CLASS A
COM
57636Q104
21
225
SH
SOLE
225
0
0
DUNKIN' BRANDS GROUP INC
COM
265504100
21
450
SH
SOLE
450
0
0
INVIVO THERAPEUTICS HOLDINGS
COM
46186M209
21
3000
SH
SOLE
3000
0
0
P G & E CORP
COM
69331C108
20
340
SH
SOLE
340
0
0
COACH INC
COM
189754104
20
500
SH
SOLE
500
0
0
WEATHERFORD INTERNATIONAL PL
COM
G48833100
20
2513
SH
SOLE
2513
0
0
ARIAD PHARMACEUTICALS INC
COM
04033A100
19
3000
SH
SOLE
3000
0
0
DAIMLER AG-REGISTERED SHARES
COM
D1668R123
19
249
SH
SOLE
249
0
0
ALLIANZGI EQUITY & CONVERTIB
COM
018829101
19
1050
SH
SOLE
1050
0
0
TECHNOLOGY SELECT SECT SPDR
COM
81369Y803
19
426
SH
SOLE
426
0
0
SHAKE SHACK INC - CLASS A
COM
819047101
19
500
SH
SOLE
500
0
0
WOLVERINE WORLD WIDE INC
COM
978097103
18
1000
SH
SOLE
1000
0
0
METLIFE INC
COM
59156R108
18
410
SH
SOLE
410
0
0
VANGUARD REIT ETF
COM
922908553
18
214
SH
SOLE
214
0
0
PRUDENTIAL GL SH DUR HI YLD
COM
74433A109
18
1200
SH
SOLE
1200
0
0
SPARK THERAPEUTICS INC
COM
84652J103
18
600
SH
SOLE
600
0
0
VODAFONE GROUP PLC-SP ADR
ADR
92857W308
18
547
SH
SOLE
547
0
0
OPKO HEALTH INC
COM
68375N103
16
1549
SH
SOLE
1549
0
0
INVESTORS BANCORP INC
COM
46146L101
16
1350
SH
SOLE
1350
0
0
FREEPORT-MCMORAN INC
COM
35671D857
16
1500
SH
SOLE
1500
0
0
GRIFFON CORP
COM
398433102
15
1000
SH
SOLE
1000
0
0
MALLINCKRODT PLC
COM
G5785G107
15
250
SH
SOLE
250
0
0
CRACKER BARREL OLD COUNTRY
COM
22410J106
15
100
SH
SOLE
100
0
0
OCWEN FINANCIAL CORP
COM
675746309
15
6000
SH
SOLE
6000
0
0
AMERICAN CAPITAL LTD
COM
02503Y103
15
962
SH
SOLE
962
0
0
KOREA FUND INC
COM
500634209
15
450
SH
SOLE
450
0
0
TAUBMAN CENTERS INC
REIT
876664103
15
205
SH
SOLE
205
0
0
PHILLIPS 66
COM
718546104
14
166
SH
SOLE
166
0
0
ACCELERATE DIAGNOSTICS INC
COM
00430H102
14
1000
SH
SOLE
1000
0
0
EMC CORP/MA
COM
268648102
14
536
SH
SOLE
536
0
0
CENTERPOINT ENERGY INC
COM
15189T107
14
670
SH
SOLE
670
0
0
EXELON CORP
COM
30161N101
14
381
SH
SOLE
381
0
0
ENDO INTERNATIONAL PLC
COM
G30401906
14
480
SH
SOLE
480
0
0
VISA INC-CLASS A SHARES
COM
92826C839
13
176
SH
SOLE
176
0
0
HORIZON PHARMA PLC
COM
G4617B105
13
800
SH
SOLE
800
0
0
ING GROEP NV
PFD
456837301
13
500
SH
SOLE
500
0
0
WHIRLPOOL CORP
COM
963320106
13
70
SH
SOLE
70
0
0
VENTAS INC
REIT
92276F100
13
200
SH
SOLE
200
0
0
SUBURBAN PROPANE PARTNERS LP
MLP
864482104
12
416
SH
SOLE
416
0
0
CENTENE CORP
COM
15135B101
12
200
SH
SOLE
200
0
0
YAHOO! INC
COM
984332106
12
333
SH
SOLE
333
0
0
TEVA PHARMACEUTICAL-SP ADR
ADR
881624209
12
228
SH
SOLE
228
0
0
CAPITALA FINANCE CORP
COM
14054R106
12
1000
SH
SOLE
1000
0
0
COASTAL BANCORP INC
COM
19041P105
12
200
SH
SOLE
200
0
0
WALMART DE MEXICO SAB DE CV
COM
P98180105
12
5020
SH
SOLE
5020
0
0
NOKIA CORP-SPON ADR
ADR
654902204
12
2000
SH
SOLE
2000
0
0
WADDELL & REED FINANCIAL-A
COM
930059100
12
500
SH
SOLE
500
0
0
MYERS INDUSTRIES INC
COM
628464109
12
915
SH
SOLE
915
0
0
KBR INC
COM
48242W106
12
760
SH
SOLE
760
0
0
ISHARES MSCI JAPAN ETF
COM
464286848
11
1000
SH
SOLE
1000
0
0
FANNIE MAE
PFD
313586752
11
3717
SH
SOLE
3717
0
0
SOUTHWEST AIRLINES CO
COM
844741108
11
250
SH
SOLE
250
0
0
MARATHON OIL CORP
COM
565849106
11
1000
SH
SOLE
1000
0
0
CBS CORP-CLASS B NON VOTING
COM
124857202
11
200
SH
SOLE
200
0
0
SMITH & WESSON HOLDING CORP
COM
831756101
11
400
SH
SOLE
400
0
0
NUVEEN PFD INC OPP FD
COM
67073B106
11
1123
SH
SOLE
1123
0
0
URSTADT BIDDLE - CLASS A
REIT
917286205
10
500
SH
SOLE
500
0
0
MAIN STREET CAPITAL CORP
COM
56035L104
10
322
SH
SOLE
322
0
0
INVENSENSE INC
COM
46123D205
10
1200
SH
SOLE
1200
0
0
VIACOM INC-CLASS A
COM
92553P102
10
221
SH
SOLE
221
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
10
500
SH
SOLE
500
0
0
ROYAL BK SCOTLND GRP PLC
PFD
780097788
10
400
SH
SOLE
400
0
0
SECOND SIGHT MEDICAL PRODUCT
COM
81362J100
10
2000
SH
SOLE
2000
0
0
VIACOM INC-CLASS B
COM
92553P201
10
230
SH
SOLE
230
0
0
OTTER TAIL CORP
COM
689648103
9
319
SH
SOLE
319
0
0
BB&T CORP
COM
054937107
9
283
SH
SOLE
283
0
0
FREDDIE MAC
PFD
313400624
9
3000
SH
SOLE
3000
0
0
SPROTT GOLD MINERS ETF
COM
00162Q643
9
500
SH
SOLE
500
0
0
AVEO PHARMACEUTICALS INC
COM
053588109
9
10000
SH
SOLE
10000
0
0
FANNIE MAE
PFD
313586828
9
2180
SH
SOLE
2180
0
0
HAWAIIAN HOLDINGS INC
COM
419879101
9
192
SH
SOLE
192
0
0
ISHARES S&P MID-CAP 400 GROW
COM
464287606
9
55
SH
SOLE
55
0
0
ARTHUR J GALLAGHER & CO
COM
363576109
9
200
SH
SOLE
200
0
0
NUVEEN MUNI OPP FD
COM
670984103
9
600
SH
SOLE
600
0
0
CHINA FUND INC
COM
169373107
9
580
SH
SOLE
580
0
0
STRATASYS LTD
COM
M85548101
9
330
SH
SOLE
330
0
0
UNDER ARMOUR INC-CLASS A
COM
904311107
8
100
SH
SOLE
100
0
0
MONDELEZ INTERNATIONAL INC-A
COM
609207105
8
207
SH
SOLE
207
0
0
SILVER WHEATON CORP
COM
828336107
8
500
SH
SOLE
500
0
0
APOLLO COMMERCIAL REAL ESTAT
REIT
03762U105
8
500
SH
SOLE
500
0
0
FERRELLGAS PARTNERS-LP
MLP
315293100
8
465
SH
SOLE
465
0
0
BLACKSTONE MORTGAGE TRU-CL A
REIT
09257W100
8
300
SH
SOLE
300
0
0
CABCO TRUST FOR JCP
PFD
126797208
8
400
SH
SOLE
400
0
0
ONE GAS INC
COM
68235P108
8
125
SH
SOLE
125
0
0
LULULEMON ATHLETICA INC
COM
550021109
7
110
SH
SOLE
110
0
0
PROSPECT CAPITAL CORP
COM
74348T102
7
1000
SH
SOLE
1000
0
0
ARCHER-DANIELS-MIDLAND CO
COM
039483102
7
200
SH
SOLE
200
0
0
TIME WARNER INC
COM
887317303
7
100
SH
SOLE
100
0
0
NETFLIX INC
COM
64110L106
7
70
SH
SOLE
70
0
0
BELLATRIX EXPLORATION LTD
COM
078314101
7
7000
SH
SOLE
7000
0
0
TOMPKINS FINANCIAL CORP
COM
890110109
7
110
SH
SOLE
110
0
0
HCP INC
REIT
40414L109
7
211
SH
SOLE
211
0
0
FASTENAL CO
COM
311900104
7
140
SH
SOLE
140
0
0
PACIFIC GAS&ELEC
PFD
694308206
7
225
SH
SOLE
225
0
0
WIZARD WORLD INC
COM
97751C100
7
15000
SH
SOLE
15000
0
0
JPMORGAN CHASE & CO
PFD
48127R461
7
250
SH
SOLE
250
0
0
PIPER JAFFRAY COS
COM
724078100
6
131
SH
SOLE
131
0
0
COSTCO WHOLESALE CORP
COM
22160K105
6
40
SH
SOLE
40
0
0
EATON VANCE ENHANCED EQ INCM
COM
278274105
6
500
SH
SOLE
500
0
0
ISHARES RUSSELL 2000 ETF
COM
464287655
6
55
SH
SOLE
55
0
0
BLACKBERRY LTD
COM
09228F103
6
750
SH
SOLE
750
0
0
NEWS CORP - CLASS A
COM
65249B109
6
475
SH
SOLE
475
0
0
MORGAN STANLEY CP TR III
PFD
617460209
6
236
SH
SOLE
236
0
0
URBAN EDGE PROPERTIES
REIT
91704F104
6
233
SH
SOLE
233
0
0
EVERSOURCE ENERGY
COM
30040W108
6
100
SH
SOLE
100
0
0
ACHILLION PHARMACEUTICALS
COM
00448Q201
6
750
SH
SOLE
750
0
0
ISHARES CORE S&P MIDCAP ETF
COM
464287507
6
40
SH
SOLE
40
0
0
GOLDMAN SACHS MLP INCOME OPP
COM
38147W103
6
750
SH
SOLE
750
0
0
MARKET VECTORS HIGH INCOME M
COM
57061R247
6
1400
SH
SOLE
1400
0
0
DOMINION RESOURCES INC/VA
COM
25746U109
6
75
SH
SOLE
75
0
0
PHYSICIANS REALTY TRUST
REIT
71943U104
6
300
SH
SOLE
300
0
0
STEVEN MADDEN LTD
COM
556269108
6
150
SH
SOLE
150
0
0
ISHARES NASDAQ BIOTECHNOLOGY
COM
464287556
5
21
SH
SOLE
21
0
0
SPDR S&P BIOTECH ETF
COM
78464A870
5
99
SH
SOLE
99
0
0
INTREXON CORP
COM
46122T102
5
150
SH
SOLE
150
0
0
MCDONALD'S CORP
COM
580135101
5
40
SH
SOLE
40
0
0
CALLAWAY GOLF COMPANY
COM
131193104
5
525
SH
SOLE
525
0
0
WESTPAC BANKING CORP-SP ADR
ADR
961214301
5
200
SH
SOLE
200
0
0
EQUINIX INC
REIT
29444U700
5
14
SH
SOLE
14
0
0
AUTOMATIC DATA PROCESSING
COM
053015103
4
50
SH
SOLE
50
0
0
DENISON MINES CORP
COM
248356107
4
8000
SH
SOLE
8000
0
0
OCH-ZIFF CAPITAL MANAGEMEN-A
MLP
67551U105
4
1000
SH
SOLE
1000
0
0
EATON VANCE FLOAT RT INC TR
COM
278279104
4
310
SH
SOLE
310
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
4
102
SH
SOLE
102
0
0
SPDR S&P HOMEBUILDERS ETF
COM
78464A888
4
120
SH
SOLE
120
0
0
ALLIQUA BIOMEDICAL INC
COM
019621200
4
4930
SH
SOLE
4930
0
0
PACIFIC GAS&ELEC
PFD
694308305
4
137
SH
SOLE
137
0
0
NEW MOUNTAIN FINANCE CORP
COM
647551100
4
300
SH
SOLE
300
0
0
WORLD POINT TERMINALS LP
MLP
98159G107
4
250
SH
SOLE
250
0
0
HSBC HOLDINGS PLC-SPONS ADR
ADR
404280406
4
115
SH
SOLE
115
0
0
HOLOGIC INC
COM
436440101
3
100
SH
SOLE
100
0
0
SEAGATE TECHNOLOGY
COM
G7945M107
3
100
SH
SOLE
100
0
0
RR DONNELLEY & SONS CO
COM
257867101
3
200
SH
SOLE
200
0
0
ROYAL BK SCOTLND GRP PLC
PFD
780097879
3
125
SH
SOLE
125
0
0
VALERO ENERGY CORP
COM
91913Y100
3
50
SH
SOLE
50
0
0
SOUTHERN CAL ED
PFD
842400301
3
125
SH
SOLE
125
0
0
GAP INC/THE
COM
364760108
3
103
SH
SOLE
103
0
0
SOUTHERN CAL ED
PFD
842400202
3
125
SH
SOLE
125
0
0
BARCLAYS PLC-SPONS ADR
ADR
06738E204
3
330
SH
SOLE
330
0
0
NORDIC AMERICAN TANKERS LTD
COM
G65773106
3
200
SH
SOLE
200
0
0
ZYNGA INC - CL A
COM
98986T108
3
1214
SH
SOLE
1214
0
0
MEDIVATION INC
COM
58501N101
3
60
SH
SOLE
60
0
0
XYLEM INC
COM
98419M100
3
65
SH
SOLE
65
0
0
VALEANT PHARMACEUTICALS INTE
COM
91911K102
3
100
SH
SOLE
100
0
0
POWERSHARES PREFERRED PORTFO
COM
73936T565
3
175
SH
SOLE
175
0
0
PBF ENERGY INC-CLASS A
COM
69318G106
2
75
SH
SOLE
75
0
0
AECOM
COM
00766T100
2
80
SH
SOLE
80
0
0
DIREXION DAILY INDIA BULL 3X
COM
25490K331
2
50
SH
SOLE
50
0
0
CHURCH & DWIGHT CO INC
COM
171340102
2
25
SH
SOLE
25
0
0
BLACKROCK ENRGY & RES
COM
09250U101
2
175
SH
SOLE
175
0
0
CEMEX SAB-SPONS ADR PART CER
ADR
151290889
2
312
SH
SOLE
312
0
0
CLEAN ENERGY FUELS CORP
COM
184499101
2
750
SH
SOLE
750
0
0
ETSY INC
COM
29786A106
2
250
SH
SOLE
250
0
0
SCIENCE APPLICATIONS INTE
COM
808625107
2
40
SH
SOLE
40
0
0
OCCIDENTAL PETROLEUM CORP
COM
674599105
2
31
SH
SOLE
31
0
0
US BANCORP
COM
902973304
2
50
SH
SOLE
50
0
0
VASCO DATA SECURITY INTL
COM
92230Y104
2
130
SH
SOLE
130
0
0
UNITED STATES OIL FUND LP
COM
91232N108
2
200
SH
SOLE
200
0
0
TARGA RESOURCES CORP
COM
87612G101
2
62
SH
SOLE
62
0
0
NIKE INC -CL B
COM
654106103
2
30
SH
SOLE
30
0
0
TRAVELPORT WORLDWIDE LTD
COM
G9019D104
2
130
SH
SOLE
130
0
0
CSX CORP
COM
126408103
2
65
SH
SOLE
65
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
2
175
SH
SOLE
175
0
0
3M CO
COM
88579Y101
2
10
SH
SOLE
10
0
0
KEYSIGHT TECHNOLOGIES IN
COM
49338L103
1
50
SH
SOLE
50
0
0
CARE CAPITAL PROPERTIES INC
REIT
141624106
1
50
SH
SOLE
50
0
0
FEDEX CORP
COM
31428X106
1
8
SH
SOLE
8
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
1
9
SH
SOLE
9
0
0
ANGLO AMERICAN PLC-SPONS ADR
ADR
03485P300
1
323
SH
SOLE
323
0
0
REYNOLDS AMERICAN INC
COM
761713106
1
25
SH
SOLE
25
0
0
FRONTIER COMMUNICATIONS CORP
COM
35906A108
1
203
SH
SOLE
203
0
0
IPATH S&P 500 VIX S/T FU ETN
COM
06742E711
1
62
SH
SOLE
62
0
0
WASTE MANAGEMENT INC
COM
94106L109
1
18
SH
SOLE
18
0
0
IMPACT FUSION INTERNATIONAL
COM
45257G109
1
200000
SH
SOLE
200000
0
0
LINKEDIN CORP - A
COM
53578A108
1
9
SH
SOLE
9
0
0
CHENIERE ENERGY INC
COM
16411R208
1
30
SH
SOLE
30
0
0
SCHWAB (CHARLES) CORP
COM
808513105
1
35
SH
SOLE
35
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
1
2
SH
SOLE
2
0
0
NORDIC AMERICAN OFFSHORE LTD
COM
Y6366T112
1
200
SH
SOLE
200
0
0
SPDR OIL & GAS EQUIP & SERV
COM
78464A748
1
50
SH
SOLE
50
0
0
NRG ENERGY INC
COM
629377508
1
64
SH
SOLE
64
0
0
UNITED STATES STEEL CORP
COM
912909108
1
50
SH
SOLE
50
0
0
OLD REREIT INTL CORP
COM
680223104
1
42
SH
SOLE
42
0
0
MATTEL INC
COM
577081102
1
21
SH
SOLE
21
0
0
COCA-COLA CO/THE
COM
191216100
1
15
SH
SOLE
15
0
0
RLI CORP
COM
749607107
1
10
SH
SOLE
10
0
0
CINCINNATI FINANCIAL CORP
COM
172062101
1
10
SH
SOLE
10
0
0
NUO THERAPEUTICS INC
COM
67059V100
1
27000
SH
SOLE
27000
0
0
WP CAREY INC
REIT
92936U109
1
11
SH
SOLE
11
0
0
REALTY INCOME CORP
REIT
756109104
1
11
SH
SOLE
11
0
0
DOMINOS PIZZA INC
COM
25754A201
1
5
SH
SOLE
5
0
0
CONSOLIDATED EDISON INC
COM
209115104
1
8
SH
SOLE
8
0
0
VECTOR GROUP LTD
COM
92240M108
1
28
SH
SOLE
28
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1
12
SH
SOLE
12
0
0
ALCOA INC
COM
013817101
1
62
SH
SOLE
62
0
0
CRIMSON WINE GROUP LTD
COM
22662X100
1
70
SH
SOLE
70
0
0
BANCORP INC/THE
COM
05969A105
1
100
SH
SOLE
100
0
0
DU PONT (E.I.) DE NEMOURS
COM
263534109
1
9
SH
SOLE
9
0
0
DIGITAL REALTY TRUST INC
REIT
253868103
1
6
SH
SOLE
6
0
0
BRADY CORPORATION - CL A
COM
104674106
1
21
SH
SOLE
21
0
0
KIMBERLY-CLARK CORP
COM
494368103
1
4
SH
SOLE
4
0
0
KINDER MORGAN INC
COM
49456B101
1
31
SH
SOLE
31
0
0
BED BATH & BEYOND INC
COM
075896100
1
11
SH
SOLE
11
0
0
TEEKAY CORP
COM
Y8564W103
1
62
SH
SOLE
62
0
0
PEOPLE'S UNITED FINANCIAL
COM
712704105
1
32
SH
SOLE
32
0
0
NOVAGOLD RESOURCES INC
COM
66987E206
1
100
SH
SOLE
100
0
0
WHITING PETROLEUM CORP
COM
966387102
1
62
SH
SOLE
62
0
0
STRATA OIL & GAS INC
COM
86270C105
1
13400
SH
SOLE
13400
0
0
BANK OF NOVA SCOTIA
COM
064149107
1
10
SH
SOLE
10
0
0
YORK WATER CO
COM
987184108
1
15
SH
SOLE
15
0
0
TRAVELERS COS INC/THE
COM
89417E109
1
4
SH
SOLE
4
0
0
CUMULUS MEDIA INC-CL A
COM
231082108
1
1000
SH
SOLE
1000
0
0
LUXOTTICA GROUP SPA-SPON ADR
ADR
55068R202
1
8
SH
SOLE
8
0
0
HOSPITALITY PROPERTIES TRUST
REIT
44106M102
1
16
SH
SOLE
16
0
0
AZURE MIDSTREAM PARTNERS LP
MLP
05501X100
1
300
SH
SOLE
300
0
0
SENIOR HOUSING PROP TRUST
REIT
81721M109
1
22
SH
SOLE
22
0
0
OMEGA HEALTHCARE INVESTORS
REIT
681936100
1
11
SH
SOLE
11
0
0
WELLTOWER INC
REIT
95040Q104
1
5
SH
SOLE
5
0
0
ANTHERA PHARMACEUTICALS INC
COM
03674U201
1
100
SH
SOLE
100
0
0
BROADWIND ENERGY INC
COM
11161T207
1
112
SH
SOLE
112
0
0
IONIS PHARMACEUTICALS INC
COM
462222100
1
7
SH
SOLE
7
0
0
L BRANDS INC
COM
501797104
1
3
SH
SOLE
3
0
0
NEPHROGENEX INC
COM
640667101
1
500
SH
SOLE
500
0
0
RAYONIER INC
REIT
754907103
1
9
SH
SOLE
9
0
0
NQ MOBILE INC - ADR -CLASS A
ADR
64118U108
1
50
SH
SOLE
50
0
0
TIME INC
COM
887228104
1
12
SH
SOLE
12
0
0
DR PEPPER SNAPPLE GROUP INC
COM
26138E109
1
2
SH
SOLE
2
0
0
GENCO SHIPPING & TRADING LTD
COM
Y2685T115
1
278
SH
SOLE
278
0
0
SYNERGY PHARMACEUTICALS INC
COM
871639308
1
50
SH
SOLE
50
0
0
ECHO THERAPEUTICS INC
COM
27876L206
1
100
SH
SOLE
100
0
0
OCLARO INC
COM
67555N206
1
6
SH
SOLE
6
0
0
SAUER ENERGY INC
COM
804136109
1
1200
SH
SOLE
1200
0
0